Vivaldi Capital Management LP

Open in PORT →← all managers

CIK 1682021

13F portfolio (2026-Q1)

$723M

Positions

281

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

281

Top 5

19.1%

Top 10

31.7%

Effective N

60.0

HHI

0.017

This quarter

16 new · 0 exit →

By sector

Unclassified48.0%

Information Technology16.7%

Financials7.6%

Health Care7.1%

Consumer Discretionary5.7%

Communication Services5.2%

Industrials4.5%

Consumer Staples2.0%

Other3.3%

By market cap

Unknown48.2%

Mega (>$200B)28.5%

Large ($10–200B)21.8%

Mid ($2–10B)0.9%

Micro (<$300M)0.4%

Small ($300M–2B)0.2%

By region

North America51.9%

Other48.0%

Asia-Pacific0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	48.38%	150
Semiconductors & Semiconductor Equipment	9.74%	12
Technology Hardware & Equipment	5.47%	5
Pharmaceuticals & Biotechnology	4.47%	11
Software & IT Services	3.79%	5
Banks	3.76%	11
Automobiles & Components	3.69%	2
Machinery	2.84%	6
Health Care Equipment & Supplies	2.61%	4
Capital Markets	2.48%	7
Specialty Retail	1.52%	5
Commercial Services & Supplies	1.33%	5
Software	1.22%	5
Metals & Mining	1.03%	8
Media & Entertainment	0.97%	2
Food & Staples Retailing	0.91%	1
Beverages	0.91%	2
Road & Rail	0.80%	4
Oil, Gas & Consumable Fuels	0.74%	4
Equity Real Estate Investment Trusts (REITs)	0.74%	5
Diversified Telecommunication Services	0.40%	2
Textiles, Apparel & Luxury Goods	0.36%	1
Aerospace & Defense	0.31%	3
Chemicals	0.27%	3
Utilities	0.25%	4
Electrical Equipment & Components	0.22%	2
Paper & Forest Products	0.15%	1
Real Estate Management & Development	0.13%	1
Tobacco	0.12%	2
Insurance	0.12%	2
Hotels, Restaurants & Leisure	0.07%	1
Entertainment	0.06%	1
Communications Equipment	0.05%	1
Airlines	0.04%	1
Distributors	0.03%	1
Food Products	0.03%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	5.16%
2	AMAT	APPLIED MATERIALS INC /DE	Information Technology	3.91%
3	SPYM	SPDR SERIES TRUST	Unclassified	3.84%
4	SPDW	SPDR INDEX SHS FDS	Unclassified	3.26%
5	NVDA	NVIDIA CORP	Information Technology	2.89%
6	GOOGL	Alphabet Inc.	Communication Services	2.74%
7	BWA	BORGWARNER INC	Consumer Discretionary	2.57%
8	BNY	Bank of New York Mellon Corp	Financials	2.52%
9	GBIL	GOLDMAN SACHS ETF TR	Unclassified	2.41%
10	SLV	ISHARES SILVER TR	Unclassified	2.41%

132/281 names classified · sector 52.0% of weight · industry 51.6% · mkt cap 51.8%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 37 quarters

Information TechnologyAAPL, NVDA, NXPI, AMAT, GNRC · other

FinancialsBNY, BRK.B, SCHW, RILY, AIG · other

Health CareAMGN, MDT, JNJ, DVA, GILD · other

Consumer DiscretionaryTSLA, AMZN, BWA, DKS, COR · other

Communication ServicesGOOGL, META, T, LILA, TDS · other

Real EstateAOMR, GLPI, CBRE, OUT, MMI · other

IndustrialsRHI, DE, UPS, CAT, UAL · other

Consumer StaplesPEP, CVS, DAR, PM, SFM · other

MaterialsPG, NUE, AVY, CF, GLW · other

EnergyXOM, CVX, SLB, BP, EOG · other

UtilitiesNEE, CEG, EXC, SRE, DUK · other

UnclassifiedVIVALDI OPPORTUNITIES FD, REYNOLDS AMERICAN INC, MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18, BARD C R INC, BIL · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 52.0% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (115 classified)Vivaldi Capital Management LP centroid (Large Core)

Information TechnologyFinancialsHealth CareConsumer DiscretionaryCommunication ServicesIndustrialsConsumer StaplesMaterialsEnergyReal EstateUtilities

Style box summary for Vivaldi Capital Management LP: centroid Large Core. Heaviest cells: Large Growth 17.4%, Large Core 16.2%, Large Value 7.3%.

Classified: 50.6% of book weight (115/281 names) · unclassified 49.4%: SPYM, SPDW, GBIL, SLV, SCHX, SCHO, SCHF, SPY, IAU, GLD +156 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 281 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	147,173	$37M	5.2%	TRIM −2%
2	AMATAPPLIED MATLS INC	82,664	$28M	3.9%	TRIM −7%
3	SPYMSPDR SERIES TRUST	362,979	$28M	3.8%	ADD 8%
4	SPDWSPDR INDEX SHS FDS	515,727	$24M	3.3%	ADD 17%
5	NVDANVIDIA CORPORATION	119,726	$21M	2.9%	HOLD
6	GOOGLALPHABET INC	69,033	$20M	2.7%	TRIM −4%
7	BWABORGWARNER INC	343,010	$19M	2.6%	TRIM −7%
8	BNYBANK NEW YORK MELLON CORP	153,489	$18M	2.5%	TRIM −6%
9	GBILGOLDMAN SACHS ETF TR	174,028	$17M	2.4%	ADD 9%
10	SLVISHARES SILVER TR	255,271	$17M	2.4%	TRIM −11%
11	AMGNAMGEN INC	46,681	$16M	2.3%	TRIM −5%
12	SCHWSCHWAB CHARLES CORP	159,402	$15M	2.1%	TRIM −7%
13	SCHXSCHWAB U.S. LARGE-CAP ETF	552,463	$14M	2.0%	HOLD
14	SCHOSCHWAB SHORT-TERM US TREASURY ETF	555,616	$13M	1.9%	ADD 2%
15	MDTMEDTRONIC PLC	147,393	$13M	1.8%	TRIM −6%
16	SCHFSCHWAB STRATEGIC TR	506,326	$13M	1.7%	HOLD
17	SPYSTATE STR SPDR S&P 500 ETF T	16,945	$11M	1.5%	HOLD
18	IAUISHARES GOLD TR	115,195	$10M	1.4%	TRIM −4%
19	GLDSPDR GOLD TR	21,706	$9M	1.3%	ADD 3%
20	CATCATERPILLAR INC	12,551	$9M	1.2%	TRIM −3%
21	LLYELI LILLY & CO	9,656	$9M	1.2%	HOLD
22	SPMDSPDR SERIES TRUST	147,263	$9M	1.2%	ADD 11%
23	MRVLMARVELL TECHNOLOGY INC	87,606	$9M	1.2%	TRIM −6%
24	SPSMSPDR SERIES TRUST	172,345	$8M	1.2%	ADD 13%
25	TSLATESLA INC	21,736	$8M	1.1%	HOLD
26	ONON SEMICONDUCTOR CORP	129,197	$8M	1.1%	TRIM −3%
27	VTIVANGUARD INDEX FDS	24,353	$8M	1.1%	TRIM −3%
28	DVYISHARES TR	45,668	$7M	1.0%	HOLD
29	SCHASCHWAB STRATEGIC TR	237,413	$7M	1.0%	HOLD
30	DEDEERE & CO	12,106	$7M	0.9%	TRIM −4%
31	MSFTMICROSOFT CORP	18,144	$7M	0.9%	TRIM −4%
32	CVSCVS HEALTH CORP	91,700	$7M	0.9%	TRIM −8%
33	PEPPEPSICO INC	40,151	$6M	0.9%	HOLD
34	WBDWARNER BROS DISCOVERY INC	222,341	$6M	0.8%	HOLD
35	LMBSFIRST TR EXCHANGE-TRADED FD	120,305	$6M	0.8%	ADD 8%
36	VVISA INC	19,317	$6M	0.8%	TRIM −3%
37	ZBHZIMMER BIOMET HOLDINGS INC	63,540	$6M	0.8%	HOLD
38	SCHBSCHWAB STRATEGIC TR	228,098	$6M	0.8%	HOLD
39	ACWIISHARES TR	39,054	$5M	0.7%	ADD 4%
40	SPEMSPDR INDEX SHS FDS	111,237	$5M	0.7%	ADD 24%
41	VTVVANGUARD INDEX FDS	25,764	$5M	0.7%	TRIM −2%
42	NUENUCOR CORP	29,711	$5M	0.7%	TRIM −2%
43	GOOGALPHABET INC	17,111	$5M	0.7%	HOLD
44	IVVISHARES TR	7,340	$5M	0.7%	HOLD
45	UPSUNITED PARCEL SERVICE INC	47,899	$5M	0.7%	TRIM −4%
46	AMZNAMAZON COM INC	20,951	$4M	0.6%	HOLD
47	GLPIGAMING & LEISURE P	96,128	$4M	0.6%	TRIM −4%
48	SCHESCHWAB STRATEGIC TR	126,019	$4M	0.6%	HOLD
49	SCHMSCHWAB STRATEGIC TR	131,751	$4M	0.6%	HOLD
50	VOOVANGUARD INDEX FDS	6,675	$4M	0.6%	HOLD
51	AAAUGOLDMAN SACHS PHYSICAL GOLD	85,089	$4M	0.5%	TRIM −3%
52	FNDFSCHWAB STRATEGIC TR	76,923	$4M	0.5%	TRIM −4%
53	VEAVANGUARD TAX-MANAGED FDS	55,823	$4M	0.5%	HOLD
54	GRNYTidal TR Fundstrat Granny Shots US LC ETF	147,193	$4M	0.5%	ADD 12%
55	PNRPENTAIR PLC	38,189	$3M	0.5%	TRIM −4%
56	SLBSCHLUMBERGER LTD	64,588	$3M	0.5%	TRIM −3%
57	WMTWALMART INC	23,291	$3M	0.4%	HOLD
58	XLKSELECT SECTOR SPDR TR	21,524	$3M	0.4%	ADD 20%
59	RHIROBERT HALF INC.	110,964	$3M	0.4%	TRIM −7%
60	BRK.BBERKSHIRE HATHAWAY INC DEL	5,836	$3M	0.4%	HOLD
61	IDEVISHARES TR	32,506	$3M	0.4%	HOLD
62	FNDESCHWAB STRATEGIC TR	69,431	$3M	0.4%	TRIM −2%
63	ITOTISHARES TR	18,593	$3M	0.4%	TRIM −5%
64	TAT&T INC	90,611	$3M	0.4%	TRIM −7%
65	JPMJPMORGAN CHASE & CO	8,869	$3M	0.4%	TRIM −3%
66	LULULULULEMON ATHLETICA INC	16,885	$3M	0.4%	TRIM −5%
67	COINCOINBASE GLOBAL INC	14,486	$3M	0.3%	ADD 3%
68	SCHHSCHWAB STRATEGIC TR	111,181	$2M	0.3%	ADD 6%
69	SPTSSPDR SERIES TRUST	81,675	$2M	0.3%	TRIM −4%
70	METAMETA PLATFORMS INC	4,079	$2M	0.3%	TRIM −71%
71	IMCVISHARES TR	27,109	$2M	0.3%	HOLD
72	VBVANGUARD INDEX FDS	8,155	$2M	0.3%	HOLD
73	VOVANGUARD INDEX FDS	7,187	$2M	0.3%	HOLD
74	IEFAISHARES TR	21,496	$2M	0.3%	TRIM −7%
75	COSTCOSTCO WHSL CORP NEW	1,944	$2M	0.3%	HOLD
76	AVDVAMERICAN CENTY ETF TR	18,774	$2M	0.3%	TRIM −4%
77	AVUVAMERICAN CENTY ETF TR	16,602	$2M	0.3%	HOLD
78	VHTVANGUARD WORLD FD	6,390	$2M	0.2%	HOLD
79	AVGOBROADCOM INC	5,507	$2M	0.2%	HOLD
80	VNQVANGUARD INDEX FDS	18,994	$2M	0.2%	HOLD
81	PSBDPALMER SQUARE CAPITAL BDC IN	167,776	$2M	0.2%	TRIM −22%
82	HALOHALOZYME THERAPEUTICS INC	24,499	$2M	0.2%	TRIM −12%
83	DNPDNP SELECT INCOME FD INC	152,219	$2M	0.2%	HOLD
84	VIGVANGUARD SPECIALIZED FUNDS	7,207	$2M	0.2%	HOLD
85	IYWISHARES TR	8,527	$2M	0.2%	HOLD
86	VTVANGUARD INTL EQUITY INDEX F	10,936	$2M	0.2%	HOLD
87	ABBVABBVIE INC	6,830	$1M	0.2%	HOLD
88	IJRISHARES TR	11,832	$1M	0.2%	HOLD
89	PGPROCTER AND GAMBLE CO	10,058	$1M	0.2%	HOLD
90	EZUISHARES INC MSCI EURZONE ETF	22,641	$1M	0.2%	HOLD
91	IWRISHARES TR	14,464	$1M	0.2%	HOLD
92	XOMEXXON MOBIL CORP	7,994	$1M	0.2%	HOLD
93	EEMAISHARES INC	13,814	$1M	0.2%	HOLD
94	GEGE AEROSPACE	4,581	$1M	0.2%	ADD 9%
95	ARKBARK 21SHARES BITCOIN ETF	57,188	$1M	0.2%	ADD 86%
96	FBTCFIDELITY WISE ORIGIN BITCOIN	21,484	$1M	0.2%	TRIM −43%
97	TMOTHERMO FISHER SCIENTIFIC INC	2,542	$1M	0.2%	TRIM −4%
98	VFHVANGUARD WORLD FD	10,150	$1M	0.2%	ADD 15%
99	BABOEING CO	5,811	$1M	0.2%	TRIM −8%
100	HDHOME DEPOT INC	3,405	$1M	0.2%	TRIM −4%
101	ORCLORACLE CORP	7,359	$1M	0.1%	ADD 6%
102	VWOVANGUARD INTL EQUITY INDEX F	19,607	$1M	0.1%	HOLD
103	AVYAVERY DENNISON CORP	6,079	$1M	0.1%	TRIM −3%
104	PRAAPRA GROUP INC	58,636	$1M	0.1%	HOLD
105	IWMISHARES TR	4,071	$1M	0.1%	HOLD
106	VGTVANGUARD WORLD FD	1,337	$932,852	0.1%	TRIM −35%
107	AOMRANGEL OAK MORTGAGE REIT INC	113,287	$931,219	0.1%	TRIM −5%
108	NFLXNETFLIX INC	9,508	$914,194	0.1%	ADD 5%
109	IWFISHARES TR	2,046	$872,546	0.1%	HOLD
110	SCHDSCHWAB STRATEGIC TR	28,341	$869,515	0.1%	ADD 105%
111	MSMORGAN STANLEY	5,166	$850,169	0.1%	HOLD
112	EWJISHARES INC	9,865	$833,001	0.1%	HOLD
113	XLFSELECT SECTOR SPDR TR	16,779	$828,391	0.1%	HOLD
114	GDXVANECK ETF TRUST GOLD MINERS ETF	8,981	$824,186	0.1%	HOLD
115	OEFISHARES TR	2,586	$822,529	0.1%	HOLD
116	MUMICRON TECHNOLOGY INC	2,410	$814,071	0.1%	ADD 23%
117	QQQINVESCO QQQ TR	1,384	$798,928	0.1%	HOLD
118	JNJJOHNSON & JOHNSON	3,243	$792,814	0.1%	ADD 2%
119	IYHISHARES TR	12,733	$784,862	0.1%	TRIM −7%
120	LRCXLAM RESEARCH CORP	3,599	$768,962	0.1%	HOLD
121	XLVSELECT SECTOR SPDR TR	5,161	$756,654	0.1%	ADD 7%
122	EFAISHARES TR	7,730	$750,839	0.1%	HOLD
123	TSMTAIWAN SEMICONDUCTOR MFG LTD	2,216	$748,897	0.1%	ADD 35%
124	XLISELECT SECTOR SPDR TR	4,625	$748,064	0.1%	TRIM −3%
125	CMECME GROUP INC	2,503	$739,261	0.1%	TRIM −3%
126	FEZSPDR INDEX SHS FDS	11,830	$734,406	0.1%	HOLD
127	GALTGALECTIN THERAPEUTICS INC	258,584	$721,449	0.1%	ADD 27%
128	BRK.ABERKSHIRE HATHAWAY INC DEL	1	$718,140	0.1%	HOLD
129	IWDISHARES TR	3,332	$711,956	0.1%	HOLD
130	ABTABBOTT LABS	6,930	$711,503	0.1%	HOLD
131	MUCBLACKROCK MUNIHLDNGS CALI QL	68,301	$710,333	0.1%	ADD 197%
132	ALMALMONTY INDS INC	48,606	$703,815	0.1%	TRIM −42%
133	RTXRTX CORPORATION	3,521	$679,201	0.1%	ADD 3%
134	TJXTJX COS INC NEW	4,214	$672,944	0.1%	TRIM −5%
135	GRIDFIRST TR EXCHANGE TRADED FD	4,056	$663,480	0.1%	HOLD
136	NTRSNORTHERN TR CORP	4,660	$650,396	0.1%	HOLD
137	NEENEXTERA ENERGY INC	6,918	$642,544	0.1%	TRIM −3%
138	XTISHARES TR	9,394	$640,220	0.1%	ADD 7%
139	EEMISHARES TR	11,128	$631,947	0.1%	HOLD
140	MRKMERCK & CO INC	5,197	$625,147	0.1%	ADD 3%
141	UTGREAVES UTIL INCOME FD	15,750	$618,660	0.1%	HOLD
142	PAASPAN AMERN SILVER CORP	11,186	$611,091	0.1%	HOLD
143	IYJISHARES TR	4,132	$609,635	0.1%	HOLD
144	XLUSELECT SECTOR SPDR TR	13,215	$606,436	0.1%	TRIM −6%
145	ROBTFIRST TR EXCHANGE TRADED FD	13,030	$601,467	0.1%	ADD 7%
146	UNHUNITEDHEALTH GROUP INC	2,209	$597,618	0.1%	TRIM −6%
147	VOXVANGUARD WORLD FD	3,322	$597,428	0.1%	ADD 2%
148	DHSWISDOMTREE TR	5,383	$587,931	0.1%	ADD 77%
149	LENZLENZ THERAPEUTICS INC	64,052	$586,076	0.1%	HOLD
150	IYEISHARES TR	8,974	$581,246	0.1%	HOLD
151	NSCNORFOLK SOUTHN CORP	2,025	$581,175	0.1%	HOLD
152	SUBISHARES TR	5,444	$579,786	0.1%	TRIM −3%
153	FNDXSCHWAB STRATEGIC TR	19,602	$545,909	0.1%	HOLD
154	IBITISHARES BITCOIN TRUST ETF	14,096	$541,568	0.1%	ADD 231%
155	FIGRFIGURE TECHNOLOGY SOLUTIO	15,894	$539,601	0.1%	NEW
156	GCALGOLDMAN SACHS ETF TR	10,541	$533,971	0.1%	TRIM −3%
157	MOALTRIA GROUP INC	8,065	$532,209	0.1%	HOLD
158	MCDMCDONALDS CORP	1,705	$529,897	0.1%	TRIM −4%
159	PHPARKER-HANNIFIN CORP	582	$521,030	0.1%	HOLD
160	SKYYFIRST TR EXCHANGE-TRADED FD	4,755	$520,007	0.1%	ADD 9%
161	DFUVDIMENSIONAL ETF TRUST	10,494	$508,523	0.1%	HOLD
162	VDCVANGUARD WORLD FD	2,252	$505,777	0.1%	HOLD
163	CIBRFIRST TR EXCHANGE-TRADED FD	8,035	$503,634	0.1%	ADD 8%
164	EWUISHARES TR	10,981	$500,294	0.1%	HOLD
165	EBIZGLOBAL X FDS	18,546	$496,373	0.1%	ADD 9%
166	DIASPDR DOW JONES INDL AVERAGE	1,065	$493,297	0.1%	HOLD
167	IYCISHARES TR	5,064	$490,803	0.1%	HOLD
168	CEGCONSTELLATION ENERGY CORP	1,731	$483,382	0.1%	HOLD
169	AEMAGNICO EAGLE MINES LTD	2,276	$461,982	0.1%	TRIM −14%
170	CVXCHEVRON CORP NEW	2,198	$454,766	0.1%	ADD 4%
171	CSCOCISCO SYS INC	5,844	$453,463	0.1%	TRIM −3%
172	AMDADVANCED MICRO DEVICES INC	2,168	$441,036	0.1%	HOLD
173	USBUS BANCORP	8,403	$437,040	0.1%	HOLD
174	JEPIJPMorgan Equity Premium Income ETF	7,655	$433,885	0.1%	ADD 9%
175	FTXHFIRST TR EXCHANGE TRADED FD	12,590	$432,560	0.1%	ADD 16%
176	VUGVANGUARD INDEX FDS	990	$432,422	0.1%	TRIM −17%
177	IGMISHARES TR	3,595	$426,043	0.1%	HOLD
178	MAMASTERCARD INCORPORATED	846	$422,712	0.1%	TRIM −8%
179	GRNJFUNDSTRAT GRANNY SHOTS US SMALL- & MID-CAP ETF	16,690	$417,417	0.1%	NEW
180	EWCISHARES INC	7,476	$409,610	0.1%	HOLD
181	DISDISNEY WALT CO	4,248	$409,434	0.1%	TRIM −4%
182	BIPBROOKFIELD INFRAST PARTNERS	11,250	$406,350	0.1%	HOLD
183	PECOPHILLIPS EDISON & CO INC	10,835	$405,446	0.1%	HOLD
184	XLYSELECT SECTOR SPDR TR	3,699	$403,117	0.1%	ADD 58%
185	NOCNORTHROP GRUMMAN CORP	587	$400,475	0.1%	HOLD
186	IYMISHARES TR	2,273	$399,866	0.1%	HOLD
187	CEVEATON VANCE CALIF MUN INCOM	39,103	$393,570	0.1%	HOLD
188	MSIMOTOROLA SOLUTIONS INC	888	$385,419	0.1%	HOLD
189	IGVISHARES TR	4,805	$384,640	0.1%	NEW
190	PLTRPALANTIR TECHNOLOGIES INC	2,600	$380,330	0.1%	TRIM −2%
191	APOAPOLLO GLOBAL MGMT INC	3,405	$379,385	0.1%	HOLD
192	BACBANK AMERICA CORP	7,774	$379,005	0.1%	TRIM −3%
193	AUSMALLSPRING EXCHANGE TRADED FU	15,040	$376,752	0.1%	TRIM −24%
194	ESGUISHARES TR	2,647	$374,339	0.1%	HOLD
195	IYFISHARES TR	3,163	$372,159	0.1%	TRIM −26%
196	FXHFIRST TR EXCHANGE TRADED FD	3,378	$370,818	0.1%	ADD 18%
197	HYGISHARES TR	4,649	$369,874	0.1%	HOLD
198	PMPHILIP MORRIS INTL INC	2,237	$369,866	0.1%	TRIM −2%
199	SRESEMPRA	3,744	$363,766	0.1%	HOLD
200	VCVINVESCO CALIF VALUE MUN INCO	34,560	$360,805	0.0%	HOLD

showing the top 200 by weight

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

AAPLAPPLE INC

159K

156K

154K

153K

151K

147K

$37M

AMATAPPLIED MATLS INC

108K

103K

98K

94K

89K

83K

$28M

SPYMSPDR SERIES TRUST

253K

264K

262K

299K

335K

363K

$28M

SPDWSPDR INDEX SHS FDS

302K

328K

323K

370K

441K

516K

$24M

NVDANVIDIA CORPORATION

140K

143K

139K

120K

$21M

GOOGLALPHABET INC

15K

40K

64K

73K

72K

69K

$20M

BWABORGWARNER INC

427K

404K

411K

390K

368K

343K

$19M

BNYBANK NEW YORK MELLON CORP

307K

267K

238K

194K

163K

153K

$18M

GBILGOLDMAN SACHS ETF TR

—

129K

119K

140K

160K

174K

$17M

SLVISHARES SILVER TR

440K

405K

398K

321K

286K

255K

$17M

AMGNAMGEN INC

62K

59K

57K

52K

49K

47K

$16M

SCHWSCHWAB CHARLES CORP

201K

190K

191K

179K

172K

159K

$15M

SCHXSCHWAB U.S. LARGE-CAP ETF

543K

540K

525K

537K

543K

552K

$14M

SCHOSCHWAB SHORT-TERM US TREASURY ETF

435K

529K

479K

500K

543K

556K

$13M

MDTMEDTRONIC PLC

188K

179K

177K

163K

157K

147K

$13M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Vivaldi Capital Management LP

Implied return what this book implies · modeled, not advice methodology →

Exposures · what this manager owns, by sector & size (2026-Q1)

By sector

By market cap

By region

By industry group GICS — finer than sector

Top holdings

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Contribution holdings-based, any period

Holdings· 281 positions (2026-Q1) · largest first · Δ vs 2025-Q4

Position trends· top 15 holdings · shares held over 6 quarters

Related· where to look next

Vivaldi Capital Management LP