Dominick & Dominick LLC

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CIK 1453102

13F portfolio (2014-Q4)

$197M

Positions

183

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2014-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2014-Q4)

Holdings

183

Top 5

15.8%

Top 10

26.0%

Effective N

79.3

HHI

0.013

This quarter

20 new · 0 exit →

By sector

Unclassified27.2%

Health Care15.2%

Information Technology9.4%

Industrials8.8%

Energy8.6%

Financials6.9%

Consumer Discretionary5.8%

Consumer Staples5.4%

Other12.7%

By market cap

Large ($10–200B)33.7%

Mega (>$200B)32.2%

Unknown31.3%

Mid ($2–10B)1.8%

Small ($300M–2B)0.8%

Micro (<$300M)0.3%

By region

North America69.2%

Other27.2%

Europe2.8%

Asia-Pacific0.8%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	27.75%	66
Pharmaceuticals & Biotechnology	12.97%	11
Oil, Gas & Consumable Fuels	8.57%	7
Technology Hardware & Equipment	4.60%	5
Specialty Retail	4.30%	9
Banks	4.23%	7
Chemicals	3.89%	8
Health Care Equipment & Supplies	2.77%	5
Electrical Equipment & Components	2.76%	2
Road & Rail	2.53%	4
Aerospace & Defense	2.31%	3
Diversified Telecommunication Services	2.16%	2
Beverages	2.14%	4
Entertainment	2.09%	1
Utilities	1.73%	5
Commercial Services & Supplies	1.54%	5
Food Products	1.41%	4
Food & Staples Retailing	1.26%	1
Airlines	1.17%	2
Software	1.15%	4
Equity Real Estate Investment Trusts (REITs)	1.11%	2
Insurance	1.08%	3
Hotels, Restaurants & Leisure	0.84%	2
Software & IT Services	0.76%	2
Machinery	0.71%	3
Capital Markets	0.62%	2
Tobacco	0.59%	2
Metals & Mining	0.50%	2
Life Sciences Tools & Services	0.49%	1
Communications Equipment	0.49%	2
Paper & Forest Products	0.40%	2
Distributors	0.38%	1
Media & Entertainment	0.23%	1
Semiconductors & Semiconductor Equipment	0.17%	1
Textiles, Apparel & Luxury Goods	0.16%	1
Automobiles & Components	0.12%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	XOM	EXXON MOBIL CORP	Energy	4.25%
2	MRK	Merck & Co., Inc.	Health Care	3.62%
3	JNJ	JOHNSON & JOHNSON	Health Care	3.15%
4		UNITED TECHNOLOGIES CORP	Unclassified	2.49%
5		TIFFANY & CO NEW	Unclassified	2.33%
6	GE	GENERAL ELECTRIC CO	Information Technology	2.24%
7	DIS	Walt Disney Co	Communication Services	2.09%
8	IBM	INTERNATIONAL BUSINESS MACHINES CORP	Information Technology	2.08%
9		DU PONT E I DE NEMOURS & CO	Unclassified	1.94%
10		WALGREENS BOOTS ALLIANCE INC	Unclassified	1.80%

118/183 names classified · sector 72.8% of weight · industry 72.2% · mkt cap 68.7%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 7 quarters

Information TechnologyAAPL, GE, IBM, EMR, INTC · other

Health CareMRK, JNJ, NVS, ABBV, GILD · other

EnergyXOM, CVX, SLB, COP, BP · other

IndustrialsUPS, CAT, BA, MMM, DE · other

Consumer DiscretionaryHD, TGT, WMT, MCD, SYY · other

FinancialsBAC, JPM, AXP, TD, UNH · other

Consumer StaplesKO, CVS, PEP, KOF, DEO · other

MaterialsPG, ECL, NKE, KMB, APD · other

Communication ServicesDIS, T, VZ, META, CMCSA · other

UtilitiesSO, ED, DUK, PPL, D · other

Real EstateWPC, ARI

UnclassifiedUNITED TECHNOLOGIES CORP, TIFFANY & CO NEW, DU PONT E I DE NEMOURS & CO, PROSHARES, NSRGY · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 72.8% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2014-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (106 classified)Dominick & Dominick LLC centroid (Large Core)

Health CareInformation TechnologyIndustrialsEnergyConsumer DiscretionaryFinancialsCommunication ServicesMaterialsConsumer StaplesUtilitiesReal Estate

Style box summary for Dominick & Dominick LLC: centroid Large Core. Heaviest cells: Large Value 30.5%, Large Core 16.3%, Large Growth 8.8%.

Classified: 66.8% of book weight (106/141 names) · unclassified 33.2%: , NVS, SPY, BIV, BSV, TD, DEO, BABA, BRK.B, WPC +25 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 183 positions (2014-Q4) · largest first · Δ vs 2014-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	XOMEXXON MOBIL CORP	90,385	$8M	4.2%	TRIM −3%
2	MRKMERCK & CO INC	125,430	$7M	3.6%	HOLD
3	JNJJOHNSON & JOHNSON	59,183	$6M	3.1%	HOLD
4	UNITED TECHNOLOGIES CORP	42,653	$5M	2.5%	ADD 2%
5	TIFFANY & CO NEW	42,830	$5M	2.3%	HOLD
6	GEGENERAL ELECTRIC CO	174,110	$4M	2.2%	TRIM −13%
7	DISDISNEY WALT CO	43,704	$4M	2.1%	ADD 8%
8	IBMINTERNATIONAL BUSINESS MACHS	25,529	$4M	2.1%	TRIM −4%
9	DU PONT E I DE NEMOURS & CO	51,661	$4M	1.9%	HOLD
10	WALGREENS BOOTS ALLIANCE INC	46,490	$4M	1.8%	NEW
11	CVXCHEVRON CORP NEW	30,959	$3M	1.8%	ADD 9%
12	BABOEING CO	24,448	$3M	1.6%	ADD 5%
13	SLBSCHLUMBERGER LTD	34,177	$3M	1.5%	TRIM −5%
14	ABBVABBVIE INC	43,220	$3M	1.4%	HOLD
15	NVSNOVARTIS AG	29,460	$3M	1.4%	HOLD
16	TAT&T INC	79,627	$3M	1.4%	TRIM −8%
17	PGPROCTER AND GAMBLE CO	29,275	$3M	1.4%	TRIM −14%
18	BACBANK AMERICA CORP	142,109	$3M	1.3%	ADD 10%
19	CVSCVS HEALTH CORP	25,640	$2M	1.3%	HOLD
20	UPSUNITED PARCEL SERVICE INC	22,195	$2M	1.3%	HOLD
21	SPYSTATE STR SPDR S&P 500 ETF T	10,732	$2M	1.1%	ADD 10%
22	ROYAL DUTCH SHELL PLC	32,455	$2M	1.1%	TRIM −14%
23	MMM3M CO	11,774	$2M	1.0%	TRIM −3%
24	BIVVANGUARD BD INDEX FDS	21,350	$2M	0.9%	TRIM −8%
25	HDHOME DEPOT INC	17,133	$2M	0.9%	HOLD
26	GILDGILEAD SCIENCES INC	18,250	$2M	0.9%	TRIM −24%
27	WMTWALMART INC	19,990	$2M	0.9%	TRIM −3%
28	NKENIKE INC	17,700	$2M	0.9%	TRIM −3%
29	JPMJPMORGAN CHASE & CO	26,125	$2M	0.8%	ADD 5%
30	VZVERIZON COMMUNICATIONS INC	33,762	$2M	0.8%	HOLD
31	Alphabet CL C	2,988	$2M	0.8%	TRIM −15%
32	ECLECOLAB INC	14,900	$2M	0.8%	HOLD
33	CSCOCISCO SYS INC	55,950	$2M	0.8%	TRIM −10%
34	ABTABBOTT LABS	33,700	$2M	0.8%	HOLD
35	BAXBAXTER INTL INC	20,450	$1M	0.8%	ADD 632%
36	PIMCO DYNAMIC CR INCOME FD	71,802	$1M	0.8%	ADD 7%
37	RAYTHEON CO	13,240	$1M	0.7%	HOLD
38	ALLERGAN INC	6,700	$1M	0.7%	TRIM −6%
39	BSVVANGUARD BD INDEX FDS	17,450	$1M	0.7%	TRIM −17%
40	TDTORONTO DOMINION BK ONT	28,400	$1M	0.7%	ADD 165%
41	DEODIAGEO PLC	11,100	$1M	0.6%	TRIM −26%
42	PFEPFIZER INC	40,503	$1M	0.6%	ADD 2%
43	SOSOUTHERN CO	25,600	$1M	0.6%	TRIM −10%
44	ZBHZIMMER BIOMET HOLDINGS INC	10,800	$1M	0.6%	ADD 7%
45	SHWSHERWIN WILLIAMS CO	4,650	$1M	0.6%	HOLD
46	BABAALIBABA GROUP HLDG LTD	11,749	$1M	0.6%	ADD 104%
47	FDXFEDEX CORP	6,950	$1M	0.6%	ADD 2%
48	AXPAMERICAN EXPRESS CO	12,915	$1M	0.6%	ADD 178%
49	AIGAMERICAN INTL GROUP INC	21,078	$1M	0.6%	HOLD
50	HSYHERSHEY CO	11,200	$1M	0.6%	ADD 87%
51	ARIAPOLLO COML REAL EST FIN INC	11,800	$1M	0.6%	NEW
52	METAMETA PLATFORMS INC	14,877	$1M	0.6%	HOLD
53	DHRDANAHER CORP DEL	13,325	$1M	0.6%	HOLD
54	AAPLAPPLE INC	10,300	$1M	0.6%	TRIM −92%
55	TMOTHERMO FISHER SCIENTIFIC INC	8,970	$1M	0.6%	ADD 69%
56	DOW CHEM CO	24,533	$1M	0.6%	ADD 16%
57	AALAMERICAN AIRLS GROUP INC	20,546	$1M	0.6%	ADD 7%
58	LMTLOCKHEED MARTIN CORP	5,650	$1M	0.6%	TRIM −3%
59	PEPPEPSICO INC	11,458	$1M	0.6%	TRIM −11%
60	BRK.BBERKSHIRE HATHAWAY INC DEL	6,955	$1M	0.5%	TRIM −2%
61	TGTTARGET CORP	13,700	$1M	0.5%	TRIM −26%
62	GLAXOSMITHKLINE PLC	24,220	$1M	0.5%	ADD 202%
63	EMREMERSON ELEC CO	16,699	$1M	0.5%	TRIM −51%
64	MCDMCDONALDS CORP	10,980	$1M	0.5%	ADD 24%
65	KOCOCA COLA CO	24,346	$1M	0.5%	TRIM −43%
66	WPCW. P. Carey Inc.	14,600	$1M	0.5%	HOLD
67	VIACOM INC NEW	13,550	$1M	0.5%	ADD 61%
68	MARKET VECTORS ETF TR	42,500	$1M	0.5%	HOLD
69	GLDSPDR GOLD TR	8,840	$1M	0.5%	ADD 18%
70	BLACKSTONE GROUP LP	29,591	$1M	0.5%	ADD 7%
71	CSXCSX CORP	27,160	$984,000	0.5%	HOLD
72	MSFTMICROSOFT CORP	21,026	$977,000	0.5%	TRIM −41%
73	MSMORGAN STANLEY	25,095	$974,000	0.5%	HOLD
74	RVTYREVVITY INC	22,210	$971,000	0.5%	ADD 282%
75	CERNER CORP	15,000	$970,000	0.5%	HOLD
76	UNPUNION PAC CORP	8,079	$962,000	0.5%	ADD 267%
77	HILTON WORLDWIDE HLDGS INC	35,155	$917,000	0.5%	ADD 3%
78	MMACYS INC	13,952	$917,000	0.5%	NEW
79	WFCWELLS FARGO CO NEW	16,225	$889,000	0.5%	HOLD
80	KKR & CO LP	37,900	$880,000	0.4%	ADD 25%
81	IJHISHARES TR	5,935	$859,000	0.4%	ADD 2%
82	DUKDUKE ENERGY CORP NEW	10,158	$849,000	0.4%	TRIM −19%
83	QCOMQUALCOMM INC	11,269	$838,000	0.4%	TRIM −24%
84	AMGNAMGEN INC	5,185	$826,000	0.4%	HOLD
85	KOFCOCA-COLA FEMSA SAB DE CV	9,500	$822,000	0.4%	TRIM −20%
86	GLWCORNING INC	35,000	$803,000	0.4%	TRIM −2%
87	LQDISHARES TR	6,650	$794,000	0.4%	HOLD
88	NATIONAL GRID PLC	11,000	$777,000	0.4%	ADD 12%
89	MONSANTO CO NEW	6,465	$772,000	0.4%	TRIM −40%
90	SNYSANOFI SA	16,675	$761,000	0.4%	HOLD
91	MCKMCKESSON CORP	3,600	$747,000	0.4%	ADD 6%
92	CLCOLGATE PALMOLIVE CO	10,600	$733,000	0.4%	TRIM −12%
93	COSTCOSTCO WHSL CORP NEW	5,100	$723,000	0.4%	HOLD
94	VGKVANGUARD INTL EQUITY INDEX F	13,700	$718,000	0.4%	NEW
95	AFLAFLAC INC	11,700	$715,000	0.4%	TRIM −5%
96	CATCATERPILLAR INC	7,763	$711,000	0.4%	HOLD
97	XJPIXNUVEEN PFD SECS & INC OPPTY	31,625	$710,000	0.4%	TRIM −26%
98	MUNIPIMCO Intermediate Muni Bd Actv - ETF	12,800	$687,000	0.3%	TRIM −54%
99	ORCLORACLE CORP	15,125	$680,000	0.3%	HOLD
100	BPBP PLC	17,766	$677,000	0.3%	ADD 137%
101	DDOMINION ENERGY INC	8,480	$652,000	0.3%	HOLD
102	DSLDOUBLELINE INCOME SOLUTIONS	32,705	$651,000	0.3%	TRIM −8%
103	GOOGLE INC	1,205	$639,000	0.3%	ADD 17%
104	URIUNITED RENTALS INC	6,200	$632,000	0.3%	TRIM −36%
105	GISGENERAL MILLS INC	11,760	$627,000	0.3%	ADD 73%
106	COPCONOCOPHILLIPS	9,035	$624,000	0.3%	TRIM −6%
107	MARMARRIOTT INTL INC NEW	8,000	$624,000	0.3%	HOLD
108	PMPHILIP MORRIS INTL INC	7,597	$619,000	0.3%	TRIM −3%
109	MDTMEDTRONIC INC	7,766	$561,000	0.3%	TRIM −5%
110	NSCNORFOLK SOUTHN CORP	5,120	$561,000	0.3%	NEW
111	MOALTRIA GROUP INC	11,085	$546,000	0.3%	TRIM −10%
112	SJMSMUCKER J M CO	5,400	$545,000	0.3%	TRIM −7%
113	BED BATH & BEYOND INC	6,800	$518,000	0.3%	TRIM −58%
114	AQUA AMERICA INC	19,218	$513,000	0.3%	NEW
115	IDVISHARES TR	15,200	$512,000	0.3%	HOLD
116	BGBBLACKSTONE STRATEGIC CRED 20	30,449	$502,000	0.3%	TRIM −40%
117	MAMASTERCARD INCORPORATED	5,675	$489,000	0.2%	TRIM −27%
118	HALHALLIBURTON CO	12,100	$476,000	0.2%	ADD 50%
119	IRINGERSOLL-RAND PLC	7,500	$475,000	0.2%	HOLD
120	BMYBRISTOL-MYERS SQUIBB CO	7,859	$464,000	0.2%	ADD 38%
121	INTUINTUIT	5,000	$461,000	0.2%	HOLD
122	CMCSACOMCAST CORP NEW	7,765	$450,000	0.2%	TRIM −2%
123	MDLZMONDELEZ INTL INC	12,250	$445,000	0.2%	ADD 78%
124	PSMTPRICESMART INC	4,800	$438,000	0.2%	HOLD
125	KMBKIMBERLY-CLARK CORP	3,746	$433,000	0.2%	TRIM −10%
126	AMZNAMAZON COM INC	1,287	$399,000	0.2%	HOLD
127	PCYOPURE CYCLE CORP	93,889	$376,000	0.2%	NEW
128	CCITIGROUP INC	6,600	$357,000	0.2%	NEW
129	VVISA INC	1,333	$349,000	0.2%	HOLD
130	IPINTERNATIONAL PAPER CO	6,470	$347,000	0.2%	TRIM −8%
131	WMWASTE MGMT INC DEL	6,760	$347,000	0.2%	TRIM −6%
132	INTCINTEL CORP	9,481	$344,000	0.2%	TRIM −13%
133	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	6,450	$340,000	0.2%	ADD 21%
134	VIGVANGUARD SPECIALIZED FUNDS	4,175	$339,000	0.2%	NEW
135	BIOTA PHARMACEUTIALS INC	150,166	$336,000	0.2%	HOLD
136	MUFGMITSUBISHI UFJ FINANCIAL GRO	60,000	$332,000	0.2%	HOLD
137	BTTBLACKROCK MUN TARGET TERM TR	16,257	$327,000	0.2%	HOLD
138	IEPICAHN ENTERPRISES LP	3,500	$324,000	0.2%	NEW
139	RLRALPH LAUREN CORP	1,700	$315,000	0.2%	HOLD
140	EWGISHARES INC MSCI GERMANY ETF	11,050	$303,000	0.2%	NEW
141	TIME WARNER INC	3,485	$298,000	0.2%	NEW
142	CBS CORP NEW	5,200	$288,000	0.1%	NEW
143	NUVEEN INTER DURATION MUN TERM COM	22,972	$287,000	0.1%	ADD 5%
144	HONHONEYWELL INTL INC	2,800	$280,000	0.1%	HOLD
145	VECTREN CORP	6,000	$277,000	0.1%	HOLD
146	RPMRPM INTL INC	5,260	$267,000	0.1%	HOLD
147	CLXCLOROX CO DEL	2,550	$266,000	0.1%	TRIM −20%
148	IDAIDACORP INC	4,000	$265,000	0.1%	HOLD
149	GLOCLOUGH GLOBAL OPPORTUNITIES	20,000	$256,000	0.1%	HOLD
150	IFFINTERNATIONAL FLAVORS&FRAGRA	2,470	$250,000	0.1%	HOLD
151	VCVISTEON CORP	2,296	$245,000	0.1%	ADD 4%
152	BENFRANKLIN RESOURCES INC	4,303	$238,000	0.1%	TRIM −18%
153	XEXGXEATON VANCE TAX-MANAGED GLOB	25,000	$237,000	0.1%	HOLD
154	LNCLINCOLN NATL CORP IND	4,030	$232,000	0.1%	HOLD
155	MYLAN INC	4,080	$230,000	0.1%	NEW
156	BRK.ABERKSHIRE HATHAWAY INC DEL	1	$226,000	0.1%	HOLD
157	MDXGMIMEDX GROUP INC	19,600	$226,000	0.1%	TRIM −5%
158	DEDEERE & CO	2,484	$220,000	0.1%	TRIM −6%
159	UNILEVER N V	5,600	$219,000	0.1%	HOLD
160	HCP INC	4,900	$216,000	0.1%	TRIM −42%
161	TECO ENERGY INC	10,500	$215,000	0.1%	HOLD
162	EEMISHARES TR	5,300	$208,000	0.1%	HOLD
163	LYBLYONDELLBASELL INDUSTRIES N	2,610	$207,000	0.1%	HOLD
164	LOWLOWES COS INC	3,000	$206,000	0.1%	NEW
165	ETGEATON VANCE TX ADV GLBL DIV	12,000	$194,000	0.1%	HOLD
166	PROSHARES	12,470	$193,000	0.1%	HOLD
167	AAALCOA INC	10,900	$172,000	0.1%	NEW
168	MID-CON ENERGY PARTNERS LP	26,000	$164,000	0.1%	NEW
169	IDNINTELLICHECK INC	46,675	$138,000	0.1%	ADD 22%
170	VERMILLION INC	66,300	$132,000	0.1%	ADD 3%
171	ERICERICSSON	10,400	$126,000	0.1%	HOLD
172	XETYXEATON VANCE TAX-MANAGED DIVE	10,000	$112,000	0.1%	HOLD
173	EMULEX CORP	19,250	$109,000	0.1%	TRIM −9%
174	AVON PRODS INC	10,965	$103,000	0.1%	HOLD
175	Harris and Harris Group Inc	33,500	$99,000	0.1%	HOLD
176	MNKDMannkind Corp	17,000	$89,000	0.0%	HOLD
177	DOT HILL SYS CORP	14,000	$62,000	0.0%	TRIM −10%
178	ZYNGA INC	19,500	$52,000	0.0%	HOLD
179	EMERALD OIL INC	34,500	$41,000	0.0%	NEW
180	FROFRONTLINE LTD	12,500	$31,000	0.0%	NEW
181	YINGLI GREEN ENERGY HLDG CO	12,000	$28,000	0.0%	HOLD
182	CYTORI THERAPEUTICS INC	24,350	$12,000	0.0%	HOLD
183	BPZ RESOURCES INC	21,000	$6,000	0.0%	NEW

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