STERNE AGEE GROUP, INC.

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CIK 1492996

13F portfolio (2015-Q1)

$681M

Positions

324

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2014-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2015-Q1)

Holdings

324

Top 5

12.5%

Top 10

18.6%

Effective N

118.9

HHI

0.008

This quarter

45 new · 0 exit →

By sector

Unclassified32.4%

Information Technology12.4%

Industrials9.3%

Financials8.3%

Health Care8.1%

Consumer Discretionary6.3%

Utilities5.6%

Energy5.5%

Other12.0%

By market cap

Unknown38.0%

Large ($10–200B)35.0%

Mega (>$200B)22.1%

Mid ($2–10B)3.4%

Small ($300M–2B)1.1%

Micro (<$300M)0.4%

By region

North America63.8%

Other32.4%

Europe2.0%

Asia-Pacific1.8%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	32.41%	126
Pharmaceuticals & Biotechnology	6.85%	13
Technology Hardware & Equipment	6.22%	6
Banks	5.94%	18
Utilities	5.62%	20
Oil, Gas & Consumable Fuels	5.54%	12
Specialty Retail	2.88%	8
Road & Rail	2.59%	5
Diversified Telecommunication Services	2.43%	6
Semiconductors & Semiconductor Equipment	2.25%	7
Chemicals	2.00%	5
Health Care Equipment & Supplies	2.00%	5
Machinery	1.99%	9
Beverages	1.91%	5
Metals & Mining	1.78%	7
Software	1.69%	4
Insurance	1.37%	6
Aerospace & Defense	1.29%	3
Electrical Equipment & Components	1.24%	3
Commercial Services & Supplies	1.15%	5
Equity Real Estate Investment Trusts (REITs)	1.15%	5
Household Durables	0.98%	3
Automobiles & Components	0.96%	6
Communications Equipment	0.89%	2
Airlines	0.87%	3
Hotels, Restaurants & Leisure	0.85%	4
Capital Markets	0.68%	4
Tobacco	0.57%	2
Media & Entertainment	0.55%	2
Distributors	0.47%	2
Paper & Forest Products	0.44%	2
Construction & Engineering	0.43%	3
Construction Materials	0.32%	2
Food & Staples Retailing	0.32%	1
Health Care Providers & Services	0.29%	2
Professional Services	0.28%	1
Entertainment	0.27%	1
Software & IT Services	0.15%	1
Food Products	0.14%	2
Leisure Products	0.10%	1
Media & Publishing	0.09%	1
Diversified Consumer Services	0.08%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	IGSB	ISHARES TR	Unclassified	4.20%
2	AAPL	Apple Inc.	Information Technology	3.80%
3	IWV	ISHARES TR	Unclassified	1.64%
4	SLB	SLB LIMITED/NV	Energy	1.54%
5	WFC	WELLS FARGO & COMPANY/MN	Financials	1.35%
6	JNJ	JOHNSON & JOHNSON	Health Care	1.30%
7	EFA	ISHARES TR	Unclassified	1.22%
8	CSCO	CISCO SYSTEMS, INC.	Information Technology	1.22%
9	MSFT	MICROSOFT CORP	Information Technology	1.17%
10	CVX	CHEVRON CORP	Energy	1.15%

198/324 names classified · sector 67.6% of weight · industry 67.6% · mkt cap 62.0%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 8 quarters

Information TechnologyAAPL, MSFT, GE, INTC, CSCO · other

IndustrialsMMM, UNP, UPS, DE, HON · other

FinancialsWFC, JPM, BAC, USB, BNY · other

Health CareJNJ, BMY, PFE, NVO, TEVA · other

EnergyCVX, XOM, SLB, COP, BTE · other

Consumer DiscretionaryWMT, HD, F, SONY, DRI · other

MaterialsPG, GLW, FCX, LYB, ALB · other

UtilitiesWMB, NEE, AWK, LNG, CLNE · other

Communication ServicesVZ, T, CMCSA, DIS, TU · other

Consumer StaplesKO, PEP, MO, TAP, PM · other

Real EstateAMT, RYN, FR, BDN, CCI · other

UnclassifiedIGSB, IWV, EFA, GENESEE & WYO INC, TORCHMARK CORP · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 67.6% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2015-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (156 classified)STERNE AGEE GROUP, INC. centroid (Mid Core)

Information TechnologyIndustrialsFinancialsHealth CareUtilitiesEnergyConsumer DiscretionaryMaterialsCommunication ServicesConsumer StaplesReal Estate

Style box summary for STERNE AGEE GROUP, INC.: centroid Mid Core. Heaviest cells: Large Value 18.1%, Large Core 16.2%, Mid Core 6.9%.

Classified: 60.5% of book weight (156/232 names) · unclassified 39.5%: , IGSB, IWV, EFA, IVW, CWB, NVO, SONY, IWO, TSM +66 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 324 positions (2015-Q1) · largest first · Δ vs 2014-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	IGSBISHARES TR	271,230	$29M	4.2%	ADD 2%
2	AAPLAPPLE INC	207,456	$26M	3.8%	HOLD
3	IWVISHARES TR	89,361	$11M	1.6%	TRIM −5%
4	SLBSCHLUMBERGER LTD	125,140	$11M	1.5%	ADD 124%
5	WFCWELLS FARGO CO NEW	168,275	$9M	1.3%	ADD 15%
6	JNJJOHNSON & JOHNSON	87,598	$9M	1.3%	ADD 10%
7	EFAISHARES TR	127,893	$8M	1.2%	ADD 9%
8	CSCOCISCO SYS INC	300,871	$8M	1.2%	HOLD
9	MSFTMICROSOFT CORP	195,586	$8M	1.2%	HOLD
10	CVXCHEVRON CORP NEW	73,764	$8M	1.1%	HOLD
11	UNPUNION PAC CORP	67,453	$7M	1.1%	ADD 2%
12	GEGENERAL ELECTRIC CO	294,468	$7M	1.1%	HOLD
13	PGPROCTER AND GAMBLE CO	87,640	$7M	1.1%	HOLD
14	TORCHMARK CORP	129,915	$7M	1.0%	TRIM −7%
15	MMM3M CO	41,960	$7M	1.0%	HOLD
16	VZVERIZON COMMUNICATIONS INC	138,961	$7M	1.0%	ADD 5%
17	GLWCORNING INC	286,604	$7M	1.0%	TRIM −3%
18	XOMEXXON MOBIL CORP	76,306	$7M	1.0%	ADD 4%
19	JPMJPMORGAN CHASE & CO	105,876	$6M	0.9%	HOLD
20	TAT&T INC	191,456	$6M	0.9%	ADD 12%
21	GENESEE & WYO INC	63,600	$6M	0.9%	HOLD
22	INTCINTEL CORP	187,808	$6M	0.9%	TRIM −21%
23	QCOMQUALCOMM INC	79,833	$6M	0.8%	ADD 25%
24	HDHOME DEPOT INC	47,079	$5M	0.8%	HOLD
25	KOCOCA COLA CO	125,574	$5M	0.7%	TRIM −3%
26	UPSUNITED PARCEL SERVICE INC	51,810	$5M	0.7%	HOLD
27	WMTWALMART INC	60,861	$5M	0.7%	HOLD
28	IVWISHARES TR	42,921	$5M	0.7%	NEW
29	BMYBRISTOL-MYERS SQUIBB CO	74,781	$5M	0.7%	HOLD
30	AMTAMERICAN TOWER CORP	50,643	$5M	0.7%	TRIM −2%
31	SCANA CORP NEW	87,170	$5M	0.7%	ADD 123%
32	CWBSPDR SER TR	97,560	$5M	0.7%	ADD 27%
33	COPCONOCOPHILLIPS	73,044	$5M	0.7%	TRIM −3%
34	NVONOVO-NORDISK A S	85,673	$5M	0.7%	ADD 3%
35	SONYSONY GROUP CORP	165,904	$4M	0.7%	TRIM −2%
36	IWOISHARES TR	29,350	$4M	0.7%	HOLD
37	TEVATEVA PHARMACEUTICAL INDS LTD	70,250	$4M	0.6%	TRIM −7%
38	ITC HOLDINGS CO	115,481	$4M	0.6%	TRIM −3%
39	WMBWILLIAMS COS INC	83,647	$4M	0.6%	ADD 15%
40	PEPPEPSICO INC	43,798	$4M	0.6%	HOLD
41	TSMTAIWAN SEMICONDUCTOR MFG LTD	180,956	$4M	0.6%	TRIM −5%
42	CANADIAN PAC RY LTD	22,651	$4M	0.6%	HOLD
43	BNYBANK NEW YORK MELLON CORP	102,410	$4M	0.6%	TRIM −3%
44	NEENEXTERA ENERGY INC	38,953	$4M	0.6%	HOLD
45	NVSNOVARTIS AG	40,470	$4M	0.6%	HOLD
46	PNCPNC FINL SVCS GROUP INC	42,417	$4M	0.6%	TRIM −5%
47	USBUS BANCORP	88,474	$4M	0.6%	HOLD
48	BABOEING CO	25,184	$4M	0.6%	HOLD
49	MRKMERCK & CO INC	65,382	$4M	0.6%	ADD 6%
50	MDTMEDTRONIC PLC	47,663	$4M	0.5%	NEW
51	FDXFEDEX CORP	20,285	$3M	0.5%	TRIM −9%
52	AWKAMERICAN WTR WKS CO INC NEW	60,994	$3M	0.5%	TRIM −3%
53	WABWABTEC	34,199	$3M	0.5%	HOLD
54	LYBLYONDELLBASELL INDUSTRIES N	37,320	$3M	0.5%	TRIM −6%
55	EXPRESS SCRIPTS HLDG CO	38,292	$3M	0.5%	HOLD
56	VYXNCR VOYIX CORPORATION	108,810	$3M	0.5%	TRIM −4%
57	ABTABBOTT LABS	69,880	$3M	0.5%	HOLD
58	WADDELL & REED FINL INC	63,379	$3M	0.5%	HOLD
59	SWKSTANLEY BLACK & DECKER INC	32,343	$3M	0.5%	TRIM −3%
60	CMCSACOMCAST CORP NEW	54,785	$3M	0.5%	HOLD
61	BACBANK AMERICA CORP	201,014	$3M	0.5%	TRIM −7%
62	SNYSANOFI SA	61,942	$3M	0.5%	ADD 250%
63	CHICAGO BRIDGE & IRON CO N V	62,170	$3M	0.5%	HOLD
64	MOALTRIA GROUP INC	60,809	$3M	0.4%	HOLD
65	AGRIUM INC	28,515	$3M	0.4%	TRIM −3%
66	AXPAMERICAN EXPRESS CO	38,028	$3M	0.4%	ADD 21%
67	FXHFIRST TR EXCHANGE TRADED FD	43,379	$3M	0.4%	HOLD
68	BBYBest Buy Company, Inc.	75,344	$3M	0.4%	NEW
69	PFEPFIZER INC	83,638	$3M	0.4%	ADD 9%
70	FXGFIRST TR EXCHANGE TRADED FD	64,774	$3M	0.4%	HOLD
71	CNICANADIAN NATL RY CO	43,405	$3M	0.4%	HOLD
72	IYYISHARES TR	27,222	$3M	0.4%	HOLD
73	FDNFIRST TR EXCHANGE-TRADED FD	43,713	$3M	0.4%	TRIM −6%
74	DDOMINION ENERGY INC	40,054	$3M	0.4%	TRIM −10%
75	DTEDTE ENERGY CO	35,255	$3M	0.4%	TRIM −4%
76	AGGISHARES TR	25,225	$3M	0.4%	ADD 62%
77	UNHUNITEDHEALTH GROUP INC	22,733	$3M	0.4%	ADD 14%
78	ACE LTD	24,075	$3M	0.4%	TRIM −2%
79	FXDFIRST TR EXCHANGE TRADED FD	70,849	$3M	0.4%	HOLD
80	AMGNAMGEN INC	16,381	$3M	0.4%	HOLD
81	IWMISHARES TR	20,819	$3M	0.4%	ADD 84%
82	LAZARD LTD SHS A	48,260	$3M	0.4%	TRIM −4%
83	MCDMCDONALDS CORP	25,895	$3M	0.4%	ADD 37%
84	PRECISION CASTPARTS CORP	11,972	$3M	0.4%	HOLD
85	COMCAST CORP NEW	44,890	$3M	0.4%	ADD 25%
86	EBAYEBAY INC.	43,329	$3M	0.4%	HOLD
87	ESEVERSOURCE ENERGY	48,847	$2M	0.4%	NEW
88	TGTTARGET CORP	28,940	$2M	0.3%	TRIM −2%
89	NINISOURCE INC	52,766	$2M	0.3%	TRIM −3%
90	IRINGERSOLL-RAND PLC	33,840	$2M	0.3%	TRIM −2%
91	FFORD MTR CO	142,640	$2M	0.3%	TRIM −4%
92	TRVTRAVELERS COMPANIES INC	20,830	$2M	0.3%	ADD 8%
93	DU PONT E I DE NEMOURS & CO	30,098	$2M	0.3%	TRIM −65%
94	CVSCVS HEALTH CORP	20,912	$2M	0.3%	ADD 6%
95	TROWPRICE T ROWE GROUP INC	26,067	$2M	0.3%	ADD 3%
96	SRESEMPRA	19,307	$2M	0.3%	TRIM −3%
97	TEXTerex Corp.	78,126	$2M	0.3%	HOLD
98	DXJWISDOMTREE TR	37,976	$2M	0.3%	ADD 7%
99	TAPMOLSON COORS BEVERAGE CO	27,599	$2M	0.3%	HOLD
100	FBTFirst Trust NYSE Arca Biotech ETF	16,559	$2M	0.3%	HOLD
101	UALUNITED AIRLS HLDGS INC	29,268	$2M	0.3%	HOLD
102	ASMLASML HOLDING N V	19,225	$2M	0.3%	HOLD
103	STSENSATA TECHNOLOGIES HOLDING	33,955	$2M	0.3%	HOLD
104	DEDEERE & CO	22,067	$2M	0.3%	TRIM −2%
105	OXYOCCIDENTAL PETE CORP	25,950	$2M	0.3%	ADD 9%
106	PRGOPERRIGO CO PLC	11,277	$2M	0.3%	ADD 5%
107	ASGN INC	48,648	$2M	0.3%	TRIM −5%
108	ANADARKO PETE CORP	22,391	$2M	0.3%	ADD 10%
109	PAYXPAYCHEX INC	37,585	$2M	0.3%	TRIM −7%
110	MLMMARTIN MARIETTA MATLS INC	13,137	$2M	0.3%	TRIM −4%
111	OGSONE GAS INC	43,722	$2M	0.3%	TRIM −4%
112	VVISA INC	28,538	$2M	0.3%	NEW
113	CBCHUBB CORP	18,321	$2M	0.3%	ADD 4%
114	HMCHONDA MOTOR LTD	54,351	$2M	0.3%	ADD 5%
115	CREE INC	51,674	$2M	0.3%	TRIM −19%
116	DISDISNEY WALT CO	17,213	$2M	0.3%	HOLD
117	PKGPACKAGING CORP AMER	23,162	$2M	0.3%	TRIM −4%
118	BED BATH & BEYOND INC	23,649	$2M	0.3%	ADD 2%
119	ORCLORACLE CORP	41,543	$2M	0.3%	ADD 10%
120	BAXBAXTER INTL INC	25,976	$2M	0.3%	HOLD
121	SUNTRUST BKS INC	43,380	$2M	0.3%	ADD 4%
122	MCHPMICROCHIP TECHNOLOGY INC.	35,658	$2M	0.3%	TRIM −6%
123	BPOPPOPULAR INC	51,874	$2M	0.3%	HOLD
124	ROYAL DUTCH SHELL PLC	27,617	$2M	0.3%	HOLD
125	EXCEXELON CORP	52,455	$2M	0.3%	HOLD
126	SOSOUTHERN CO	38,993	$2M	0.3%	TRIM −11%
127	TELTE CONNECTIVITY LTD	23,905	$2M	0.3%	ADD 19%
128	TUPPERWARE BRANDS CORP	24,255	$2M	0.2%	ADD 15%
129	ARM HOLD ADR	34,133	$2M	0.2%	ADD 4%
130	FCXFREEPORT MCMORAN INC	88,141	$2M	0.2%	ADD 8%
131	SBUXSTARBUCKS CORP	17,679	$2M	0.2%	ADD 5%
132	ITRIITRON INC	45,029	$2M	0.2%	HOLD
133	GLAXOSMITHKLINE PLC	34,376	$2M	0.2%	ADD 18%
134	HONHONEYWELL INTL INC	15,534	$2M	0.2%	TRIM −14%
135	NKENIKE INC	16,146	$2M	0.2%	HOLD
136	ADTTHE ADT CORPORATION	38,263	$2M	0.2%	ADD 2%
137	CCICROWN CASTLE INC	18,760	$2M	0.2%	NEW
138	DHID R HORTON INC	55,094	$2M	0.2%	HOLD
139	DR PEPPER SNAPPLE GROUP INC	19,670	$2M	0.2%	TRIM −40%
140	WEATHERFORD INTL PLC	122,817	$2M	0.2%	ADD 29%
141	WALGREENS BOOTS ALLIANCE INC	18,096	$2M	0.2%	ADD 3%
142	GPCGENUINE PARTS CO	16,173	$2M	0.2%	TRIM −7%
143	ATOATMOS ENERGY CORP	26,802	$1M	0.2%	TRIM −3%
144	MSMORGAN STANLEY	40,584	$1M	0.2%	HOLD
145	AMERICA MOVIL SAB DE CV	69,453	$1M	0.2%	HOLD
146	HESS CORP	20,862	$1M	0.2%	TRIM −3%
147	Transcanada Corp	32,878	$1M	0.2%	TRIM −4%
148	SEAGATE TECHNOLOGY PLC	25,910	$1M	0.2%	ADD 23%
149	THCTenet Healthcare Corp.	26,939	$1M	0.2%	TRIM −5%
150	DVYISHARES TR	17,194	$1M	0.2%	TRIM −5%
151	SWXSOUTHWEST GAS HLDGS INC	23,133	$1M	0.2%	TRIM −4%
152	L-3 COMMUNICATIONS HLDGS INC	10,572	$1M	0.2%	NEW
153	GILDGILEAD SCIENCES INC	13,121	$1M	0.2%	ADD 2%
154	LVSLAS VEGAS SANDS CORP	24,000	$1M	0.2%	HOLD
155	UNILEVER N V	30,325	$1M	0.2%	ADD 4%
156	SNDKSANDISK CORP	19,993	$1M	0.2%	NEW
157	LIBERTY GLOBAL PLC	25,041	$1M	0.2%	TRIM −4%
158	SOUTHWESTERN ENERGY CO	55,967	$1M	0.2%	ADD 53%
159	IYRISHARES TR	15,953	$1M	0.2%	ADD 5%
160	CBS CORP NEW	20,147	$1M	0.2%	TRIM −5%
161	TUTELUS CORPORATION	37,041	$1M	0.2%	TRIM −3%
162	SYNGENTA AG	18,124	$1M	0.2%	ADD 29%
163	BCEBCE INC	28,508	$1M	0.2%	ADD 14%
164	UNITED TECHNOLOGIES CORP	10,208	$1M	0.2%	NEW
165	DISCOVER FINL SVCS	21,498	$1M	0.2%	HOLD
166	BWABORGWARNER INC	19,976	$1M	0.2%	HOLD
167	NSCNORFOLK SOUTHN CORP	11,689	$1M	0.2%	TRIM −9%
168	DEODIAGEO PLC	10,603	$1M	0.2%	NEW
169	ACNACCENTURE PLC IRELAND	12,676	$1M	0.2%	ADD 13%
170	BPBP PLC	29,782	$1M	0.2%	HOLD
171	AVGOBROADCOM CORP	26,655	$1M	0.2%	ADD 18%
172	DIAMOND OFFSHORE DRILLING IN	43,992	$1M	0.2%	ADD 4%
173	KMIKINDER MORGAN INC DEL	27,804	$1M	0.2%	ADD 48%
174	NATIONAL GRID PLC	17,807	$1M	0.2%	HOLD
175	POWERSHARES ETF TRUST	26,586	$1M	0.2%	ADD 7%
176	SONSONOCO PRODS CO	24,856	$1M	0.2%	TRIM −7%
177	PNWPINNACLE WEST CAP CORP	17,885	$1M	0.2%	TRIM −4%
178	TXNTEXAS INSTRS INC	19,622	$1M	0.2%	ADD 30%
179	KMXCARMAX INC	16,289	$1M	0.2%	TRIM −6%
180	DECKDECKERS OUTDOOR CORP	15,339	$1M	0.2%	TRIM −9%
181	ODFLOLD DOMINION FREIGHT LINE IN	14,461	$1M	0.2%	TRIM −26%
182	LNGCheniere Energy, Inc	14,400	$1M	0.2%	HOLD
183	DVNDEVON ENERGY CORP NEW	18,466	$1M	0.2%	ADD 2%
184	CORE LABORATORIES N V	10,649	$1M	0.2%	NEW
185	EQTEQT CORP	13,390	$1M	0.2%	TRIM −3%
186	SILVER WHEATON CORP	58,100	$1M	0.2%	NEW
187	SGISOMNIGROUP INTERNATIONAL INC	19,029	$1M	0.2%	TRIM −10%
188	ROYAL DUTCH SHELL PLC	17,873	$1M	0.2%	HOLD
189	UEICUNIVERSAL ELECTRS INC	18,607	$1M	0.2%	HOLD
190	AJGGALLAGHER ARTHUR J & CO	21,929	$1M	0.2%	TRIM −6%
191	PALL CORP	10,182	$1M	0.2%	NEW
192	TJXTJX COS INC NEW	14,527	$1M	0.2%	ADD 8%
193	EOGEOG RES INC	11,079	$1M	0.2%	TRIM −3%
194	UISUNISYS CORP	42,700	$1M	0.1%	HOLD
195	ADSKAUTODESK INC	16,830	$998,000	0.1%	ADD 24%
196	SFBSSERVISFIRST BANCSHARES INC	30,199	$996,000	0.1%	HOLD
197	ORBITAL ATK INC	12,626	$977,000	0.1%	NEW
198	SUSUNCOR ENERGY INC NEW	33,263	$974,000	0.1%	TRIM −6%
199	SLVISHARES SILVER TR	61,000	$972,000	0.1%	ADD 190%
200	Vaneck Vectors Gold Miners ETF	53,190	$970,000	0.1%	HOLD

showing the top 200 by weight

☆STERNE AGEE GROUP, INC.