PROFESSIONAL PLANNING

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CIK 1740871

13F portfolio (2021-Q3)

$209M

Positions

124

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2021-Q3)

Holdings

124

Top 5

39.1%

Top 10

52.7%

Effective N

22.8

HHI

0.044

This quarter

5 new · 0 exit →

By sector

Unclassified25.1%

Information Technology23.7%

Consumer Discretionary22.6%

Financials12.5%

Communication Services8.3%

Health Care3.9%

Industrials2.1%

Materials1.0%

Other0.8%

By market cap

Mega (>$200B)59.0%

Unknown25.1%

Large ($10–200B)14.5%

Mid ($2–10B)1.2%

Small ($300M–2B)0.2%

By region

North America74.9%

Other25.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	25.93%	57
Specialty Retail	17.26%	7
Technology Hardware & Equipment	13.00%	3
Commercial Services & Supplies	9.51%	5
Software	7.55%	4
Software & IT Services	6.07%	4
Pharmaceuticals & Biotechnology	3.72%	7
Automobiles & Components	2.70%	1
Semiconductors & Semiconductor Equipment	2.62%	3
Hotels, Restaurants & Leisure	2.39%	5
Banks	2.22%	6
Entertainment	1.79%	1
Aerospace & Defense	1.38%	5
Chemicals	0.89%	3
Media & Entertainment	0.67%	1
Utilities	0.43%	1
Beverages	0.35%	2
Insurance	0.29%	1
Capital Markets	0.24%	2
Textiles, Apparel & Luxury Goods	0.24%	1
Diversified Telecommunication Services	0.17%	1
Airlines	0.16%	1
Life Sciences Tools & Services	0.15%	1
Construction Materials	0.14%	1
Electrical Equipment & Components	0.13%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	12.46%
2	AMZN	AMAZON COM INC	Consumer Discretionary	11.08%
3	MSFT	MICROSOFT CORP	Information Technology	6.06%
4	QQQ	INVESCO QQQ TR	Unclassified	5.36%
5	V	VISA INC.	Financials	4.16%
6	MA	Mastercard Inc	Financials	4.16%
7	TSLA	Tesla, Inc.	Consumer Discretionary	2.70%
8	COST	COSTCO WHOLESALE CORP /NEW	Consumer Discretionary	2.36%
9	GOOGL	Alphabet Inc.	Communication Services	2.27%
10	NVDA	NVIDIA CORP	Information Technology	2.08%

68/124 names classified · sector 74.9% of weight · industry 74.1% · mkt cap 74.9%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 16 quarters

FinancialsV, MA, PFSI, JPM, BRK.B · other

Information TechnologyAAPL, MSFT, NVDA, ZM, XYZ · other

Consumer DiscretionaryHD, AMZN, SBUX, COST, TSLA · other

Communication ServicesMETA, DIS, VZ, GOOGL, GOOG · other

IndustrialsBA, WM, HEI, LMT, SWK · other

Consumer StaplesHRL, CVS, ADM, PEP, KO

Health CareMRNA, ABT, PFE, ABBV, JNJ · other

MaterialsNKE, PG, CLX, EXP, KMB · other

Utilities

Real Estate

UnclassifiedQQQ, BIV, POWERSHARES QQQ TRUST, ITB, XHE · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 74.9% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2021-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (64 classified)PROFESSIONAL PLANNING centroid (Large Growth)

Information TechnologyConsumer DiscretionaryFinancialsCommunication ServicesIndustrialsHealth CareMaterialsUtilitiesConsumer Staples

Style box summary for PROFESSIONAL PLANNING: centroid Large Growth. Heaviest cells: Large Growth 50.8%, Large Core 9.0%, Large Value 7.3%.

Classified: 71.9% of book weight (64/123 names) · unclassified 28.1%: QQQ, MRNA, FCOR, SPY, STIP, BRK.A, BRK.B, MOAT, LQD, XLI +49 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 124 positions (2021-Q3) · largest first · Δ vs 2021-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	184,441	$26M	12.5%	TRIM −3%
2	AMZNAMAZON COM INC	7,062	$23M	11.1%	TRIM −3%
3	MSFTMICROSOFT CORP	45,047	$13M	6.1%	TRIM −5%
4	QQQINVESCO QQQ TR	31,379	$11M	5.4%	HOLD
5	VVISA INC	39,149	$9M	4.2%	TRIM −5%
6	MAMASTERCARD INCORPORATED	25,060	$9M	4.2%	TRIM −5%
7	TSLATESLA INC	7,290	$6M	2.7%	HOLD
8	COSTCOSTCO WHSL CORP NEW	11,003	$5M	2.4%	TRIM −5%
9	GOOGLALPHABET INC	1,779	$5M	2.3%	HOLD
10	NVDANVIDIA CORPORATION	21,000	$4M	2.1%	ADD 286%
11	HDHOME DEPOT INC	12,869	$4M	2.0%	TRIM −6%
12	DISDISNEY WALT CO	22,215	$4M	1.8%	ADD 20%
13	METAMETA PLATFORMS INC	10,830	$4M	1.8%	TRIM −2%
14	MRNAMODERNA INC	9,539	$4M	1.8%	HOLD
15	FCORFIDELITY MERRIMACK STR TR	62,091	$3M	1.6%	TRIM −12%
16	GOOGALPHABET INC	1,264	$3M	1.6%	HOLD
17	SPYSTATE STR SPDR S&P 500 ETF T	6,269	$3M	1.3%	HOLD
18	STIPISHARES TR	25,067	$3M	1.3%	ADD 18%
19	SBUXSTARBUCKS CORP	23,528	$3M	1.2%	HOLD
20	JPMJPMORGAN CHASE & CO	12,889	$2M	1.0%	TRIM −20%
21	BRK.ABERKSHIRE HATHAWAY INC DEL	5	$2M	1.0%	HOLD
22	BRK.BBERKSHIRE HATHAWAY INC DEL	6,500	$2M	0.8%	HOLD
23	MOATVANECK ETF TRUST	22,837	$2M	0.8%	ADD 7%
24	LQDISHARES TR	11,378	$2M	0.7%	TRIM −13%
25	NFLXNETFLIX INC	2,311	$1M	0.7%	TRIM −13%
26	XLISELECT SECTOR SPDR TR	14,218	$1M	0.7%	TRIM −28%
27	PBWINVESCO EXCHANGE TRADED FD T	17,487	$1M	0.6%	TRIM −9%
28	WMTWALMART INC	9,652	$1M	0.6%	ADD 3%
29	VTIVANGUARD INDEX FDS	6,003	$1M	0.6%	HOLD
30	FIDUFIDELITY COVINGTON TRUST	25,153	$1M	0.6%	ADD 2%
31	PYPLPAYPAL HLDGS INC	4,926	$1M	0.6%	ADD 15%
32	IHIISHARES TR	20,279	$1M	0.6%	ADD 482%
33	BABOEING CO	5,488	$1M	0.6%	TRIM −17%
34	MCDMCDONALDS CORP	4,970	$1M	0.6%	ADD 9%
35	NKENIKE INC	8,103	$1M	0.6%	TRIM −2%
36	ABTABBOTT LABS	9,871	$1M	0.6%	TRIM −3%
37	MINTPIMCO ETF TR	10,909	$1M	0.5%	ADD 54%
38	PSIINVESCO EXCHANGE TRADED FD T	8,288	$1M	0.5%	ADD 28%
39	XYZBLOCK INC	4,411	$1M	0.5%	HOLD
40	CRMSALESFORCE INC	3,892	$1M	0.5%	ADD 3%
41	FFINFIRST FINL BANKSHARES INC	22,802	$1M	0.5%	HOLD
42	BIVVANGUARD BD INDEX FDS	11,686	$1M	0.5%	TRIM −74%
43	TGTTARGET CORP	4,412	$1M	0.5%	TRIM −4%
44	ADBEADOBE INC	1,722	$991,000	0.5%	ADD 4%
45	SHWSHERWIN WILLIAMS CO	3,504	$980,000	0.5%	HOLD
46	ZMZOOM COMMUNICATIONS INC	3,457	$904,000	0.4%	TRIM −12%
47	FNCLFIDELITY COVINGTON TRUST	16,688	$895,000	0.4%	ADD 3%
48	PAVEGLOBAL X FDS	35,159	$893,000	0.4%	ADD 9%
49	AWKAMERICAN WTR WKS CO INC NEW	5,273	$891,000	0.4%	TRIM −12%
50	AMDADVANCED MICRO DEVICES INC	8,633	$888,000	0.4%	ADD 5%
51	JPSTJ P MORGAN EXCHANGE TRADED F	17,502	$887,000	0.4%	ADD 29%
52	IGVISHARES TR	2,198	$877,000	0.4%	ADD 5%
53	WMWASTE MGMT INC DEL	5,593	$835,000	0.4%	HOLD
54	ABBVABBVIE INC	7,604	$820,000	0.4%	ADD 7%
55	DHRDANAHER CORP DEL	2,642	$804,000	0.4%	ADD 54%
56	JNJJOHNSON & JOHNSON	4,801	$775,000	0.4%	HOLD
57	LMTLOCKHEED MARTIN CORP	2,219	$765,000	0.4%	TRIM −3%
58	TIPISHARES TR	5,650	$721,000	0.3%	ADD 7%
59	QQQXNUVEEN NASDAQ 100 DYNAMIC OV	23,181	$657,000	0.3%	ADD 2%
60	PFEPFIZER INC	14,708	$632,000	0.3%	HOLD
61	IVEISHARES TR	4,237	$616,000	0.3%	ADD 23%
62	JMSTJ P MORGAN EXCHANGE TRADED F	11,860	$605,000	0.3%	ADD 43%
63	UNHUNITEDHEALTH GROUP INC	1,546	$604,000	0.3%	HOLD
64	FHLCFIDELITY COVINGTON TRUST	9,392	$599,000	0.3%	TRIM −3%
65	FMATFIDELITY COVINGTON TRUST	12,781	$565,000	0.3%	TRIM −10%
66	XHESPDR SERIES TRUST	4,417	$552,000	0.3%	TRIM −2%
67	LULULULULEMON ATHLETICA INC	1,221	$494,000	0.2%	HOLD
68	MARMARRIOTT INTL INC NEW	3,233	$478,000	0.2%	TRIM −10%
69	SCHDSCHWAB STRATEGIC TR	6,269	$465,000	0.2%	ADD 40%
70	PGPROCTER AND GAMBLE CO	3,261	$455,000	0.2%	TRIM −5%
71	FDISFIDELITY COVINGTON TRUST	5,654	$453,000	0.2%	TRIM −5%
72	CCITIGROUP INC	6,391	$448,000	0.2%	ADD 14%
73	LOWLOWES COS INC	2,199	$446,000	0.2%	ADD 10%
74	SJNKSPDR SERIES TRUST	16,069	$440,000	0.2%	ADD 61%
75	VCITVANGUARD SCOTTSDALE FDS	4,638	$437,000	0.2%	HOLD
76	CZRCAESARS ENTERTAINMENT INC NE	3,834	$430,000	0.2%	TRIM −14%
77	AMGNAMGEN INC	1,991	$423,000	0.2%	TRIM −8%
78	FRELFIDELITY COVINGTON TRUST	13,856	$421,000	0.2%	TRIM −3%
79	HBNCHORIZON BANCORP INC	22,778	$413,000	0.2%	HOLD
80	PEPPEPSICO INC	2,743	$412,000	0.2%	HOLD
81	ITBISHARES TR	6,170	$408,000	0.2%	HOLD
82	VIGVANGUARD SPECIALIZED FUNDS	2,593	$398,000	0.2%	ADD 17%
83	SPLVINVESCO EXCH TRADED FD TR II	6,505	$395,000	0.2%	TRIM −8%
84	PFSIPENNYMAC FINL SVCS INC NEW	6,469	$395,000	0.2%	HOLD
85	AGGISHARES TR	3,425	$393,000	0.2%	HOLD
86	VEAVANGUARD TAX-MANAGED FDS	7,767	$392,000	0.2%	ADD 14%
87	ABMABM INDS INC	8,125	$365,000	0.2%	HOLD
88	VZVERIZON COMMUNICATIONS INC	6,661	$359,000	0.2%	TRIM −45%
89	SCHPSCHWAB STRATEGIC TR	5,707	$357,000	0.2%	NEW
90	HYLSFIRST TR EXCHANGE-TRADED FD	7,304	$351,000	0.2%	ADD 26%
91	RTXRTX CORPORATION	4,087	$351,000	0.2%	TRIM −4%
92	LUVSOUTHWEST AIRLS CO	6,581	$338,000	0.2%	TRIM −11%
93	IBBISHARES TR	2,081	$336,000	0.2%	HOLD
94	BNDVANGUARD BD INDEX FDS	3,853	$329,000	0.2%	TRIM −67%
95	GSYINVESCO ACTIVELY MANAGED EXC	6,518	$328,000	0.2%	ADD 31%
96	TMOTHERMO FISHER SCIENTIFIC INC	574	$327,000	0.2%	HOLD
97	KOCOCA COLA CO	6,227	$326,000	0.2%	TRIM −5%
98	NOBLPROSHARES TR	3,657	$323,000	0.2%	ADD 5%
99	WCLDWISDOMTREE TR	5,305	$305,000	0.1%	TRIM −9%
100	ILMNILLUMINA INC	751	$304,000	0.1%	HOLD
101	YUMYUM BRANDS INC	2,474	$302,000	0.1%	HOLD
102	LLYELI LILLY & CO	1,296	$299,000	0.1%	HOLD
103	EXPEAGLE MATLS INC	2,259	$296,000	0.1%	TRIM −25%
104	NOCNORTHROP GRUMMAN CORP	806	$290,000	0.1%	ADD 12%
105	UFOXETF SER SOLUTIONS	7,830	$284,000	0.1%	ADD 3%
106	GSGOLDMAN SACHS GROUP INC	752	$284,000	0.1%	NEW
107	HONHONEYWELL INTL INC	1,326	$281,000	0.1%	ADD 4%
108	DVYISHARES TR	2,395	$274,000	0.1%	TRIM −7%
109	EMREMERSON ELEC CO	2,821	$265,000	0.1%	ADD 4%
110	SDYSPDR SER TR	2,254	$264,000	0.1%	TRIM −17%
111	LDURPIMCO ETF TR	2,583	$263,000	0.1%	NEW
112	ARKKARK ETF TR	2,325	$256,000	0.1%	ADD 4%
113	AMATAPPLIED MATLS INC	1,960	$252,000	0.1%	TRIM −7%
114	VTVVANGUARD INDEX FDS	1,862	$252,000	0.1%	ADD 9%
115	BACBANK AMERICA CORP	5,717	$242,000	0.1%	HOLD
116	TANINVESCO EXCH TRADED FD TR II	3,007	$240,000	0.1%	TRIM −12%
117	CLOUGLOBAL X FDS	8,048	$235,000	0.1%	TRIM −5%
118	RPMRPM INTL INC	2,934	$227,000	0.1%	HOLD
119	XMPTVANECK ETF TRUST	7,509	$220,000	0.1%	ADD 7%
120	BXBLACKSTONE INC	1,876	$218,000	0.1%	NEW
121	XBISPDR SERIES TRUST	1,665	$209,000	0.1%	TRIM −9%
122	XILINX INC	1,350	$203,000	0.1%	NEW
123	PEJINVESCO EXCHANGE TRADED FD T	4,013	$202,000	0.1%	TRIM −27%
124	ANNALY MORTGAGE MANAGEMENT	14,488	$121,000	0.1%	HOLD

☆PROFESSIONAL PLANNING