TD Securities (USA) LLC

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CIK 1335977

13F portfolio (2016-Q1)

$11M

Positions

505

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2015-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2016-Q1)

Holdings

502

Top 5

66.0%

Top 10

68.8%

Effective N

3.0

HHI

0.332

This quarter

12 new · 0 exit →

By sector

Unclassified61.7%

Financials11.3%

Information Technology5.8%

Health Care3.6%

Consumer Discretionary3.5%

Communication Services3.2%

Industrials3.0%

Consumer Staples2.3%

Other5.8%

By market cap

Unknown61.8%

Large ($10–200B)23.2%

Mega (>$200B)14.0%

Mid ($2–10B)1.0%

Small ($300M–2B)0.1%

By region

Other61.7%

North America38.3%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	62.27%	125
Capital Markets	6.58%	13
Pharmaceuticals & Biotechnology	2.74%	14
Technology Hardware & Equipment	2.37%	16
Banks	2.23%	20
Specialty Retail	2.05%	25
Oil, Gas & Consumable Fuels	1.90%	16
Software & IT Services	1.68%	8
Software	1.50%	8
Insurance	1.32%	22
Utilities	1.30%	28
Chemicals	1.23%	17
Commercial Services & Supplies	1.12%	19
Equity Real Estate Investment Trusts (REITs)	0.99%	21
Diversified Telecommunication Services	0.99%	3
Beverages	0.81%	5
Health Care Equipment & Supplies	0.81%	10
Semiconductors & Semiconductor Equipment	0.79%	12
Electrical Equipment & Components	0.68%	2
Aerospace & Defense	0.66%	8
Machinery	0.59%	17
Hotels, Restaurants & Leisure	0.58%	7
Food Products	0.57%	11
Tobacco	0.57%	2
Media & Entertainment	0.44%	3
Road & Rail	0.41%	5
Distributors	0.35%	8
Airlines	0.32%	5
Entertainment	0.31%	1
Food & Staples Retailing	0.31%	2
Automobiles & Components	0.26%	4
Communications Equipment	0.18%	2
Metals & Mining	0.16%	5
Paper & Forest Products	0.15%	3
Textiles, Apparel & Luxury Goods	0.15%	6
Health Care Providers & Services	0.12%	5
Life Sciences Tools & Services	0.10%	4
Marine	0.07%	2
Construction & Engineering	0.07%	5
Transportation Infrastructure	0.06%	3
Leisure Products	0.05%	2
Construction Materials	0.05%	2
Household Durables	0.05%	2
Professional Services	0.04%	1
Real Estate Management & Development	0.02%	1
Diversified Consumer Services	0.01%	1
Media & Publishing	0.01%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	57.20%
2	CME	CME GROUP INC.	Financials	5.98%
3	AAPL	Apple Inc.	Information Technology	1.24%
4	MSFT	MICROSOFT CORP	Information Technology	0.90%
5	XOM	EXXON MOBIL CORP	Energy	0.71%
6	GE	GENERAL ELECTRIC CO	Information Technology	0.61%
7	JNJ	JOHNSON & JOHNSON	Health Care	0.61%
8	BRK.B	BERKSHIRE HATHAWAY INC	Financials	0.55%
9	META	Meta Platforms, Inc.	Communication Services	0.54%
10	T	AT&T INC.	Communication Services	0.49%

379/502 names classified · sector 38.3% of weight · industry 37.7% · mkt cap 38.2%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 12 quarters

FinancialsCME, WFC, JPM, BRK.B, BAC · other

Information TechnologyAAPL, MSFT, GE, IBM, INTC · other

Health CareJNJ, PFE, MRK, GILD, AMGN · other

Consumer DiscretionaryAMZN, HD, WMT, MCD, F · other

IndustrialsMMM, UNP, BA, HON, UPS · other

EnergyXOM, CVX, SLB, COP, OXY · other

Consumer StaplesKO, PEP, PM, CVS, MO · other

Communication ServicesT, VZ, DIS, CMCSA, META · other

MaterialsPG, NKE, CL, KMB, LYB · other

UtilitiesDUK, NEE, D, SO, KMI · other

Real EstateSPG, AMT, PSA, EQR, CCI · other

UnclassifiedSPY, GOOGLE INC, Apple Computer, Berkshire Hathaway Inc, Bank Of America Corporation · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 38.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2016-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 38% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (369 classified)TD Securities (USA) LLC centroid (Large Core)

FinancialsInformation TechnologyHealth CareConsumer DiscretionaryCommunication ServicesIndustrialsConsumer StaplesEnergyMaterialsUtilitiesReal Estate

Style box summary for TD Securities (USA) LLC: centroid Large Core. Heaviest cells: Large Value 15.6%, Large Growth 7.4%, Large Core 6.3%.

Classified: 37.5% of book weight (369/385 names) · unclassified 62.5%: SPY, , BRK.B, STZ, MNST, SNDK, UAA, CTRA, CNC, FLR +6 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 505 positions (2016-Q1) · largest first · Δ vs 2015-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	30,497	$6M	57.2%	HOLD
2	CMECME GROUP INC	8,826	$655,000	6.0%	HOLD
3	AAPLAPPLE INC	1,252	$136,000	1.2%	HOLD
4	MSFTMICROSOFT CORP	1,786	$99,000	0.9%	HOLD
5	XOMEXXON MOBIL CORP	938	$78,000	0.7%	HOLD
6	GEGENERAL ELECTRIC CO	2,107	$67,000	0.6%	HOLD
7	JNJJOHNSON & JOHNSON	623	$67,000	0.6%	HOLD
8	BRK.BBERKSHIRE HATHAWAY INC DEL	423	$60,000	0.5%	HOLD
9	METAMETA PLATFORMS INC	518	$59,000	0.5%	HOLD
10	TAT&T INC	1,389	$54,000	0.5%	HOLD
11	AMZNAMAZON COM INC	87	$52,000	0.5%	HOLD
12	GOOGALPHABET INC	67	$50,000	0.5%	HOLD
13	GOOGLALPHABET INC	66	$50,000	0.5%	HOLD
14	VZVERIZON COMMUNICATIONS INC	920	$50,000	0.5%	HOLD
15	WFCWELLS FARGO CO NEW	1,043	$50,000	0.5%	HOLD
16	JPMJPMORGAN CHASE & CO	829	$49,000	0.4%	HOLD
17	PGPROCTER AND GAMBLE CO	599	$49,000	0.4%	HOLD
18	CVXCHEVRON CORP NEW	425	$41,000	0.4%	HOLD
19	KOCOCA COLA CO	880	$41,000	0.4%	HOLD
20	PFEPFIZER INC	1,366	$40,000	0.4%	HOLD
21	HDHOME DEPOT INC	286	$38,000	0.3%	HOLD
22	INTCINTEL CORP	1,067	$35,000	0.3%	HOLD
23	CMCSACOMCAST CORP NEW	549	$34,000	0.3%	HOLD
24	DISDISNEY WALT CO	339	$34,000	0.3%	HOLD
25	PMPHILIP MORRIS INTL INC	350	$34,000	0.3%	HOLD
26	MRKMERCK & CO INC	627	$33,000	0.3%	HOLD
27	PEPPEPSICO INC	326	$33,000	0.3%	HOLD
28	VVISA INC	433	$33,000	0.3%	HOLD
29	BACBANK AMERICA CORP	2,332	$32,000	0.3%	HOLD
30	CSCOCISCO SYS INC	1,136	$32,000	0.3%	HOLD
31	IBMINTERNATIONAL BUSINESS MACHS	200	$30,000	0.3%	HOLD
32	ORCLORACLE CORP	711	$29,000	0.3%	HOLD
33	MOALTRIA GROUP INC	442	$28,000	0.3%	HOLD
34	CCITIGROUP INC	666	$28,000	0.3%	HOLD
35	GILDGILEAD SCIENCES INC	309	$28,000	0.3%	TRIM −5%
36	UNHUNITEDHEALTH GROUP INC	215	$28,000	0.3%	HOLD
37	CVSCVS HEALTH CORP	248	$26,000	0.2%	HOLD
38	MCDMCDONALDS CORP	204	$26,000	0.2%	HOLD
39	AMGNAMGEN INC	170	$25,000	0.2%	HOLD
40	BMYBRISTOL-MYERS SQUIBB CO	377	$24,000	0.2%	HOLD
41	WMTWALMART INC	354	$24,000	0.2%	HOLD
42	ALLERGAN PLC	89	$24,000	0.2%	HOLD
43	MDTMEDTRONIC PLC	318	$24,000	0.2%	HOLD
44	MMM3M CO	137	$23,000	0.2%	HOLD
45	ABBVABBVIE INC	364	$21,000	0.2%	HOLD
46	MAMASTERCARD INCORPORATED	221	$21,000	0.2%	HOLD
47	SLBSCHLUMBERGER LTD	283	$21,000	0.2%	HOLD
48	SBUXSTARBUCKS CORP	334	$20,000	0.2%	HOLD
49	HONHONEYWELL INTL INC	174	$19,000	0.2%	HOLD
50	NKENIKE INC	306	$19,000	0.2%	HOLD
51	BABOEING CO	141	$18,000	0.2%	HOLD
52	CELGENE CORP	177	$18,000	0.2%	HOLD
53	UNITED TECHNOLOGIES CORP	176	$18,000	0.2%	TRIM −5%
54	QCOMQUALCOMM INC	338	$17,000	0.2%	HOLD
55	COSTCOSTCO WHSL CORP NEW	99	$16,000	0.1%	HOLD
56	LLYELI LILLY & CO	220	$16,000	0.1%	HOLD
57	LOWLOWES COS INC	207	$16,000	0.1%	HOLD
58	UPSUNITED PARCEL SERVICE INC	156	$16,000	0.1%	HOLD
59	WALGREENS BOOTS ALLIANCE INC	195	$16,000	0.1%	HOLD
60	ACNACCENTURE PLC IRELAND	142	$16,000	0.1%	HOLD
61	SPGSIMON PPTY GROUP INC NEW	70	$15,000	0.1%	HOLD
62	USBUS BANCORP	369	$15,000	0.1%	HOLD
63	UNPUNION PAC CORP	191	$15,000	0.1%	HOLD
64	ABTABBOTT LABS	333	$14,000	0.1%	HOLD
65	AIGAMERICAN INTL GROUP INC	260	$14,000	0.1%	TRIM −6%
66	CLCOLGATE PALMOLIVE CO	202	$14,000	0.1%	HOLD
67	GSGOLDMAN SACHS GROUP INC	89	$14,000	0.1%	HOLD
68	MDLZMONDELEZ INTL INC	354	$14,000	0.1%	HOLD
69	PRICELINE COM INC	11	$14,000	0.1%	HOLD
70	BIIBBIOGEN INC	49	$13,000	0.1%	TRIM −2%
71	DHRDANAHER CORP DEL	135	$13,000	0.1%	HOLD
72	DOW CHEM CO	252	$13,000	0.1%	HOLD
73	DUKDUKE ENERGY CORP NEW	155	$13,000	0.1%	HOLD
74	LMTLOCKHEED MARTIN CORP	59	$13,000	0.1%	HOLD
75	TXNTEXAS INSTRS INC	227	$13,000	0.1%	HOLD
76	TMOTHERMO FISHER SCIENTIFIC INC	89	$13,000	0.1%	HOLD
77	TIME WARNER INC	178	$13,000	0.1%	HOLD
78	TIME WARNER CABLE INC	64	$13,000	0.1%	HOLD
79	AVGOBROADCOM LTD	84	$13,000	0.1%	NEW
80	DU PONT E I DE NEMOURS & CO	197	$12,000	0.1%	HOLD
81	E M C CORP MASS	440	$12,000	0.1%	HOLD
82	FFORD MTR CO	880	$12,000	0.1%	HOLD
83	NEENEXTERA ENERGY INC	104	$12,000	0.1%	HOLD
84	OXYOCCIDENTAL PETE CORP	172	$12,000	0.1%	HOLD
85	TJXTJX COS INC NEW	151	$12,000	0.1%	HOLD
86	CBCHUBB LIMITED	103	$12,000	0.1%	NEW
87	ADBEADOBE INC	113	$11,000	0.1%	HOLD
88	AXPAMERICAN EXPRESS CO	185	$11,000	0.1%	HOLD
89	COPCONOCOPHILLIPS	279	$11,000	0.1%	HOLD
90	KMBKIMBERLY-CLARK CORP	81	$11,000	0.1%	HOLD
91	KHCKRAFT HEINZ CO	134	$11,000	0.1%	HOLD
92	METMETLIFE INC	248	$11,000	0.1%	HOLD
93	SOSOUTHERN CO	206	$11,000	0.1%	HOLD
94	TGTTARGET CORP	136	$11,000	0.1%	HOLD
95	AMTAMERICAN TOWER CORP	96	$10,000	0.1%	HOLD
96	BLKBLACKROCK INC	29	$10,000	0.1%	ADD 4%
97	CATCATERPILLAR INC	131	$10,000	0.1%	HOLD
98	DDOMINION ENERGY INC	135	$10,000	0.1%	HOLD
99	EXPRESS SCRIPTS HLDG CO	151	$10,000	0.1%	HOLD
100	GMGENERAL MTRS CO	317	$10,000	0.1%	HOLD
101	NFLXNETFLIX INC	97	$10,000	0.1%	HOLD
102	PNCPNC FINL SVCS GROUP INC	113	$10,000	0.1%	HOLD
103	PYPLPAYPAL HLDGS INC	251	$10,000	0.1%	HOLD
104	CRMSALESFORCE INC	142	$10,000	0.1%	HOLD
105	AETNA INC NEW	79	$9,000	0.1%	HOLD
106	ADPAUTOMATIC DATA PROCESSING IN	103	$9,000	0.1%	HOLD
107	BNYBANK NEW YORK MELLON CORP	243	$9,000	0.1%	HOLD
108	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	138	$9,000	0.1%	HOLD
109	DALDELTA AIR LINES INC	176	$9,000	0.1%	HOLD
110	EOGEOG RES INC	124	$9,000	0.1%	HOLD
111	FDXFEDEX CORP	58	$9,000	0.1%	HOLD
112	GDGENERAL DYNAMICS CORP	66	$9,000	0.1%	HOLD
113	MONSANTO CO NEW	99	$9,000	0.1%	HOLD
114	MSMORGAN STANLEY	345	$9,000	0.1%	HOLD
115	PSXPHILLIPS 66	106	$9,000	0.1%	HOLD
116	PSAPUBLIC STORAGE OPER CO	33	$9,000	0.1%	HOLD
117	REYNOLDS AMERICAN INC	187	$9,000	0.1%	HOLD
118	ELVELEVANCE HEALTH INC FORMERLY	59	$8,000	0.1%	HOLD
119	CIGNA CORPORATION	58	$8,000	0.1%	HOLD
120	COFCAPITAL ONE FINL CORP	119	$8,000	0.1%	HOLD
121	EMREMERSON ELEC CO	145	$8,000	0.1%	HOLD
122	GISGENERAL MILLS INC	134	$8,000	0.1%	HOLD
123	ITWILLINOIS TOOL WKS INC	74	$8,000	0.1%	HOLD
124	KRKROGER CO	220	$8,000	0.1%	HOLD
125	MCKMCKESSON CORP	52	$8,000	0.1%	HOLD
126	NOCNORTHROP GRUMMAN CORP	41	$8,000	0.1%	HOLD
127	RAYTHEON CO	68	$8,000	0.1%	HOLD
128	SCHWSCHWAB CHARLES CORP	271	$8,000	0.1%	HOLD
129	SYKSTRYKER CORPORATION	71	$8,000	0.1%	HOLD
130	TRVTRAVELERS COMPANIES INC	67	$8,000	0.1%	HOLD
131	YUMYUM BRANDS INC	92	$8,000	0.1%	TRIM −5%
132	ALEXION PHARMACEUTICALS INC	51	$7,000	0.1%	HOLD
133	AEPAMERICAN ELEC PWR CO INC	111	$7,000	0.1%	HOLD
134	BDXBECTON DICKINSON & CO	48	$7,000	0.1%	ADD 2%
135	ECLECOLAB INC	60	$7,000	0.1%	HOLD
136	EXCEXELON CORP	208	$7,000	0.1%	HOLD
137	HALHALLIBURTON CO	194	$7,000	0.1%	HOLD
138	HPEHEWLETT PACKARD ENTERPRISE C	388	$7,000	0.1%	TRIM −4%
139	KMIKINDER MORGAN INC DEL	413	$7,000	0.1%	HOLD
140	MRSHMARSH & MCLENNAN COS INC	118	$7,000	0.1%	HOLD
141	PCGPG&E CORP	111	$7,000	0.1%	HOLD
142	PPGPPG INDS INC	60	$7,000	0.1%	HOLD
143	PRAXAIR INC	64	$7,000	0.1%	HOLD
144	PRUPRUDENTIAL FINL INC	101	$7,000	0.1%	HOLD
145	TWENTY FIRST CENTY FOX INC	253	$7,000	0.1%	TRIM −4%
146	VLOVALERO ENERGY CORP	106	$7,000	0.1%	HOLD
147	YAHOO INC	197	$7,000	0.1%	HOLD
148	ETNEATON CORP PLC	104	$7,000	0.1%	HOLD
149	LYBLYONDELLBASELL INDUSTRIES N	78	$7,000	0.1%	TRIM −4%
150	AFLAFLAC INC	95	$6,000	0.1%	HOLD
151	APDAIR PRODS & CHEMS INC	44	$6,000	0.1%	HOLD
152	ALLALLSTATE CORP	85	$6,000	0.1%	TRIM −2%
153	AALAMERICAN AIRLS GROUP INC	136	$6,000	0.1%	TRIM −4%
154	AZOAUTOZONE INC	7	$6,000	0.1%	HOLD
155	AVBAVALONBAY CMNTYS INC	31	$6,000	0.1%	HOLD
156	BB&T CORP	176	$6,000	0.1%	HOLD
157	BAXALTA INC	154	$6,000	0.1%	ADD 26%
158	BSXBOSTON SCIENTIFIC CORP	304	$6,000	0.1%	HOLD
159	CSXCSX CORP	217	$6,000	0.1%	HOLD
160	CAHCARDINAL HEALTH INC	74	$6,000	0.1%	HOLD
161	STZCONSTELLATION BRANDS INC	40	$6,000	0.1%	ADD 3%
162	CCICROWN CASTLE INC	75	$6,000	0.1%	HOLD
163	DGDOLLAR GEN CORP	66	$6,000	0.1%	HOLD
164	EBAYEBAY INC.	245	$6,000	0.1%	HOLD
165	EQREQUITY RESIDENTIAL	82	$6,000	0.1%	HOLD
166	HUMHUMANA INC	33	$6,000	0.1%	HOLD
167	ICEINTERCONTINENTAL EXCHANGE IN	27	$6,000	0.1%	HOLD
168	INTUINTUIT	58	$6,000	0.1%	HOLD
169	JOHNSON CTLS INC	146	$6,000	0.1%	HOLD
170	MCGRAW HILL FINL INC	60	$6,000	0.1%	HOLD
171	NSCNORFOLK SOUTHN CORP	67	$6,000	0.1%	HOLD
172	ORLYOREILLY AUTOMOTIVE INC	22	$6,000	0.1%	HOLD
173	PPLPPL CORP	152	$6,000	0.1%	HOLD
174	REGNREGENERON PHARMACEUTICALS	18	$6,000	0.1%	ADD 6%
175	SRESEMPRA	53	$6,000	0.1%	HOLD
176	LUVSOUTHWEST AIRLS CO	144	$6,000	0.1%	HOLD
177	SYYSYSCO CORP	119	$6,000	0.1%	HOLD
178	WMWASTE MGMT INC DEL	94	$6,000	0.1%	HOLD
179	WELLWELLTOWER INC	80	$6,000	0.1%	HOLD
180	WYWEYERHAEUSER CO	178	$6,000	0.1%	ADD 55%
181	AONAON PLC	61	$6,000	0.1%	HOLD
182	ANADARKO PETE CORP	115	$5,000	0.0%	HOLD
183	AMATAPPLIED MATLS INC	255	$5,000	0.0%	HOLD
184	ADMARCHER DANIELS MIDLAND CO	134	$5,000	0.0%	HOLD
185	BAXBAXTER INTL INC	124	$5,000	0.0%	HOLD
186	CBS CORP NEW	95	$5,000	0.0%	TRIM −2%
187	CCLCARNIVAL CORP	102	$5,000	0.0%	HOLD
188	EDCONSOLIDATED EDISON INC	66	$5,000	0.0%	HOLD
189	GLWCORNING INC	251	$5,000	0.0%	TRIM −6%
190	DEDEERE & CO	68	$5,000	0.0%	TRIM −3%
191	DISCOVER FINL SVCS	94	$5,000	0.0%	TRIM −2%
192	EIXEDISON INTL	74	$5,000	0.0%	HOLD
193	EAELECTRONIC ARTS INC	70	$5,000	0.0%	HOLD
194	EQIXEQUINIX INC	16	$5,000	0.0%	ADD 14%
195	FISVFISERV INC	50	$5,000	0.0%	HOLD
196	HCAHCA HEALTHCARE INC	69	$5,000	0.0%	TRIM −3%
197	HPQHP INC	390	$5,000	0.0%	TRIM −4%
198	ILMNILLUMINA INC	33	$5,000	0.0%	HOLD
199	ISRGINTUITIVE SURGICAL INC	8	$5,000	0.0%	HOLD
200	L BRANDS INC	58	$5,000	0.0%	HOLD

showing the top 200 by weight

☆TD Securities (USA) LLC