Paradigm Financial Advisors, LLC

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CIK 1597691

13F portfolio (2021-Q4)

$452M

Positions

212

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2021-Q4)

Holdings

212

Top 5

21.9%

Top 10

35.2%

Effective N

47.8

HHI

0.021

This quarter

18 new · 0 exit →

By sector

Unclassified49.3%

Information Technology22.4%

Consumer Discretionary6.4%

Financials6.1%

Communication Services4.9%

Industrials4.2%

Health Care3.4%

Consumer Staples1.0%

Other2.2%

By market cap

Unknown51.1%

Mega (>$200B)29.6%

Large ($10–200B)16.4%

Mid ($2–10B)2.2%

Micro (<$300M)0.4%

Small ($300M–2B)0.3%

By region

North America50.2%

Other49.3%

Asia-Pacific0.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	50.10%	85
Technology Hardware & Equipment	8.62%	7
Semiconductors & Semiconductor Equipment	5.78%	9
Software & IT Services	4.12%	4
Banks	3.82%	7
Specialty Retail	3.58%	7
Software	3.56%	12
Pharmaceuticals & Biotechnology	3.31%	7
Communications Equipment	3.22%	1
Automobiles & Components	1.55%	8
Commercial Services & Supplies	1.41%	7
Aerospace & Defense	1.33%	1
Electrical Equipment & Components	1.12%	4
Beverages	0.89%	2
Airlines	0.75%	3
Utilities	0.69%	5
Hotels, Restaurants & Leisure	0.69%	5
Construction & Engineering	0.67%	1
Marine	0.62%	2
Chemicals	0.45%	4
Oil, Gas & Consumable Fuels	0.41%	4
Media & Entertainment	0.41%	1
Textiles, Apparel & Luxury Goods	0.40%	1
Insurance	0.35%	2
Entertainment	0.34%	2
Metals & Mining	0.34%	3
Machinery	0.29%	5
Capital Markets	0.27%	2
Equity Real Estate Investment Trusts (REITs)	0.26%	1
Distributors	0.15%	2
Diversified Telecommunication Services	0.14%	2
Health Care Providers & Services	0.09%	1
Household Durables	0.08%	2
Food & Staples Retailing	0.07%	1
Construction Materials	0.05%	1
Health Care Equipment & Supplies	0.05%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	7.85%
2	TIP	ISHARES TR	Unclassified	4.03%
3	QQQ	INVESCO QQQ TR	Unclassified	3.70%
4	QCOM	QUALCOMM INC/DE	Information Technology	3.22%
5	BAC	BANK OF AMERICA CORP /DE/	Financials	3.09%
6	VTV	VANGUARD INDEX FDS	Unclassified	2.93%
7	NVDA	NVIDIA CORP	Information Technology	2.74%
8	GOOGL	Alphabet Inc.	Communication Services	2.69%
9	IWN	ISHARES TR	Unclassified	2.53%
10	QCLN	FIRST TR EXCHANGE-TRADED FD	Unclassified	2.43%

128/212 names classified · sector 50.7% of weight · industry 49.9% · mkt cap 48.9%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 33 quarters

Information TechnologyAAPL, QCOM, GE, INTC, NVDA · other

FinancialsBAC, BRK.B, V, JPM, CME · other

Consumer StaplesPEP, KO, CVS, KR, PM · other

Communication ServicesGOOGL, T, META, NFLX, DKNG · other

IndustrialsBA, PWR, BABA, DE, CAT · other

EnergyXOM, CVX, RIG, FANG, BP · other

Consumer DiscretionaryAMZN, SBUX, F, HD, TSLA · other

Real EstateAMT, VTR, O, PMT, VNO · other

Health CareGILD, MRNA, JNJ, BNTX, PFE · other

UtilitiesLNG, KMI, AEE, NEE, SR · other

MaterialsPG, FCX, TECK, GLW, EPC · other

UnclassifiedApple Computer, QQQ, POWERSHARES QQQ TRUST, JPST, MINT · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 50.7% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2021-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 45% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (101 classified)Paradigm Financial Advisors, LLC centroid (Large Core)

Information TechnologyConsumer DiscretionaryFinancialsCommunication ServicesIndustrialsConsumer StaplesUtilitiesMaterialsHealth CareEnergyReal Estate

Style box summary for Paradigm Financial Advisors, LLC: centroid Large Core. Heaviest cells: Large Growth 24.8%, Large Value 9.3%, Large Core 3.8%.

Classified: 44.6% of book weight (101/199 names) · unclassified 55.4%: TIP, QQQ, VTV, IWN, QCLN, VB, VIG, , VO, CQQQ +88 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 212 positions (2021-Q4) · largest first · Δ vs 2021-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	199,787	$35M	7.8%	TRIM −4%
2	TIPISHARES TR	141,077	$18M	4.0%	HOLD
3	QQQINVESCO QQQ TR	41,997	$17M	3.7%	ADD 4%
4	QCOMQUALCOMM INC	79,608	$15M	3.2%	TRIM −3%
5	BACBANK AMERICA CORP	313,617	$14M	3.1%	HOLD
6	VTVVANGUARD INDEX FDS	89,938	$13M	2.9%	HOLD
7	NVDANVIDIA CORPORATION	42,116	$12M	2.7%	HOLD
8	GOOGLALPHABET INC	4,196	$12M	2.7%	HOLD
9	IWNISHARES TR	68,730	$11M	2.5%	TRIM −9%
10	QCLNFIRST TR EXCHANGE-TRADED FD	161,321	$11M	2.4%	ADD 10%
11	VBVANGUARD INDEX FDS	46,905	$11M	2.3%	ADD 4%
12	VIGVANGUARD SPECIALIZED FUNDS	61,365	$11M	2.3%	HOLD
13	AMZNAMAZON COM INC	3,124	$10M	2.3%	HOLD
14	VOVANGUARD INDEX FDS	32,279	$8M	1.8%	ADD 7%
15	CQQQINVESCO EXCH TRADED FD TR II	128,429	$8M	1.8%	TRIM −13%
16	SPYSTATE STR SPDR S&P 500 ETF T	16,657	$8M	1.8%	ADD 13%
17	MRNAMODERNA INC	28,692	$7M	1.6%	TRIM −7%
18	VUGVANGUARD INDEX FDS	22,506	$7M	1.6%	HOLD
19	VGSHVANGUARD SHORT-TERM TREASURY ETF	109,561	$7M	1.5%	HOLD
20	VBRVANGUARD INDEX FDS	36,540	$7M	1.4%	TRIM −8%
21	BABOEING CO	29,967	$6M	1.3%	TRIM −2%
22	MINTPIMCO ETF TR	57,799	$6M	1.3%	TRIM −6%
23	VCSHVANGUARD SCOTTSDALE FDS	68,656	$6M	1.2%	HOLD
24	BNTXBIONTECH SE	21,398	$6M	1.2%	TRIM −5%
25	VGTVANGUARD WORLD FD	11,694	$5M	1.2%	HOLD
26	METAMETA PLATFORMS INC	15,579	$5M	1.2%	TRIM −5%
27	VBKVANGUARD INDEX FDS	18,341	$5M	1.1%	ADD 4%
28	VFHVANGUARD WORLD FD	49,329	$5M	1.1%	ADD 4%
29	VOEVANGUARD INDEX FDS	28,567	$4M	1.0%	TRIM −4%
30	SMHVANECK ETF TRUST	13,887	$4M	0.9%	HOLD
31	MSFTMICROSOFT CORP	12,696	$4M	0.9%	HOLD
32	GEGENERAL ELECTRIC CO	41,047	$4M	0.9%	HOLD
33	BRK.BBERKSHIRE HATHAWAY INC DEL	12,297	$4M	0.8%	TRIM −2%
34	HDHOME DEPOT INC	8,668	$4M	0.8%	HOLD
35	MUMICRON TECHNOLOGY INC	38,371	$4M	0.8%	TRIM −41%
36	PEPPEPSICO INC	18,837	$3M	0.7%	HOLD
37	VEUVANGUARD INTL EQUITY INDEX F	50,239	$3M	0.7%	TRIM −5%
38	KBHKB HOME	67,856	$3M	0.7%	TRIM −7%
39	Vanguard S&P 500 ETF SHS	6,897	$3M	0.7%	HOLD
40	NOWSERVICENOW INC	4,568	$3M	0.7%	HOLD
41	HUBSHUBSPOT INC	4,466	$3M	0.7%	ADD 6%
42	VVISA INC	13,396	$3M	0.6%	TRIM −5%
43	VOTVANGUARD INDEX FDS	10,771	$3M	0.6%	HOLD
44	AMATAPPLIED MATLS INC	17,345	$3M	0.6%	HOLD
45	XARSPDR SERIES TRUST	22,799	$3M	0.6%	ADD 5%
46	XLFSELECT SECTOR SPDR TR	63,072	$2M	0.5%	HOLD
47	JPSTJ P MORGAN EXCHANGE TRADED F	46,928	$2M	0.5%	TRIM −4%
48	AVGOBroadcom Inc	3,399	$2M	0.5%	HOLD
49	LNGCheniere Energy, Inc	21,596	$2M	0.5%	ADD 23%
50	TSLATESLA INC	2,020	$2M	0.5%	HOLD
51	AMDADVANCED MICRO DEVICES INC	14,180	$2M	0.5%	HOLD
52	CCLCARNIVAL CORP	100,405	$2M	0.4%	ADD 908%
53	VTIPVANGUARD MALVERN FDS	39,112	$2M	0.4%	ADD 21%
54	VHTVANGUARD WORLD FD	7,453	$2M	0.4%	ADD 3%
55	DALDELTA AIR LINES INC	49,551	$2M	0.4%	HOLD
56	NFLXNETFLIX INC	3,089	$2M	0.4%	HOLD
57	INTCINTEL CORP	35,306	$2M	0.4%	TRIM −6%
58	LULULULULEMON ATHLETICA INC	4,568	$2M	0.4%	HOLD
59	JPMJPMORGAN CHASE & CO	10,589	$2M	0.4%	HOLD
60	Citigroup Inc	26,336	$2M	0.4%	TRIM −15%
61	ADBEADOBE INC	2,635	$1M	0.3%	HOLD
62	CMGCHIPOTLE MEXICAN GRILL INC	832	$1M	0.3%	HOLD
63	VNQVANGUARD INDEX FDS	11,951	$1M	0.3%	ADD 5%
64	SCZISHARES TR	18,895	$1M	0.3%	ADD 10%
65	VWOVANGUARD INTL EQUITY INDEX F	27,377	$1M	0.3%	ADD 12%
66	UNHUNITEDHEALTH GROUP INC	2,650	$1M	0.3%	HOLD
67	CSCOCISCO SYS INC	20,884	$1M	0.3%	HOLD
68	BNDXVANGUARD CHARLOTTE FDS	23,281	$1M	0.3%	HOLD
69	SHYISHARES TR	14,505	$1M	0.3%	HOLD
70	AMTAMERICAN TOWER CORP	4,042	$1M	0.3%	HOLD
71	BILLBILL HOLDINGS INC	4,730	$1M	0.3%	HOLD
72	AALAMERICAN AIRLS GROUP INC	64,985	$1M	0.3%	ADD 86%
73	IVLUISHARES TR	43,570	$1M	0.2%	TRIM −2%
74	XYZBLOCK INC	6,640	$1M	0.2%	TRIM −6%
75	PYPLPAYPAL HLDGS INC	5,622	$1M	0.2%	TRIM −6%
76	VTEBVANGUARD MUN BD FDS	19,036	$1M	0.2%	TRIM −4%
77	LCIDLUCID GROUP INC	27,045	$1M	0.2%	NEW
78	MUBISHARES TR	8,575	$997,000	0.2%	TRIM −5%
79	GLWCORNING INC	26,000	$968,000	0.2%	HOLD
80	ORLYOREILLY AUTOMOTIVE INC	1,350	$953,000	0.2%	HOLD
81	XPEVXPENG INC	18,168	$914,000	0.2%	ADD 33%
82	FANGDIAMONDBACK ENERGY INC	8,321	$897,000	0.2%	HOLD
83	INVESCO FINANCIAL PREFERRED ETF	46,634	$878,000	0.2%	TRIM −16%
84	EMQQEXCHANGE TRADED CONCEPTS TRU	20,395	$875,000	0.2%	TRIM −18%
85	DISDISNEY WALT CO	5,404	$837,000	0.2%	TRIM −3%
86	UBERUBER TECHNOLOGIES INC	19,833	$832,000	0.2%	HOLD
87	GOOGALPHABET INC	273	$790,000	0.2%	HOLD
88	AMTXAEMETIS INC	64,010	$787,000	0.2%	ADD 96%
89	GSGOLDMAN SACHS GROUP INC	2,046	$783,000	0.2%	ADD 110%
90	FLOTISHARES TR	15,403	$781,000	0.2%	HOLD
91	RCLROYAL CARIBBEAN GROUP	10,075	$775,000	0.2%	HOLD
92	KOCOCA COLA CO	13,033	$772,000	0.2%	HOLD
93	SWKSSKYWORKS SOLUTIONS INC	4,857	$754,000	0.2%	TRIM −26%
94	SPIRIT AIRLS INC	34,355	$751,000	0.2%	NEW
95	CRMSalesforce Inc	2,926	$744,000	0.2%	HOLD
96	GMGENERAL MTRS CO	12,673	$743,000	0.2%	NEW
97	JNJJOHNSON & JOHNSON	4,312	$738,000	0.2%	TRIM −27%
98	XLBSELECT SECTOR SPDR TR	7,948	$720,000	0.2%	TRIM −4%
99	DKNGDRAFTKINGS INC	25,995	$714,000	0.2%	ADD 6%
100	KNOWBE4 INC	29,780	$683,000	0.2%	ADD 68%
101	IBBISHARES TR	4,220	$644,000	0.1%	TRIM −10%
102	LVSLAS VEGAS SANDS CORP	17,100	$644,000	0.1%	ADD 75%
103	XLISELECT SECTOR SPDR TR	5,927	$627,000	0.1%	HOLD
104	NIONIO INC	19,321	$612,000	0.1%	HOLD
105	SESEA LTD	2,733	$611,000	0.1%	ADD 2%
106	LILI AUTO INC	18,729	$601,000	0.1%	HOLD
107	FOCUS FINL PARTNERS INC	9,885	$590,000	0.1%	ADD 6%
108	MGKVanguard Mega Cap Growth ETF	2,178	$568,000	0.1%	HOLD
109	RIVNRIVIAN AUTOMOTIVE INC	5,465	$567,000	0.1%	NEW
110	GNRCGENERAC HLDGS INC	1,520	$535,000	0.1%	ADD 147%
111	KLACKLA CORP	1,235	$531,000	0.1%	HOLD
112	EVGOEVGO INC	52,330	$520,000	0.1%	NEW
113	NKENIKE INC	3,011	$502,000	0.1%	HOLD
114	SBUXSTARBUCKS CORP	4,274	$500,000	0.1%	HOLD
115	VXUSVANGUARD STAR FDS	7,835	$498,000	0.1%	TRIM −5%
116	SUBISHARES TR	4,610	$495,000	0.1%	HOLD
117	VAWVANGUARD WORLD FD	2,507	$494,000	0.1%	HOLD
118	VDEVANGUARD WORLD FD	6,295	$489,000	0.1%	ADD 17%
119	SYFSYNCHRONY FINANCIAL	10,390	$482,000	0.1%	HOLD
120	MARVELL TECHNOLOGY GROUP LTD	5,418	$474,000	0.1%	HOLD
121	PFEPFIZER INC	7,892	$466,000	0.1%	HOLD
122	CUREVAC N V	13,535	$464,000	0.1%	TRIM −3%
123	AEEAMEREN CORP	5,205	$463,000	0.1%	HOLD
124	KEYSKEYSIGHT TECHNOLOGIES INC	2,235	$462,000	0.1%	TRIM −8%
125	DVNDEVON ENERGY CORP NEW	10,375	$457,000	0.1%	ADD 12%
126	RUNSUNRUN INC	13,305	$456,000	0.1%	ADD 136%
127	VSSVANGUARD INTL EQUITY INDEX F	3,394	$455,000	0.1%	TRIM −4%
128	XYLXYLEM INC	3,700	$444,000	0.1%	HOLD
129	BLACKSTONE GROUP LP	3,421	$443,000	0.1%	ADD 40%
130	MRVIMARAVAI LIFESCIENCES HLDGS I	10,540	$442,000	0.1%	TRIM −8%
131	COFCAPITAL ONE FINL CORP	3,035	$440,000	0.1%	TRIM −6%
132	WMTWALMART INC	3,006	$435,000	0.1%	HOLD
133	BLKBLACKROCK INC	467	$428,000	0.1%	TRIM −11%
134	ZSZSCALER INC	1,330	$427,000	0.1%	TRIM −4%
135	TWLOTWILIO INC	1,595	$420,000	0.1%	HOLD
136	PLUGPLUG PWR INC	14,620	$413,000	0.1%	NEW
137	TAT&T INC	16,653	$410,000	0.1%	ADD 10%
138	TDOCTELADOC HEALTH INC	4,437	$407,000	0.1%	TRIM −14%
139	MCHIISHARES TR MSCI CHINA ETF	6,340	$398,000	0.1%	HOLD
140	FFORD MTR CO	19,002	$395,000	0.1%	NEW
141	WALGREENS BOOTS ALLIANCE INC	7,553	$394,000	0.1%	TRIM −40%
142	SMMUPIMCO ETF TR	7,675	$393,000	0.1%	HOLD
143	SHMSPDR SERIES TRUST	7,975	$392,000	0.1%	HOLD
144	BONDPIMCO ETF TR	3,548	$388,000	0.1%	TRIM −22%
145	DECKDECKERS OUTDOOR CORP	1,050	$385,000	0.1%	TRIM −26%
146	CNMCORE & MAIN INC	12,415	$377,000	0.1%	NEW
147	CHPTCHARGEPOINT HOLDINGS INC	19,335	$368,000	0.1%	NEW
148	PGPROCTER AND GAMBLE CO	2,241	$367,000	0.1%	HOLD
149	NXPINXP SEMICONDUCTORS N V	1,585	$361,000	0.1%	HOLD
150	IWDISHARES TR	2,139	$359,000	0.1%	HOLD
151	SCHOSCHWAB SHORT-TERM US TREASURY ETF	7,022	$357,000	0.1%	HOLD
152	JCIJOHNSON CONTROLS INTERNATION	4,360	$355,000	0.1%	TRIM −3%
153	CWBSPDR SER TR	4,263	$354,000	0.1%	TRIM −26%
154	CERNER CORP	3,656	$340,000	0.1%	HOLD
155	KBESPDR SERIES TRUST	6,235	$340,000	0.1%	TRIM −34%
156	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	2,052	$336,000	0.1%	TRIM −5%
157	SPYGSPDR SERIES TRUST STATE STREET SPD	4,612	$334,000	0.1%	HOLD
158	NTAPNetApp Inc.	3,600	$331,000	0.1%	HOLD
159	CVSCVS HEALTH CORP	3,198	$330,000	0.1%	TRIM −32%
160	TELTE CONNECTIVITY LTD	1,975	$319,000	0.1%	HOLD
161	HWMHOWMET AEROSPACE INC	9,999	$318,000	0.1%	HOLD
162	COSTCOSTCO WHSL CORP NEW	551	$313,000	0.1%	TRIM −2%
163	GLDSPDR GOLD TR	1,774	$303,000	0.1%	TRIM −2%
164	EEMISHARES TR	6,163	$301,000	0.1%	ADD 12%
165	TEAMATLASSIAN CORP PLC	785	$299,000	0.1%	HOLD
166	SONOSONOS INC	9,920	$296,000	0.1%	TRIM −19%
167	LUVSOUTHWEST AIRLS CO	6,884	$295,000	0.1%	ADD 65%
168	PENNPENN ENTERTAINMENT INC	5,670	$294,000	0.1%	TRIM −3%
169	CVXCHEVRON CORP NEW	2,497	$293,000	0.1%	ADD 4%
170	ABBVABBVIE INC	2,154	$292,000	0.1%	HOLD
171	EFAISHARES TR	3,671	$289,000	0.1%	ADD 6%
172	CONSOLIDATED COMM HLDGS INC	38,569	$288,000	0.1%	HOLD
173	NEENEXTERA ENERGY INC	3,072	$287,000	0.1%	HOLD
174	UPSTUPSTART HLDGS INC	1,868	$283,000	0.1%	ADD 30%
175	PFFISHARES TR	7,045	$278,000	0.1%	HOLD
176	SHOPSHOPIFY INC	202	$278,000	0.1%	HOLD
177	GWXSPDR INDEX SHS FDS	7,212	$272,000	0.1%	ADD 8%
178	ICLNISHARES TR	12,760	$270,000	0.1%	TRIM −34%
179	FTCHQFARFETCH LTD	8,055	$269,000	0.1%	TRIM −12%
180	AIGAMERICAN INTL GROUP INC	4,648	$264,000	0.1%	HOLD
181	SWITCH INC	9,095	$260,000	0.1%	HOLD
182	TSCOTRACTOR SUPPLY CO	1,080	$258,000	0.1%	HOLD
183	ITTITT INC	2,500	$255,000	0.1%	HOLD
184	EMREMERSON ELEC CO	2,722	$253,000	0.1%	TRIM −9%
185	FCXFREEPORT MCMORAN INC	5,844	$244,000	0.1%	TRIM −10%
186	SMBVANECK ETF TRUST	13,590	$243,000	0.1%	HOLD
187	ABTABBOTT LABS	1,678	$236,000	0.1%	NEW
188	CBSHCOMMERCE BANCSHARES INC	3,439	$236,000	0.1%	ADD 5%
189	IWMISHARES TR	1,063	$236,000	0.1%	HOLD
190	IWFISHARES TR	758	$232,000	0.1%	HOLD
191	DRVNDRIVEN BRANDS HLDGS INC	6,860	$231,000	0.1%	TRIM −5%
192	LITGLOBAL X FDS	2,698	$228,000	0.1%	NEW
193	GTMZOOMINFO TECHNOLOGIES INC	3,550	$228,000	0.1%	HOLD
194	VLOVALERO ENERGY CORP	2,970	$223,000	0.0%	HOLD
195	TECKTECK RESOURCES LTD	7,500	$216,000	0.0%	TRIM −50%
196	URIUNITED RENTALS INC	650	$216,000	0.0%	NEW
197	DEDEERE & CO	626	$215,000	0.0%	NEW
198	MCDMCDONALDS CORP	803	$215,000	0.0%	NEW
199	VZVERIZON COMMUNICATIONS INC	4,076	$212,000	0.0%	HOLD
200	AXPAMERICAN EXPRESS CO	1,285	$210,000	0.0%	HOLD

showing the top 200 by weight

☆Paradigm Financial Advisors, LLC