HERMES INVESTMENT MANAGEMENT LTD

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CIK 1013143

13F portfolio (2018-Q2)

$7.5B

Positions

220

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2018-Q2)

Holdings

220

Top 5

21.7%

Top 10

28.9%

Effective N

56.8

HHI

0.018

This quarter

9 new · 0 exit →

By sector

Industrials20.6%

Information Technology20.4%

Financials15.1%

Unclassified10.3%

Consumer Discretionary8.8%

Health Care7.9%

Materials6.0%

Communication Services4.8%

Other6.1%

By market cap

Large ($10–200B)36.0%

Unknown32.1%

Mega (>$200B)16.5%

Mid ($2–10B)14.4%

Small ($300M–2B)1.0%

By region

North America68.4%

Asia-Pacific19.8%

Other11.8%

By industry group GICS — finer than sector

Industry group	Weight	Names
Commercial Services & Supplies	12.79%	11
Unclassified	11.13%	36
Banks	8.45%	17
Semiconductors & Semiconductor Equipment	8.09%	6
Software & IT Services	6.79%	6
Specialty Retail	6.34%	9
Insurance	4.52%	16
Machinery	4.23%	12
Technology Hardware & Equipment	4.10%	9
Chemicals	3.74%	10
Health Care Equipment & Supplies	3.74%	6
Software	3.26%	7
Pharmaceuticals & Biotechnology	2.96%	10
Utilities	2.02%	6
Construction Materials	1.87%	3
Marine	1.75%	3
Oil, Gas & Consumable Fuels	1.64%	12
Distributors	1.40%	3
Equity Real Estate Investment Trusts (REITs)	1.37%	2
Airlines	1.23%	2
Entertainment	1.05%	1
Aerospace & Defense	1.03%	3
Food Products	0.93%	4
Life Sciences Tools & Services	0.92%	3
Automobiles & Components	0.71%	2
Diversified Telecommunication Services	0.71%	2
Media & Publishing	0.69%	1
Electrical Equipment & Components	0.51%	1
Capital Markets	0.48%	6
Paper & Forest Products	0.43%	1
Professional Services	0.35%	1
Textiles, Apparel & Luxury Goods	0.32%	3
Health Care Providers & Services	0.27%	2
Beverages	0.14%	2
Road & Rail	0.05%	1
Hotels, Restaurants & Leisure	0.01%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	BABA	Alibaba Group Holding Ltd	Industrials	7.87%
2	TSM	Taiwan Semiconductor Manufacturing Co Ltd	Information Technology	5.57%
3	BIDU	Baidu, Inc.	Information Technology	3.49%
4	AMZN	AMAZON COM INC	Consumer Discretionary	2.45%
5	JD	JD.Com, Inc.	Consumer Discretionary	2.36%
6	GOOGL	Alphabet Inc.	Communication Services	1.57%
7	TMO	THERMO FISHER SCIENTIFIC INC.	Information Technology	1.57%
8	BAP	Credicorp Ltd	Financials	1.47%
9	MSFT	MICROSOFT CORP	Information Technology	1.29%
10	WST	WEST PHARMACEUTICAL SERVICES INC	Health Care	1.28%

185/220 names classified · sector 89.7% of weight · industry 88.9% · mkt cap 67.9%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 21 quarters

FinancialsEWBC, BRK.B, COF, V, C · other

IndustrialsBABA, DAL, LMT, CMI, CLH · other

Information TechnologyTSM, BIDU, TMO, AAPL, WDC · other

Consumer DiscretionaryTJX, JD, AMZN, MCK, VFC · other

MaterialsRPM, MDU, EXP, CRS, PG · other

Health CareWST, MD, ABT, COO, BIIB · other

Communication ServicesWLY, GOOGL, META, CMCSA, DIS · other

Consumer StaplesCVS, TSN, INGR, KR, STZ · other

EnergyMPC, OII, CHRD, OXY, PSX · other

UtilitiesAWK, DUK, LNT, HE, PAM · other

Real EstateAMT, JOE, WY, CDP, WELL

UnclassifiedFLIR SYS INC, GOOGLE INC, FRCB, UNITED STATIONERS INC, AAXJ · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 89.7% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2018-Q2), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (169 classified)HERMES INVESTMENT MANAGEMENT LTD centroid (Mid Core)

FinancialsIndustrialsInformation TechnologyHealth CareConsumer DiscretionaryMaterialsCommunication ServicesUtilitiesEnergyReal EstateConsumer Staples

Style box summary for HERMES INVESTMENT MANAGEMENT LTD: centroid Mid Core. Heaviest cells: Large Growth 11.6%, Large Value 9.8%, Small Growth 8.2%.

Classified: 64.4% of book weight (169/189 names) · unclassified 35.6%: , BABA, TSM, BIDU, JD, BAP, SLAB, AMN, BRK.B, LIVN +10 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 220 positions (2018-Q2) · largest first · Δ vs 2018-Q1

#	Security	Shares	Value	Weight	Δ QoQ
1	BABAALIBABA GROUP HLDG LTD	3,192,955	$592M	7.9%	ADD 7%
2	TSMTAIWAN SEMICONDUCTOR MFG LTD	11,454,210	$419M	5.6%	ADD 29%
3	BIDUBAIDU INC	1,080,443	$263M	3.5%	ADD 19%
4	AMZNAMAZON COM INC	108,579	$185M	2.5%	ADD 9%
5	JDJD.COM INC	4,565,565	$178M	2.4%	TRIM −11%
6	GOOGLALPHABET INC	104,922	$118M	1.6%	ADD 6%
7	TMOTHERMO FISHER SCIENTIFIC INC	571,922	$118M	1.6%	ADD 7%
8	BAPCREDICORP LTD	490,416	$110M	1.5%	ADD 21%
9	MSFTMICROSOFT CORP	984,497	$97M	1.3%	ADD 18%
10	WSTWEST PHARMACEUTICAL SVSC INC	968,945	$96M	1.3%	ADD 5%
11	BACBANK AMERICA CORP	3,284,039	$93M	1.2%	ADD 15%
12	DALDELTA AIR LINES INC	1,844,482	$91M	1.2%	ADD 16%
13	STERIS PLC SHS USD	825,676	$87M	1.2%	ADD 3%
14	AAPLAPPLE INC	455,814	$84M	1.1%	HOLD
15	WTFCWINTRUST FINL CORP	966,370	$84M	1.1%	HOLD
16	HESS CORP	1,226,740	$82M	1.1%	TRIM −6%
17	AWKAMERICAN WTR WKS CO INC NEW	929,305	$79M	1.1%	ADD 7%
18	WEXWEX INC	416,242	$79M	1.1%	ADD 3%
19	PGPROCTER AND GAMBLE CO	1,009,034	$79M	1.0%	ADD 12%
20	DISDISNEY WALT CO	751,022	$79M	1.0%	ADD 28%
21	ABTABBOTT LABS	1,282,189	$78M	1.0%	ADD 9%
22	MUMICRON TECHNOLOGY INC	1,469,536	$77M	1.0%	ADD 13%
23	RPMRPM INTL INC	1,295,304	$76M	1.0%	HOLD
24	ACNACCENTURE PLC IRELAND	455,411	$75M	1.0%	ADD 3%
25	EWBCEAST WEST BANCORP INC	1,139,970	$74M	1.0%	ADD 7%
26	EXPEAGLE MATLS INC	692,314	$73M	1.0%	ADD 10%
27	TJXTJX COS INC NEW	762,869	$73M	1.0%	ADD 14%
28	SLABSILICON LABORATORIES INC	707,061	$70M	0.9%	ADD 3%
29	AMNAMN HEALTHCARE SERVICES INC	1,192,647	$70M	0.9%	ADD 13%
30	STTSTATE STR CORP	745,761	$69M	0.9%	ADD 21%
31	KEXKIRBY CORP	822,165	$69M	0.9%	TRIM −5%
32	BCBRUNSWICK CORP	1,033,698	$67M	0.9%	ADD 10%
33	AMTAMERICAN TOWER CORP	428,455	$62M	0.8%	ADD 3%
34	BRK.BBERKSHIRE HATHAWAY INC DEL	327,453	$61M	0.8%	HOLD
35	COOCOOPER COMPANIES INC	258,784	$61M	0.8%	HOLD
36	DUN & BRADSTREET CORP DEL NE	496,774	$61M	0.8%	ADD 3%
37	BAXBAXTER INTL INC	809,773	$60M	0.8%	ADD 10%
38	COFCAPITAL ONE FINL CORP	648,897	$60M	0.8%	ADD 12%
39	VVISA INC	446,614	$59M	0.8%	ADD 14%
40	RGAREINSURANCE GRP OF AMERICA I	425,283	$57M	0.8%	HOLD
41	CHRDCHORD ENERGY CORPORATION	4,361,458	$57M	0.8%	TRIM −14%
42	LIVNLIVANOVA PLC	564,331	$56M	0.7%	ADD 4%
43	BIOBIO RAD LABS INC	194,945	$56M	0.7%	HOLD
44	TRVTRAVELERS COMPANIES INC	450,724	$55M	0.7%	ADD 9%
45	CGNXCOGNEX CORP	1,231,299	$55M	0.7%	HOLD
46	CMICUMMINS INC	412,184	$55M	0.7%	ADD 12%
47	BROBROWN & BROWN INC	1,972,769	$55M	0.7%	HOLD
48	ATRAPTARGROUP INC	573,187	$54M	0.7%	ADD 3%
49	FLIR SYS INC	1,001,809	$52M	0.7%	HOLD
50	VZVERIZON COMMUNICATIONS INC	1,027,720	$52M	0.7%	ADD 40%
51	NATIONAL INSTRS CORP	1,230,525	$52M	0.7%	HOLD
52	WLYWILEY JOHN & SONS INC	826,216	$52M	0.7%	ADD 3%
53	AMGNAMGEN INC	277,951	$51M	0.7%	ADD 15%
54	CBCHUBB LIMITED	402,132	$51M	0.7%	TRIM −8%
55	CRMSALESFORCE INC	369,352	$50M	0.7%	NEW
56	CLHCLEAN HARBORS INC	885,314	$49M	0.7%	ADD 3%
57	JKHYHENRY JACK & ASSOC INC	375,066	$49M	0.6%	HOLD
58	IRINGERSOLL-RAND PLC	536,879	$48M	0.6%	ADD 11%
59	SYYSYSCO CORP	702,410	$48M	0.6%	ADD 31%
60	SNASNAP ON INC	293,472	$47M	0.6%	ADD 12%
61	ANSYS INC	261,723	$46M	0.6%	ADD 3%
62	RETAIL OPPORTUNITY INVESTMENTS	2,334,605	$45M	0.6%	ADD 3%
63	LKQLKQ CORP	1,400,312	$45M	0.6%	ADD 16%
64	MDUMDU RES GROUP INC	1,529,633	$44M	0.6%	HOLD
65	LRCXLAM RESEARCH	246,530	$43M	0.6%	TRIM −18%
66	INGRINGREDION INC	383,773	$42M	0.6%	ADD 24%
67	WYWEYERHAEUSER CO	1,142,042	$42M	0.6%	ADD 114%
68	ABIOMED INC	98,309	$40M	0.5%	TRIM −29%
69	MANHMANHATTAN ASSOCIATES INC	844,437	$40M	0.5%	HOLD
70	WWDWOODWARD INC	503,303	$39M	0.5%	ADD 5%
71	ALLEGHANY CORP DEL	64,620	$37M	0.5%	ADD 2%
72	Weingarten Rlty Invs Common	1,194,890	$37M	0.5%	HOLD
73	MPCMARATHON PETE CORP	506,954	$36M	0.5%	ADD 20%
74	ADIANALOG DEVICES INC	368,351	$35M	0.5%	HOLD
75	WABWABTEC	347,678	$34M	0.5%	TRIM −18%
76	GENESEE & WYO INC	419,821	$34M	0.5%	ADD 5%
77	LMTLOCKHEED MARTIN CORP	113,371	$33M	0.4%	HOLD
78	LNTALLIANT ENERGY CORP	784,403	$33M	0.4%	ADD 5%
79	WDCWESTERN DIGITAL CORP	422,256	$33M	0.4%	ADD 8%
80	RCLROYAL CARIBBEAN GROUP	315,369	$33M	0.4%	ADD 34%
81	FBINFORTUNE BRANDS INNOVATIONS I	600,257	$32M	0.4%	ADD 38%
82	ZTSZOETIS INC	377,267	$32M	0.4%	ADD 19%
83	BRBROADRIDGE FINL SOLUTIONS IN	277,946	$32M	0.4%	ADD 2%
84	HDBHDFC BANK LTD	304,048	$32M	0.4%	ADD 27%
85	STERLING BANCORP DEL	1,346,321	$32M	0.4%	ADD 2%
86	WDFCW D 40 Co.	212,531	$31M	0.4%	HOLD
87	PFEPFIZER INC	844,779	$31M	0.4%	ADD 20%
88	SBNYSIGNATURE BK NEW YORK N Y	239,339	$31M	0.4%	ADD 2%
89	MATXMATSON INC	787,627	$30M	0.4%	ADD 2%
90	HUMHUMANA INC	99,731	$30M	0.4%	ADD 21%
91	ADBEADOBE INC	121,681	$30M	0.4%	NEW
92	SSDSIMPSON MFG INC	470,839	$29M	0.4%	ADD 5%
93	MTBM & T BK CORP	170,642	$29M	0.4%	ADD 17%
94	UGIUGI CORP NEW	551,354	$29M	0.4%	ADD 37%
95	METAMETA PLATFORMS INC	146,558	$28M	0.4%	TRIM −19%
96	GOOGALPHABET INC	25,302	$28M	0.4%	HOLD
97	HOLLYSYS AUTOMATION TCHNGY L	1,266,267	$28M	0.4%	TRIM −8%
98	FFORD MTR CO	2,519,206	$28M	0.4%	ADD 21%
99	ALLALLSTATE CORP	305,057	$28M	0.4%	ADD 8%
100	PTCPTC INC	293,672	$28M	0.4%	ADD 49%
101	AXTAAXALTA COATING SYS LTD	907,399	$28M	0.4%	ADD 2%
102	SEICSEI INVTS CO	421,375	$26M	0.4%	ADD 2%
103	ITGARTNER INC	195,858	$26M	0.3%	ADD 2%
104	GISGENERAL MILLS INC	585,317	$26M	0.3%	ADD 25%
105	BWABORGWARNER INC	594,215	$26M	0.3%	HOLD
106	WTMWHITE MTNS INS GROUP LTD	28,139	$26M	0.3%	ADD 2%
107	CBUCOMMUNITY FINANCIAL SYSTEM I	429,141	$25M	0.3%	NEW
108	CACICACI INTL INC	141,823	$24M	0.3%	HOLD
109	MLMMARTIN MARIETTA MATLS INC	107,001	$24M	0.3%	ADD 2%
110	WABCO HLDGS INC	199,788	$23M	0.3%	ADD 2%
111	WFCWELLS FARGO CO NEW	410,300	$23M	0.3%	TRIM −33%
112	GILGILDAN ACTIVEWEAR INC	772,111	$22M	0.3%	ADD 2%
113	JPMJPMORGAN CHASE & CO	198,519	$21M	0.3%	ADD 3%
114	ELLIE MAE INC	190,184	$20M	0.3%	ADD 2%
115	MDPEDIATRIX MEDICAL GROUP INC	430,711	$19M	0.2%	ADD 2%
116	OIIOCEANEERING INTL INC	727,393	$19M	0.2%	ADD 2%
117	BANK OF THE OZARKS	390,684	$18M	0.2%	TRIM −56%
118	HDHOME DEPOT INC	84,509	$16M	0.2%	HOLD
119	BHFBRIGHTHOUSE FINL INC	409,036	$16M	0.2%	ADD 46%
120	ANETArista Networks Inc	62,677	$16M	0.2%	ADD 63%
121	SUPERIOR ENERGY SVCS INC	1,578,994	$15M	0.2%	ADD 2%
122	METMETLIFE INC	331,729	$14M	0.2%	ADD 10%
123	MRKMERCK & CO INC	238,168	$14M	0.2%	HOLD
124	ORLYOREILLY AUTOMOTIVE INC	48,840	$13M	0.2%	ADD 44%
125	MSMMSC INDL DIRECT INC	151,501	$13M	0.2%	TRIM −57%
126	FLSFLOWSERVE CORP	285,652	$12M	0.2%	HOLD
127	MARATHON OIL CORP	496,117	$10M	0.1%	HOLD
128	STZCONSTELLATION BRANDS INC	46,322	$10M	0.1%	TRIM −7%
129	BABOEING CO	29,556	$10M	0.1%	HOLD
130	DLTRDOLLAR TREE INC	110,910	$9M	0.1%	TRIM −8%
131	KBKB FINL GROUP INC	189,058	$9M	0.1%	ADD 14%
132	DUKDUKE ENERGY CORP NEW	98,006	$8M	0.1%	HOLD
133	ALGNALIGN TECHNOLOGY INC	21,026	$7M	0.1%	ADD 32%
134	ILMNILLUMINA INC	25,165	$7M	0.1%	ADD 11%
135	IBNICICI BANK LIMITED	870,606	$7M	0.1%	ADD 2%
136	AVGOBROADCOM INC	28,496	$7M	0.1%	NEW
137	HASIHA SUSTAINABLE INFRA CAP INC	335,158	$7M	0.1%	ADD 36%
138	EBSEMERGENT BIOSOLUTIONS INC	129,542	$7M	0.1%	ADD 11%
139	MASMASCO CORP	174,140	$7M	0.1%	HOLD
140	ECLECOLAB INC	44,732	$6M	0.1%	ADD 11%
141	PPGPPG INDS INC	57,477	$6M	0.1%	TRIM −16%
142	AAGILENT TECHNOLOGIES INC	95,856	$6M	0.1%	ADD 24%
143	XYLXYLEM INC	87,786	$6M	0.1%	ADD 12%
144	XOMEXXON MOBIL CORP	65,624	$5M	0.1%	TRIM −2%
145	TOURTUNIU CORP	537,332	$5M	0.1%	TRIM −43%
146	JNJJOHNSON & JOHNSON	36,334	$4M	0.1%	HOLD
147	CNICANADIAN NATL RY CO	48,490	$4M	0.1%	HOLD
148	MIDDMIDDLEBY CORP	33,171	$3M	0.0%	ADD 30%
149	ITUBITAU UNIBANCO HLDG S A	303,521	$3M	0.0%	TRIM −31%
150	MAMASTERCARD INCORPORATED	14,808	$3M	0.0%	TRIM −3%
151	VANTIV INC	34,858	$3M	0.0%	NEW
152	OXYOCCIDENTAL PETE CORP	32,586	$3M	0.0%	TRIM −27%
153	CHINA MOBILE LIMITED	60,400	$3M	0.0%	NEW
154	IDXXIDEXX LABS INC	9,369	$2M	0.0%	HOLD
155	CCITIGROUP INC	30,396	$2M	0.0%	TRIM −3%
156	UNHUNITEDHEALTH GROUP INC	7,923	$2M	0.0%	TRIM −5%
157	HCAHCA HEALTHCARE INC	16,962	$2M	0.0%	TRIM −3%
158	GILDGILEAD SCIENCES INC	23,016	$2M	0.0%	HOLD
159	ACTIVISION BLIZZARD INC	20,900	$2M	0.0%	HOLD
160	AIGAMERICAN INTL GROUP INC	28,896	$2M	0.0%	TRIM −6%
161	NINISOURCE INC	57,966	$2M	0.0%	HOLD
162	CTASCINTAS CORP	8,100	$1M	0.0%	HOLD
163	TAT&T INC	44,551	$1M	0.0%	HOLD
164	AETNA INC NEW	7,755	$1M	0.0%	TRIM −3%
165	MKLMARKEL GROUP INC	1,190	$1M	0.0%	HOLD
166	PYPLPAYPAL HLDGS INC	15,132	$1M	0.0%	ADD 6%
167	SHWSHERWIN WILLIAMS CO	3,074	$1M	0.0%	HOLD
168	AUTLAUTOLUS THERAPEUTICS PLC	46,600	$1M	0.0%	NEW
169	ITWILLINOIS TOOL WKS INC	8,879	$1M	0.0%	HOLD
170	FDXFEDEX CORP	5,359	$1M	0.0%	TRIM −5%
171	BLKBLACKROCK INC	2,386	$1M	0.0%	HOLD
172	CNPCENTERPOINT ENERGY INC	42,904	$1M	0.0%	HOLD
173	PRUPRUDENTIAL FINL INC	12,318	$1M	0.0%	HOLD
174	PETROCHINA CO LTD	14,807	$1M	0.0%	HOLD
175	CFCF INDS HLDGS INC	25,375	$1M	0.0%	HOLD
176	FITBFIFTH THIRD BANCORP	39,222	$1M	0.0%	HOLD
177	LYBLYONDELLBASELL INDUSTRIES N	9,732	$1M	0.0%	HOLD
178	DLBDOLBY LABORATORIES INC	17,201	$1M	0.0%	HOLD
179	PSXPHILLIPS 66	8,939	$1M	0.0%	HOLD
180	SUNTRUST BKS INC	14,663	$968,000	0.0%	HOLD
181	URIUNITED RENTALS INC	6,485	$957,000	0.0%	HOLD
182	ADMARCHER DANIELS MIDLAND CO	20,850	$956,000	0.0%	HOLD
183	GAPGAP INC	29,252	$947,000	0.0%	HOLD
184	PIONEER NAT RES CO	4,944	$936,000	0.0%	HOLD
185	MRSHMARSH & MCLENNAN COS INC	11,258	$923,000	0.0%	HOLD
186	NWLNEWELL BRANDS INC	33,884	$874,000	0.0%	TRIM −96%
187	TORCHMARK CORP	10,300	$839,000	0.0%	TRIM −2%
188	SJMSMUCKER J M CO	7,787	$837,000	0.0%	TRIM −6%
189	FISFIDELITY NATL INFORMATION SV	7,878	$835,000	0.0%	ADD 5%
190	ROPROPER TECHNOLOGIES INC	3,000	$828,000	0.0%	TRIM −9%
191	VLOVALERO ENERGY CORP	6,918	$767,000	0.0%	ADD 3%
192	COPCONOCOPHILLIPS	10,600	$738,000	0.0%	HOLD
193	Bunge Ltd	10,321	$719,000	0.0%	TRIM −48%
194	ZBHZIMMER BIOMET HOLDINGS INC	6,262	$698,000	0.0%	TRIM −5%
195	AXSAXIS CAP HLDGS LTD	12,263	$682,000	0.0%	HOLD
196	TAPMOLSON COORS BEVERAGE CO	9,572	$651,000	0.0%	HOLD
197	AIZASSURANT INC	6,100	$631,000	0.0%	TRIM −5%
198	WALGREENS BOOTS ALLIANCE INC	10,463	$628,000	0.0%	HOLD
199	SBUXSTARBUCKS CORP	12,751	$623,000	0.0%	TRIM −80%
200	MURMURPHY OIL CORP	17,876	$604,000	0.0%	HOLD

showing the top 200 by weight

☆HERMES INVESTMENT MANAGEMENT LTD