Winfield Associates, Inc.

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CIK 1569655

13F portfolio (2022-Q1)

$276M

Positions

153

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2022-Q1)

Holdings

153

Top 5

31.0%

Top 10

42.3%

Effective N

37.1

HHI

0.027

This quarter

5 new · 0 exit →

By sector

Unclassified46.0%

Information Technology22.6%

Consumer Discretionary10.8%

Communication Services6.8%

Real Estate4.6%

Financials4.2%

Industrials1.1%

Energy1.0%

Other2.9%

By market cap

Unknown46.6%

Mega (>$200B)36.1%

Large ($10–200B)15.4%

Mid ($2–10B)1.5%

Small ($300M–2B)0.4%

By region

North America53.4%

Other46.0%

Europe0.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	46.32%	74
Specialty Retail	9.42%	5
Software	9.40%	8
Technology Hardware & Equipment	9.38%	3
Software & IT Services	6.28%	3
Equity Real Estate Investment Trusts (REITs)	4.60%	8
Semiconductors & Semiconductor Equipment	3.38%	6
Insurance	1.66%	4
Automobiles & Components	1.27%	3
Oil, Gas & Consumable Fuels	0.97%	3
Commercial Services & Supplies	0.96%	2
Banks	0.92%	5
Pharmaceuticals & Biotechnology	0.81%	5
Chemicals	0.81%	4
Aerospace & Defense	0.58%	2
Utilities	0.49%	3
Capital Markets	0.43%	2
Communications Equipment	0.40%	1
Diversified Telecommunication Services	0.36%	2
Food Products	0.31%	2
Health Care Equipment & Supplies	0.21%	1
Entertainment	0.19%	1
Construction & Engineering	0.18%	1
Beverages	0.18%	1
Life Sciences Tools & Services	0.16%	1
Metals & Mining	0.13%	1
Hotels, Restaurants & Leisure	0.12%	1
Machinery	0.08%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	8.05%
2	AMZN	AMAZON COM INC	Consumer Discretionary	7.12%
3	MSFT	MICROSOFT CORP	Information Technology	6.35%
4	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	4.91%
5	GOOG	Alphabet Inc.	Communication Services	4.59%
6	IVV	ISHARES TR	Unclassified	3.23%
7	DVY	ISHARES TR	Unclassified	2.52%
8	VTI	VANGUARD INDEX FDS	Unclassified	2.09%
9	IJK	ISHARES TR	Unclassified	1.81%
10	MINT	PIMCO ETF TR	Unclassified	1.65%

80/153 names classified · sector 54.0% of weight · industry 53.7% · mkt cap 53.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 34 quarters

Information TechnologyAAPL, MSFT, MDB, NVDA, AMD · other

Consumer DiscretionaryAMZN, HD, APTV, LOW, F · other

Communication ServicesGOOG, GOOGL, META, DIS, VZ · other

FinancialsV, BRK.B, PGR, GS, JPM · other

Real EstateCCI, RITM, AMT, DLR, PLD · other

IndustrialsLMT, BA, BKNG, ETN, GTLS · other

Consumer StaplesSJM, PM, MO, MDLZ, CVS · other

Health CarePFE, JNJ, GILD, ABBV, MRNA · other

EnergyCOP, HAL, XOM, CVX, SDRL · other

MaterialsAPD, PG, KMB, GLW, AVNT · other

UtilitiesEPD, KMI, DUK, XIFR, ET · other

UnclassifiedSPY, IBB, AGG, XLY, MINT · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 54.0% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2022-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (72 classified)Winfield Associates, Inc. centroid (Large Core)

Information TechnologyConsumer DiscretionaryCommunication ServicesReal EstateFinancialsIndustrialsMaterialsHealth CareEnergyConsumer StaplesUtilities

Style box summary for Winfield Associates, Inc.: centroid Large Core. Heaviest cells: Large Growth 27.6%, Large Core 11.4%, Large Value 5.1%.

Classified: 51.3% of book weight (72/149 names) · unclassified 48.7%: SPY, IVV, DVY, VTI, IJK, MINT, SHY, VCSH, AGG, JPST +67 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 153 positions (2022-Q1) · largest first · Δ vs 2021-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	127,475	$22M	8.1%	TRIM −8%
2	AMZNAMAZON COM INC	6,035	$20M	7.1%	TRIM −3%
3	MSFTMICROSOFT CORP	56,941	$18M	6.4%	TRIM −4%
4	SPYSTATE STR SPDR S&P 500 ETF T	30,061	$14M	4.9%	ADD 5%
5	GOOGALPHABET INC	4,544	$13M	4.6%	HOLD
6	IVVISHARES TR	19,701	$9M	3.2%	ADD 17%
7	DVYISHARES TR	54,282	$7M	2.5%	ADD 70%
8	VTIVANGUARD INDEX FDS	25,381	$6M	2.1%	ADD 9%
9	IJKISHARES TR	64,878	$5M	1.8%	TRIM −5%
10	MINTPIMCO ETF TR	45,512	$5M	1.6%	HOLD
11	NVDANVIDIA CORPORATION	14,641	$4M	1.4%	HOLD
12	GOOGLALPHABET INC	1,356	$4M	1.4%	HOLD
13	SHYISHARES TR	43,100	$4M	1.3%	ADD 20%
14	VCSHVANGUARD SCOTTSDALE FDS	45,326	$4M	1.3%	ADD 4%
15	AGGISHARES TR	32,606	$3M	1.3%	TRIM −12%
16	JPSTJ P MORGAN EXCHANGE TRADED F	64,890	$3M	1.2%	ADD 21%
17	MDBMONGODB INC	7,195	$3M	1.2%	TRIM −3%
18	PLDPROLOGIS INC.	19,334	$3M	1.1%	HOLD
19	PGRPROGRESSIVE CORP	27,335	$3M	1.1%	HOLD
20	XLKSELECT SECTOR SPDR TR	19,360	$3M	1.1%	TRIM −11%
21	SHVISHARES TR	27,200	$3M	1.1%	ADD 31%
22	ANETArista Networks Inc	21,360	$3M	1.1%	TRIM −4%
23	CCICROWN CASTLE INC	15,929	$3M	1.1%	TRIM −6%
24	HDHOME DEPOT INC	9,583	$3M	1.0%	HOLD
25	AMDADVANCED MICRO DEVICES INC	26,160	$3M	1.0%	HOLD
26	IGSBISHARES TR	54,793	$3M	1.0%	HOLD
27	IBBISHARES TR	20,778	$3M	1.0%	TRIM −14%
28	AMTAMERICAN TOWER CORP	10,652	$3M	1.0%	TRIM −14%
29	IJRISHARES TR	24,596	$3M	1.0%	TRIM −3%
30	VVISA INC	11,571	$3M	0.9%	HOLD
31	VLUEISHARES TR	24,367	$3M	0.9%	ADD 17%
32	XLISELECT SECTOR SPDR TR	23,125	$2M	0.9%	TRIM −29%
33	XLESELECT SECTOR SPDR TR	30,059	$2M	0.8%	ADD 115%
34	STIPISHARES TR	21,500	$2M	0.8%	ADD 16%
35	CRMSALESFORCE INC	9,967	$2M	0.8%	TRIM −2%
36	IEFISHARES TR	19,520	$2M	0.8%	HOLD
37	LOWLOWES COS INC	9,563	$2M	0.7%	HOLD
38	CWBSPDR SER TR	24,661	$2M	0.7%	HOLD
39	SHYGISHARES TR	42,544	$2M	0.7%	HOLD
40	SUBISHARES TR	17,630	$2M	0.7%	ADD 25%
41	XLUSELECT SECTOR SPDR TR	24,175	$2M	0.7%	TRIM −14%
42	BONDPIMCO ETF TR	17,439	$2M	0.6%	HOLD
43	II-VI INC	24,255	$2M	0.6%	TRIM −6%
44	JMSTJ P MORGAN EXCHANGE TRADED F	33,500	$2M	0.6%	ADD 97%
45	DLRDIGITAL RLTY TR INC	11,439	$2M	0.6%	TRIM −7%
46	APTVAPTIV PLC	13,215	$2M	0.6%	HOLD
47	VCITVANGUARD SCOTTSDALE FDS	16,176	$1M	0.5%	TRIM −18%
48	TOTLSSGA ACTIVE ETF TR	30,785	$1M	0.5%	HOLD
49	FFORD MTR CO	79,625	$1M	0.5%	ADD 85%
50	MRVLMARVELL TECHNOLOGY INC	18,271	$1M	0.5%	HOLD
51	AVNTAVIENT CORPORATION	26,938	$1M	0.5%	HOLD
52	LMTLOCKHEED MARTIN CORP	2,897	$1M	0.5%	ADD 194%
53	XLYSELECT SECTOR SPDR TR	6,675	$1M	0.4%	TRIM −2%
54	VEAVANGUARD TAX-MANAGED FDS	24,861	$1M	0.4%	TRIM −15%
55	JVALJ P MORGAN EXCHANGE TRADED F	32,186	$1M	0.4%	HOLD
56	MUBISHARES TR	10,643	$1M	0.4%	ADD 2%
57	TGTTARGET CORP	5,414	$1M	0.4%	TRIM −5%
58	BPBP PLC	38,680	$1M	0.4%	ADD 50%
59	JPMJPMORGAN CHASE & CO	8,284	$1M	0.4%	TRIM −7%
60	BBHYJ P MORGAN EXCHANGE TRADED F	22,927	$1M	0.4%	HOLD
61	PFEPFIZER INC	21,247	$1M	0.4%	HOLD
62	CIENCIENA CORP	18,055	$1M	0.4%	ADD 3%
63	XBISPDR SERIES TRUST	12,117	$1M	0.4%	TRIM −73%
64	VOOVANGUARD INDEX FDS	2,621	$1M	0.4%	ADD 43%
65	CMFISHARES TR	18,200	$1M	0.4%	HOLD
66	CRWDCROWDSTRIKE HLDGS INC	4,364	$991,000	0.4%	TRIM −14%
67	RITMRITHM CAPITAL CORP	87,400	$960,000	0.3%	HOLD
68	QUALISHARES TR	6,979	$940,000	0.3%	TRIM −13%
69	PFFISHARES TR	25,755	$938,000	0.3%	TRIM −25%
70	XLVSELECT SECTOR SPDR TR	6,837	$937,000	0.3%	ADD 19%
71	VNLAJANUS DETROIT STR TR	18,600	$913,000	0.3%	HOLD
72	METAMETA PLATFORMS INC	4,053	$901,000	0.3%	TRIM −46%
73	GSLCGOLDMAN SACHS ETF TR	10,000	$890,000	0.3%	HOLD
74	HYGISHARES TR	10,400	$856,000	0.3%	TRIM −8%
75	NUVNUVEEN MUN VALUE FD INC	89,100	$854,000	0.3%	HOLD
76	IEIISHARES TR	6,990	$853,000	0.3%	HOLD
77	DGROISHARES CORE DIVIDEND GROWTH ETF	15,770	$842,000	0.3%	ADD 68%
78	CVXCHEVRON CORP NEW	5,109	$832,000	0.3%	ADD 50%
79	BRK.BBERKSHIRE HATHAWAY INC DEL	2,229	$787,000	0.3%	TRIM −15%
80	HASIHA SUSTAINABLE INFRA CAP INC	16,482	$782,000	0.3%	HOLD
81	SHOPSHOPIFY INC	1,154	$780,000	0.3%	TRIM −52%
82	XIFRXPLR INFRASTRUCTURE LP	8,946	$746,000	0.3%	ADD 6%
83	LMBSFIRST TR EXCHANGE-TRADED FD	14,751	$722,000	0.3%	HOLD
84	COPCONOCOPHILLIPS	7,169	$717,000	0.3%	ADD 83%
85	IRMIRON MTN INC DEL	12,680	$703,000	0.3%	HOLD
86	IWNISHARES TR	4,330	$699,000	0.3%	TRIM −44%
87	CSCOCISCO SYS INC	12,380	$690,000	0.2%	HOLD
88	KRESPDR SERIES TRUST	9,860	$679,000	0.2%	ADD 21%
89	MTUMISHARES TR	3,980	$670,000	0.2%	TRIM −17%
90	UNHUNITEDHEALTH GROUP INC	1,264	$645,000	0.2%	TRIM −3%
91	BACBANK AMERICA CORP	15,131	$624,000	0.2%	ADD 180%
92	QRVOQORVO INC	4,875	$605,000	0.2%	TRIM −13%
93	XLCSELECT SECTOR SPDR TR	8,770	$603,000	0.2%	TRIM −12%
94	VZVERIZON COMMUNICATIONS INC	11,813	$602,000	0.2%	HOLD
95	AJGGALLAGHER ARTHUR J & CO	3,442	$601,000	0.2%	HOLD
96	PLTRPALANTIR TECHNOLOGIES INC	43,000	$590,000	0.2%	ADD 2%
97	FTSLFIRST TR EXCHANGE-TRADED FD	12,455	$586,000	0.2%	ADD 9%
98	SJMSMUCKER J M CO	4,260	$577,000	0.2%	TRIM −7%
99	TSLATESLA INC	535	$577,000	0.2%	TRIM −9%
100	MMM3M CO	3,848	$573,000	0.2%	HOLD
101	XLPSELECT SECTOR SPDR TR	7,230	$549,000	0.2%	ADD 3%
102	DISDISNEY WALT CO	3,900	$535,000	0.2%	HOLD
103	NCANUVEEN CALIFORNIA MUNI VLU F	53,800	$493,000	0.2%	HOLD
104	MHOM/I HOMES INC	11,100	$492,000	0.2%	HOLD
105	PEPPEPSICO INC	2,925	$490,000	0.2%	HOLD
106	WYWEYERHAEUSER CO	12,332	$467,000	0.2%	HOLD
107	BABINVESCO EXCH TRADED FD TR II	15,150	$450,000	0.2%	TRIM −35%
108	ILMNILLUMINA INC	1,270	$444,000	0.2%	HOLD
109	ADBEADOBE INC	960	$437,000	0.2%	TRIM −15%
110	IWMISHARES TR	2,060	$423,000	0.2%	HOLD
111	WMTWALMART INC	2,805	$418,000	0.2%	HOLD
112	LDPCOHEN & STEERS LTD D	18,137	$416,000	0.2%	TRIM −13%
113	IVZINVESCO LTD	17,825	$411,000	0.1%	ADD 4%
114	APDAIR PRODS & CHEMS INC	1,630	$407,000	0.1%	TRIM −27%
115	TAT&T INC	17,045	$403,000	0.1%	TRIM −11%
116	XLFSELECT SECTOR SPDR TR	9,950	$381,000	0.1%	ADD 62%
117	AZNASTRAZENECA PLC	5,636	$374,000	0.1%	HOLD
118	Nuveen Ohio QLTY MNCPL I	26,900	$373,000	0.1%	HOLD
119	LACLITHIUM AMERICAS CORP COM	9,537	$367,000	0.1%	NEW
120	FINXGLOBAL X FDS	11,289	$361,000	0.1%	TRIM −20%
121	DUKDUKE ENERGY CORP NEW	3,201	$357,000	0.1%	HOLD
122	BABOEING CO	1,743	$334,000	0.1%	TRIM −31%
123	SBUXSTARBUCKS CORP	3,650	$332,000	0.1%	HOLD
124	IJHISHARES TR	1,203	$323,000	0.1%	HOLD
125	NOWSERVICENOW INC	580	$323,000	0.1%	TRIM −70%
126	MBBISHARES TR	3,140	$320,000	0.1%	HOLD
127	JNJJOHNSON & JOHNSON	1,750	$310,000	0.1%	HOLD
128	TXNTEXAS INSTRS INC	1,650	$303,000	0.1%	HOLD
129	HBANHUNTINGTON BANCSHARES INC	20,463	$299,000	0.1%	HOLD
130	MDLZMONDELEZ INTL INC	4,512	$283,000	0.1%	HOLD
131	RPMRPM INTL INC	3,368	$274,000	0.1%	HOLD
132	FSLRFIRST SOLAR INC	3,253	$272,000	0.1%	TRIM −30%
133	ETENERGY TRANSFER L P	23,295	$261,000	0.1%	HOLD
134	KBESPDR SERIES TRUST	4,984	$261,000	0.1%	NEW
135	PGPROCTER AND GAMBLE CO	1,680	$257,000	0.1%	HOLD
136	KEYKEYCORP	11,458	$256,000	0.1%	HOLD
137	VTRSVIATRIS INC	21,994	$239,000	0.1%	ADD 21%
138	NUVEEN CALIF SELECT TAX FREE	16,400	$233,000	0.1%	HOLD
139	VWOVANGUARD INTL EQUITY INDEX F	5,020	$232,000	0.1%	TRIM −44%
140	VOXVANGUARD WORLD FD	1,900	$228,000	0.1%	HOLD
141	ETNEATON CORP PLC	1,505	$228,000	0.1%	HOLD
142	BATTAMPLIFY ETF TR	13,205	$227,000	0.1%	NEW
143	AFRMAFFIRM HLDGS INC	4,889	$226,000	0.1%	TRIM −7%
144	CEDAR FAIR L P	4,115	$226,000	0.1%	TRIM −22%
145	EQREQUITY RESIDENTIAL	2,447	$220,000	0.1%	HOLD
146	TRVTRAVELERS COMPANIES INC	1,200	$219,000	0.1%	NEW
147	GILDGILEAD SCIENCES INC	3,620	$215,000	0.1%	HOLD
148	SCHXSCHWAB U.S. LARGE-CAP ETF	3,833	$206,000	0.1%	ADD 100%
149	NACNUVEEN CA QUALTY MUN INCOME	13,300	$174,000	0.1%	ADD 23%
150	PGXINVESCO EXCH TRADED FD TR II	11,280	$153,000	0.1%	HOLD
151	CIKCREDIT SUISSE ASSET MGMT INC	35,055	$107,000	0.0%	HOLD
152	RELYREMITLY GLOBAL INC	10,059	$99,000	0.0%	NEW
153	ATHERSYS INC	49,000	$30,000	0.0%	HOLD

☆Winfield Associates, Inc.