NorthCoast Asset Management LLC

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CIK 1456227

13F portfolio (2021-Q3)

$2.7B

Positions

426

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2021-Q3)

Holdings

426

Top 5

18.4%

Top 10

27.8%

Effective N

71.2

HHI

0.014

This quarter

48 new · 0 exit →

By sector

Unclassified43.7%

Information Technology16.2%

Financials11.2%

Consumer Discretionary7.4%

Industrials5.8%

Health Care5.0%

Communication Services4.8%

Energy2.2%

Other3.9%

By market cap

Unknown45.6%

Large ($10–200B)27.1%

Mega (>$200B)25.3%

Mid ($2–10B)1.8%

Small ($300M–2B)0.2%

By region

North America54.7%

Other43.7%

Europe1.1%

Asia-Pacific0.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	43.90%	126
Technology Hardware & Equipment	7.02%	15
Software	5.82%	13
Banks	5.14%	24
Specialty Retail	4.35%	16
Insurance	3.97%	11
Software & IT Services	3.66%	8
Pharmaceuticals & Biotechnology	3.40%	20
Oil, Gas & Consumable Fuels	2.24%	11
Aerospace & Defense	2.21%	8
Commercial Services & Supplies	2.07%	15
Semiconductors & Semiconductor Equipment	1.98%	14
Hotels, Restaurants & Leisure	1.95%	10
Health Care Equipment & Supplies	1.56%	9
Communications Equipment	1.04%	2
Diversified Telecommunication Services	0.94%	4
Food Products	0.91%	5
Road & Rail	0.83%	3
Machinery	0.79%	13
Automobiles & Components	0.65%	6
Metals & Mining	0.64%	5
Chemicals	0.61%	10
Capital Markets	0.61%	8
Utilities	0.58%	12
Professional Services	0.33%	2
Health Care Providers & Services	0.32%	5
Equity Real Estate Investment Trusts (REITs)	0.32%	10
Media & Entertainment	0.31%	6
Distributors	0.27%	5
Food & Staples Retailing	0.24%	2
Tobacco	0.23%	2
Airlines	0.18%	4
Household Durables	0.16%	2
Beverages	0.13%	3
Transportation Infrastructure	0.13%	2
Entertainment	0.11%	1
Real Estate Management & Development	0.11%	2
Paper & Forest Products	0.10%	1
Construction & Engineering	0.09%	4
Life Sciences Tools & Services	0.05%	3
Electrical Equipment & Components	0.04%	3
Agricultural Products	0.02%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	IVV	ISHARES TR	Unclassified	5.87%
2	AAPL	Apple Inc.	Information Technology	4.45%
3	MBB	ISHARES TR	Unclassified	2.74%
4	IJH	ISHARES TR	Unclassified	2.71%
5	UNH	UNITEDHEALTH GROUP INC	Financials	2.61%
6	HYD	VANECK ETF TRUST	Unclassified	2.17%
7	MSFT	MICROSOFT CORP	Information Technology	2.16%
8	EZU	ISHARES INC MSCI EURZONE ETF	Unclassified	1.79%
9	IGIB	ISHARES TR	Unclassified	1.74%
10	GOOGL	Alphabet Inc.	Communication Services	1.60%

301/426 names classified · sector 56.3% of weight · industry 56.1% · mkt cap 54.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 34 quarters

Information TechnologyAAPL, INTC, MU, HPQ, NTAP · other

FinancialsBAC, UNH, V, PRU, SLM · other

IndustrialsDAL, EBAY, FDX, CCL, ITW · other

Consumer DiscretionarySHW, HD, HLT, LEA, TGT · other

Health CareGILD, BIIB, AMGN, PFE, ABT · other

Consumer StaplesPEP, MO, HSY, PM, ADM · other

EnergyCVX, EOG, SLB, XOM, DVN · other

MaterialsPPG, GLW, CL, LYB, ECL · other

Communication ServicesGOOGL, TMUS, CMCSA, VZ, META · other

UtilitiesNRG, EIX, FE, AROC, KEP · other

Real EstateCXW, PSA, PLD, SBAC, ARE · other

UnclassifiedIVV, MBB, JPST, VIACOM INC NEW, ITOT · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 56.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2021-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (259 classified)NorthCoast Asset Management LLC centroid (Large Core)

Information TechnologyFinancialsConsumer DiscretionaryIndustrialsCommunication ServicesHealth CareEnergyConsumer StaplesMaterialsUtilitiesReal Estate

Style box summary for NorthCoast Asset Management LLC: centroid Large Core. Heaviest cells: Large Core 17.0%, Large Growth 13.9%, Large Value 11.1%.

Classified: 53.8% of book weight (259/400 names) · unclassified 46.2%: IVV, MBB, IJH, HYD, EZU, IGIB, RSP, HYGH, SPY, JPST +131 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 426 positions (2021-Q3) · largest first · Δ vs 2021-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	IVVISHARES TR	373,220	$161M	5.9%	ADD 4%
2	AAPLAPPLE INC	863,189	$122M	4.5%	ADD 7%
3	MBBISHARES TR	694,901	$75M	2.7%	HOLD
4	IJHISHARES TR	282,744	$74M	2.7%	TRIM −11%
5	UNHUNITEDHEALTH GROUP INC	182,932	$72M	2.6%	TRIM −4%
6	HYDVANECK ETF TRUST	952,674	$60M	2.2%	ADD 3%
7	MSFTMICROSOFT CORP	209,702	$59M	2.2%	HOLD
8	EZUISHARES INC MSCI EURZONE ETF	1,018,338	$49M	1.8%	ADD 12%
9	IGIBISHARES TR	796,049	$48M	1.7%	HOLD
10	GOOGLALPHABET INC	16,422	$44M	1.6%	ADD 7%
11	METAMETA PLATFORMS INC	128,715	$44M	1.6%	ADD 8%
12	RSPINVESCO EXCHANGE TRADED FD T	273,079	$41M	1.5%	ADD 3%
13	HYGHISHARES U S ETF TR	465,776	$41M	1.5%	TRIM −5%
14	AMZNAMAZON COM INC	10,410	$34M	1.2%	TRIM −4%
15	AXPAMERICAN EXPRESS CO	199,798	$34M	1.2%	HOLD
16	SPYSTATE STR SPDR S&P 500 ETF T	77,933	$33M	1.2%	ADD 9%
17	ADBEADOBE INC	56,902	$33M	1.2%	ADD 12%
18	JPSTJ P MORGAN EXCHANGE TRADED F	615,162	$31M	1.1%	TRIM −13%
19	CFGCITIZENS FINL GROUP INC	663,300	$31M	1.1%	ADD 16%
20	IGBHISHARES U S ETF TR	1,228,682	$31M	1.1%	HOLD
21	IJRISHARES TR	264,906	$29M	1.1%	HOLD
22	TMOTHERMO FISHER SCIENTIFIC INC	50,621	$29M	1.1%	TRIM −9%
23	CRMSALESFORCE INC	103,465	$28M	1.0%	HOLD
24	QCOMQUALCOMM INC	212,491	$27M	1.0%	ADD 14%
25	USBUS BANCORP	460,386	$27M	1.0%	ADD 3%
26	PFEPFIZER INC	622,611	$27M	1.0%	HOLD
27	SBUXSTARBUCKS CORP	241,887	$27M	1.0%	HOLD
28	ABBVABBVIE INC	244,798	$26M	1.0%	ADD 2209%
29	PGRPROGRESSIVE CORP	283,746	$26M	0.9%	TRIM −15%
30	MAMASTERCARD INCORPORATED	73,351	$26M	0.9%	ADD 4%
31	MUBISHARES TR	211,922	$25M	0.9%	ADD 5%
32	SHWSHERWIN WILLIAMS CO	87,486	$25M	0.9%	TRIM −6%
33	IEIISHARES TR	183,078	$24M	0.9%	HOLD
34	LHXL3HARRIS TECHNOLOGIES INC	106,635	$24M	0.9%	TRIM −3%
35	HDHOME DEPOT INC	69,397	$23M	0.8%	TRIM −31%
36	INTUINTUIT	41,955	$23M	0.8%	TRIM −23%
37	HYGISHARES TR	257,844	$23M	0.8%	ADD 15%
38	SRLNSSGA ACTIVE ETF TR	473,065	$22M	0.8%	ADD 4%
39	CTRACOTERRA ENERGY INC	998,287	$22M	0.8%	HOLD
40	ADMARCHER DANIELS MIDLAND CO	359,733	$22M	0.8%	ADD 80%
41	AGGISHARES TR	184,458	$21M	0.8%	HOLD
42	DELLDELL TECHNOLOGIES INC	196,862	$20M	0.7%	NEW
43	PIIPOLARIS INC	157,707	$19M	0.7%	HOLD
44	TMUST-MOBILE US INC	144,970	$19M	0.7%	HOLD
45	EOGEOG RES INC	229,197	$18M	0.7%	NEW
46	ULTAULTA BEAUTY INC	50,806	$18M	0.7%	HOLD
47	EPPISHARES INC	375,083	$18M	0.7%	ADD 3%
48	SYKSTRYKER CORPORATION	69,278	$18M	0.7%	NEW
49	IEMGISHARES INC	280,324	$17M	0.6%	TRIM −31%
50	EMBISHARES TR	149,889	$17M	0.6%	ADD 3%
51	FTECFIDELITY COVINGTON TRUST	135,323	$16M	0.6%	ADD 15%
52	MARMARRIOTT INTL INC NEW	102,353	$15M	0.6%	TRIM −2%
53	EFAISHARES TR	192,643	$15M	0.5%	HOLD
54	CSXCSX CORP	499,378	$15M	0.5%	HOLD
55	IGFISHARES TR	312,299	$14M	0.5%	TRIM −20%
56	ACWIISHARES TR	141,090	$14M	0.5%	HOLD
57	FNCLFIDELITY COVINGTON TRUST	261,873	$14M	0.5%	TRIM −5%
58	IGLBISHARES TR	194,123	$13M	0.5%	HOLD
59	MTARCELORMITTAL SA LUXEMBOURG	431,538	$13M	0.5%	NEW
60	AEISADVANCED ENERGY INDS	145,735	$13M	0.5%	TRIM −3%
61	FIDUFIDELITY COVINGTON TRUST	243,723	$13M	0.5%	ADD 15%
62	DVYISHARES TR	109,543	$13M	0.5%	ADD 2%
63	BKLNINVESCO EXCH TRADED FD TR II	539,952	$12M	0.4%	ADD 2%
64	XOMEXXON MOBIL CORP	198,138	$12M	0.4%	ADD 11%
65	TSLATESLA INC	14,227	$11M	0.4%	ADD 43%
66	LQDISHARES TR	82,197	$11M	0.4%	ADD 58%
67	QQQINVESCO QQQ TR	30,296	$11M	0.4%	ADD 74%
68	DVNDEVON ENERGY CORP NEW	296,960	$11M	0.4%	TRIM −33%
69	MMM3M CO	58,932	$10M	0.4%	HOLD
70	JPMJPMORGAN CHASE & CO	58,963	$10M	0.4%	ADD 8%
71	EWJISHARES INC	128,578	$9M	0.3%	ADD 393%
72	CVXCHEVRON CORP NEW	88,920	$9M	0.3%	ADD 7%
73	EWUISHARES TR	275,820	$9M	0.3%	ADD 3%
74	PFFISHARES TR	227,072	$9M	0.3%	HOLD
75	BACBANK AMERICA CORP	206,020	$9M	0.3%	TRIM −2%
76	ACNACCENTURE PLC IRELAND	26,138	$8M	0.3%	TRIM −19%
77	NOBLPROSHARES TR	91,200	$8M	0.3%	NEW
78	INTCINTEL CORP	151,183	$8M	0.3%	TRIM −6%
79	FXIISHARES TR	205,312	$8M	0.3%	HOLD
80	PAYXPAYCHEX INC	70,215	$8M	0.3%	HOLD
81	FHLCFIDELITY COVINGTON TRUST	122,885	$8M	0.3%	TRIM −24%
82	NOCNORTHROP GRUMMAN CORP	21,485	$8M	0.3%	HOLD
83	FDISFIDELITY COVINGTON TRUST	94,061	$8M	0.3%	ADD 15%
84	IGSBISHARES TR	135,386	$7M	0.3%	ADD 4%
85	XLKSELECT SECTOR SPDR TR	48,576	$7M	0.3%	NEW
86	JNJJOHNSON & JOHNSON	44,556	$7M	0.3%	HOLD
87	TXNTEXAS INSTRS INC	35,269	$7M	0.2%	HOLD
88	BRK.BBERKSHIRE HATHAWAY INC DEL	24,321	$7M	0.2%	ADD 41%
89	TIPISHARES TR	50,579	$6M	0.2%	HOLD
90	ETNEATON CORP PLC	43,073	$6M	0.2%	TRIM −11%
91	DHRDANAHER CORP DEL	20,510	$6M	0.2%	TRIM −2%
92	CVSCVS HEALTH CORP	72,228	$6M	0.2%	HOLD
93	WMTWALMART INC	43,160	$6M	0.2%	ADD 9%
94	MSMORGAN STANLEY	61,106	$6M	0.2%	TRIM −24%
95	AMDADVANCED MICRO DEVICES INC	57,775	$6M	0.2%	ADD 168%
96	TTCTORO CO	60,340	$6M	0.2%	HOLD
97	GOOGALPHABET INC	2,203	$6M	0.2%	TRIM −13%
98	HCAHCA HEALTHCARE INC	23,637	$6M	0.2%	TRIM −22%
99	ZTSZOETIS INC	29,502	$6M	0.2%	ADD 4%
100	APHAMPHENOL CORP	77,352	$6M	0.2%	TRIM −68%
101	MDTMEDTRONIC PLC	43,636	$5M	0.2%	ADD 38%
102	IWMISHARES TR	24,570	$5M	0.2%	ADD 4%
103	FCOMFIDELITY COVINGTON TRUST	100,146	$5M	0.2%	ADD 15%
104	UPSUNITED PARCEL SERVICE INC	28,697	$5M	0.2%	TRIM −18%
105	CCITIGROUP INC	74,202	$5M	0.2%	ADD 47%
106	PGPROCTER AND GAMBLE CO	37,118	$5M	0.2%	HOLD
107	LMTLOCKHEED MARTIN CORP	14,945	$5M	0.2%	TRIM −26%
108	CMCSACOMCAST CORP NEW	90,838	$5M	0.2%	ADD 28%
109	EEMISHARES TR	98,996	$5M	0.2%	HOLD
110	SAPSAP SE	36,882	$5M	0.2%	ADD 216%
111	VVISA INC	22,210	$5M	0.2%	TRIM −5%
112	FENYFIDELITY COVINGTON TRUST	341,827	$5M	0.2%	TRIM −64%
113	FMATFIDELITY COVINGTON TRUST	105,169	$5M	0.2%	ADD 16%
114	BMYBRISTOL-MYERS SQUIBB CO	75,737	$4M	0.2%	TRIM −5%
115	FSTAFIDELITY COVINGTON TRUST	105,800	$4M	0.2%	ADD 29%
116	YUMYUM BRANDS INC	35,937	$4M	0.2%	TRIM −23%
117	ATHENE HLDG LTD	63,607	$4M	0.2%	HOLD
118	CSCOCISCO SYS INC	79,583	$4M	0.2%	TRIM −6%
119	COFCAPITAL ONE FINL CORP	26,335	$4M	0.2%	ADD 49%
120	SONYSONY GROUP CORP	37,951	$4M	0.2%	TRIM −11%
121	WFCWELLS FARGO CO NEW	87,772	$4M	0.1%	TRIM −7%
122	IEFISHARES TR	35,330	$4M	0.1%	ADD 354%
123	ORCLORACLE CORP	46,295	$4M	0.1%	TRIM −4%
124	TAT&T INC	148,296	$4M	0.1%	TRIM −8%
125	MPCMARATHON PETE CORP	63,671	$4M	0.1%	HOLD
126	PYPLPAYPAL HLDGS INC	14,559	$4M	0.1%	TRIM −6%
127	NVDANVIDIA CORPORATION	18,112	$4M	0.1%	ADD 326%
128	XLRESELECT SECTOR SPDR TR	83,713	$4M	0.1%	ADD 480%
129	AMGNAMGEN INC	16,905	$4M	0.1%	HOLD
130	ADPAUTOMATIC DATA PROCESSING IN	17,462	$3M	0.1%	ADD 180%
131	ALLALLSTATE CORP	27,097	$3M	0.1%	ADD 10%
132	EWBCEAST WEST BANCORP INC	44,360	$3M	0.1%	HOLD
133	NEENEXTERA ENERGY INC	43,621	$3M	0.1%	TRIM −30%
134	BABAALIBABA GROUP HLDG LTD	23,061	$3M	0.1%	TRIM −78%
135	COPCONOCOPHILLIPS	49,663	$3M	0.1%	TRIM −13%
136	MOALTRIA GROUP INC	73,557	$3M	0.1%	TRIM −5%
137	EWLISHARES INC	70,296	$3M	0.1%	ADD 825%
138	IBMINTERNATIONAL BUSINESS MACHS	23,179	$3M	0.1%	HOLD
139	EWEDWARDS LIFESCIENCES CORP	27,937	$3M	0.1%	HOLD
140	WALGREENS BOOTS ALLIANCE INC	65,486	$3M	0.1%	ADD 55%
141	DISDISNEY WALT CO	18,181	$3M	0.1%	HOLD
142	GPNGLOBAL PMTS INC	19,284	$3M	0.1%	ADD 33%
143	GSGOLDMAN SACHS GROUP INC	8,035	$3M	0.1%	ADD 130%
144	PMPHILIP MORRIS INTL INC	31,973	$3M	0.1%	HOLD
145	EWGISHARES INC MSCI GERMANY ETF	89,735	$3M	0.1%	TRIM −8%
146	ETENERGY TRANSFER L P	302,008	$3M	0.1%	HOLD
147	VZVERIZON COMMUNICATIONS INC	52,433	$3M	0.1%	TRIM −10%
148	LPXLOUISIANA PAC CORP	45,680	$3M	0.1%	HOLD
149	TXTERNIUM SA	65,906	$3M	0.1%	TRIM −23%
150	UNPUNION PAC CORP	14,154	$3M	0.1%	ADD 4%
151	TJXTJX COS INC NEW	41,545	$3M	0.1%	HOLD
152	KMIKINDER MORGAN INC DEL	163,737	$3M	0.1%	HOLD
153	MCKMCKESSON CORP	13,210	$3M	0.1%	ADD 23%
154	WSMWILLIAMS SONOMA INC	14,299	$3M	0.1%	HOLD
155	SCHWSCHWAB CHARLES CORP	34,525	$3M	0.1%	TRIM −5%
156	EWCISHARES INC	68,974	$3M	0.1%	TRIM −9%
157	IXCISHARES TR	92,203	$2M	0.1%	HOLD
158	DOWDOW HLDGS INC	42,918	$2M	0.1%	HOLD
159	FFORD MTR CO	173,155	$2M	0.1%	ADD 347%
160	FDXFEDEX CORP	11,100	$2M	0.1%	TRIM −91%
161	GDXVANECK ETF TRUST GOLD MINERS ETF	82,746	$2M	0.1%	TRIM −3%
162	BCSBARCLAYS PLC	234,126	$2M	0.1%	HOLD
163	BABOEING CO	10,831	$2M	0.1%	HOLD
164	SYYSYSCO CORP	30,128	$2M	0.1%	TRIM −44%
165	BKNGBOOKING HOLDINGS INC	990	$2M	0.1%	ADD 129%
166	CITHE CIGNA GROUP	11,636	$2M	0.1%	HOLD
167	LLYELI LILLY & CO	9,913	$2M	0.1%	TRIM −52%
168	BLKBLACKROCK INC	2,693	$2M	0.1%	ADD 48%
169	EWAISHARES INC	90,911	$2M	0.1%	TRIM −26%
170	IDXXIDEXX LABS INC	3,505	$2M	0.1%	TRIM −22%
171	BBYBest Buy Company, Inc.	20,438	$2M	0.1%	HOLD
172	CBSHCOMMERCE BANCSHARES INC	30,672	$2M	0.1%	HOLD
173	GTGOODYEAR TIRE & RUBR CO	119,731	$2M	0.1%	NEW
174	JLLJONES LANG LASALLE INC	8,440	$2M	0.1%	NEW
175	NVONOVO-NORDISK A S	21,291	$2M	0.1%	TRIM −23%
176	VRTVERTIV HOLDINGS CO	84,786	$2M	0.1%	TRIM −5%
177	WORLD WRESTLING FED ENTMNT	34,989	$2M	0.1%	HOLD
178	TSMTAIWAN SEMICONDUCTOR MFG LTD	17,596	$2M	0.1%	HOLD
179	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	26,371	$2M	0.1%	TRIM −44%
180	SWKSSKYWORKS SOLUTIONS INC	11,732	$2M	0.1%	HOLD
181	ABTABBOTT LABS	16,253	$2M	0.1%	HOLD
182	KOCOCA COLA CO	36,227	$2M	0.1%	HOLD
183	THDISHARES INC	25,318	$2M	0.1%	NEW
184	FISFIDELITY NATL INFORMATION SV	15,136	$2M	0.1%	HOLD
185	NRGNRG ENERGY INC	44,652	$2M	0.1%	HOLD
186	AVGOBROADCOM INC	3,751	$2M	0.1%	HOLD
187	CATCATERPILLAR INC	9,422	$2M	0.1%	NEW
188	CBCHUBB LIMITED	10,364	$2M	0.1%	ADD 76%
189	TWLOTWILIO INC	5,603	$2M	0.1%	HOLD
190	AZNASTRAZENECA PLC	29,527	$2M	0.1%	ADD 10%
191	FLEETCOR TECHNOLOGIES INC	6,792	$2M	0.1%	TRIM −92%
192	ALLYALLY FINL INC	34,694	$2M	0.1%	TRIM −13%
193	DGXQUEST DIAGNOSTICS INC	12,141	$2M	0.1%	ADD 57%
194	EWYISHARES INC MSCI STH KOR ETF	21,632	$2M	0.1%	ADD 17%
195	TGTTARGET CORP	7,522	$2M	0.1%	TRIM −39%
196	SRESEMPRA	13,423	$2M	0.1%	NEW
197	NVSNOVARTIS AG	20,054	$2M	0.1%	HOLD
198	CDNSCADENCE DESIGN SYSTEM INC	10,820	$2M	0.1%	HOLD
199	GISGENERAL MILLS INC	27,197	$2M	0.1%	HOLD
200	CHINA PETE & CHEM CORP	32,909	$2M	0.1%	HOLD

showing the top 200 by weight

☆NorthCoast Asset Management LLC