GLG LLC

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CIK 1352261

13F portfolio (2017-Q4)

$1.3B

Positions

433

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2017-Q4)

Holdings

433

Top 5

12.2%

Top 10

19.9%

Effective N

125.1

HHI

0.008

This quarter

29 new · 0 exit →

By sector

Financials17.1%

Unclassified14.7%

Information Technology14.1%

Industrials12.3%

Health Care10.8%

Consumer Discretionary8.7%

Communication Services7.5%

Energy5.5%

Other9.3%

By market cap

Large ($10–200B)45.5%

Mega (>$200B)35.4%

Unknown15.2%

Mid ($2–10B)3.7%

Small ($300M–2B)0.1%

Micro (<$300M)0.0%

By region

North America84.8%

Other14.7%

Asia-Pacific0.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	15.64%	96
Pharmaceuticals & Biotechnology	7.97%	18
Banks	7.89%	19
Technology Hardware & Equipment	6.47%	13
Oil, Gas & Consumable Fuels	5.48%	15
Specialty Retail	5.04%	21
Machinery	4.77%	15
Software & IT Services	4.67%	7
Software	4.45%	9
Insurance	4.30%	20
Commercial Services & Supplies	3.53%	17
Capital Markets	2.40%	13
Utilities	2.37%	31
Health Care Equipment & Supplies	2.03%	9
Semiconductors & Semiconductor Equipment	1.96%	9
Aerospace & Defense	1.91%	5
Media & Entertainment	1.48%	4
Hotels, Restaurants & Leisure	1.46%	8
Beverages	1.44%	4
Airlines	1.42%	6
Chemicals	1.30%	16
Entertainment	1.14%	1
Equity Real Estate Investment Trusts (REITs)	1.13%	15
Automobiles & Components	1.05%	3
Road & Rail	1.02%	4
Life Sciences Tools & Services	0.97%	5
Diversified Telecommunication Services	0.89%	3
Metals & Mining	0.79%	4
Tobacco	0.76%	2
Textiles, Apparel & Luxury Goods	0.62%	6
Construction & Engineering	0.60%	5
Communications Equipment	0.59%	3
Food & Staples Retailing	0.49%	2
Paper & Forest Products	0.47%	4
Distributors	0.41%	6
Real Estate Management & Development	0.30%	2
Health Care Providers & Services	0.28%	3
Food Products	0.23%	4
Marine	0.18%	3
Household Durables	0.05%	1
Leisure Products	0.03%	1
Diversified Consumer Services	0.02%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	3.44%
2	MSFT	MICROSOFT CORP	Information Technology	2.57%
3	GOOG	Alphabet Inc.	Communication Services	2.45%
4	BAC	BANK OF AMERICA CORP /DE/	Financials	1.96%
5	AMZN	AMAZON COM INC	Consumer Discretionary	1.82%
6	JPM	JPMORGAN CHASE & CO	Financials	1.79%
7		DOWDUPONT INC	Unclassified	1.61%
8	META	Meta Platforms, Inc.	Communication Services	1.54%
9	JNJ	JOHNSON & JOHNSON	Health Care	1.45%
10	XOM	EXXON MOBIL CORP	Energy	1.32%

338/433 names classified · sector 85.3% of weight · industry 84.4% · mkt cap 84.8%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 16 quarters

FinancialsJPM, BAC, C, VOYA, INGA.AS · other

Information TechnologyAAPL, MSFT, GE, INTC, SNDK · other

Health CarePFE, JNJ, ABBV, BMY, MRK · other

Consumer DiscretionaryAMZN, GM, HD, WMT, AAP · other

IndustrialsBABA, HON, NSC, JCI, WCN · other

Communication ServicesCMCSA, META, GOOG, T, VZ · other

EnergyXOM, CVX, SLB, HAL, COP · other

Consumer StaplesKO, PEP, PM, SFM, TAP · other

MaterialsPG, MLM, APD, PPG, MEOH · other

UtilitiesLNG, NEE, ET, EXC, WMB · other

Real EstateCCI, AMT, LADR, SBAC, MAC · other

UnclassifiedYAHOO INC, MIDSTATES PETE CO INC, CIGNA CORPORATION, ALTABA INC, DOWDUPONT INC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 85.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2017-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (330 classified)GLG LLC centroid (Large Core)

FinancialsInformation TechnologyIndustrialsHealth CareConsumer DiscretionaryCommunication ServicesEnergyConsumer StaplesMaterialsUtilitiesReal Estate

Style box summary for GLG LLC: centroid Large Core. Heaviest cells: Large Value 22.9%, Large Growth 19.4%, Large Core 16.8%.

Classified: 83.6% of book weight (330/343 names) · unclassified 16.4%: , BRK.B, BABA, CTRA, MNST, IONS, CNC, CMA, FRCB, JAZZ +3 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 433 positions (2017-Q4) · largest first · Δ vs 2017-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	263,030	$45M	3.4%	ADD 27%
2	MSFTMICROSOFT CORP	389,844	$33M	2.6%	ADD 2%
3	GOOGALPHABET INC	30,268	$32M	2.4%	TRIM −23%
4	BACBANK AMERICA CORP	858,091	$25M	2.0%	TRIM −8%
5	AMZNAMAZON COM INC	20,146	$24M	1.8%	TRIM −5%
6	JPMJPMORGAN CHASE & CO	216,625	$23M	1.8%	TRIM −21%
7	DOWDUPONT INC	292,833	$21M	1.6%	HOLD
8	METAMETA PLATFORMS INC	113,245	$20M	1.5%	TRIM −8%
9	JNJJOHNSON & JOHNSON	134,166	$19M	1.4%	HOLD
10	XOMEXXON MOBIL CORP	203,741	$17M	1.3%	HOLD
11	UNHUNITEDHEALTH GROUP INC	70,599	$16M	1.2%	ADD 12%
12	DISDISNEY WALT CO	137,766	$15M	1.1%	ADD 34%
13	COPCONOCOPHILLIPS	262,335	$14M	1.1%	ADD 321%
14	WFCWELLS FARGO CO NEW	236,518	$14M	1.1%	HOLD
15	HONHONEYWELL INTL INC	79,026	$12M	0.9%	ADD 132%
16	BRK.BBERKSHIRE HATHAWAY INC DEL	60,200	$12M	0.9%	HOLD
17	BIIBBIOGEN INC	36,128	$12M	0.9%	HOLD
18	SLBSCHLUMBERGER LTD	167,556	$11M	0.9%	HOLD
19	HDHOME DEPOT INC	58,878	$11M	0.9%	HOLD
20	ABBVABBVIE INC	112,483	$11M	0.8%	HOLD
21	CVXCHEVRON CORP NEW	85,840	$11M	0.8%	HOLD
22	CIGNA CORPORATION	52,901	$11M	0.8%	ADD 49%
23	PFEPFIZER INC	291,101	$11M	0.8%	HOLD
24	CCITIGROUP INC	140,796	$10M	0.8%	TRIM −51%
25	DOVDOVER CORP	102,726	$10M	0.8%	ADD 32%
26	BMYBRISTOL-MYERS SQUIBB CO	169,273	$10M	0.8%	HOLD
27	VVISA INC	89,938	$10M	0.8%	TRIM −7%
28	MARVELL TECHNOLOGY GROUP LTD	464,412	$10M	0.8%	ADD 37%
29	CSCOCISCO SYS INC	252,527	$10M	0.7%	ADD 4%
30	GMGENERAL MTRS CO	232,279	$10M	0.7%	ADD 261%
31	CMCSACOMCAST CORP NEW	237,308	$10M	0.7%	TRIM −44%
32	WMTWALMART INC	95,995	$9M	0.7%	HOLD
33	ELVELEVANCE HEALTH INC FORMERLY	40,273	$9M	0.7%	ADD 14%
34	UNIVAR INC	286,602	$9M	0.7%	ADD 683%
35	CATCATERPILLAR INC	56,086	$9M	0.7%	HOLD
36	KOCOCA COLA CO	189,993	$9M	0.7%	HOLD
37	CELGENE CORP	80,200	$8M	0.6%	ADD 33%
38	MIDSTATES PETE CO INC	501,243	$8M	0.6%	TRIM −67%
39	MRKMERCK & CO INC	144,693	$8M	0.6%	HOLD
40	CBCHUBB LIMITED	55,089	$8M	0.6%	ADD 265%
41	PMPHILIP MORRIS INTL INC	76,151	$8M	0.6%	TRIM −24%
42	PEPPEPSICO INC	65,927	$8M	0.6%	HOLD
43	SWKSTANLEY BLACK & DECKER INC	46,284	$8M	0.6%	HOLD
44	BABOEING CO	26,202	$8M	0.6%	HOLD
45	ROKROCKWELL AUTOMATION INC	39,159	$8M	0.6%	TRIM −20%
46	ALEXION PHARMACEUTICALS INC	64,133	$8M	0.6%	ADD 64%
47	ORCLORACLE CORP	160,662	$8M	0.6%	HOLD
48	PHPARKER-HANNIFIN CORP	38,054	$8M	0.6%	ADD 111%
49	MDTMEDTRONIC PLC	90,406	$7M	0.6%	HOLD
50	FDXFEDEX CORP	29,253	$7M	0.6%	HOLD
51	MAMASTERCARD INCORPORATED	46,449	$7M	0.5%	TRIM −21%
52	GSGOLDMAN SACHS GROUP INC	27,093	$7M	0.5%	HOLD
53	TMOTHERMO FISHER SCIENTIFIC INC	35,751	$7M	0.5%	HOLD
54	IBMINTERNATIONAL BUSINESS MACHS	43,500	$7M	0.5%	NEW
55	ABTABBOTT LABS	115,021	$7M	0.5%	HOLD
56	MMM3M CO	27,754	$7M	0.5%	HOLD
57	AMGNAMGEN INC	37,178	$6M	0.5%	TRIM −5%
58	MSMORGAN STANLEY	120,971	$6M	0.5%	HOLD
59	GILDGILEAD SCIENCES INC	88,058	$6M	0.5%	ADD 40%
60	NXPINXP SEMICONDUCTORS N V	53,299	$6M	0.5%	ADD 191%
61	TWENTY FIRST CENTY FOX INC	178,492	$6M	0.5%	TRIM −24%
62	BABAALIBABA GROUP HLDG LTD	35,000	$6M	0.5%	ADD 75%
63	IRINGERSOLL-RAND PLC	67,500	$6M	0.5%	ADD 147%
64	TAT&T INC	147,743	$6M	0.4%	TRIM −49%
65	FCXFREEPORT MCMORAN INC	296,339	$6M	0.4%	ADD 51%
66	HALHALLIBURTON CO	111,769	$5M	0.4%	HOLD
67	ETNEATON CORP PLC	68,746	$5M	0.4%	HOLD
68	TXNTEXAS INSTRS INC	52,000	$5M	0.4%	HOLD
69	VANTIV INC	70,747	$5M	0.4%	ADD 55%
70	UNPUNION PAC CORP	38,395	$5M	0.4%	HOLD
71	SFMSPROUTS FMRS MKT INC	211,202	$5M	0.4%	ADD 55%
72	CHTRCHARTER COMMUNICATIONS INC	15,292	$5M	0.4%	HOLD
73	LENLENNAR CORP	80,400	$5M	0.4%	ADD 863%
74	MCDMCDONALDS CORP	29,031	$5M	0.4%	TRIM −26%
75	ACNACCENTURE PLC IRELAND	32,200	$5M	0.4%	HOLD
76	VZVERIZON COMMUNICATIONS INC	92,346	$5M	0.4%	TRIM −52%
77	TESARO INC.	58,563	$5M	0.4%	ADD 160%
78	HUBBHUBBELL INC	35,515	$5M	0.4%	ADD 73%
79	USBUS BANCORP	88,365	$5M	0.4%	HOLD
80	QCOMQUALCOMM INC	72,646	$5M	0.4%	TRIM −71%
81	SBUXSTARBUCKS CORP	76,960	$4M	0.3%	ADD 15%
82	NFLXNETFLIX INC	22,382	$4M	0.3%	HOLD
83	VRTXVERTEX PHARMACEUTICALS INC	28,609	$4M	0.3%	HOLD
84	BLUEBIRD BIO INC	24,000	$4M	0.3%	NEW
85	NSCNORFOLK SOUTHN CORP	28,888	$4M	0.3%	HOLD
86	CNHCNH INDL N V	311,792	$4M	0.3%	ADD 47%
87	CITRIX SYS INC	47,355	$4M	0.3%	ADD 544%
88	LLYELI LILLY & CO	49,173	$4M	0.3%	HOLD
89	AAGILENT TECHNOLOGIES INC	60,812	$4M	0.3%	HOLD
90	MGMMGM RESORTS INTERNATIONAL	121,634	$4M	0.3%	ADD 462%
91	TDCTERADATA CORP DEL	100,000	$4M	0.3%	NEW
92	LEGACY ACQUISITION CORP	384,524	$4M	0.3%	NEW
93	AXPAMERICAN EXPRESS CO	38,319	$4M	0.3%	HOLD
94	PYPLPAYPAL HLDGS INC	51,523	$4M	0.3%	HOLD
95	LUVSOUTHWEST AIRLS CO	57,283	$4M	0.3%	HOLD
96	LOWLOWES COS INC	40,277	$4M	0.3%	HOLD
97	MASMASCO CORP	84,627	$4M	0.3%	HOLD
98	ALKAlaska Air Group, Inc.	50,501	$4M	0.3%	TRIM −25%
99	ICEINTERCONTINENTAL EXCHANGE IN	52,059	$4M	0.3%	ADD 92%
100	ILMNILLUMINA INC	16,672	$4M	0.3%	ADD 150%
101	PNCPNC FINL SVCS GROUP INC	25,120	$4M	0.3%	HOLD
102	COFCAPITAL ONE FINL CORP	35,445	$4M	0.3%	HOLD
103	AIGAMERICAN INTL GROUP INC	59,093	$4M	0.3%	HOLD
104	CRMSALESFORCE INC	33,584	$3M	0.3%	TRIM −62%
105	XILINX INC	50,000	$3M	0.3%	HOLD
106	SHWSHERWIN WILLIAMS CO	8,197	$3M	0.3%	HOLD
107	NMRKNEWMARK GROUP INC	210,321	$3M	0.3%	NEW
108	URIUNITED RENTALS INC	19,149	$3M	0.3%	HOLD
109	NEENEXTERA ENERGY INC	21,052	$3M	0.3%	HOLD
110	LDOSLEIDOS HOLDINGS INC	50,000	$3M	0.2%	NEW
111	HUMHUMANA INC	12,801	$3M	0.2%	TRIM −19%
112	PIONEER NAT RES CO	18,077	$3M	0.2%	TRIM −44%
113	EOGEOG RES INC	27,973	$3M	0.2%	HOLD
114	ALLERGAN PLC	18,426	$3M	0.2%	HOLD
115	BLKBLACKROCK INC	5,713	$3M	0.2%	HOLD
116	AALAMERICAN AIRLS GROUP INC	56,095	$3M	0.2%	TRIM −22%
117	GRACE W R & CO DEL NEW	40,646	$3M	0.2%	ADD 1192%
118	SCHWSCHWAB CHARLES CORP	54,931	$3M	0.2%	HOLD
119	WPX ENERGY INC	200,000	$3M	0.2%	TRIM −33%
120	PVHPVH CORPORATION	20,491	$3M	0.2%	HOLD
121	CSTMCONSTELLIUM SE	248,296	$3M	0.2%	ADD 36%
122	GNC HLDGS INC	748,000	$3M	0.2%	NEW
123	AMTAMERICAN TOWER CORP	19,214	$3M	0.2%	HOLD
124	ADBEADOBE INC	15,500	$3M	0.2%	TRIM −39%
125	BDXBECTON DICKINSON & CO	12,585	$3M	0.2%	ADD 16%
126	AMATAPPLIED MATLS INC	52,564	$3M	0.2%	TRIM −50%
127	ENCANA CORP	200,000	$3M	0.2%	NEW
128	RAYTHEON CO	14,181	$3M	0.2%	HOLD
129	OXYOCCIDENTAL PETE CORP	36,151	$3M	0.2%	HOLD
130	DUKDUKE ENERGY CORP NEW	31,528	$3M	0.2%	HOLD
131	WATWATERS CORP	13,724	$3M	0.2%	HOLD
132	ADPAUTOMATIC DATA PROCESSING IN	22,473	$3M	0.2%	HOLD
133	JBHTHUNT J B TRANS SVCS INC	22,887	$3M	0.2%	HOLD
134	NOCNORTHROP GRUMMAN CORP	8,570	$3M	0.2%	NEW
135	ITWILLINOIS TOOL WKS INC	15,751	$3M	0.2%	HOLD
136	CTRACOTERRA ENERGY INC	91,214	$3M	0.2%	HOLD
137	CZR	200,000	$3M	0.2%	TRIM −43%
138	DGXQUEST DIAGNOSTICS INC	25,662	$3M	0.2%	HOLD
139	MTBM & T BK CORP	14,606	$2M	0.2%	HOLD
140	MONSANTO CO NEW	20,960	$2M	0.2%	HOLD
141	ACTIVISION BLIZZARD INC	38,303	$2M	0.2%	HOLD
142	TPRTAPESTRY INC	53,983	$2M	0.2%	NEW
143	MARMARRIOTT INTL INC NEW	17,589	$2M	0.2%	HOLD
144	TJXTJX COS INC NEW	30,835	$2M	0.2%	HOLD
145	HUNHUNTSMAN CORP	70,747	$2M	0.2%	HOLD
146	FBINFORTUNE BRANDS INNOVATIONS I	34,310	$2M	0.2%	HOLD
147	LITELUMENTUM HLDGS INC	47,780	$2M	0.2%	ADD 4%
148	METMETLIFE INC	46,034	$2M	0.2%	HOLD
149	PRUPRUDENTIAL FINL INC	20,042	$2M	0.2%	HOLD
150	ENERGEN CORP	40,000	$2M	0.2%	TRIM −70%
151	DDOMINION ENERGY INC	28,185	$2M	0.2%	HOLD
152	PPGPPG INDS INC	19,340	$2M	0.2%	HOLD
153	ADSKAUTODESK INC	21,374	$2M	0.2%	ADD 88%
154	CMECME GROUP INC	15,217	$2M	0.2%	HOLD
155	ULTIMATE SOFTWARE GROUP INC	10,000	$2M	0.2%	NEW
156	MUMICRON TECHNOLOGY INC	53,037	$2M	0.2%	TRIM −53%
157	KMBKIMBERLY-CLARK CORP	17,954	$2M	0.2%	HOLD
158	EXPRESS SCRIPTS HLDG CO	29,000	$2M	0.2%	NEW
159	FFORD MTR CO	172,050	$2M	0.2%	HOLD
160	SYKSTRYKER CORPORATION	13,724	$2M	0.2%	HOLD
161	ZBHZIMMER BIOMET HOLDINGS INC	17,374	$2M	0.2%	HOLD
162	LYBLYONDELLBASELL INDUSTRIES N	18,972	$2M	0.2%	HOLD
163	DEDEERE & CO	13,326	$2M	0.2%	NEW
164	SOSOUTHERN CO	42,898	$2M	0.2%	HOLD
165	ARDAGH GROUP S A	97,581	$2M	0.2%	HOLD
166	ISRGINTUITIVE SURGICAL INC	5,583	$2M	0.2%	ADD 41%
167	AETNA INC NEW	11,231	$2M	0.2%	TRIM −55%
168	PRAXAIR INC	13,100	$2M	0.2%	HOLD
169	BB&T CORP	40,397	$2M	0.2%	HOLD
170	ALLALLSTATE CORP	19,157	$2M	0.2%	HOLD
171	SPGIS&P GLOBAL INC	11,843	$2M	0.2%	HOLD
172	TSLATESLA INC	6,400	$2M	0.2%	ADD 3%
173	VLOVALERO ENERGY CORP	21,672	$2M	0.2%	HOLD
174	OREXIGEN THERAPEUTICS INC COM NEW	1,524,143	$2M	0.2%	NEW
175	EBAYEBAY INC.	50,619	$2M	0.1%	HOLD
176	WMWASTE MGMT INC DEL	22,062	$2M	0.1%	HOLD
177	CLOVIS ONCOLOGY INC	27,883	$2M	0.1%	HOLD
178	HPQHP INC	86,152	$2M	0.1%	HOLD
179	STTSTATE STR CORP	18,472	$2M	0.1%	HOLD
180	FFIVF5 INC	13,609	$2M	0.1%	ADD 277%
181	MOALTRIA GROUP INC	25,000	$2M	0.1%	TRIM −79%
182	HIIHUNTINGTON INGALLS INDS INC	7,511	$2M	0.1%	HOLD
183	CCICROWN CASTLE INC	15,634	$2M	0.1%	HOLD
184	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	24,225	$2M	0.1%	HOLD
185	EAELECTRONIC ARTS INC	16,240	$2M	0.1%	HOLD
186	BAXBAXTER INTL INC	26,139	$2M	0.1%	HOLD
187	CIT GROUP INC	33,996	$2M	0.1%	HOLD
188	TGTTARGET CORP	25,500	$2M	0.1%	ADD 432%
189	EXCEXELON CORP	42,012	$2M	0.1%	HOLD
190	ZTSZOETIS INC	22,971	$2M	0.1%	HOLD
191	AEPAMERICAN ELEC PWR CO INC	22,466	$2M	0.1%	HOLD
192	INTUINTUIT	10,438	$2M	0.1%	HOLD
193	ECLECOLAB INC	12,134	$2M	0.1%	HOLD
194	ADIANALOG DEVICES INC	18,000	$2M	0.1%	NEW
195	DISCOVER FINL SVCS	20,789	$2M	0.1%	HOLD
196	SUNTRUST BKS INC	24,749	$2M	0.1%	TRIM −44%
197	TELTE CONNECTIVITY LTD	16,749	$2M	0.1%	HOLD
198	AMPAMERIPRISE FINL INC	9,326	$2M	0.1%	TRIM −65%
199	PGRPROGRESSIVE CORP	27,917	$2M	0.1%	HOLD
200	MPCMARATHON PETE CORP	23,641	$2M	0.1%	HOLD

showing the top 200 by weight

☆GLG LLC