Johnson Midwest Financial, LLC

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CIK 1732399

13F portfolio (2023-Q3)

$45M

Positions

375

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2023-Q3)

Holdings

375

Top 5

49.5%

Top 10

62.9%

Effective N

17.6

HHI

0.057

This quarter

21 new · 0 exit →

By sector

Unclassified58.6%

Information Technology7.9%

Utilities7.6%

Financials6.7%

Consumer Discretionary5.4%

Real Estate2.8%

Industrials2.7%

Consumer Staples2.2%

Other6.1%

By market cap

Unknown59.9%

Large ($10–200B)19.0%

Mega (>$200B)18.0%

Mid ($2–10B)2.8%

Small ($300M–2B)0.2%

Micro (<$300M)0.0%

By region

Other58.6%

North America41.2%

Europe0.2%

Africa0.0%

Asia-Pacific0.0%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	61.67%	94
Utilities	7.65%	21
Technology Hardware & Equipment	4.58%	7
Specialty Retail	2.81%	11
Equity Real Estate Investment Trusts (REITs)	2.75%	25
Insurance	1.95%	7
Software & IT Services	1.94%	11
Software	1.78%	12
Pharmaceuticals & Biotechnology	1.71%	21
Oil, Gas & Consumable Fuels	1.55%	18
Banks	1.35%	14
Hotels, Restaurants & Leisure	1.27%	4
Automobiles & Components	1.25%	4
Machinery	1.17%	8
Food Products	1.02%	9
Road & Rail	0.88%	5
Tobacco	0.62%	3
Beverages	0.49%	4
Commercial Services & Supplies	0.48%	14
Semiconductors & Semiconductor Equipment	0.48%	6
Diversified Telecommunication Services	0.47%	4
Chemicals	0.40%	12
Capital Markets	0.33%	8
Communications Equipment	0.32%	2
Electrical Equipment & Components	0.26%	2
Aerospace & Defense	0.14%	6
Health Care Equipment & Supplies	0.14%	7
Media & Entertainment	0.12%	6
Paper & Forest Products	0.08%	3
Metals & Mining	0.07%	6
Distributors	0.06%	2
Agricultural Products	0.05%	1
Marine	0.05%	3
Construction Materials	0.02%	1
Airlines	0.02%	2
Household Durables	0.02%	1
Real Estate Management & Development	0.02%	1
Professional Services	0.01%	1
Entertainment	0.01%	2
Textiles, Apparel & Luxury Goods	0.01%	3
Life Sciences Tools & Services	0.01%	2
Food & Staples Retailing	0.00%	1
Health Care Providers & Services	0.00%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	13.27%
2	QQQ	INVESCO QQQ TR	Unclassified	10.11%
3	DIA	SPDR DOW JONES INDL AVERAGE	Unclassified	9.48%
4	IVE	ISHARES TR	Unclassified	8.63%
5	IVW	ISHARES TR	Unclassified	7.98%
6	AAPL	Apple Inc.	Information Technology	3.85%
7	FSK	FS KKR CAP CORP	Unclassified	3.28%
8	BRK.B	BERKSHIRE HATHAWAY INC	Financials	3.04%
9	WMT	Walmart Inc.	Consumer Discretionary	1.78%
10	PFG	PRINCIPAL FINANCIAL GROUP INC	Financials	1.53%

282/375 names classified · sector 41.4% of weight · industry 38.3% · mkt cap 40.1%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 12 quarters

UtilitiesNEE, LNT, XEL, OTTR, ES · other

Information TechnologyAAPL, MSFT, IBM, QCOM, ADBE · other

FinancialsBRK.B, PFG, BAC, ACGL, AXP · other

Consumer DiscretionaryWMT, MCD, TSLA, CPRT, TPR · other

Consumer StaplesTSN, MO, HRL, KO, TAP · other

IndustrialsCSX, DE, CAT, TKR, CMI · other

Real EstatePECO, O, WY, MPT, NLY · other

Communication ServicesMETA, VZ, T, GOOGL, GOOG · other

Health CareJNJ, GSK, EXEL, CGC, MRNA · other

EnergyXOM, CVX, ENB, EQT, DVN · other

MaterialsCMC, FCX, CBT, NUE, AA · other

UnclassifiedQQQ, IJJ, IVW, IVE, IJS · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 41.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2023-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 36% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (215 classified)Johnson Midwest Financial, LLC centroid (Large Core)

Information TechnologyUtilitiesConsumer DiscretionaryFinancialsReal EstateIndustrialsConsumer StaplesCommunication ServicesHealth CareEnergyMaterials

Style box summary for Johnson Midwest Financial, LLC: centroid Large Core. Heaviest cells: Large Growth 9.1%, Large Core 7.8%, Large Value 5.7%.

Classified: 35.8% of book weight (215/355 names) · unclassified 64.2%: SPY, QQQ, DIA, IVE, IVW, FSK, BRK.B, ARCC, , GSK +130 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 375 positions (2023-Q3) · largest first · Δ vs 2023-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	13,874	$6M	13.3%	TRIM −58%
2	QQQINVESCO QQQ TR	12,615	$5M	10.1%	TRIM −68%
3	DIASPDR DOW JONES INDL AVERAGE	12,647	$4M	9.5%	TRIM −70%
4	IVEISHARES TR	25,077	$4M	8.6%	TRIM −73%
5	IVWISHARES TR	52,113	$4M	8.0%	TRIM −75%
6	AAPLAPPLE INC	10,039	$2M	3.8%	HOLD
7	FSKFS KKR CAP CORP	74,350	$1M	3.3%	TRIM −3%
8	BRK.BBERKSHIRE HATHAWAY INC DEL	3,873	$1M	3.0%	HOLD
9	WMTWALMART INC	4,969	$794,751	1.8%	HOLD
10	PFGPRINCIPAL FINANCIAL GROUP IN	9,488	$683,825	1.5%	HOLD
11	LNTALLIANT ENERGY CORP	13,845	$670,771	1.5%	HOLD
12	PECOPHILLIPS EDISON & CO INC	19,668	$659,665	1.5%	TRIM −4%
13	NEENEXTERA ENERGY INC	11,204	$641,860	1.4%	HOLD
14	MCDMCDONALDS CORP	2,137	$562,910	1.3%	HOLD
15	TSLATESLA INC	2,215	$554,237	1.2%	HOLD
16	METAMETA PLATFORMS INC	1,782	$534,974	1.2%	HOLD
17	ARCCARES CAPITAL CORP	20,684	$402,721	0.9%	HOLD
18	MSFTMICROSOFT CORP	1,216	$383,860	0.9%	HOLD
19	JNJJOHNSON & JOHNSON	2,384	$371,324	0.8%	HOLD
20	TSNTYSON FOODS INC	6,998	$353,308	0.8%	HOLD
21	OTTROTTER TAIL CORP	4,482	$340,273	0.8%	HOLD
22	XELXCEL ENERGY INC	5,702	$326,278	0.7%	HOLD
23	ADBEADOBE INC	594	$302,881	0.7%	ADD 3%
24	CSXCSX CORP	8,140	$250,294	0.6%	HOLD
25	DEDEERE & CO	661	$249,355	0.6%	ADD 4%
26	MOALTRIA GROUP INC	5,424	$228,078	0.5%	HOLD
27	EIXEDISON INTL	3,521	$222,844	0.5%	HOLD
28	CPRTCOPART INC	5,134	$221,224	0.5%	ADD 104%
29	WECWEC ENERGY GROUP INC	2,617	$210,800	0.5%	HOLD
30	GSKGSK PLC	5,644	$204,595	0.5%	HOLD
31	XOMEXXON MOBIL CORP	1,712	$201,324	0.5%	TRIM −37%
32	ETENERGY TRANSFER L P	14,137	$198,348	0.4%	HOLD
33	AXPAMERICAN EXPRESS CO	1,322	$197,229	0.4%	NEW
34	BACBANK AMERICA CORP	7,132	$195,273	0.4%	HOLD
35	IBMINTERNATIONAL BUSINESS MACHS	1,346	$188,844	0.4%	HOLD
36	ESEVERSOURCE ENERGY	3,223	$187,417	0.4%	HOLD
37	HTGCHERCULES CAPITAL INC	10,500	$172,410	0.4%	HOLD
38	WDAYWORKDAY INC	780	$167,583	0.4%	ADD 3614%
39	PSECPROSPECT CAP CORP	25,596	$154,854	0.3%	HOLD
40	CVXCHEVRON CORP NEW	884	$149,098	0.3%	ADD 6%
41	QCOMQUALCOMM INC	1,275	$141,654	0.3%	TRIM −5%
42	CATCATERPILLAR INC	490	$133,767	0.3%	HOLD
43	KOCOCA COLA CO	2,333	$130,601	0.3%	HOLD
44	EQTEQT CORP	3,198	$129,775	0.3%	NEW
45	AMZNAMAZON COM INC	972	$123,561	0.3%	HOLD
46	WYWEYERHAEUSER CO	4,000	$122,640	0.3%	HOLD
47	AEPAMERICAN ELEC PWR CO INC	1,627	$122,383	0.3%	HOLD
48	RFICOHEN & STEERS TOTAL RETURN	10,893	$114,159	0.3%	ADD 38%
49	VZVERIZON COMMUNICATIONS INC	3,483	$112,893	0.3%	ADD 3%
50	VEAVANGUARD TAX-MANAGED FDS	2,392	$104,578	0.2%	HOLD
51	CMICUMMINS INC	444	$101,436	0.2%	HOLD
52	OREALTY INCOME CORP	1,950	$97,368	0.2%	HOLD
53	GEGE AEROSPACE	880	$97,293	0.2%	HOLD
54	GOOGLALPHABET INC	730	$95,528	0.2%	HOLD
55	CHICALAMOS CONV OPP AND INC FD	9,022	$95,092	0.2%	ADD 50%
56	EVRGEVERGY INC	1,867	$94,657	0.2%	HOLD
57	PTYPIMCO CORPORATE & INCOME OPP	6,843	$89,433	0.2%	HOLD
58	TMOTHERMO FISHER SCIENTIFIC INC	168	$85,287	0.2%	HOLD
59	TAT&T INC	5,658	$84,987	0.2%	HOLD
60	LEOBNY MELLON STRATEGIC MUNS IN	15,733	$83,857	0.2%	HOLD
61	OUSAALPS ETF TR	1,930	$80,925	0.2%	HOLD
62	UNPUNION PAC CORP	394	$80,245	0.2%	HOLD
63	DUKDUKE ENERGY CORP NEW	898	$79,242	0.2%	HOLD
64	PEPPEPSICO INC	456	$77,242	0.2%	HOLD
65	INTCINTEL CORP	2,147	$76,312	0.2%	HOLD
66	EPDENTERPRISE PRODS PARTNERS L	2,776	$75,976	0.2%	HOLD
67	CGCARLYLE GROUP INC/THE	2,494	$75,219	0.2%	HOLD
68	ABNBAIRBNB INC	548	$75,191	0.2%	HOLD
69	NINISOURCE INC	3,010	$74,287	0.2%	HOLD
70	SLFSUN LIFE FINANCIAL INC.	1,518	$74,058	0.2%	HOLD
71	IUSGISHARES TR	747	$70,838	0.2%	HOLD
72	ENBENBRIDGE INC	2,011	$67,446	0.2%	HOLD
73	UNHUNITEDHEALTH GROUP INC	130	$65,406	0.1%	HOLD
74	NLYANNALY CAPITAL MANAGEMENT IN	3,442	$64,736	0.1%	HOLD
75	DBMFLITMAN GREGORY FDS TR	2,216	$64,042	0.1%	HOLD
76	DNPDNP SELECT INCOME FD INC	6,413	$61,049	0.1%	HOLD
77	OCSLOAKTREE SPECIALTY LENDING CO	2,929	$58,931	0.1%	HOLD
78	AVGOBROADCOM INC	70	$58,502	0.1%	HOLD
79	PGPROCTER AND GAMBLE CO	385	$56,227	0.1%	HOLD
80	WFCWELLS FARGO CO NEW	1,353	$55,288	0.1%	HOLD
81	NVDANVIDIA CORPORATION	127	$55,247	0.1%	ADD 15%
82	SPIRIT AIRLS INC	2,950	$48,675	0.1%	ADD 44%
83	VBVANGUARD INDEX FDS	249	$47,078	0.1%	HOLD
84	KMIKINDER MORGAN INC DEL	2,821	$46,764	0.1%	HOLD
85	VOVANGUARD INDEX FDS	224	$46,646	0.1%	HOLD
86	BPBP PLC	1,182	$45,769	0.1%	HOLD
87	HDHOME DEPOT INC	150	$45,324	0.1%	HOLD
88	ALLETE INC	856	$45,197	0.1%	HOLD
89	FST TR NEW OPPORT MLP & ENE	7,200	$45,072	0.1%	HOLD
90	ORCLORACLE CORP	424	$44,931	0.1%	HOLD
91	RYROYAL BK CDA	500	$43,720	0.1%	HOLD
92	WMWASTE MGMT INC DEL	284	$43,293	0.1%	HOLD
93	HRHEALTHCARE RLTY TR	2,828	$43,187	0.1%	HOLD
94	MKCMCCORMICK & CO INC	570	$43,115	0.1%	HOLD
95	USRTISHARES TR	912	$43,028	0.1%	HOLD
96	ASGIABRDN GLOBAL INFRA INCOME FU	2,658	$42,794	0.1%	HOLD
97	NADNUVEEN QUALITY MUNCP INCOME	4,005	$40,609	0.1%	HOLD
98	NTRNUTRIEN LTD	613	$37,865	0.1%	HOLD
99	PMPHILIP MORRIS INTL INC	403	$37,289	0.1%	HOLD
100	FTAIFTAI AVIATION LTD	1,000	$35,550	0.1%	HOLD
101	ABTABBOTT LABS	365	$35,302	0.1%	HOLD
102	MPTMEDICAL PPTYS TRUST INC	6,385	$34,798	0.1%	HOLD
103	WALGREENS BOOTS ALLIANCE INC	1,552	$34,507	0.1%	ADD 11%
104	AMLPALPS ETF TR	800	$33,760	0.1%	HOLD
105	METMETLIFE INC	531	$33,413	0.1%	HOLD
106	CSCOCISCO SYS INC	611	$32,867	0.1%	ADD 4%
107	PFEPFIZER INC	968	$32,120	0.1%	HOLD
108	GOOGALPHABET INC	240	$31,644	0.1%	HOLD
109	CASYCASEYS GEN STORES INC	116	$31,560	0.1%	HOLD
110	XBXMXNUVEEN S&P 500 BUY-WRITE INC	2,447	$30,979	0.1%	HOLD
111	BMOBANK MONTREAL MEDIUM	367	$30,967	0.1%	HOLD
112	GLDSPDR GOLD TR	180	$30,861	0.1%	ADD 350%
113	EXCEXELON CORP	812	$30,685	0.1%	HOLD
114	UPSUNITED PARCEL SERVICE INC	189	$29,482	0.1%	HOLD
115	CEGCONSTELLATION ENERGY CORP	270	$29,452	0.1%	HOLD
116	IGIBISHARES TR	591	$28,752	0.1%	HOLD
117	CNICANADIAN NATL RY CO	259	$28,086	0.1%	HOLD
118	MSMORGAN STANLEY	324	$26,467	0.1%	HOLD
119	OXYOCCIDENTAL PETE CORP	407	$26,406	0.1%	HOLD
120	DOWDOW HLDGS INC	494	$25,489	0.1%	HOLD
121	SHYGISHARES TR	613	$25,151	0.1%	HOLD
122	OHIOMEGA HEALTHCARE INVS INC	750	$24,865	0.1%	ADD 2%
123	VTRVENTAS INC	580	$24,415	0.1%	HOLD
124	CCICROWN CASTLE INC	262	$24,148	0.1%	HOLD
125	ADPAUTOMATIC DATA PROCESSING IN	100	$24,058	0.1%	HOLD
126	MARATHON OIL CORP	887	$23,733	0.1%	HOLD
127	SOSOUTHERN CO	365	$23,629	0.1%	HOLD
128	XNROXNEUBERGER REAL ESTATE	8,376	$23,369	0.1%	TRIM −37%
129	GISGENERAL MILLS INC	362	$23,168	0.1%	HOLD
130	IPINTERNATIONAL PAPER CO	638	$22,637	0.1%	HOLD
131	TIPISHARES TR	218	$22,611	0.1%	HOLD
132	NVGNUVEEN AMT FREE MUN CR INC F	2,176	$22,433	0.1%	HOLD
133	CTVACORTEVA INC	437	$22,359	0.1%	HOLD
134	CCITIGROUP INC	535	$22,009	0.0%	HOLD
135	BSXBOSTON SCIENTIFIC CORP	416	$21,965	0.0%	HOLD
136	STWDSTARWOOD PPTY TR INC	1,130	$21,866	0.0%	HOLD
137	ABBVABBVIE INC	141	$21,090	0.0%	HOLD
138	EOIEATON VANCE ENHANCED EQUITY	1,300	$20,598	0.0%	HOLD
139	GEHCGE HEALTHCARE TECHNOLOGIES I	290	$19,739	0.0%	HOLD
140	DDDUPONT DE NEMOURS INC	264	$19,692	0.0%	HOLD
141	XSOEWISDOMTREE TR	736	$19,629	0.0%	HOLD
142	BABOEING CO	102	$19,551	0.0%	HOLD
143	BSVVANGUARD BD INDEX FDS	258	$19,394	0.0%	HOLD
144	EMREMERSON ELEC CO	200	$19,319	0.0%	HOLD
145	MRKMERCK & CO INC	185	$19,044	0.0%	HOLD
146	RETAIL OPPORTUNITY INVESTMENTS	1,526	$18,891	0.0%	HOLD
147	SCHBSCHWAB STRATEGIC TR	370	$18,445	0.0%	HOLD
148	VVISA INC	80	$18,401	0.0%	HOLD
149	DOCHEALTHPEAK PROPERTIES INC	996	$18,278	0.0%	HOLD
150	NJRNEW JERSEY RES CORP	446	$18,128	0.0%	HOLD
151	HONHONEYWELL INTL INC	96	$17,818	0.0%	HOLD
152	XETYXEATON VANCE TAX-MANAGED DIVE	1,500	$17,310	0.0%	HOLD
153	THERATECHNOLOGIES INC	8,000	$17,200	0.0%	NEW
154	EDCONSOLIDATED EDISON INC	200	$17,106	0.0%	HOLD
155	VRTXVERTEX PHARMACEUTICALS INC	49	$17,039	0.0%	HOLD
156	UNITED STATES STL CORP NEW	515	$16,716	0.0%	HOLD
157	BUIBLACKROCK UTILS INFRASTRUCTU	838	$16,619	0.0%	HOLD
158	TXNTEXAS INSTRS INC	104	$16,577	0.0%	HOLD
159	DISCOVER FINL SVCS	189	$16,338	0.0%	HOLD
160	BENFRANKLIN RESOURCES INC	664	$16,333	0.0%	HOLD
161	CMCSACOMCAST CORP NEW	368	$16,317	0.0%	HOLD
162	NFLXNETFLIX INC	43	$16,237	0.0%	HOLD
163	ABRARBOR REALTY TRUST INC	1,042	$15,822	0.0%	ADD 3%
164	RSPGINVESCO EXCHANGE TRADED FD T	202	$15,497	0.0%	HOLD
165	XFOFXCOHEN & STEERS CLOSED-END OP	1,495	$15,429	0.0%	HOLD
166	VETVERMILION ENERGY INC	1,028	$15,035	0.0%	HOLD
167	KGCKINROSS GOLD CORP	3,221	$14,688	0.0%	HOLD
168	TGTTARGET CORP	132	$14,581	0.0%	HOLD
169	JPMJPMORGAN CHASE & CO	98	$14,198	0.0%	HOLD
170	ISRGINTUITIVE SURGICAL INC	48	$14,030	0.0%	HOLD
171	XLGIXLAZARD GLOBAL TOTAL RETURN &	1,005	$13,909	0.0%	HOLD
172	AGCOAGCO CORP	117	$13,871	0.0%	HOLD
173	CRWDCROWDSTRIKE HLDGS INC	82	$13,725	0.0%	HOLD
174	GNLGLOBAL NET LEASE INC	1,375	$13,214	0.0%	NEW
175	EOGEOG RES INC	104	$13,183	0.0%	HOLD
176	GWWWW GRAINGER INC	19	$13,145	0.0%	HOLD
177	CTRECareTrust REIT, Inc.	636	$13,037	0.0%	HOLD
178	CCLCARNIVAL CORP	944	$12,952	0.0%	ADD 113%
179	FLAGSTAR BANK NA	1,129	$12,803	0.0%	HOLD
180	SHELSHELL PLC	198	$12,747	0.0%	HOLD
181	PHYSICIANS RLTY TR	1,044	$12,720	0.0%	HOLD
182	TQQQPROSHARES TR	354	$12,609	0.0%	TRIM −77%
183	RTXRTX CORPORATION	174	$12,537	0.0%	HOLD
184	CRMSALESFORCE INC	60	$12,167	0.0%	TRIM −25%
185	BCEBCE INC	318	$12,133	0.0%	HOLD
186	BNDXVANGUARD CHARLOTTE FDS	252	$12,053	0.0%	HOLD
187	NWBINORTHWEST BANCSHARES INC MD	1,178	$12,046	0.0%	HOLD
188	KMBKIMBERLY-CLARK CORP	98	$11,843	0.0%	HOLD
189	CWBSPDR SER TR	173	$11,729	0.0%	HOLD
190	TELTE CONNECTIVITY LTD	93	$11,488	0.0%	HOLD
191	ETNEATON CORP PLC	53	$11,304	0.0%	HOLD
192	PANWPALO ALTO NETWORKS INC	48	$11,253	0.0%	HOLD
193	BTIBRITISH AMERN TOB PLC	350	$10,994	0.0%	HOLD
194	CAMTCAMTEK LTD	175	$10,896	0.0%	NEW
195	MIDUDIREXION SHS ETF TR	319	$10,843	0.0%	NEW
196	MLMMARTIN MARIETTA MATLS INC	26	$10,803	0.0%	HOLD
197	LLYELI LILLY & CO	20	$10,743	0.0%	HOLD
198	PRUPRUDENTIAL FINL INC	113	$10,740	0.0%	HOLD
199	IEFAISHARES TR	165	$10,618	0.0%	HOLD
200	ROKUROKU INC	150	$10,589	0.0%	HOLD

showing the top 200 by weight

☆Johnson Midwest Financial, LLC