EMERSON INVESTMENT MANAGEMENT, LLC

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CIK 774602

13F portfolio (2016-Q1)

$528M

Positions

133

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2015-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2016-Q1)

Holdings

133

Top 5

15.2%

Top 10

25.9%

Effective N

61.7

HHI

0.016

This quarter

14 new · 0 exit →

By sector

Unclassified40.7%

Consumer Discretionary10.7%

Financials9.8%

Information Technology9.5%

Health Care7.1%

Consumer Staples6.2%

Industrials4.8%

Communication Services3.5%

Other7.7%

By market cap

Unknown44.0%

Large ($10–200B)29.0%

Mega (>$200B)23.4%

Mid ($2–10B)3.6%

Small ($300M–2B)0.0%

By region

North America58.0%

Other40.7%

Europe1.3%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	40.93%	55
Specialty Retail	7.81%	6
Pharmaceuticals & Biotechnology	5.68%	9
Commercial Services & Supplies	4.87%	5
Food Products	4.00%	3
Oil, Gas & Consumable Fuels	3.42%	4
Diversified Telecommunication Services	3.36%	2
Banks	2.79%	4
Technology Hardware & Equipment	2.72%	2
Electrical Equipment & Components	2.71%	3
Capital Markets	2.63%	2
Insurance	2.50%	4
Software	2.11%	2
Utilities	1.97%	4
Beverages	1.83%	3
Health Care Equipment & Supplies	1.54%	2
Equity Real Estate Investment Trusts (REITs)	1.44%	1
Hotels, Restaurants & Leisure	1.28%	3
Aerospace & Defense	1.25%	3
Communications Equipment	1.03%	1
Textiles, Apparel & Luxury Goods	0.99%	1
Chemicals	0.81%	2
Semiconductors & Semiconductor Equipment	0.80%	2
Automobiles & Components	0.66%	1
Food & Staples Retailing	0.18%	1
Software & IT Services	0.17%	2
Tobacco	0.16%	2
Road & Rail	0.15%	1
Entertainment	0.08%	1
Paper & Forest Products	0.08%	1
Machinery	0.04%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	HEDJ	WISDOMTREE TR	Unclassified	4.16%
2	DXJ	WISDOMTREE TR	Unclassified	3.52%
3	VWO	VANGUARD INTL EQUITY INDEX F	Unclassified	2.55%
4	EFA	ISHARES TR	Unclassified	2.52%
5	AAPL	Apple Inc.	Information Technology	2.44%
6	IWM	ISHARES TR	Unclassified	2.24%
7	GE	GENERAL ELECTRIC CO	Information Technology	2.18%
8	VNQ	VANGUARD INDEX FDS	Unclassified	2.13%
9	HD	HOME DEPOT, INC.	Consumer Discretionary	2.11%
10	MSFT	MICROSOFT CORP	Information Technology	2.04%

79/133 names classified · sector 59.3% of weight · industry 59.1% · mkt cap 56.0%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 12 quarters

FinancialsUNH, BLK, MA, JPM, AFL · other

Consumer DiscretionaryHD, TGT, DRI, EAT, FAST · other

Information TechnologyAAPL, MSFT, GE, INTU, AVGO · other

Health CareBMY, ABT, BDX, NVO, ABBV · other

IndustrialsBR, LMT, RSG, GD, EXPD · other

Consumer StaplesSJM, PEP, GIS, MDLZ, KHC · other

EnergyCVX, XOM, COP, OII, SDRL · other

MaterialsPG, MOS, BHP, APD, NEM · other

Communication ServicesT, VZ, DIS, VOD, META

UtilitiesES, DUK, KMI, NEE, D · other

Real Estate

UnclassifiedVWO, DXJ, IWM, VNQ, HEDJ · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 59.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2016-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (72 classified)EMERSON INVESTMENT MANAGEMENT, LLC centroid (Large Core)

Consumer DiscretionaryFinancialsInformation TechnologyConsumer StaplesHealth CareIndustrialsCommunication ServicesEnergyUtilitiesReal EstateMaterials

Style box summary for EMERSON INVESTMENT MANAGEMENT, LLC: centroid Large Core. Heaviest cells: Large Value 17.8%, Large Growth 9.5%, Large Core 9.4%.

Classified: 55.8% of book weight (72/116 names) · unclassified 44.2%: , HEDJ, DXJ, VWO, EFA, IWM, VNQ, RWX, LQD, IEF +34 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 133 positions (2016-Q1) · largest first · Δ vs 2015-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	HEDJWISDOMTREE TR	422,898	$22M	4.2%	ADD 9%
2	DXJWISDOMTREE TR	425,200	$19M	3.5%	ADD 3%
3	VWOVANGUARD INTL EQUITY INDEX F	389,862	$13M	2.6%	ADD 2%
4	EFAISHARES TR	232,576	$13M	2.5%	HOLD
5	AAPLAPPLE INC	118,349	$13M	2.4%	ADD 12%
6	IWMISHARES TR	106,643	$12M	2.2%	HOLD
7	GEGENERAL ELECTRIC CO	361,539	$11M	2.2%	ADD 4%
8	VNQVANGUARD INDEX FDS	134,061	$11M	2.1%	HOLD
9	HDHOME DEPOT INC	83,517	$11M	2.1%	ADD 3%
10	MSFTMICROSOFT CORP	194,552	$11M	2.0%	ADD 4%
11	UNHUNITEDHEALTH GROUP INC	79,186	$10M	1.9%	HOLD
12	BMYBRISTOL-MYERS SQUIBB CO	153,767	$10M	1.9%	TRIM −4%
13	BLKBLACKROCK INC	28,238	$10M	1.8%	HOLD
14	KHCKRAFT HEINZ CO	122,391	$10M	1.8%	ADD 4%
15	ESEVERSOURCE ENERGY	162,584	$9M	1.8%	HOLD
16	RSGREPUBLIC SVCS INC	196,001	$9M	1.8%	HOLD
17	TAT&T INC	238,292	$9M	1.8%	ADD 4%
18	RWXSPDR INDEX SHS FDS	217,863	$9M	1.7%	HOLD
19	LQDISHARES TR	75,079	$9M	1.7%	HOLD
20	IEFISHARES TR	79,956	$9M	1.7%	HOLD
21	TGTTARGET CORP	107,176	$9M	1.7%	HOLD
22	FASTFASTENAL CO	172,676	$8M	1.6%	HOLD
23	VZVERIZON COMMUNICATIONS INC	155,702	$8M	1.6%	HOLD
24	JPMJPMORGAN CHASE & CO	141,096	$8M	1.6%	HOLD
25	MAMASTERCARD INCORPORATED	88,334	$8M	1.6%	TRIM −6%
26	CVXCHEVRON CORP NEW	87,341	$8M	1.6%	ADD 9%
27	IWFISHARES TR	77,155	$8M	1.5%	TRIM −7%
28	BDXBECTON DICKINSON & CO	50,251	$8M	1.4%	ADD 8%
29	CCICROWN CASTLE INC	87,867	$8M	1.4%	ADD 4%
30	MMACYS INC	171,946	$8M	1.4%	NEW
31	PEPPEPSICO INC	70,493	$7M	1.4%	ADD 4%
32	BRBROADRIDGE FINL SOLUTIONS IN	121,774	$7M	1.4%	TRIM −29%
33	VCSHVANGUARD SCOTTSDALE FDS	87,694	$7M	1.3%	ADD 2%
34	ABTABBOTT LABS	160,385	$7M	1.3%	ADD 8%
35	HOLLYFRONTIER CORP	186,529	$7M	1.2%	ADD 4%
36	GNRSPDR INDEX SHS FDS	181,605	$6M	1.2%	ADD 124%
37	ISHARES MSCI INTL SMALL-CAP MULTIFACTOR ETF	403,057	$6M	1.2%	ADD 15%
38	IAUISHARES GOLD TRUST	513,250	$6M	1.2%	HOLD
39	GISGENERAL MILLS INC	95,533	$6M	1.1%	TRIM −26%
40	EATBRINKER INTL INC	130,790	$6M	1.1%	ADD 19%
41	EWCISHARES INC	246,217	$6M	1.1%	ADD 8%
42	LMTLOCKHEED MARTIN CORP	26,250	$6M	1.1%	ADD 10%
43	VEUVANGUARD INTL EQUITY INDEX F	126,621	$5M	1.0%	TRIM −30%
44	VIGVANGUARD SPECIALIZED FUNDS	66,723	$5M	1.0%	TRIM −9%
45	SJMSMUCKER J M CO	41,731	$5M	1.0%	TRIM −36%
46	QCOMQUALCOMM INC	105,814	$5M	1.0%	ADD 3%
47	VFCV F CORP	80,782	$5M	1.0%	ADD 11%
48	BACBANK AMERICA CORP	380,052	$5M	1.0%	NEW
49	COSTCOSTCO WHSL CORP NEW	31,689	$5M	0.9%	TRIM −10%
50	XOMEXXON MOBIL CORP	58,143	$5M	0.9%	HOLD
51	NVONOVO-NORDISK A S	89,214	$5M	0.9%	HOLD
52	SPSBSPDR SERIES TRUST	156,759	$5M	0.9%	HOLD
53	COPCONOCOPHILLIPS	112,466	$5M	0.9%	HOLD
54	CMECME GROUP INC	44,271	$4M	0.8%	TRIM −18%
55	JNJJOHNSON & JOHNSON	38,595	$4M	0.8%	TRIM −5%
56	BSVVANGUARD BD INDEX FDS	50,461	$4M	0.8%	HOLD
57	SRLNSSGA ACTIVE ETF TR	81,535	$4M	0.7%	HOLD
58	PGPROCTER AND GAMBLE CO	45,270	$4M	0.7%	HOLD
59	AVGOBROADCOM LTD	23,651	$4M	0.7%	NEW
60	SPDR Bloomberg Barclays High Yie	102,575	$4M	0.7%	ADD 3%
61	MGAMAGNA INTL INC	81,558	$4M	0.7%	NEW
62	AGGISHARES TR	29,098	$3M	0.6%	TRIM −9%
63	CLAYMORE EXCHANGE TRD FD TR	116,848	$3M	0.5%	HOLD
64	AZNASTRAZENECA PLC	99,610	$3M	0.5%	HOLD
65	SJNKSPDR SERIES TRUST	90,731	$2M	0.4%	ADD 5%
66	ABBNYABB LTD	116,928	$2M	0.4%	ADD 15%
67	SLFSUN LIFE FINANCIAL INC.	69,398	$2M	0.4%	HOLD
68	UNITED TECHNOLOGIES CORP	18,357	$2M	0.3%	TRIM −44%
69	DEODIAGEO PLC	16,962	$2M	0.3%	ADD 4%
70	TEMPLETON GLOBAL INCOME FD	260,183	$2M	0.3%	HOLD
71	EEMISHARES TR	44,804	$2M	0.3%	HOLD
72	IBMINTERNATIONAL BUSINESS MACHS	9,781	$1M	0.3%	TRIM −13%
73	BRK.BBERKSHIRE HATHAWAY INC DEL	9,677	$1M	0.3%	HOLD
74	SPYSTATE STR SPDR S&P 500 ETF T	5,771	$1M	0.2%	TRIM −40%
75	DGRWWISDOMTREE TR	31,335	$980,000	0.2%	HOLD
76	CVSCVS HEALTH CORP	9,408	$976,000	0.2%	HOLD
77	UNPUNION PAC CORP	10,046	$799,000	0.2%	HOLD
78	VTIVANGUARD INDEX FDS	7,286	$764,000	0.1%	NEW
79	VCITVANGUARD SCOTTSDALE FDS	8,703	$757,000	0.1%	ADD 14%
80	BNYBANK NEW YORK MELLON CORP	20,408	$752,000	0.1%	HOLD
81	MDYSPDR S&P MIDCAP 400 ETF TR	2,570	$675,000	0.1%	HOLD
82	IJRISHARES TR	5,695	$641,000	0.1%	HOLD
83	KOCOCA COLA CO	12,913	$599,000	0.1%	HOLD
84	ADPAUTOMATIC DATA PROCESSING IN	6,607	$593,000	0.1%	TRIM −4%
85	INTCINTEL CORP	17,835	$577,000	0.1%	HOLD
86	PRAXAIR INC	4,988	$571,000	0.1%	HOLD
87	APDAIR PRODS & CHEMS INC	3,855	$555,000	0.1%	TRIM −7%
88	EMREMERSON ELEC CO	9,566	$520,000	0.1%	TRIM −8%
89	INVIVO THERAPEUTICS HLDGS CO	74,175	$518,000	0.1%	HOLD
90	MMM3M CO	3,019	$503,000	0.1%	TRIM −2%
91	MCDMCDONALDS CORP	3,900	$490,000	0.1%	HOLD
92	BABOEING CO	3,824	$485,000	0.1%	HOLD
93	MRKMERCK & CO INC	9,149	$484,000	0.1%	TRIM −5%
94	CBCHUBB LIMITED	4,051	$483,000	0.1%	NEW
95	GLAXOSMITHKLINE PLC	11,555	$469,000	0.1%	HOLD
96	WFCWELLS FARGO CO NEW	9,689	$469,000	0.1%	TRIM −3%
97	PMPHILIP MORRIS INTL INC	4,640	$455,000	0.1%	TRIM −3%
98	ROYAL DUTCH SHELL PLC	8,899	$431,000	0.1%	HOLD
99	DISDISNEY WALT CO	4,319	$429,000	0.1%	TRIM −7%
100	NEENEXTERA ENERGY INC	3,610	$427,000	0.1%	TRIM −4%
101	KMBKIMBERLY-CLARK CORP	3,164	$426,000	0.1%	TRIM −7%
102	ACNACCENTURE PLC IRELAND	3,645	$421,000	0.1%	HOLD
103	AMGNAMGEN INC	2,670	$400,000	0.1%	HOLD
104	IVWISHARES TR	3,431	$398,000	0.1%	NEW
105	WMWASTE MGMT INC DEL	6,675	$394,000	0.1%	TRIM −10%
106	BNDVANGUARD BD INDEX FDS	4,746	$393,000	0.1%	NEW
107	ORCLORACLE CORP	9,565	$391,000	0.1%	HOLD
108	DVYISHARES TR	4,746	$388,000	0.1%	ADD 19%
109	MOALTRIA GROUP INC	6,179	$387,000	0.1%	HOLD
110	ABBVABBVIE INC	6,493	$371,000	0.1%	HOLD
111	E M C CORP MASS	13,519	$360,000	0.1%	HOLD
112	PFEPFIZER INC	11,938	$354,000	0.1%	HOLD
113	SLBSCHLUMBERGER LTD	4,737	$349,000	0.1%	TRIM −8%
114	CIGNA CORPORATION	2,536	$348,000	0.1%	HOLD
115	IWBISHARES TR	3,053	$348,000	0.1%	HOLD
116	AMERICA MOVIL SAB DE CV	21,520	$334,000	0.1%	HOLD
117	GDGENERAL DYNAMICS CORP	2,421	$318,000	0.1%	TRIM −94%
118	MONSANTO CO NEW	3,296	$289,000	0.1%	HOLD
119	METAMETA PLATFORMS INC	2,475	$282,000	0.1%	HOLD
120	VBVANGUARD INDEX FDS	2,370	$264,000	0.1%	HOLD
121	THGHANOVER INS GROUP INC	2,917	$263,000	0.0%	HOLD
122	DUKDUKE ENERGY CORP NEW	3,030	$244,000	0.0%	TRIM −49%
123	SBUXSTARBUCKS CORP	4,077	$243,000	0.0%	HOLD
124	SPHSUBURBAN PROPANE PARTNERS L	7,825	$234,000	0.0%	NEW
125	VXUSVANGUARD STAR FDS	5,218	$234,000	0.0%	NEW
126	WECWEC ENERGY GROUP INC	3,610	$217,000	0.0%	NEW
127	VVVANGUARD INDEX FDS	2,300	$216,000	0.0%	HOLD
128	ITWILLINOIS TOOL WKS INC	2,100	$215,000	0.0%	NEW
129	DU PONT E I DE NEMOURS & CO	3,382	$214,000	0.0%	HOLD
130	BRK.ABERKSHIRE HATHAWAY INC DEL	1	$213,000	0.0%	NEW
131	CYTRX CORP	26,000	$70,000	0.0%	HOLD
132	ORGANOVO HLDGS INC	21,250	$46,000	0.0%	HOLD
133	LABSTYLE INNOVATIONS CORP $5.0	12,005	$3,000	0.0%	NEW

☆EMERSON INVESTMENT MANAGEMENT, LLC