Mosaic Family Wealth, LLC

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CIK 1674343

13F portfolio (2021-Q4)

$384M

Positions

179

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2021-Q4)

Holdings

179

Top 5

51.0%

Top 10

60.4%

Effective N

12.7

HHI

0.079

This quarter

14 new · 0 exit →

By sector

Unclassified76.6%

Information Technology6.8%

Financials3.7%

Materials2.7%

Consumer Discretionary2.7%

Utilities1.7%

Health Care1.6%

Communication Services1.4%

Other2.8%

By market cap

Unknown76.7%

Mega (>$200B)11.8%

Large ($10–200B)10.5%

Mid ($2–10B)0.7%

Small ($300M–2B)0.2%

By region

Other76.6%

North America23.4%

Europe0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	77.18%	83
Technology Hardware & Equipment	4.35%	6
Chemicals	2.18%	6
Utilities	1.70%	11
Pharmaceuticals & Biotechnology	1.51%	7
Specialty Retail	1.50%	5
Banks	1.37%	7
Semiconductors & Semiconductor Equipment	1.05%	6
Software & IT Services	1.00%	5
Insurance	0.92%	2
Software	0.88%	3
Automobiles & Components	0.60%	1
Commercial Services & Supplies	0.59%	4
Hotels, Restaurants & Leisure	0.58%	2
Capital Markets	0.56%	4
Beverages	0.56%	2
Aerospace & Defense	0.53%	5
Metals & Mining	0.52%	1
Equity Real Estate Investment Trusts (REITs)	0.43%	2
Oil, Gas & Consumable Fuels	0.37%	4
Electrical Equipment & Components	0.37%	1
Diversified Telecommunication Services	0.30%	2
Health Care Equipment & Supplies	0.23%	2
Road & Rail	0.20%	1
Entertainment	0.14%	1
Media & Entertainment	0.14%	2
Food Products	0.07%	1
Tobacco	0.06%	1
Machinery	0.05%	1
Professional Services	0.05%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	VUG	VANGUARD INDEX FDS	Unclassified	22.27%
2	DBEF	DBX ETF TR	Unclassified	12.64%
3	VTV	VANGUARD INDEX FDS	Unclassified	6.76%
4	VBK	VANGUARD INDEX FDS	Unclassified	6.02%
5	AAPL	Apple Inc.	Information Technology	3.33%
6	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	2.92%
7	VOT	VANGUARD INDEX FDS	Unclassified	1.73%
8	VWO	VANGUARD INTL EQUITY INDEX F	Unclassified	1.61%
9	NKE	NIKE, Inc.	Materials	1.60%
10	VOE	VANGUARD INDEX FDS	Unclassified	1.56%

97/179 names classified · sector 23.4% of weight · industry 22.8% · mkt cap 23.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 25 quarters

Information TechnologyAAPL, EMR, MSFT, CSCO, GE · other

FinancialsCNC, BRK.B, USB, BAC, PYPL · other

UtilitiesEPD, NEE, ET, TRGP, OKE · other

Health CareJNJ, PFE, ABBV, BMY, MDT · other

MaterialsNKE, PG, CL, FCX, IP · other

Consumer DiscretionaryMCD, AMZN, WMT, LOW, TSLA · other

Communication ServicesT, GOOG, VZ, CMCSA, META · other

IndustrialsBA, FIS, ERII, ITW, IR · other

Consumer StaplesPEP, POST, KO, MO, MDLZ · other

EnergyCVX, XOM, PAA, MPLX, PSX · other

Real EstateO, AMT, WELL, PSA, WY · other

UnclassifiedVUG, DBEF, VTV, VBK, EFA · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 23.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2021-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 22% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (90 classified)Mosaic Family Wealth, LLC centroid (Large Core)

Information TechnologyMaterialsConsumer DiscretionaryFinancialsHealth CareCommunication ServicesUtilitiesIndustrialsConsumer StaplesReal EstateEnergy

Style box summary for Mosaic Family Wealth, LLC: centroid Large Core. Heaviest cells: Large Growth 7.5%, Large Value 5.0%, Large Core 4.7%.

Classified: 21.6% of book weight (90/175 names) · unclassified 78.4%: VUG, DBEF, VTV, VBK, VEA, VOT, VWO, VOE, VBR, SCHX +75 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 179 positions (2021-Q4) · largest first · Δ vs 2021-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	VUGVANGUARD INDEX FDS	266,746	$86M	22.3%	HOLD
2	DBEFDBX ETF TR	1,237,322	$49M	12.6%	ADD 2%
3	VTVVANGUARD INDEX FDS	176,492	$26M	6.8%	HOLD
4	VBKVANGUARD INDEX FDS	82,054	$23M	6.0%	ADD 2%
5	AAPLAPPLE INC	72,033	$13M	3.3%	HOLD
6	VEAVANGUARD TAX-MANAGED FDS	220,065	$11M	2.9%	HOLD
7	VOTVANGUARD INDEX FDS	26,080	$7M	1.7%	HOLD
8	VWOVANGUARD INTL EQUITY INDEX F	125,252	$6M	1.6%	ADD 5%
9	NKENIKE INC	36,875	$6M	1.6%	HOLD
10	VOEVANGUARD INDEX FDS	39,963	$6M	1.6%	TRIM −3%
11	VBRVANGUARD INDEX FDS	31,019	$6M	1.4%	TRIM −4%
12	SCHXSCHWAB U.S. LARGE-CAP ETF	36,729	$4M	1.1%	TRIM −2%
13	IWFISHARES TR	13,094	$4M	1.0%	TRIM −5%
14	VVVANGUARD INDEX FDS	16,926	$4M	1.0%	TRIM −11%
15	EFAISHARES TR	45,518	$4M	0.9%	HOLD
16	USMVISHARES TR	40,341	$3M	0.8%	ADD 9%
17	BNDVANGUARD BD INDEX FDS	38,127	$3M	0.8%	HOLD
18	MSFTMICROSOFT CORP	8,840	$3M	0.8%	HOLD
19	AMZNAMAZON COM INC	869	$3M	0.8%	ADD 8%
20	CNCCENTENE CORP DEL	34,897	$3M	0.7%	TRIM −29%
21	IWDISHARES TR	17,052	$3M	0.7%	TRIM −6%
22	GOFGUGGENHEIM STRATEGIC OPPORTU	140,282	$3M	0.7%	ADD 3%
23	BSVVANGUARD BD INDEX FDS	28,961	$2M	0.6%	HOLD
24	TSLATESLA INC	2,188	$2M	0.6%	HOLD
25	BRK.BBERKSHIRE HATHAWAY INC DEL	7,581	$2M	0.6%	ADD 2%
26	SPYSTATE STR SPDR S&P 500 ETF T	4,598	$2M	0.6%	HOLD
27	DVYISHARES TR	17,046	$2M	0.5%	HOLD
28	NEENEXTERA ENERGY INC	22,214	$2M	0.5%	HOLD
29	FCXFREEPORT MCMORAN INC	48,222	$2M	0.5%	TRIM −25%
30	VNQVANGUARD INDEX FDS	16,436	$2M	0.5%	TRIM −10%
31	GOOGALPHABET INC	650	$2M	0.5%	ADD 9%
32	BACBANK AMERICA CORP	39,825	$2M	0.5%	HOLD
33	MCDMCDONALDS CORP	6,579	$2M	0.5%	HOLD
34	VOVANGUARD INDEX FDS	6,816	$2M	0.5%	HOLD
35	HPQHP INC	45,000	$2M	0.4%	HOLD
36	PFEPFIZER INC	26,895	$2M	0.4%	TRIM −18%
37	JNJJOHNSON & JOHNSON	9,073	$2M	0.4%	TRIM −3%
38	PEPPEPSICO INC	8,824	$2M	0.4%	HOLD
39	VTIVANGUARD INDEX FDS	6,127	$1M	0.4%	TRIM −6%
40	EMREMERSON ELEC CO	15,098	$1M	0.4%	TRIM −36%
41	MMTMFS MULTIMARKET INCOME TR	214,309	$1M	0.4%	ADD 3%
42	EFAVISHARES TR	17,793	$1M	0.4%	ADD 10%
43	HDVISHARES TR	13,252	$1M	0.3%	ADD 8%
44	OREALTY INCOME CORP	18,696	$1M	0.3%	HOLD
45	MUMICRON TECHNOLOGY INC	14,176	$1M	0.3%	TRIM −41%
46	QUALISHARES TR	8,951	$1M	0.3%	ADD 5%
47	VBVANGUARD INDEX FDS	5,369	$1M	0.3%	TRIM −3%
48	PGPROCTER AND GAMBLE CO	7,395	$1M	0.3%	ADD 10%
49	SFSTIFEL FINL CORP	15,964	$1M	0.3%	HOLD
50	MMUWESTERN ASSET MANAGED MUNS F	84,974	$1M	0.3%	HOLD
51	USBUS BANCORP	19,106	$1M	0.3%	HOLD
52	AMATAPPLIED MATLS INC	6,620	$1M	0.3%	HOLD
53	VFVAVANGUARD WELLINGTON FD	9,674	$1M	0.3%	ADD 12%
54	VCITVANGUARD SCOTTSDALE FDS	10,857	$1M	0.3%	ADD 5%
55	VANGUARD WELLINGTON FD	8,589	$987,000	0.3%	ADD 12%
56	VFQYVANGUARD WELLINGTON FD	7,801	$985,000	0.3%	ADD 13%
57	ABTABBOTT LABS	6,971	$981,000	0.3%	ADD 13%
58	CSCOCISCO SYS INC	15,378	$974,000	0.3%	TRIM −10%
59	LOWLOWES COS INC	3,721	$962,000	0.3%	TRIM −7%
60	SMMVISHARES TR	24,512	$958,000	0.2%	ADD 8%
61	SLYGSPDR SERIES TRUST	10,289	$955,000	0.2%	TRIM −19%
62	IVVISHARES TR	1,940	$925,000	0.2%	ADD 48%
63	SPYGSPDR SERIES TRUST STATE STREET SPD	12,759	$925,000	0.2%	TRIM −51%
64	WMTWALMART INC	6,333	$916,000	0.2%	HOLD
65	VFMOVANGUARD WELLINGTON FD	6,820	$908,000	0.2%	ADD 10%
66	AEEAMEREN CORP	10,027	$892,000	0.2%	ADD 14%
67	GOOGLALPHABET INC	301	$872,000	0.2%	HOLD
68	SPDR S&P 500 ETF TR	1,800	$855,000	0.2%	NEW
69	JPCNUVEEN PFD & INCOME OPPORTUN	86,890	$848,000	0.2%	TRIM −12%
70	VGSHVANGUARD SHORT-TERM TREASURY ETF	13,943	$848,000	0.2%	HOLD
71	EPDENTERPRISE PRODS PARTNERS L	38,061	$836,000	0.2%	TRIM −7%
72	ABBVABBVIE INC	6,134	$830,000	0.2%	TRIM −18%
73	MAMASTERCARD INCORPORATED	2,307	$829,000	0.2%	ADD 4%
74	RSPINVESCO EXCHANGE TRADED FD T	5,090	$828,000	0.2%	ADD 4%
75	MTUMISHARES TR	4,461	$811,000	0.2%	HOLD
76	HPEHEWLETT PACKARD ENTERPRISE C	50,300	$793,000	0.2%	HOLD
77	DFAIDIMENSIONAL ETF TRUST	26,666	$789,000	0.2%	HOLD
78	VYMVANGUARD WHITEHALL FDS	7,042	$789,000	0.2%	HOLD
79	MAGELLAN MIDSTREAM PARTNERS LP	16,825	$781,000	0.2%	HOLD
80	UNPUNION PAC CORP	3,075	$775,000	0.2%	HOLD
81	JPMJPMORGAN CHASE & CO	4,741	$751,000	0.2%	TRIM −14%
82	IWSISHARES TR	5,990	$733,000	0.2%	TRIM −8%
83	XELXCEL ENERGY INC	10,479	$709,000	0.2%	HOLD
84	BABOEING CO	3,467	$698,000	0.2%	ADD 14%
85	IWNISHARES TR	4,172	$693,000	0.2%	HOLD
86	TAT&T INC	28,100	$691,000	0.2%	TRIM −5%
87	CVXCHEVRON CORP NEW	5,893	$691,000	0.2%	ADD 6%
88	EFSCENTERPRISE FINL SVCS CORP	14,500	$683,000	0.2%	HOLD
89	VIGVANGUARD SPECIALIZED FUNDS	3,940	$677,000	0.2%	ADD 5%
90	UNHUNITEDHEALTH GROUP INC	1,315	$660,000	0.2%	ADD 33%
91	ACNACCENTURE PLC IRELAND	1,557	$645,000	0.2%	ADD 12%
92	VTWOVANGUARD SCOTTSDALE FDS	7,083	$636,000	0.2%	HOLD
93	KOCOCA COLA CO	10,567	$626,000	0.2%	ADD 9%
94	HDHOME DEPOT INC	1,487	$617,000	0.2%	TRIM −10%
95	EEMVISHARES INC	9,827	$617,000	0.2%	ADD 9%
96	IWPISHARES TR	5,334	$615,000	0.2%	TRIM −4%
97	NVDANVIDIA CORPORATION	2,048	$602,000	0.2%	TRIM −12%
98	MMM3M CO	3,073	$546,000	0.1%	TRIM −6%
99	METAMETA PLATFORMS INC	1,591	$535,000	0.1%	TRIM −12%
100	MGCVanguard Mega Cap ETF	3,173	$533,000	0.1%	HOLD
101	IJKISHARES TR	6,176	$527,000	0.1%	HOLD
102	INTCINTEL CORP	10,170	$524,000	0.1%	TRIM −5%
103	DISDISNEY WALT CO	3,379	$523,000	0.1%	TRIM −13%
104	TIPISHARES TR	3,780	$488,000	0.1%	HOLD
105	PDTHANCOCK JOHN PREM DIVID FD	29,161	$487,000	0.1%	TRIM −20%
106	SOSOUTHERN CO	7,031	$482,000	0.1%	TRIM −8%
107	STATE STR SPDR S&P 500 ET	1,000	$475,000	0.1%	TRIM −64%
108	MSMORGAN STANLEY	4,810	$472,000	0.1%	TRIM −11%
109	IWOISHARES TR	1,608	$471,000	0.1%	HOLD
110	FISFIDELITY NATL INFORMATION SV	4,286	$468,000	0.1%	ADD 7%
111	SBUXSTARBUCKS CORP	4,003	$468,000	0.1%	ADD 39%
112	QQQINVESCO QQQ TR	1,158	$461,000	0.1%	TRIM −23%
113	VZVERIZON COMMUNICATIONS INC	8,843	$459,000	0.1%	ADD 5%
114	VOOVANGUARD INDEX FDS	1,048	$458,000	0.1%	TRIM −2%
115	BRK.ABERKSHIRE HATHAWAY INC DEL	1	$451,000	0.1%	HOLD
116	RTXRTX CORPORATION	5,207	$448,000	0.1%	ADD 11%
117	IJRISHARES TR	3,415	$391,000	0.1%	ADD 6%
118	CCITIGROUP INC	6,446	$389,000	0.1%	ADD 7%
119	IJHISHARES TR	1,355	$384,000	0.1%	HOLD
120	COSTCOSTCO WHSL CORP NEW	658	$374,000	0.1%	ADD 6%
121	BMYBRISTOL-MYERS SQUIBB CO	5,694	$355,000	0.1%	TRIM −12%
122	LMTLOCKHEED MARTIN CORP	968	$344,000	0.1%	ADD 4%
123	MDTMEDTRONIC PLC	3,313	$343,000	0.1%	TRIM −11%
124	APAMARTISAN PARTNERS ASSET MGMT	7,143	$340,000	0.1%	HOLD
125	CHDCHURCH & DWIGHT CO INC	3,318	$340,000	0.1%	HOLD
126	CSQCALAMOS STRATEGIC TOTAL RETU	17,178	$331,000	0.1%	HOLD
127	GDGENERAL DYNAMICS CORP	1,576	$329,000	0.1%	ADD 11%
128	ADPAUTOMATIC DATA PROCESSING IN	1,326	$327,000	0.1%	TRIM −4%
129	VVISA INC	1,511	$327,000	0.1%	ADD 2%
130	CMCSACOMCAST CORP NEW	6,358	$320,000	0.1%	TRIM −4%
131	THFFFIRST FINANCIAL CORPORATION	7,016	$318,000	0.1%	NEW
132	TXNTEXAS INSTRS INC	1,659	$313,000	0.1%	TRIM −15%
133	SRSPIRE INC	4,735	$309,000	0.1%	ADD 28%
134	DFATDIMENSIONAL ETF TRUST	6,401	$304,000	0.1%	NEW
135	DUKDUKE ENERGY CORP NEW	2,885	$303,000	0.1%	TRIM −5%
136	WELLWELLTOWER INC	3,500	$300,000	0.1%	HOLD
137	DFAEDIMENSIONAL ETF TRUST	10,823	$296,000	0.1%	HOLD
138	SRPTSAREPTA THERAPEUTICS INC	3,269	$294,000	0.1%	HOLD
139	IJTISHARES TR	2,095	$291,000	0.1%	ADD 15%
140	EEMISHARES TR	5,855	$286,000	0.1%	HOLD
141	ORCLORACLE CORP	3,278	$286,000	0.1%	ADD 13%
142	MDLZMONDELEZ INTL INC	4,110	$273,000	0.1%	HOLD
143	ENBENBRIDGE INC	6,972	$272,000	0.1%	HOLD
144	IEFAISHARES TR	3,646	$272,000	0.1%	HOLD
145	ROKROCKWELL AUTOMATION INC	780	$272,000	0.1%	NEW
146	WFCWELLS FARGO CO NEW	5,633	$270,000	0.1%	TRIM −3%
147	OKEONEOK INC NEW	4,571	$269,000	0.1%	HOLD
148	IJSISHARES TR	2,481	$259,000	0.1%	TRIM −22%
149	DFACDIMENSIONAL ETF TRUST	8,882	$257,000	0.1%	HOLD
150	IAUISHARES GOLD TR	7,270	$253,000	0.1%	HOLD
151	BMVPINVESCO EXCHANGE TRADED FD T	1,966	$247,000	0.1%	HOLD
152	VFHVANGUARD WORLD FD	2,552	$246,000	0.1%	HOLD
153	OTEXOPEN TEXT CORP	5,117	$243,000	0.1%	HOLD
154	LINLINDE PLC	693	$240,000	0.1%	NEW
155	XOMEXXON MOBIL CORP	3,910	$239,000	0.1%	TRIM −37%
156	IEMGISHARES INC	3,968	$238,000	0.1%	ADD 13%
157	AMDADVANCED MICRO DEVICES INC	1,643	$236,000	0.1%	NEW
158	CLCOLGATE PALMOLIVE CO	2,732	$233,000	0.1%	NEW
159	WMBWILLIAMS COS INC	8,899	$232,000	0.1%	HOLD
160	CMECME GROUP INC	1,005	$230,000	0.1%	NEW
161	ETENERGY TRANSFER L P	27,925	$230,000	0.1%	TRIM −13%
162	VTVANGUARD INTL EQUITY INDEX F	2,121	$228,000	0.1%	HOLD
163	BIVVANGUARD BD INDEX FDS	2,572	$225,000	0.1%	HOLD
164	MOALTRIA GROUP INC	4,646	$220,000	0.1%	HOLD
165	NVSNOVARTIS AG	2,504	$219,000	0.1%	NEW
166	NOCNORTHROP GRUMMAN CORP	563	$218,000	0.1%	HOLD
167	PSXPHILLIPS 66	2,993	$217,000	0.1%	HOLD
168	IBMINTERNATIONAL BUSINESS MACHS	1,568	$210,000	0.1%	TRIM −13%
169	EPCEDGEWELL PERS CARE CO	4,576	$209,000	0.1%	NEW
170	ITWILLINOIS TOOL WKS INC	838	$207,000	0.1%	NEW
171	PAYXPAYCHEX INC	1,515	$207,000	0.1%	NEW
172	AEPAMERICAN ELEC PWR CO INC	2,319	$206,000	0.1%	NEW
173	NFLXNETFLIX INC	332	$200,000	0.1%	NEW
174	VMBSVANGUARD SCOTTSDALE FDS	3,777	$200,000	0.1%	HOLD
175	KYNKAYNE ANDERSON ENERGY INFRST	22,805	$178,000	0.0%	HOLD
176	PFOFLAHERTY & CRUMRINE PFD INCO	11,761	$150,000	0.0%	HOLD
177	BBBLACKBERRY LTD	12,560	$117,000	0.0%	HOLD
178	CASIFCASI PHARMACEUTICALS INC	17,500	$14,000	0.0%	HOLD
179	AMPIO PHARMACEUTICALS INC	11,000	$6,000	0.0%	HOLD

☆Mosaic Family Wealth, LLC