CG Asset Management LLC

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CIK 1599444

13F portfolio (2016-Q4)

$268M

Positions

139

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2016-Q4)

Holdings

138

Top 5

20.4%

Top 10

31.3%

Effective N

56.9

HHI

0.018

This quarter

25 new · 0 exit →

By sector

Information Technology20.4%

Industrials17.4%

Consumer Discretionary16.1%

Unclassified13.9%

Health Care8.0%

Communication Services7.9%

Financials6.1%

Energy5.3%

Other5.0%

By market cap

Large ($10–200B)47.4%

Mega (>$200B)31.8%

Unknown15.5%

Mid ($2–10B)5.2%

Small ($300M–2B)0.1%

Micro (<$300M)0.0%

By region

North America86.0%

Other13.9%

Europe0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	13.88%	30
Semiconductors & Semiconductor Equipment	11.25%	7
Specialty Retail	10.54%	5
Pharmaceuticals & Biotechnology	7.79%	10
Software & IT Services	7.27%	4
Oil, Gas & Consumable Fuels	5.25%	5
Machinery	4.36%	6
Aerospace & Defense	3.84%	4
Road & Rail	3.25%	4
Technology Hardware & Equipment	2.89%	5
Capital Markets	2.57%	4
Commercial Services & Supplies	2.46%	3
Chemicals	2.34%	7
Automobiles & Components	2.33%	4
Textiles, Apparel & Luxury Goods	2.33%	4
Software	2.23%	4
Electrical Equipment & Components	1.76%	1
Entertainment	1.70%	1
Health Care Equipment & Supplies	1.37%	1
Airlines	1.27%	3
Construction & Engineering	1.26%	2
Transportation Infrastructure	1.25%	1
Insurance	0.89%	2
Utilities	0.88%	3
Equity Real Estate Investment Trusts (REITs)	0.81%	3
Communications Equipment	0.75%	1
Banks	0.55%	1
Hotels, Restaurants & Leisure	0.48%	1
Beverages	0.46%	1
Household Durables	0.44%	1
Marine	0.38%	1
Diversified Telecommunication Services	0.35%	1
Metals & Mining	0.20%	2
Life Sciences Tools & Services	0.19%	1
Construction Materials	0.18%	1
Media & Entertainment	0.10%	2
Tobacco	0.08%	1
Paper & Forest Products	0.08%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AMZN	AMAZON COM INC	Consumer Discretionary	5.51%
2	NXPI	NXP Semiconductors N.V.	Information Technology	4.37%
3	HD	HOME DEPOT, INC.	Consumer Discretionary	4.30%
4	META	Meta Platforms, Inc.	Communication Services	3.70%
5		CELGENE CORP	Unclassified	2.55%
6	MU	MICRON TECHNOLOGY INC	Information Technology	2.54%
7	EOG	EOG RESOURCES INC	Energy	2.27%
8	GOOGL	Alphabet Inc.	Communication Services	2.09%
9	PYPL	PayPal Holdings, Inc.	Financials	1.97%
10	LMT	LOCKHEED MARTIN CORP	Industrials	1.97%

108/138 names classified · sector 86.1% of weight · industry 86.1% · mkt cap 84.5%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 13 quarters

Information TechnologyNXPI, MU, GE, AMBA, KLAC · other

IndustrialsCMI, LMT, DHI, MMM, DAL · other

Consumer DiscretionaryHD, AMZN, VFC, M, UAA · other

Health CareGILD, JNJ, JAZZ, REGN, UTHR · other

Communication ServicesMETA, DIS, GOOGL, VZ, AMCX · other

EnergyEOG, XOM, SLB, CVX, HAL · other

FinancialsAXP, EVR, PYPL, ICE, HCI · other

MaterialsNKE, LYB, WLK, PG, MLM · other

Real EstateWY, WPC, CBRE, RYN, VTR

Consumer StaplesCVS, KO, MNST, PM

UtilitiesNEE, DUK, KMI

UnclassifiedCELGENE CORP, RH, DOW CHEM CO, GOOGLE INC, TWITTER INC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 86.1% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2016-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (100 classified)CG Asset Management LLC centroid (Large Core)

Information TechnologyIndustrialsConsumer DiscretionaryCommunication ServicesHealth CareFinancialsEnergyMaterialsUtilitiesReal EstateConsumer Staples

Style box summary for CG Asset Management LLC: centroid Large Core. Heaviest cells: Large Growth 20.4%, Large Core 18.2%, Large Value 18.2%.

Classified: 81.6% of book weight (100/113 names) · unclassified 18.4%: , SIMO, JAZZ, MTSI, UAA, AMBA, WPC, LVMUY, BIP, RIO +3 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 139 positions (2016-Q4) · largest first · Δ vs 2016-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	AMZNAMAZON COM INC	19,712	$15M	5.5%	HOLD
2	NXPINXP SEMICONDUCTORS N V	119,405	$12M	4.4%	HOLD
3	HDHOME DEPOT INC	85,928	$12M	4.3%	HOLD
4	METAMETA PLATFORMS INC	86,155	$10M	3.7%	HOLD
5	CELGENE CORP	59,000	$7M	2.5%	TRIM −3%
6	MUMICRON TECHNOLOGY INC	310,110	$7M	2.5%	ADD 7%
7	EOGEOG RES INC	60,060	$6M	2.3%	HOLD
8	GOOGLALPHABET INC	7,075	$6M	2.1%	ADD 4%
9	PYPLPAYPAL HLDGS INC	133,945	$5M	2.0%	ADD 4%
10	LMTLOCKHEED MARTIN CORP	21,089	$5M	2.0%	TRIM −18%
11	JNJJOHNSON & JOHNSON	41,629	$5M	1.8%	ADD 4%
12	GEGENERAL ELECTRIC CO	149,262	$5M	1.8%	TRIM −8%
13	DISDISNEY WALT CO	43,641	$5M	1.7%	TRIM −5%
14	DOW CHEM CO	75,520	$4M	1.6%	ADD 17%
15	SIMOSILICON MOTION TECHNOLOGY CO	96,800	$4M	1.5%	HOLD
16	INTCINTEL CORP	113,330	$4M	1.5%	TRIM −4%
17	ICEINTERCONTINENTAL EXCHANGE IN	71,625	$4M	1.5%	ADD 404%
18	CMICUMMINS INC	28,625	$4M	1.5%	HOLD
19	MMM3M CO	20,630	$4M	1.4%	TRIM −26%
20	WDCWESTERN DIGITAL CORP	53,420	$4M	1.4%	ADD 15%
21	BABOEING CO	23,124	$4M	1.3%	TRIM −2%
22	CSXCSX CORP	99,875	$4M	1.3%	ADD 244%
23	REGNREGENERON PHARMACEUTICALS	9,402	$3M	1.3%	HOLD
24	VFCV F CORP	62,640	$3M	1.2%	TRIM −6%
25	EXPDEXPEDITORS INTL WASH INC	63,050	$3M	1.2%	TRIM −19%
26	XOMEXXON MOBIL CORP	36,830	$3M	1.2%	ADD 5%
27	PHPARKER-HANNIFIN CORP	21,460	$3M	1.1%	HOLD
28	JAZZJAZZ PHARMACEUTICALS PLC	27,125	$3M	1.1%	TRIM −14%
29	L3 TECHNOLOGIES INC	19,425	$3M	1.1%	NEW
30	DHID R HORTON INC	104,670	$3M	1.1%	HOLD
31	APACHE CORP	45,065	$3M	1.1%	ADD 21%
32	MTCHMatch Group	164,125	$3M	1.0%	ADD 14%
33	NKENIKE INC	54,108	$3M	1.0%	TRIM −16%
34	SLBSCHLUMBERGER LTD	32,360	$3M	1.0%	HOLD
35	MSFTMICROSOFT CORP	43,590	$3M	1.0%	ADD 15%
36	ABBVABBVIE INC	41,885	$3M	1.0%	HOLD
37	ADBEADOBE INC	25,175	$3M	1.0%	TRIM −12%
38	EVREVERCORE INC	36,830	$3M	0.9%	TRIM −6%
39	IRINGERSOLL-RAND PLC	33,211	$2M	0.9%	NEW
40	MRKMERCK & CO INC	39,151	$2M	0.9%	ADD 2%
41	UNPUNION PAC CORP	22,190	$2M	0.9%	TRIM −33%
42	GILDGILEAD SCIENCES INC	31,550	$2M	0.8%	TRIM −2%
43	BWABORGWARNER INC	57,170	$2M	0.8%	NEW
44	PRICELINE COM INC	1,509	$2M	0.8%	ADD 5%
45	GMGENERAL MTRS CO	62,510	$2M	0.8%	NEW
46	MTSIMACOM TECH SOLUTIONS HLDGS I	43,485	$2M	0.8%	TRIM −19%
47	QCOMQUALCOMM INC	30,800	$2M	0.7%	NEW
48	TIFFANY & CO NEW	24,250	$2M	0.7%	NEW
49	DALDELTA AIR LINES INC	38,140	$2M	0.7%	ADD 5%
50	CBCHUBB LIMITED	13,989	$2M	0.7%	HOLD
51	PIONEER NAT RES CO	10,120	$2M	0.7%	ADD 19%
52	CVXCHEVRON CORP NEW	14,569	$2M	0.6%	ADD 5%
53	JBHTHUNT J B TRANS SVCS INC	16,700	$2M	0.6%	ADD 221%
54	AAPLAPPLE INC	13,768	$2M	0.6%	ADD 33%
55	RLRALPH LAUREN CORP	16,910	$2M	0.6%	NEW
56	AXPAMERICAN EXPRESS CO	20,000	$1M	0.6%	HOLD
57	DU PONT E I DE NEMOURS & CO	17,669	$1M	0.5%	ADD 60%
58	LVSLAS VEGAS SANDS CORP	24,265	$1M	0.5%	TRIM −43%
59	PGPROCTER AND GAMBLE CO	15,400	$1M	0.5%	HOLD
60	COACH INC	36,625	$1M	0.5%	TRIM −21%
61	TJXTJX COS INC NEW	16,895	$1M	0.5%	TRIM −39%
62	WYWEYERHAEUSER CO	40,830	$1M	0.5%	ADD 2%
63	KOCOCA COLA CO	29,510	$1M	0.5%	TRIM −8%
64	FDXFEDEX CORP	6,561	$1M	0.5%	ADD 8%
65	BMYBRISTOL-MYERS SQUIBB CO	20,850	$1M	0.5%	TRIM −12%
66	UPSUNITED PARCEL SERVICE INC	10,520	$1M	0.4%	HOLD
67	THOTHOR INDS INC	11,950	$1M	0.4%	TRIM −30%
68	ROKROCKWELL AUTOMATION INC	8,835	$1M	0.4%	HOLD
69	AOSSMITH A O CORP	25,050	$1M	0.4%	ADD 22%
70	ADPAUTOMATIC DATA PROCESSING IN	11,300	$1M	0.4%	TRIM −10%
71	URIUNITED RENTALS INC	10,550	$1M	0.4%	TRIM −15%
72	LRCXLAM RESEARCH	10,300	$1M	0.4%	ADD 11%
73	CHESAPEAKE ENERGY CORP	153,300	$1M	0.4%	NEW
74	KMIKINDER MORGAN INC DEL	51,100	$1M	0.4%	HOLD
75	KLACKLA CORP	13,080	$1M	0.4%	TRIM −3%
76	IHS MARKIT LTD	28,750	$1M	0.4%	NEW
77	NEENEXTERA ENERGY INC	8,450	$1M	0.4%	ADD 16%
78	NCLHNORWEGIAN CRUISE LINE HLDGS	23,715	$1M	0.4%	ADD 33%
79	CATCATERPILLAR INC	10,575	$981,000	0.4%	TRIM −3%
80	UAAUNDER ARMOUR INC	33,575	$975,000	0.4%	TRIM −49%
81	KITE PHARMA INC	21,625	$970,000	0.4%	ADD 43%
82	Apollo Global Mgmt. LLC	49,615	$961,000	0.4%	NEW
83	VZVERIZON COMMUNICATIONS INC	17,400	$929,000	0.3%	TRIM −5%
84	AMBAAMBARELLA INC	16,250	$880,000	0.3%	TRIM −31%
85	NEW ORIENTAL ED & TECHNOLOGY	20,850	$878,000	0.3%	NEW
86	PIIPOLARIS INC	10,400	$857,000	0.3%	NEW
87	MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18	22,200	$846,000	0.3%	TRIM −25%
88	ENVIVA PARTNERS LP	28,975	$777,000	0.3%	TRIM −35%
89	MARATHON OIL CORP	42,150	$730,000	0.3%	ADD 8%
90	PFEPFIZER INC	22,365	$726,000	0.3%	TRIM −50%
91	WLKWESTLAKE CORPORATION	12,330	$690,000	0.3%	NEW
92	CLCOLGATE PALMOLIVE CO	10,000	$654,000	0.2%	HOLD
93	WPCW. P. Carey Inc.	10,700	$632,000	0.2%	TRIM −4%
94	PCARPACCAR INC	9,668	$618,000	0.2%	NEW
95	ALLERGAN PLC	2,893	$608,000	0.2%	ADD 205%
96	UNITED TECHNOLOGIES CORP	5,475	$600,000	0.2%	TRIM −27%
97	HONHONEYWELL INTL INC	4,950	$573,000	0.2%	TRIM −15%
98	UNHUNITEDHEALTH GROUP INC	3,415	$547,000	0.2%	ADD 14%
99	TXNTEXAS INSTRS INC	7,335	$535,000	0.2%	ADD 9%
100	PHMPULTE GROUP INC	27,800	$511,000	0.2%	TRIM −6%
101	INCYINCYTE CORP	5,085	$510,000	0.2%	NEW
102	WALGREENS BOOTS ALLIANCE INC	5,875	$486,000	0.2%	ADD 4%
103	MLMMARTIN MARIETTA MATLS INC	2,150	$476,000	0.2%	TRIM −64%
104	LYBLYONDELLBASELL INDUSTRIES N	5,190	$445,000	0.2%	TRIM −21%
105	QLYSQUALYS INC	13,900	$440,000	0.2%	TRIM −55%
106	LVMUYLVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS	11,400	$436,000	0.2%	NEW
107	AZOAUTOZONE INC	539	$426,000	0.2%	TRIM −4%
108	BIPBROOKFIELD INFRAST PARTNERS	11,800	$395,000	0.1%	ADD 9%
109	CTASCINTAS CORP	3,400	$393,000	0.1%	HOLD
110	RIORIO TINTO PLC	9,750	$375,000	0.1%	NEW
111	NORDSTROM INC	7,775	$373,000	0.1%	NEW
112	BUNGE LTD 4.875 CV PFD	3,500	$355,000	0.1%	HOLD
113	ALKAlaska Air Group, Inc.	3,600	$319,000	0.1%	NEW
114	VTRVENTAS INC	4,968	$311,000	0.1%	ADD 19%
115	LGNDLIGAND PHARMACEUTICALS INC	3,055	$310,000	0.1%	TRIM −74%
116	IBMINTERNATIONAL BUSINESS MACHS	1,832	$304,000	0.1%	HOLD
117	DUKDUKE ENERGY CORP NEW	3,700	$287,000	0.1%	ADD 23%
118	SPECTRA ENERGY CORP	6,392	$263,000	0.1%	HOLD
119	WMTWALMART INC	3,662	$253,000	0.1%	HOLD
120	OXYOCCIDENTAL PETE CORP	3,518	$251,000	0.1%	HOLD
121	ANNALY MORTGAGE MANAGEMENT	25,000	$249,000	0.1%	TRIM −15%
122	AMGNAMGEN INC	1,653	$242,000	0.1%	TRIM −79%
123	ADSKAUTODESK INC	3,200	$237,000	0.1%	TRIM −62%
124	GSGOLDMAN SACHS GROUP INC	973	$233,000	0.1%	NEW
125	ASIXADVANSIX INC	10,204	$226,000	0.1%	NEW
126	PMPHILIP MORRIS INTL INC	2,425	$222,000	0.1%	HOLD
127	PKGPACKAGING CORP AMER	2,472	$210,000	0.1%	TRIM −4%
128	APDAIR PRODS & CHEMS INC	1,450	$209,000	0.1%	HOLD
129	CMCSACOMCAST CORP NEW	3,000	$207,000	0.1%	NEW
130	CWCURTISS WRIGHT CORP	2,100	$207,000	0.1%	NEW
131	NSRGYNESTLE S A SPONSORED ADR	2,870	$206,000	0.1%	HOLD
132	MAMASTERCARD INCORPORATED	1,950	$201,000	0.1%	NEW
133	KYNKAYNE ANDERSON ENERGY INFRST	10,000	$196,000	0.1%	NEW
134	CAPSTEAD MTG CORP	16,000	$163,000	0.1%	TRIM −6%
135	FCXFREEPORT MCMORAN INC	12,050	$159,000	0.1%	TRIM −50%
136	PROGENICS PHARMACEUTICALS IN	17,500	$151,000	0.1%	TRIM −46%
137	NRTNORTH EUROPEAN OIL RTY TR	11,150	$74,000	0.0%	TRIM −26%
138	SIRISIRIUS XM HOLDINGS INC	15,000	$67,000	0.0%	HOLD
139	eLot Inc	67,670	$0	0.0%	HOLD

☆CG Asset Management LLC