FIC CAPITAL INC

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CIK 1512251

13F portfolio (2017-Q3)

$260M

Positions

117

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2017-Q3)

Holdings

117

Top 5

26.4%

Top 10

38.6%

Effective N

40.8

HHI

0.025

This quarter

5 new · 0 exit →

By sector

Unclassified27.2%

Information Technology17.9%

Health Care14.3%

Financials10.5%

Communication Services10.4%

Industrials7.1%

Real Estate6.4%

Consumer Discretionary2.9%

Other3.2%

By market cap

Large ($10–200B)42.0%

Unknown30.4%

Mega (>$200B)22.4%

Mid ($2–10B)4.2%

Micro (<$300M)0.6%

Small ($300M–2B)0.4%

By region

North America69.6%

Other27.2%

Middle East1.5%

Europe0.9%

Asia-Pacific0.8%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	30.32%	43
Pharmaceuticals & Biotechnology	13.37%	12
Software	11.27%	5
Equity Real Estate Investment Trusts (REITs)	6.44%	3
Semiconductors & Semiconductor Equipment	5.52%	5
Media & Entertainment	5.21%	3
Banks	4.74%	5
Software & IT Services	3.90%	4
Specialty Retail	2.43%	3
Insurance	2.27%	2
Road & Rail	1.92%	3
Commercial Services & Supplies	1.77%	4
Machinery	1.56%	3
Oil, Gas & Consumable Fuels	1.11%	2
Airlines	1.04%	1
Beverages	1.02%	2
Technology Hardware & Equipment	0.99%	1
Life Sciences Tools & Services	0.96%	2
Chemicals	0.75%	2
Entertainment	0.70%	1
Diversified Telecommunication Services	0.64%	1
Distributors	0.37%	1
Transportation Infrastructure	0.36%	1
Utilities	0.35%	2
Aerospace & Defense	0.29%	2
Professional Services	0.28%	1
Capital Markets	0.22%	1
Industrial Conglomerates	0.10%	1
Hotels, Restaurants & Leisure	0.09%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	ADBE	ADOBE INC.	Information Technology	7.42%
2	ALNY	ALNYLAM PHARMACEUTICALS, INC.	Health Care	6.80%
3	SGMOQ	SANGAMO THERAPEUTICS INC	Unclassified	5.24%
4	CMCSA	COMCAST CORP	Communication Services	3.72%
5	SBAC	SBA COMMUNICATIONS CORP	Real Estate	3.19%
6	BRK.B	BERKSHIRE HATHAWAY INC	Financials	3.13%
7	BSV	VANGUARD BD INDEX FDS	Unclassified	2.60%
8	GOOG	Alphabet Inc.	Communication Services	2.35%
9	NXPI	NXP Semiconductors N.V.	Information Technology	2.23%
10	MSFT	MICROSOFT CORP	Information Technology	1.96%

75/117 names classified · sector 72.8% of weight · industry 69.7% · mkt cap 69.6%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 18 quarters

Health CareALNY, LLY, JNJ, LAB, BIIB · other

Information TechnologyADBE, INTC, NXPI, RMBS, MSFT · other

FinancialsBRK.B, PNC, COF, ELV, WFC · other

Communication ServicesCMCSA, GOOG, LBRDA, VZ, META · other

IndustrialsBALL, AES, UPS, FDX, TDG · other

Real EstateSBAC, AMT, MAA, EQR

UtilitiesNRG, PEG, ETR, BKH, EXC · other

Consumer DiscretionaryHD, TGT, HSIC, MCD, SPH · other

EnergyXOM, CVX, OXY, SLB, RIG · other

Consumer StaplesCVS, KO, PEP, HSY, GIS

MaterialsPG, NKE, CL, FCX, GLW · other

UnclassifiedSGMOQ, LIBERTY GLOBAL PLC, COVANTA HOLDINGS CORP, CAMPUS CREST CO, BSV · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 72.8% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2017-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (62 classified)FIC CAPITAL INC centroid (Mid Core)

Information TechnologyHealth CareCommunication ServicesFinancialsReal EstateIndustrialsConsumer DiscretionaryEnergyConsumer StaplesMaterialsUtilities

Style box summary for FIC CAPITAL INC: centroid Mid Core. Heaviest cells: Large Value 21.9%, Large Growth 10.8%, Mid Growth 7.7%.

Classified: 61.5% of book weight (62/90 names) · unclassified 38.5%: , SGMOQ, BRK.B, BSV, CHKP, BND, LBRDA, NVS, TD, NKTR +18 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 117 positions (2017-Q3) · largest first · Δ vs 2017-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	ADBEADOBE INC	129,453	$19M	7.4%	HOLD
2	ALNYALNYLAM PHARMACEUTICALS INC	150,676	$18M	6.8%	TRIM −12%
3	SGMOQSANGAMO THERAPEUTICS INC	909,437	$14M	5.2%	TRIM −5%
4	CMCSACOMCAST CORP NEW	251,577	$10M	3.7%	HOLD
5	SBACSBA COMMUNICATIONS CORP NEW	57,702	$8M	3.2%	TRIM −4%
6	BRK.BBERKSHIRE HATHAWAY INC DEL	44,511	$8M	3.1%	TRIM −4%
7	BSVVANGUARD BD INDEX FDS	84,650	$7M	2.6%	ADD 26%
8	GOOGALPHABET INC	6,391	$6M	2.4%	HOLD
9	NXPINXP SEMICONDUCTORS N V	51,426	$6M	2.2%	TRIM −3%
10	MSFTMICROSOFT CORP	68,353	$5M	2.0%	HOLD
11	LIBERTY GLOBAL PLC	154,304	$5M	1.9%	HOLD
12	AMTAMERICAN TOWER CORP	35,476	$5M	1.9%	HOLD
13	LLYELI LILLY & CO	54,665	$5M	1.8%	HOLD
14	PNCPNC FINL SVCS GROUP INC	31,278	$4M	1.6%	HOLD
15	HANESBRANDS INC	170,833	$4M	1.6%	TRIM −6%
16	UPSUNITED PARCEL SERVICE INC	34,502	$4M	1.6%	HOLD
17	CHKPCHECK POINT SOFTWARE TECH LT	34,736	$4M	1.5%	ADD 5%
18	INTCINTEL CORP	96,914	$4M	1.4%	HOLD
19	BNDVANGUARD BD INDEX FDS	45,019	$4M	1.4%	ADD 3%
20	LBRDALIBERTY BROADBAND CORP	38,456	$4M	1.4%	HOLD
21	MAAMID-AMER APT CMNTYS INC	33,786	$4M	1.4%	HOLD
22	ELVELEVANCE HEALTH INC FORMERLY	18,505	$4M	1.3%	HOLD
23	BB&T CORP	72,796	$3M	1.3%	HOLD
24	HDHOME DEPOT INC	20,759	$3M	1.3%	TRIM −5%
25	WFCWELLS FARGO CO NEW	60,703	$3M	1.3%	HOLD
26	METAMETA PLATFORMS INC	19,509	$3M	1.3%	HOLD
27	BALLBALL CORP	72,947	$3M	1.2%	TRIM −7%
28	JNJJOHNSON & JOHNSON	22,769	$3M	1.1%	TRIM −3%
29	TRANSMONTAIGNE PARTNERS L P	68,082	$3M	1.1%	HOLD
30	FDXFEDEX CORP	12,005	$3M	1.0%	HOLD
31	ANADARKO PETE CORP	54,020	$3M	1.0%	ADD 3%
32	AAPLAPPLE INC	16,777	$3M	1.0%	HOLD
33	NVSNOVARTIS AG	28,573	$2M	0.9%	HOLD
34	MICROSEMI CORP	47,420	$2M	0.9%	ADD 4%
35	RMBSRAMBUS INC DEL	180,000	$2M	0.9%	HOLD
36	LIBERTY INTERACTIVE CORP	41,636	$2M	0.9%	TRIM −4%
37	UNHUNITEDHEALTH GROUP INC	12,167	$2M	0.9%	HOLD
38	TDTORONTO DOMINION BK ONT	40,400	$2M	0.9%	HOLD
39	LIBERTY EXPEDIA HLDGS INC	41,092	$2M	0.8%	HOLD
40	POWERSHARES ETF TRUST II	92,160	$2M	0.8%	HOLD
41	KOCOCA COLA CO	45,739	$2M	0.8%	HOLD
42	AVGOBROADCOM LTD	8,490	$2M	0.8%	ADD 16%
43	NKTRNEKTAR THERAPEUTICS COM NEW	85,556	$2M	0.8%	ADD 10%
44	BABAALIBABA GROUP HLDG LTD	11,420	$2M	0.8%	ADD 8%
45	LIONS GATE ENTMNT CORP	60,349	$2M	0.7%	HOLD
46	AESAES Corp.	171,300	$2M	0.7%	TRIM −3%
47	DISDISNEY WALT CO	18,545	$2M	0.7%	ADD 7%
48	LIONS GATE ENTMNT CORP	51,898	$2M	0.7%	HOLD
49	APACHE CORP	37,307	$2M	0.7%	ADD 4%
50	XOMEXXON MOBIL CORP	20,649	$2M	0.7%	TRIM −5%
51	TAT&T INC	42,478	$2M	0.6%	HOLD
52	BNYBANK NEW YORK MELLON CORP	30,647	$2M	0.6%	ADD 14%
53	ILMNILLUMINA INC	7,783	$2M	0.6%	TRIM −7%
54	DLTHDULUTH HLDGS INC	72,449	$1M	0.6%	HOLD
55	COSTCOSTCO WHSL CORP NEW	8,930	$1M	0.6%	HOLD
56	BIIBBIOGEN INC	4,470	$1M	0.5%	TRIM −5%
57	NKENIKE INC	25,279	$1M	0.5%	HOLD
58	UNITED TECHNOLOGIES CORP	10,504	$1M	0.5%	TRIM −2%
59	OXYOCCIDENTAL PETE CORP	18,450	$1M	0.5%	HOLD
60	ALLERGAN PLC	4,996	$1M	0.4%	TRIM −3%
61	IONSIONIS PHARMACEUTICALS INC	19,290	$978,000	0.4%	HOLD
62	HSICHENRY SCHEIN INC	11,690	$958,000	0.4%	ADD 93%
63	LABSTANDARD BIOTOOLS INC	188,700	$951,000	0.4%	HOLD
64	AMGNAMGEN INC	5,090	$949,000	0.4%	HOLD
65	EXPEEXPEDIA GROUP INC	6,489	$934,000	0.4%	HOLD
66	INPHI CORP	23,150	$919,000	0.4%	NEW
67	SPECTRA ENERGY PARTNERS LP	20,510	$910,000	0.3%	HOLD
68	USBUS BANCORP	16,179	$867,000	0.3%	ADD 3%
69	VVVANGUARD INDEX FDS	7,377	$851,000	0.3%	ADD 2%
70	LIBERTY GLOBAL PLC	25,078	$850,000	0.3%	HOLD
71	VTIVANGUARD INDEX FDS	6,282	$814,000	0.3%	TRIM −3%
72	BKRBAKER HUGHES COMPANY	21,010	$769,000	0.3%	NEW
73	CRMSALESFORCE INC	8,030	$750,000	0.3%	TRIM −2%
74	BAHBOOZ ALLEN HAMILTON HLDG COR	19,620	$734,000	0.3%	TRIM −3%
75	TIME WARNER INC	6,788	$695,000	0.3%	HOLD
76	ETENERGY TRANSFER L P	38,168	$663,000	0.3%	HOLD
77	PGPROCTER AND GAMBLE CO	7,182	$653,000	0.3%	TRIM −6%
78	CNICANADIAN NATL RY CO	7,748	$642,000	0.2%	HOLD
79	BONDPIMCO ETF TR	5,754	$614,000	0.2%	HOLD
80	PEPPEPSICO INC	5,435	$606,000	0.2%	TRIM −18%
81	ACTIVISION BLIZZARD INC	9,200	$593,000	0.2%	HOLD
82	LIBERTY INTERACTIVE CORP	25,191	$590,000	0.2%	HOLD
83	BLKBLACKROCK INC	1,262	$564,000	0.2%	TRIM −15%
84	BMYBRISTOL-MYERS SQUIBB CO	8,740	$557,000	0.2%	HOLD
85	DISCOVERY COMMUNICATIONS	25,981	$526,000	0.2%	TRIM −6%
86	DVYISHARES TR	5,583	$523,000	0.2%	TRIM −3%
87	TDGTRANSDIGM GROUP INC	2,034	$520,000	0.2%	HOLD
88	ABTABBOTT LABS	9,440	$504,000	0.2%	TRIM −5%
89	PYPLPAYPAL HLDGS INC	7,700	$493,000	0.2%	TRIM −3%
90	GOOGLALPHABET INC	503	$490,000	0.2%	HOLD
91	LIBERTY GLOBAL CL B ORD	13,469	$454,000	0.2%	HOLD
92	SMINISHARES TR	9,134	$418,000	0.2%	ADD 8%
93	LIBERTY MEDIA CORP DEL	9,603	$402,000	0.2%	HOLD
94	MUMICRON TECHNOLOGY INC	10,000	$393,000	0.2%	HOLD
95	LIBERTY GLOBAL PLC	16,786	$391,000	0.2%	TRIM −8%
96	IWVISHARES TR	2,250	$336,000	0.1%	HOLD
97	IAC/Interactive Corp	2,776	$326,000	0.1%	HOLD
98	ZTSZOETIS INC	4,877	$311,000	0.1%	HOLD
99	ITWILLINOIS TOOL WKS INC	1,965	$291,000	0.1%	TRIM −13%
100	LIBERTY INTERACTIVE CORP	11,897	$280,000	0.1%	TRIM −4%
101	MMM3M CO	1,276	$268,000	0.1%	HOLD
102	ABBVABBVIE INC	2,900	$258,000	0.1%	TRIM −3%
103	SPGIS&P GLOBAL INC	1,620	$253,000	0.1%	HOLD
104	EDCONSOLIDATED EDISON INC	3,125	$252,000	0.1%	TRIM −6%
105	VGKVANGUARD INTL EQUITY INDEX F	4,315	$252,000	0.1%	ADD 14%
106	LBRDKLIBERTY BROADBAND CORP	2,592	$247,000	0.1%	HOLD
107	XLFSELECT SECTOR SPDR TR	9,363	$242,000	0.1%	ADD 2%
108	MCDMCDONALDS CORP	1,500	$235,000	0.1%	HOLD
109	ORCLORACLE CORP	4,850	$234,000	0.1%	HOLD
110	BABOEING CO	895	$228,000	0.1%	NEW
111	NSCNORFOLK SOUTHN CORP	1,700	$225,000	0.1%	HOLD
112	LIBERTY INTERACTIVE CORP	3,639	$209,000	0.1%	NEW
113	TRIPTRIPADVISOR INC	5,129	$208,000	0.1%	NEW
114	MUABLACKROCK MUNIASSETS FD INC	12,944	$195,000	0.1%	HOLD
115	NANNUVEEN NEW YORK QLT MUN INC	12,260	$173,000	0.1%	HOLD
116	BLUEKNIGHT ENERGY PARTNERS L	17,275	$98,000	0.0%	HOLD
117	MPVDFMOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948	10,878	$35,000	0.0%	HOLD

☆FIC CAPITAL INC