BTR CAPITAL MANAGEMENT INC

Open in PORT →← all managers

CIK 883790

13F portfolio (2022-Q3)

$641M

Positions

162

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2022-Q3)

Holdings

162

Top 5

20.3%

Top 10

35.1%

Effective N

45.5

HHI

0.022

This quarter

9 new · 0 exit →

By sector

Information Technology20.3%

Unclassified14.6%

Financials14.4%

Health Care8.5%

Industrials8.3%

Communication Services6.8%

Consumer Staples5.9%

Consumer Discretionary5.2%

Other15.9%

By market cap

Mega (>$200B)43.1%

Large ($10–200B)40.0%

Unknown16.7%

Mid ($2–10B)0.2%

By region

North America85.4%

Other14.6%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	15.06%	46
Technology Hardware & Equipment	9.73%	6
Pharmaceuticals & Biotechnology	8.36%	9
Insurance	5.68%	6
Software	5.29%	4
Banks	5.21%	6
Oil, Gas & Consumable Fuels	4.76%	7
Beverages	4.71%	3
Specialty Retail	4.54%	7
Software & IT Services	3.82%	3
Equity Real Estate Investment Trusts (REITs)	3.81%	5
Commercial Services & Supplies	3.47%	5
Aerospace & Defense	3.24%	3
Utilities	3.22%	10
Communications Equipment	2.96%	1
Chemicals	2.80%	5
Entertainment	2.02%	1
Electrical Equipment & Components	1.97%	2
Road & Rail	1.88%	4
Construction & Engineering	1.85%	1
Metals & Mining	1.17%	4
Diversified Telecommunication Services	0.98%	2
Machinery	0.80%	3
Food & Staples Retailing	0.69%	1
Hotels, Restaurants & Leisure	0.51%	2
Food Products	0.50%	2
Semiconductors & Semiconductor Equipment	0.20%	2
Health Care Equipment & Supplies	0.16%	2
Paper & Forest Products	0.16%	1
Media & Entertainment	0.15%	3
Distributors	0.13%	2
Capital Markets	0.07%	1
Automobiles & Components	0.05%	1
Tobacco	0.04%	1
Life Sciences Tools & Services	0.04%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	5.37%
2	MSFT	MICROSOFT CORP	Information Technology	4.97%
3	GOOGL	Alphabet Inc.	Communication Services	3.37%
4	UNH	UNITEDHEALTH GROUP INC	Financials	3.33%
5	TMO	THERMO FISHER SCIENTIFIC INC.	Information Technology	3.24%
6	PEP	PEPSICO INC	Consumer Staples	3.15%
7	V	VISA INC.	Financials	3.02%
8	QCOM	QUALCOMM INC/DE	Information Technology	2.96%
9	JPM	JPMORGAN CHASE & CO	Financials	2.86%
10	CVX	CHEVRON CORP	Energy	2.83%

117/162 names classified · sector 85.4% of weight · industry 84.9% · mkt cap 83.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 38 quarters

Information TechnologyMSFT, AAPL, TMO, QCOM, ORCL · other

FinancialsJPM, V, MET, UNH, USB · other

Health CareJNJ, MRK, ABT, PFE, A · other

Communication ServicesGOOGL, DIS, CNK, T, LUMN · other

EnergyCVX, SLB, XOM, OXY, DVN · other

Real EstateCCI, STWD, MAA, WY, VTR · other

IndustrialsPNR, UPS, RTX, BKNG, J · other

Consumer StaplesPEP, CVS, STZ, KO, MDLZ · other

UtilitiesAWK, KMI, DUK, NEE, PPL · other

Consumer DiscretionaryLOW, HD, COST, SBUX, TGT · other

MaterialsPG, WPM, NWL, NEM, DD · other

UnclassifiedCyber Security ETF, UNITED TECHNOLOGIES CORP, E M C CORP MASS, MINT, KRAFT FOODS GROUP INC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 85.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2022-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (110 classified)BTR CAPITAL MANAGEMENT INC centroid (Large Core)

Information TechnologyFinancialsHealth CareIndustrialsCommunication ServicesConsumer DiscretionaryEnergyConsumer StaplesReal EstateMaterialsUtilities

Style box summary for BTR CAPITAL MANAGEMENT INC: centroid Large Core. Heaviest cells: Large Value 31.9%, Large Growth 19.6%, Large Core 19.5%.

Classified: 82.7% of book weight (110/158 names) · unclassified 17.3%: , MINT, IHI, STZ, XBI, VCSH, SPSB, WPM, VGT, BRK.B +38 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 162 positions (2022-Q3) · largest first · Δ vs 2022-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	248,868	$34M	5.4%	HOLD
2	MSFTMICROSOFT CORP	136,602	$32M	5.0%	HOLD
3	GOOGLALPHABET INC	225,420	$22M	3.4%	ADD 1887%
4	UNHUNITEDHEALTH GROUP INC	42,198	$21M	3.3%	HOLD
5	TMOTHERMO FISHER SCIENTIFIC INC	40,843	$21M	3.2%	HOLD
6	PEPPEPSICO INC	123,515	$20M	3.1%	HOLD
7	VVISA INC	109,004	$19M	3.0%	HOLD
8	QCOMQUALCOMM INC	167,744	$19M	3.0%	HOLD
9	JPMJPMORGAN CHASE & CO	175,371	$18M	2.9%	HOLD
10	CVXCHEVRON CORP NEW	126,292	$18M	2.8%	HOLD
11	LOWLOWES COS INC	91,262	$17M	2.7%	HOLD
12	MRKMERCK & CO INC	186,542	$16M	2.5%	HOLD
13	PFEPFIZER INC	360,859	$16M	2.5%	ADD 2%
14	PGPROCTER AND GAMBLE CO	124,853	$16M	2.5%	HOLD
15	RTXRTX CORPORATION	190,498	$16M	2.4%	HOLD
16	CCICROWN CASTLE INC	99,168	$14M	2.2%	HOLD
17	Cyber Security ETF	314,697	$14M	2.1%	HOLD
18	DISDISNEY WALT CO	136,966	$13M	2.0%	TRIM −6%
19	METMETLIFE INC	202,006	$12M	1.9%	HOLD
20	JJACOBS SOLUTIONS INC	109,114	$12M	1.9%	NEW
21	MINTPIMCO ETF TR	119,481	$12M	1.8%	TRIM −30%
22	EMREMERSON ELEC CO	157,385	$12M	1.8%	HOLD
23	USBUS BANCORP	281,133	$11M	1.8%	HOLD
24	IHIISHARES TR	223,165	$11M	1.6%	HOLD
25	ABTABBOTT LABS	104,958	$10M	1.6%	HOLD
26	STZCONSTELLATION BRANDS INC	38,660	$9M	1.4%	HOLD
27	AWKAMERICAN WTR WKS CO INC NEW	68,140	$9M	1.4%	TRIM −3%
28	DISCOVER FINL SVCS	95,676	$9M	1.4%	HOLD
29	MAAMID-AMER APT CMNTYS INC	55,558	$9M	1.3%	HOLD
30	XBISPDR SERIES TRUST	103,358	$8M	1.3%	ADD 4%
31	JNJJOHNSON & JOHNSON	41,232	$7M	1.1%	HOLD
32	VCSHVANGUARD SCOTTSDALE FDS	89,647	$7M	1.0%	TRIM −7%
33	KMIKINDER MORGAN INC DEL	399,512	$7M	1.0%	HOLD
34	CSXCSX CORP	219,044	$6M	0.9%	HOLD
35	SPSBSPDR SERIES TRUST	196,326	$6M	0.9%	TRIM −18%
36	HDHOME DEPOT INC	20,246	$6M	0.9%	HOLD
37	XOMEXXON MOBIL CORP	54,741	$5M	0.7%	HOLD
38	COSTCOSTCO WHSL CORP NEW	9,790	$5M	0.7%	ADD 2%
39	COPCONOCOPHILLIPS	43,819	$4M	0.7%	TRIM −3%
40	UPSUNITED PARCEL SERVICE INC	27,499	$4M	0.7%	TRIM −3%
41	LMTLOCKHEED MARTIN CORP	11,475	$4M	0.7%	TRIM −4%
42	CVSCVS HEALTH CORP	46,169	$4M	0.7%	HOLD
43	VZVERIZON COMMUNICATIONS INC	104,296	$4M	0.6%	TRIM −23%
44	NEMNEWMONT CORP	92,871	$4M	0.6%	ADD 5%
45	ETNEATON CORP PLC	26,147	$3M	0.5%	ADD 7%
46	IBMINTERNATIONAL BUSINESS MACHS	24,698	$3M	0.5%	ADD 252%
47	WPMWHEATON PRECIOUS METALS CORP	88,933	$3M	0.4%	TRIM −12%
48	MDLZMONDELEZ INTL INC	50,501	$3M	0.4%	ADD 3%
49	VGTVANGUARD WORLD FD	9,019	$3M	0.4%	HOLD
50	BRK.BBERKSHIRE HATHAWAY INC DEL	9,888	$3M	0.4%	HOLD
51	VGKVANGUARD INTL EQUITY INDEX F	56,180	$3M	0.4%	TRIM −2%
52	ABBVABBVIE INC	17,765	$2M	0.4%	HOLD
53	TAT&T INC	149,879	$2M	0.4%	HOLD
54	ROPROPER TECHNOLOGIES INC	6,123	$2M	0.3%	HOLD
55	MCDMCDONALDS CORP	9,437	$2M	0.3%	TRIM −2%
56	CCITIGROUP INC	50,780	$2M	0.3%	TRIM −17%
57	WMWASTE MGMT INC DEL	12,854	$2M	0.3%	ADD 2%
58	NEENEXTERA ENERGY INC	23,837	$2M	0.3%	HOLD
59	IATISHARES TR	36,674	$2M	0.3%	HOLD
60	GOOGALPHABET INC	17,320	$2M	0.3%	ADD 1950%
61	TRVTRAVELERS COMPANIES INC	10,470	$2M	0.3%	HOLD
62	ORCLORACLE CORP	24,124	$1M	0.2%	ADD 3%
63	SPYSTATE STR SPDR S&P 500 ETF T	3,783	$1M	0.2%	HOLD
64	DEDEERE & CO	3,974	$1M	0.2%	HOLD
65	VTIPVANGUARD MALVERN FDS	27,425	$1M	0.2%	ADD 7%
66	DHRDANAHER CORP DEL	4,881	$1M	0.2%	HOLD
67	ADPAUTOMATIC DATA PROCESSING IN	5,370	$1M	0.2%	HOLD
68	KOCOCA COLA CO	20,140	$1M	0.2%	TRIM −24%
69	ECLECOLAB INC	7,818	$1M	0.2%	HOLD
70	OTISOTIS WORLDWIDE CORP	17,321	$1M	0.2%	TRIM −7%
71	HEDJWISDOMTREE TR	17,555	$1M	0.2%	HOLD
72	SBUXSTARBUCKS CORP	12,879	$1M	0.2%	ADD 69%
73	WALGREENS BOOTS ALLIANCE INC	33,935	$1M	0.2%	TRIM −27%
74	IBBISHARES TR	8,880	$1M	0.2%	HOLD
75	XLESELECT SECTOR SPDR TR	14,140	$1M	0.2%	TRIM −2%
76	KMBKIMBERLY-CLARK CORP	8,915	$1M	0.2%	HOLD
77	WYWEYERHAEUSER CO	34,883	$996,000	0.2%	TRIM −3%
78	EOGEOG RES INC	8,882	$992,000	0.2%	ADD 7%
79	IWRISHARES TR	15,590	$969,000	0.2%	HOLD
80	PHOINVESCO EXCHANGE TRADED FD T	20,864	$955,000	0.1%	HOLD
81	UNPUNION PAC CORP	4,858	$946,000	0.1%	ADD 9%
82	INTCINTEL CORP	36,104	$930,000	0.1%	TRIM −7%
83	DVNDEVON ENERGY CORP NEW	15,055	$905,000	0.1%	ADD 17%
84	VTIVANGUARD INDEX FDS	4,894	$878,000	0.1%	HOLD
85	VEUVANGUARD INTL EQUITY INDEX F	19,615	$870,000	0.1%	HOLD
86	CSCOCISCO SYS INC	20,936	$837,000	0.1%	ADD 4%
87	ESEVERSOURCE ENERGY	10,625	$828,000	0.1%	HOLD
88	AMZNAMAZON COM INC	7,260	$820,000	0.1%	ADD 20%
89	NSCNORFOLK SOUTHN CORP	3,908	$819,000	0.1%	HOLD
90	IVVISHARES TR	2,250	$807,000	0.1%	HOLD
91	BSVVANGUARD BD INDEX FDS	10,650	$797,000	0.1%	HOLD
92	LLYELI LILLY & CO	2,378	$769,000	0.1%	HOLD
93	XLUSELECT SECTOR SPDR TR	11,328	$742,000	0.1%	TRIM −3%
94	EFAISHARES TR	13,170	$738,000	0.1%	HOLD
95	IWSISHARES TR	7,536	$724,000	0.1%	HOLD
96	HONHONEYWELL INTL INC	4,284	$715,000	0.1%	HOLD
97	MMM3M CO	6,288	$695,000	0.1%	TRIM −4%
98	DUKDUKE ENERGY CORP NEW	7,414	$690,000	0.1%	HOLD
99	NVONOVO-NORDISK A S	6,570	$655,000	0.1%	HOLD
100	CMCSACOMCAST CORP NEW	21,448	$629,000	0.1%	HOLD
101	EPDENTERPRISE PRODS PARTNERS L	26,217	$623,000	0.1%	HOLD
102	SLBSCHLUMBERGER LTD	17,115	$617,000	0.1%	HOLD
103	PBWINVESCO EXCHANGE TRADED FD T	12,626	$608,000	0.1%	ADD 2%
104	GPCGENUINE PARTS CO	3,744	$561,000	0.1%	HOLD
105	ENBENBRIDGE INC	14,980	$556,000	0.1%	HOLD
106	BACBANK AMERICA CORP	18,166	$549,000	0.1%	ADD 6%
107	AMGNAMGEN INC	2,423	$546,000	0.1%	ADD 2%
108	IWMISHARES TR	3,209	$529,000	0.1%	HOLD
109	CLCOLGATE PALMOLIVE CO	7,469	$525,000	0.1%	HOLD
110	SSOPROSHARES TR	13,100	$520,000	0.1%	ADD 41%
111	IWPISHARES TR	6,612	$519,000	0.1%	HOLD
112	PJPINVESCO EXCHANGE TRADED FD T	7,050	$503,000	0.1%	TRIM −23%
113	XLVSELECT SECTOR SPDR TR	3,952	$479,000	0.1%	TRIM −5%
114	CBCHUBB LIMITED	2,620	$479,000	0.1%	ADD 41%
115	AEMAGNICO EAGLE MINES LTD	11,162	$471,000	0.1%	HOLD
116	WMTWALMART INC	3,530	$458,000	0.1%	ADD 3%
117	WFCWELLS FARGO CO NEW	11,241	$452,000	0.1%	HOLD
118	GVIISHARES TR	4,405	$448,000	0.1%	HOLD
119	AXPAMERICAN EXPRESS CO	3,254	$439,000	0.1%	HOLD
120	SCHWSCHWAB CHARLES CORP	6,092	$438,000	0.1%	HOLD
121	GISGENERAL MILLS INC	5,450	$418,000	0.1%	HOLD
122	XOPSPDR SERIES TRUST	3,178	$396,000	0.1%	HOLD
123	LQDISHARES TR	3,849	$394,000	0.1%	TRIM −21%
124	PRUPRUDENTIAL FINL INC	4,539	$389,000	0.1%	HOLD
125	SRESEMPRA	2,572	$387,000	0.1%	HOLD
126	ADBEADOBE INC	1,355	$373,000	0.1%	HOLD
127	BMYBRISTOL-MYERS SQUIBB CO	5,040	$358,000	0.1%	HOLD
128	TXNTEXAS INSTRS INC	2,300	$356,000	0.1%	HOLD
129	SYKSTRYKER CORPORATION	1,600	$325,000	0.1%	HOLD
130	MCOMOODYS CORP	1,314	$319,000	0.0%	HOLD
131	SCHXSCHWAB U.S. LARGE-CAP ETF	7,384	$313,000	0.0%	HOLD
132	TSLATESLA INC	1,155	$306,000	0.0%	ADD 200%
133	CARRCARRIER GLOBAL CORPORATION	8,500	$302,000	0.0%	HOLD
134	DOWDOW HLDGS INC	6,839	$300,000	0.0%	HOLD
135	GLGLOBE LIFE INC	3,004	$299,000	0.0%	HOLD
136	WBDWARNER BROS DISCOVERY INC	25,837	$297,000	0.0%	TRIM −22%
137	SHYISHARES TR	3,370	$274,000	0.0%	NEW
138	SVB FINANCIAL GROUP	797	$268,000	0.0%	HOLD
139	GPNGLOBAL PMTS INC	2,462	$266,000	0.0%	TRIM −27%
140	WECWEC ENERGY GROUP INC	2,941	$263,000	0.0%	HOLD
141	MCKMCKESSON CORP	770	$262,000	0.0%	HOLD
142	TGTTARGET CORP	1,742	$258,000	0.0%	HOLD
143	DVYISHARES TR	2,391	$256,000	0.0%	TRIM −8%
144	STWDSTARWOOD PPTY TR INC	13,355	$250,000	0.0%	HOLD
145	XLKSELECT SECTOR SPDR TR	2,100	$249,000	0.0%	HOLD
146	IEFAISHARES TR	4,499	$237,000	0.0%	NEW
147	PMPHILIP MORRIS INTL INC	2,815	$237,000	0.0%	HOLD
148	GLWCORNING INC	8,050	$234,000	0.0%	NEW
149	VNOVORNADO RLTY TR	10,000	$232,000	0.0%	HOLD
150	IJHISHARES TR	1,040	$228,000	0.0%	NEW
151	BIOBIO RAD LABS INC	545	$227,000	0.0%	TRIM −8%
152	QLYSQUALYS INC	1,618	$226,000	0.0%	HOLD
153	CWTCALIFORNIA WTR SVC GROUP	4,200	$221,000	0.0%	HOLD
154	VIGVANGUARD SPECIALIZED FUNDS	1,593	$215,000	0.0%	HOLD
155	TJXTJX COS INC NEW	3,450	$214,000	0.0%	NEW
156	XLFSELECT SECTOR SPDR TR	6,985	$212,000	0.0%	NEW
157	IJRISHARES TR	2,425	$211,000	0.0%	NEW
158	VMWARE INC	1,986	$211,000	0.0%	HOLD
159	AEPAMERICAN ELEC PWR CO INC	2,389	$207,000	0.0%	HOLD
160	RSGREPUBLIC SVCS INC	1,516	$207,000	0.0%	NEW
161	APDAIR PRODS & CHEMS INC	867	$203,000	0.0%	ADD 2%
162	SIRISIRIUS XM HOLDINGS INC	11,500	$66,000	0.0%	HOLD

☆BTR CAPITAL MANAGEMENT INC