NuWave Investment Management, LLC

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CIK 1536141

13F portfolio (2022-Q3)

$87M

Positions

269

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2022-Q3)

Holdings

269

Top 5

8.5%

Top 10

14.7%

Effective N

148.5

HHI

0.007

This quarter

144 new · 0 exit →

By sector

Industrials19.6%

Information Technology16.9%

Consumer Discretionary12.9%

Financials9.5%

Communication Services8.4%

Health Care7.2%

Unclassified6.0%

Real Estate5.1%

Other14.5%

By market cap

Large ($10–200B)73.0%

Mega (>$200B)10.8%

Mid ($2–10B)8.4%

Unknown7.8%

By region

North America93.7%

Other6.0%

Asia-Pacific0.4%

By industry group GICS — finer than sector

Industry group	Weight	Names
Commercial Services & Supplies	11.09%	17
Unclassified	5.95%	25
Insurance	5.25%	12
Equity Real Estate Investment Trusts (REITs)	5.11%	10
Software	4.78%	15
Media & Entertainment	4.75%	6
Utilities	4.68%	21
Semiconductors & Semiconductor Equipment	4.14%	8
Distributors	3.84%	8
Technology Hardware & Equipment	3.82%	12
Pharmaceuticals & Biotechnology	3.50%	9
Software & IT Services	3.49%	11
Machinery	3.41%	7
Diversified Telecommunication Services	3.20%	5
Aerospace & Defense	3.14%	7
Specialty Retail	3.14%	10
Hotels, Restaurants & Leisure	3.07%	5
Chemicals	2.89%	9
Health Care Equipment & Supplies	2.85%	9
Capital Markets	2.25%	9
Oil, Gas & Consumable Fuels	1.93%	5
Automobiles & Components	1.34%	3
Metals & Mining	1.24%	3
Food Products	1.15%	3
Banks	1.13%	7
Textiles, Apparel & Luxury Goods	1.11%	2
Life Sciences Tools & Services	1.09%	3
Road & Rail	1.09%	6
Beverages	1.03%	4
Tobacco	0.67%	2
Transportation Infrastructure	0.63%	2
Paper & Forest Products	0.58%	3
Communications Equipment	0.54%	2
Electrical Equipment & Components	0.44%	1
Household Durables	0.36%	2
Professional Services	0.35%	1
Food & Staples Retailing	0.33%	1
Airlines	0.23%	1
Health Care Providers & Services	0.22%	1
Entertainment	0.12%	1
Marine	0.08%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	PGR	PROGRESSIVE CORP/OH/	Financials	2.12%
2	INTC	INTEL CORP	Information Technology	1.79%
3	WM	WASTE MANAGEMENT INC	Industrials	1.76%
4	CMCSA	COMCAST CORP	Communication Services	1.41%
5	MCD	MCDONALDS CORP	Consumer Discretionary	1.39%
6	GD	GENERAL DYNAMICS CORP	Industrials	1.34%
7	VZ	VERIZON COMMUNICATIONS INC	Communication Services	1.27%
8	CHTR	CHARTER COMMUNICATIONS, INC. /MO/	Communication Services	1.24%
9	AMD	ADVANCED MICRO DEVICES INC	Information Technology	1.21%
10	O	REALTY INCOME CORP	Real Estate	1.15%

244/269 names classified · sector 94.0% of weight · industry 94.0% · mkt cap 92.2%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 26 quarters

IndustrialsLMT, LUV, BKNG, JCI, FDX · other

Information TechnologyTMO, INTC, ORCL, PANW, HPE · other

Consumer DiscretionaryTGT, WMT, COST, HD, MGM · other

FinancialsCME, BRK.B, CB, PGR, ELV · other

Health CareBIIB, BMY, ILMN, GILD, ZTS · other

MaterialsNEM, FCX, KMB, LIN, ALB · other

Communication ServicesDIS, CMCSA, VZ, CHTR, NFLX · other

EnergyCVX, XOM, COP, SLB, HAL · other

Consumer StaplesKO, MDLZ, KHC, HSY, STZ · other

UtilitiesWMB, KMI, NEE, EXC, D · other

Real EstateAMT, PSA, WY, CCI, EQIX · other

UnclassifiedSPY, CITRIX SYS INC, IWM, TWENTY FIRST CENTY FOX INC, MONSANTO CO NEW · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 94.0% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2022-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (222 classified)NuWave Investment Management, LLC centroid (Mid Core)

IndustrialsInformation TechnologyConsumer DiscretionaryFinancialsCommunication ServicesHealth CareMaterialsUtilitiesReal EstateConsumer StaplesEnergy

Style box summary for NuWave Investment Management, LLC: centroid Mid Core. Heaviest cells: Large Core 16.3%, Mid Core 13.9%, Large Value 12.2%.

Classified: 87.2% of book weight (222/247 names) · unclassified 12.8%: , MDB, MPT, ELAN, CNC, MRNA, W, SPOT, BTI, LBRDK +15 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 269 positions (2022-Q3) · largest first · Δ vs 2022-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	PGRPROGRESSIVE CORP	15,936	$2M	2.1%	NEW
2	INTCINTEL CORP	60,451	$2M	1.8%	ADD 564%
3	WMWASTE MGMT INC DEL	9,595	$2M	1.8%	NEW
4	CMCSACOMCAST CORP NEW	42,006	$1M	1.4%	ADD 92%
5	MCDMCDONALDS CORP	5,270	$1M	1.4%	NEW
6	GDGENERAL DYNAMICS CORP	5,497	$1M	1.3%	ADD 274%
7	VZVERIZON COMMUNICATIONS INC	29,172	$1M	1.3%	NEW
8	CHTRCHARTER COMMUNICATIONS INC	3,564	$1M	1.2%	NEW
9	AMDADVANCED MICRO DEVICES INC	16,657	$1M	1.2%	ADD 264%
10	OREALTY INCOME CORP	17,219	$1M	1.1%	NEW
11	SPGIS&P GLOBAL INC	3,001	$916,000	1.0%	NEW
12	SWKSTANLEY BLACK & DECKER INC	11,922	$897,000	1.0%	ADD 61%
13	WCNWASTE CONNECTIONS INC	6,565	$887,000	1.0%	NEW
14	WALGREENS BOOTS ALLIANCE INC	27,229	$855,000	1.0%	NEW
15	FISFIDELITY NATL INFORMATION SV	11,169	$844,000	1.0%	ADD 3073%
16	OXYOCCIDENTAL PETE CORP	13,573	$834,000	1.0%	TRIM −7%
17	NEMNEWMONT CORP	19,197	$807,000	0.9%	ADD 422%
18	MCKMCKESSON CORP	2,244	$763,000	0.9%	NEW
19	BLKBLACKROCK INC	1,376	$757,000	0.9%	ADD 856%
20	RSGREPUBLIC SVCS INC	5,555	$756,000	0.9%	NEW
21	MTCHMATCH GROUP INC NEW	15,435	$737,000	0.8%	ADD 454%
22	TSLATESLA INC	2,780	$737,000	0.8%	NEW
23	SHWSHERWIN WILLIAMS CO	3,479	$712,000	0.8%	NEW
24	OKTAOKTA INC	12,503	$711,000	0.8%	ADD 127%
25	IQVIQVIA HLDGS INC	3,911	$708,000	0.8%	NEW
26	LMTLOCKHEED MARTIN CORP	1,827	$706,000	0.8%	ADD 185%
27	PLDPROLOGIS INC.	6,949	$706,000	0.8%	NEW
28	MDBMONGODB INC	3,529	$701,000	0.8%	NEW
29	TAT&T INC	45,427	$697,000	0.8%	NEW
30	DLRDIGITAL RLTY TR INC	6,929	$687,000	0.8%	NEW
31	LUMNLUMEN TECHNOLOGIES INC	92,641	$674,000	0.8%	NEW
32	EBAYEBAY INC.	17,871	$658,000	0.8%	ADD 35%
33	DPZDOMINOS PIZZA INC	2,114	$656,000	0.8%	NEW
34	ORCLORACLE CORP	10,699	$653,000	0.7%	NEW
35	BALLBALL CORP	13,485	$652,000	0.7%	NEW
36	WBDWARNER BROS DISCOVERY INC	56,510	$650,000	0.7%	TRIM −28%
37	AMTAMERICAN TOWER CORP	3,022	$649,000	0.7%	NEW
38	TMOTHERMO FISHER SCIENTIFIC INC	1,280	$649,000	0.7%	NEW
39	CMGCHIPOTLE MEXICAN GRILL INC	427	$642,000	0.7%	NEW
40	VFCV F CORP	20,955	$627,000	0.7%	ADD 177%
41	MCOMOODYS CORP	2,571	$625,000	0.7%	NEW
42	GWWWW GRAINGER INC	1,255	$614,000	0.7%	ADD 601%
43	MPTMEDICAL PPTYS TRUST INC	51,607	$612,000	0.7%	ADD 2652%
44	ELANELANCO ANIMAL HEALTH INC	47,784	$593,000	0.7%	ADD 263%
45	PGPROCTER AND GAMBLE CO	4,649	$587,000	0.7%	NEW
46	VIACOMCBS INC	29,931	$570,000	0.7%	ADD 58%
47	TRUTRANSUNION	9,568	$569,000	0.7%	ADD 2084%
48	CNCCENTENE CORP DEL	7,230	$563,000	0.6%	NEW
49	ROKUROKU INC	9,951	$561,000	0.6%	ADD 11%
50	ETSYETSY INC	5,515	$552,000	0.6%	TRIM −56%
51	BDXBECTON DICKINSON & CO	2,473	$551,000	0.6%	NEW
52	PFEPFIZER INC	12,571	$550,000	0.6%	NEW
53	STXSEAGATE TECHNOLOGY HLDNGS PL	10,258	$546,000	0.6%	ADD 570%
54	DEDEERE & CO	1,628	$544,000	0.6%	TRIM −28%
55	QSRRESTAURANT BRANDS INTL INC	9,879	$525,000	0.6%	ADD 483%
56	SOSOUTHERN CO	7,671	$522,000	0.6%	ADD 153320%
57	TEVATEVA PHARMACEUTICAL INDS LTD	63,780	$515,000	0.6%	NEW
58	SSNCSS&C TECHNOLOGIES HLDGS INC	10,702	$511,000	0.6%	NEW
59	DUKE REALTY CORP	10,445	$503,000	0.6%	NEW
60	CHDCHURCH & DWIGHT CO INC	6,916	$494,000	0.6%	NEW
61	TSNTYSON FOODS INC	7,431	$490,000	0.6%	ADD 2377%
62	ALBALBEMARLE CORP	1,796	$475,000	0.5%	NEW
63	FISVFISERV INC	5,061	$474,000	0.5%	NEW
64	IBMINTERNATIONAL BUSINESS MACHS	3,944	$469,000	0.5%	NEW
65	ACTIVISION BLIZZARD INC	6,211	$462,000	0.5%	ADD 2%
66	CHRWC H ROBINSON WORLDWIDE INC	4,743	$457,000	0.5%	ADD 78%
67	WDCWESTERN DIGITAL CORP	13,842	$451,000	0.5%	NEW
68	APHAMPHENOL CORP	6,719	$450,000	0.5%	ADD 858%
69	SRESEMPRA	2,966	$445,000	0.5%	ADD 1687%
70	KMBKIMBERLY-CLARK CORP	3,900	$439,000	0.5%	NEW
71	MMM3M CO	3,954	$437,000	0.5%	TRIM −42%
72	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	7,539	$433,000	0.5%	ADD 112%
73	UNHUNITEDHEALTH GROUP INC	856	$432,000	0.5%	NEW
74	MRNAMODERNA INC	3,548	$420,000	0.5%	TRIM −52%
75	WWAYFAIR INC	12,845	$418,000	0.5%	ADD 128%
76	BURLBURLINGTON STORES INC	3,677	$411,000	0.5%	ADD 105%
77	CVNACARVANA CO	20,155	$409,000	0.5%	NEW
78	PYPLPAYPAL HLDGS INC	4,724	$407,000	0.5%	TRIM −47%
79	CITHE CIGNA GROUP	1,440	$400,000	0.5%	NEW
80	ALGNALIGN TECHNOLOGY INC	1,914	$396,000	0.5%	TRIM −59%
81	CORCENCORA INC	2,916	$395,000	0.5%	TRIM −50%
82	ZENDESK INC	5,148	$392,000	0.4%	NEW
83	ZTSZOETIS INC	2,630	$390,000	0.4%	NEW
84	MSIMOTOROLA SOLUTIONS INC	1,725	$386,000	0.4%	ADD 688%
85	OTISOTIS WORLDWIDE CORP	5,996	$383,000	0.4%	NEW
86	KOCOCA COLA CO	6,708	$376,000	0.4%	NEW
87	MAMASTERCARD INCORPORATED	1,321	$376,000	0.4%	NEW
88	EDCONSOLIDATED EDISON INC	4,330	$371,000	0.4%	NEW
89	BRBROADRIDGE FINL SOLUTIONS IN	2,560	$369,000	0.4%	NEW
90	VRSKVERISK ANALYTICS INC	2,149	$366,000	0.4%	NEW
91	XELXCEL ENERGY INC	5,594	$358,000	0.4%	NEW
92	WELLWELLTOWER INC	5,471	$352,000	0.4%	NEW
93	BAXBAXTER INTL INC	6,518	$351,000	0.4%	TRIM −24%
94	NEENEXTERA ENERGY INC	4,450	$349,000	0.4%	NEW
95	LABORATORY CORP AMER HLDGS	1,683	$345,000	0.4%	NEW
96	ABTABBOTT LABS	3,550	$343,000	0.4%	NEW
97	MHKMOHAWK INDS INC	3,763	$343,000	0.4%	NEW
98	SYYSYSCO CORP	4,831	$342,000	0.4%	NEW
99	LRCXLAM RESEARCH	926	$339,000	0.4%	ADD 1554%
100	EPAMEPAM SYS INC	933	$338,000	0.4%	ADD 21%
101	SPOTSPOTIFY TECHNOLOGY S A	3,816	$329,000	0.4%	TRIM −19%
102	BTIBRITISH AMERN TOB PLC	9,128	$324,000	0.4%	ADD 42%
103	FFORD MTR CO	28,905	$324,000	0.4%	TRIM −10%
104	NWLNEWELL BRANDS INC	23,078	$321,000	0.4%	NEW
105	NVDANVIDIA CORPORATION	2,608	$317,000	0.4%	ADD 98%
106	ICEINTERCONTINENTAL EXCHANGE IN	3,485	$315,000	0.4%	TRIM −27%
107	AFLAFLAC INC	5,544	$312,000	0.4%	ADD 281%
108	BKRBAKER HUGHES COMPANY	14,825	$311,000	0.4%	ADD 757%
109	RJFRAYMOND JAMES FINL INC	3,139	$310,000	0.4%	NEW
110	ADBEADOBE INC	1,120	$308,000	0.4%	ADD 2445%
111	BAHBOOZ ALLEN HAMILTON HLDG COR	3,279	$303,000	0.3%	NEW
112	XOMEXXON MOBIL CORP	3,437	$300,000	0.3%	TRIM −43%
113	CMECME GROUP INC	1,652	$293,000	0.3%	NEW
114	ACNACCENTURE PLC IRELAND	1,128	$290,000	0.3%	TRIM −7%
115	LBRDKLIBERTY BROADBAND CORP	3,914	$289,000	0.3%	ADD 660%
116	XRAYDENTSPLY SIRONA INC	10,166	$288,000	0.3%	ADD 25%
117	HIIHUNTINGTON INGALLS INDS INC	1,294	$287,000	0.3%	NEW
118	CVSCVS HEALTH CORP	2,978	$284,000	0.3%	TRIM −43%
119	GPCGENUINE PARTS CO	1,892	$283,000	0.3%	HOLD
120	SEAGEN INC	2,051	$281,000	0.3%	NEW
121	AJGGALLAGHER ARTHUR J & CO	1,601	$274,000	0.3%	NEW
122	ZIONZIONS BANCORPORATION N A	5,380	$274,000	0.3%	ADD 456%
123	ADMARCHER DANIELS MIDLAND CO	3,330	$268,000	0.3%	TRIM −61%
124	DDOMINION ENERGY INC	3,831	$265,000	0.3%	NEW
125	SEALED AIR CORP NEW	5,921	$264,000	0.3%	ADD 431%
126	NUENUCOR CORP	2,458	$263,000	0.3%	TRIM −46%
127	GOOGALPHABET INC	2,682	$258,000	0.3%	ADD 2582%
128	FRCBFIRST REP BK SAN FRANCISCO C	1,976	$258,000	0.3%	ADD 253%
129	PMPHILIP MORRIS INTL INC	3,113	$258,000	0.3%	ADD 115%
130	DTEDTE ENERGY CO	2,206	$254,000	0.3%	NEW
131	HSICHENRY SCHEIN INC	3,830	$252,000	0.3%	NEW
132	HOGHARLEY DAVIDSON INC	7,126	$249,000	0.3%	NEW
133	RNGRINGCENTRAL INC	6,229	$249,000	0.3%	ADD 156%
134	KDPKEURIG DR PEPPER INC	6,908	$247,000	0.3%	ADD 38%
135	VODVODAFONE GROUP PLC	21,780	$247,000	0.3%	ADD 1419%
136	UNPUNION PAC CORP	1,263	$246,000	0.3%	TRIM −42%
137	BNSBANK NOVA SCOTIA B C	5,121	$244,000	0.3%	ADD 9%
138	MKCMCCORMICK & CO INC	3,419	$244,000	0.3%	NEW
139	INTUINTUIT	623	$241,000	0.3%	ADD 152%
140	CVXCHEVRON CORP NEW	1,656	$238,000	0.3%	TRIM −50%
141	TRPTC ENERGY CORP	5,858	$236,000	0.3%	ADD 426%
142	BABAALIBABA GROUP HLDG LTD	2,832	$227,000	0.3%	NEW
143	UPSUNITED PARCEL SERVICE INC	1,392	$225,000	0.3%	NEW
144	ADPAUTOMATIC DATA PROCESSING IN	987	$223,000	0.3%	TRIM −60%
145	AONAON PLC	814	$218,000	0.2%	NEW
146	KSSKOHLS CORP	8,532	$215,000	0.2%	ADD 23%
147	MTBM & T BK CORP	1,206	$213,000	0.2%	TRIM −64%
148	EWEDWARDS LIFESCIENCES CORP	2,541	$210,000	0.2%	NEW
149	AOSSMITH A O CORP	4,257	$207,000	0.2%	ADD 163%
150	ROPROPER TECHNOLOGIES INC	569	$205,000	0.2%	NEW
151	ARMKARAMARK	6,517	$203,000	0.2%	NEW
152	CLXCLOROX CO DEL	1,582	$203,000	0.2%	NEW
153	XYLXYLEM INC	2,292	$200,000	0.2%	ADD 29%
154	DOCUDOCUSIGN INC	3,720	$199,000	0.2%	TRIM −48%
155	LUVSOUTHWEST AIRLS CO	6,407	$198,000	0.2%	NEW
156	EXACT SCIENCES CORP	5,980	$194,000	0.2%	NEW
157	COSTCOSTCO WHSL CORP NEW	408	$193,000	0.2%	NEW
158	DHRDANAHER CORP DEL	743	$192,000	0.2%	NEW
159	UHSUniversal Health Svcs., Cl. B	2,171	$191,000	0.2%	NEW
160	MSFTMICROSOFT CORP	815	$190,000	0.2%	NEW
161	GRMNGARMIN LTD	2,340	$188,000	0.2%	ADD 27%
162	TERTERADYNE INC	2,489	$187,000	0.2%	NEW
163	AEPAMERICAN ELEC PWR CO INC	2,133	$184,000	0.2%	NEW
164	COPCONOCOPHILLIPS	1,777	$182,000	0.2%	TRIM −80%
165	XYZBLOCK INC	3,268	$180,000	0.2%	NEW
166	WYWEYERHAEUSER CO	6,292	$180,000	0.2%	NEW
167	STZCONSTELLATION BRANDS INC	769	$177,000	0.2%	NEW
168	EXCEXELON CORP	4,724	$177,000	0.2%	TRIM −17%
169	DELLDELL TECHNOLOGIES INC	5,099	$174,000	0.2%	NEW
170	FTVFORTIVE CORP	2,984	$174,000	0.2%	NEW
171	IDXXIDEXX LABS INC	529	$172,000	0.2%	TRIM −73%
172	CSXCSX CORP	6,291	$168,000	0.2%	TRIM −46%
173	ELVELEVANCE HEALTH INC FORMERLY	365	$166,000	0.2%	ADD 220%
174	ATOATMOS ENERGY CORP	1,617	$165,000	0.2%	ADD 106%
175	NSCNORFOLK SOUTHN CORP	781	$164,000	0.2%	ADD 604%
176	WATWATERS CORP	605	$163,000	0.2%	NEW
177	EQIXEQUINIX INC	285	$162,000	0.2%	NEW
178	ALTERYX INC	2,880	$161,000	0.2%	NEW
179	ELLAUDER ESTEE COS INC	742	$160,000	0.2%	ADD 18%
180	WECWEC ENERGY GROUP INC	1,782	$159,000	0.2%	NEW
181	FICOFAIR ISAAC CORP	381	$157,000	0.2%	NEW
182	LDOSLEIDOS HOLDINGS INC	1,762	$154,000	0.2%	NEW
183	PPLIIAC INC	2,654	$147,000	0.2%	NEW
184	NRGNRG ENERGY INC	3,849	$147,000	0.2%	NEW
185	PFGPRINCIPAL FINANCIAL GROUP IN	1,990	$144,000	0.2%	NEW
186	ISRGINTUITIVE SURGICAL INC	726	$136,000	0.2%	TRIM −59%
187	MRSHMARSH & MCLENNAN COS INC	885	$132,000	0.2%	NEW
188	DVNDEVON ENERGY CORP NEW	2,174	$131,000	0.2%	TRIM −82%
189	GENGen Digital Inc.	6,446	$130,000	0.1%	TRIM −18%
190	DLTRDOLLAR TREE INC	933	$127,000	0.1%	ADD 9%
191	CRMSALESFORCE INC	853	$123,000	0.1%	NEW
192	EMNEASTMAN CHEM CO	1,683	$120,000	0.1%	NEW
193	NIELSEN HLDGS PLC	4,323	$120,000	0.1%	ADD 212%
194	LYBLYONDELLBASELL INDUSTRIES N	1,588	$120,000	0.1%	NEW
195	INFYINFOSYS LTD	6,903	$117,000	0.1%	TRIM −74%
196	SHOPSHOPIFY INC	4,147	$112,000	0.1%	TRIM −70%
197	GMGENERAL MTRS CO	3,450	$111,000	0.1%	NEW
198	WHRWHIRLPOOL CORP	826	$111,000	0.1%	NEW
199	CONTINENTAL RES INC	1,650	$110,000	0.1%	ADD 169%
200	TFXTELEFLEX INCORPORATED	541	$109,000	0.1%	ADD 23%

showing the top 200 by weight

☆NuWave Investment Management, LLC