Highland Private Wealth Management

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CIK 1664772

13F portfolio (2022-Q3)

$620M

Positions

183

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2022-Q3)

Holdings

183

Top 5

37.8%

Top 10

57.3%

Effective N

22.5

HHI

0.044

This quarter

11 new · 0 exit →

By sector

Unclassified68.3%

Information Technology15.8%

Consumer Discretionary7.8%

Financials2.4%

Communication Services1.5%

Health Care1.4%

Industrials1.0%

Consumer Staples0.5%

Other1.2%

By market cap

Unknown68.3%

Mega (>$200B)26.3%

Large ($10–200B)5.3%

Mid ($2–10B)0.0%

Small ($300M–2B)0.0%

By region

Other68.3%

North America31.7%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	68.82%	60
Software	12.96%	8
Specialty Retail	6.63%	10
Technology Hardware & Equipment	1.98%	7
Pharmaceuticals & Biotechnology	1.20%	11
Software & IT Services	1.15%	4
Insurance	0.82%	8
Commercial Services & Supplies	0.71%	8
Semiconductors & Semiconductor Equipment	0.70%	6
Automobiles & Components	0.68%	3
Hotels, Restaurants & Leisure	0.50%	2
Banks	0.50%	6
Chemicals	0.46%	5
Oil, Gas & Consumable Fuels	0.39%	5
Beverages	0.32%	2
Aerospace & Defense	0.26%	6
Capital Markets	0.25%	4
Equity Real Estate Investment Trusts (REITs)	0.23%	5
Machinery	0.19%	4
Health Care Equipment & Supplies	0.17%	4
Road & Rail	0.16%	2
Media & Entertainment	0.16%	2
Entertainment	0.14%	1
Utilities	0.12%	1
Diversified Telecommunication Services	0.11%	2
Communications Equipment	0.10%	1
Food Products	0.09%	2
Food & Staples Retailing	0.07%	1
Transportation Infrastructure	0.07%	1
Industrial Conglomerates	0.05%	1
Distributors	0.03%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	MSFT	MICROSOFT CORP	Information Technology	12.22%
2	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	7.78%
3	VIG	VANGUARD SPECIALIZED FUNDS	Unclassified	6.10%
4	BSV	VANGUARD BD INDEX FDS	Unclassified	5.93%
5	AMZN	AMAZON COM INC	Consumer Discretionary	5.82%
6	IEFA	ISHARES TR	Unclassified	5.12%
7	VOO	VANGUARD INDEX FDS	Unclassified	4.51%
8	BIV	VANGUARD BD INDEX FDS	Unclassified	3.59%
9	IAU	ISHARES GOLD TR	Unclassified	3.55%
10	ESGD	ISHARES TR	Unclassified	2.72%

124/183 names classified · sector 31.7% of weight · industry 31.2% · mkt cap 31.7%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 28 quarters

Information TechnologyMSFT, AAPL, U, DOCU, EMR · other

Consumer DiscretionaryAMZN, COST, MAR, KSS, TGT · other

FinancialsBRK.B, DJP, UNH, JPM, BAC · other

Communication ServicesMETA, GOOGL, GOOG, DIS, VZ · other

Health CareJNJ, MRK, PFE, ABBV, NKTR · other

IndustrialsMMM, BA, CAT, LUV, ALK · other

EnergyCVX, XOM, BP, SLB, COP · other

MaterialsPG, NKE, LIN, CL, APD · other

Consumer StaplesPEP, KO, CVS, MDLZ, GIS · other

Real EstateAMT, PLD, RITM, AVB, ILPT · other

UtilitiesNEE, AEP, OKE, WMB, KMI · other

UnclassifiedSCHF, SPY, VEA, VXUS, EFA · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 31.7% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2022-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 31% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (121 classified)Highland Private Wealth Management centroid (Large Core)

Information TechnologyConsumer DiscretionaryFinancialsCommunication ServicesHealth CareIndustrialsConsumer StaplesMaterialsEnergyReal EstateUtilities

Style box summary for Highland Private Wealth Management: centroid Large Core. Heaviest cells: Large Growth 22.4%, Large Core 4.3%, Large Value 3.2%.

Classified: 30.8% of book weight (121/177 names) · unclassified 69.2%: VEA, VIG, BSV, IEFA, VOO, BIV, IAU, ESGD, USRT, SPY +46 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 183 positions (2022-Q3) · largest first · Δ vs 2022-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	MSFTMICROSOFT CORP	325,182	$76M	12.2%	TRIM −3%
2	VEAVANGUARD TAX-MANAGED FDS	1,325,919	$48M	7.8%	ADD 5%
3	VIGVANGUARD SPECIALIZED FUNDS	279,549	$38M	6.1%	ADD 3%
4	BSVVANGUARD BD INDEX FDS	491,612	$37M	5.9%	TRIM −20%
5	AMZNAMAZON COM INC	318,987	$36M	5.8%	HOLD
6	IEFAISHARES TR	603,101	$32M	5.1%	ADD 5%
7	VOOVANGUARD INDEX FDS	85,099	$28M	4.5%	ADD 3%
8	BIVVANGUARD BD INDEX FDS	302,990	$22M	3.6%	TRIM −18%
9	IAUISHARES GOLD TR	698,467	$22M	3.6%	ADD 3%
10	ESGDISHARES TR	299,885	$17M	2.7%	HOLD
11	USRTISHARES TR	344,579	$16M	2.6%	HOLD
12	SPYSTATE STR SPDR S&P 500 ETF T	39,578	$14M	2.3%	HOLD
13	ESGUISHARES TR	176,722	$14M	2.3%	HOLD
14	EMBISHARES TR	175,329	$14M	2.2%	TRIM −2%
15	VWOVANGUARD INTL EQUITY INDEX F	325,886	$12M	1.9%	ADD 7%
16	IEMGISHARES INC	262,126	$11M	1.8%	ADD 4%
17	BNDVANGUARD BD INDEX FDS	156,779	$11M	1.8%	ADD 4849%
18	IJRISHARES TR	122,168	$11M	1.7%	ADD 8%
19	IWBISHARES TR	48,800	$10M	1.6%	ADD 13%
20	AAPLAPPLE INC	67,082	$9M	1.5%	ADD 2%
21	SCHFSCHWAB STRATEGIC TR	268,422	$8M	1.2%	HOLD
22	IVVISHARES TR	20,496	$7M	1.2%	ADD 15%
23	VOVANGUARD INDEX FDS	29,869	$6M	0.9%	HOLD
24	ESGEISHARES INC	175,272	$5M	0.8%	HOLD
25	VWOBVANGUARD WHITEHALL FDS	77,509	$4M	0.7%	ADD 30%
26	TSLATESLA INC	14,232	$4M	0.6%	ADD 220%
27	VBVANGUARD INDEX FDS	20,668	$4M	0.6%	ADD 16%
28	UNHUNITEDHEALTH GROUP INC	6,193	$3M	0.5%	ADD 6%
29	EFAISHARES TR	53,053	$3M	0.5%	ADD 19%
30	BRK.BBERKSHIRE HATHAWAY INC DEL	10,969	$3M	0.5%	HOLD
31	IJHISHARES TR	13,271	$3M	0.5%	ADD 8%
32	GOOGLALPHABET INC	29,655	$3M	0.5%	ADD 1904%
33	VNQVANGUARD INDEX FDS	32,728	$3M	0.4%	ADD 8%
34	GOOGALPHABET INC	24,683	$2M	0.4%	ADD 2088%
35	SUSAISHARES TR	31,130	$2M	0.4%	HOLD
36	VEUVANGUARD INTL EQUITY INDEX F	52,828	$2M	0.4%	HOLD
37	ESMLISHARES TR	75,900	$2M	0.4%	HOLD
38	SBUXSTARBUCKS CORP	25,498	$2M	0.3%	ADD 4%
39	UUNITY SOFTWARE INC	63,633	$2M	0.3%	HOLD
40	JNJJOHNSON & JOHNSON	11,891	$2M	0.3%	HOLD
41	VUGVANGUARD INDEX FDS	8,903	$2M	0.3%	ADD 265%
42	VXUSVANGUARD STAR FDS	37,683	$2M	0.3%	HOLD
43	METAMETA PLATFORMS INC	11,131	$2M	0.2%	ADD 35%
44	SPDWSPDR INDEX SHS FDS	54,922	$1M	0.2%	ADD 28%
45	AVGOBROADCOM INC	2,995	$1M	0.2%	HOLD
46	HDHOME DEPOT INC	4,728	$1M	0.2%	ADD 12%
47	VTVVANGUARD INDEX FDS	10,428	$1M	0.2%	ADD 292%
48	COSTCOSTCO WHSL CORP NEW	2,630	$1M	0.2%	ADD 3%
49	VVISA INC	6,984	$1M	0.2%	ADD 11%
50	ABBVABBVIE INC	9,189	$1M	0.2%	HOLD
51	PGPROCTER AND GAMBLE CO	9,437	$1M	0.2%	ADD 3%
52	JPMJPMORGAN CHASE & CO	10,819	$1M	0.2%	TRIM −15%
53	NVDANVIDIA CORPORATION	9,281	$1M	0.2%	HOLD
54	PEPPEPSICO INC	6,458	$1M	0.2%	ADD 2%
55	IWRISHARES TR	16,949	$1M	0.2%	HOLD
56	VTIVANGUARD INDEX FDS	5,632	$1M	0.2%	ADD 3%
57	SCHXSCHWAB U.S. LARGE-CAP ETF	20,600	$988,000	0.2%	HOLD
58	MCDMCDONALDS CORP	4,109	$948,000	0.2%	ADD 9%
59	MRKMERCK & CO INC	10,953	$943,000	0.2%	TRIM −5%
60	KOCOCA COLA CO	16,667	$934,000	0.2%	ADD 6%
61	SCHDSCHWAB STRATEGIC TR	13,310	$884,000	0.1%	HOLD
62	DISDISNEY WALT CO	8,988	$848,000	0.1%	ADD 7%
63	MAMASTERCARD INCORPORATED	2,909	$827,000	0.1%	HOLD
64	BACBANK AMERICA CORP	27,236	$823,000	0.1%	ADD 3%
65	CSCOCISCO SYS INC	20,376	$815,000	0.1%	HOLD
66	XOMEXXON MOBIL CORP	9,307	$813,000	0.1%	ADD 18%
67	TXNTEXAS INSTRS INC	5,050	$782,000	0.1%	ADD 11%
68	SUBISHARES TR	7,504	$770,000	0.1%	ADD 5%
69	NEENEXTERA ENERGY INC	9,286	$728,000	0.1%	ADD 26%
70	TMOTHERMO FISHER SCIENTIFIC INC	1,395	$707,000	0.1%	HOLD
71	CVXCHEVRON CORP NEW	4,904	$705,000	0.1%	ADD 3%
72	NFLXNETFLIX INC	2,875	$677,000	0.1%	ADD 6%
73	ACNACCENTURE PLC IRELAND	2,557	$658,000	0.1%	TRIM −16%
74	VVVANGUARD INDEX FDS	3,934	$644,000	0.1%	NEW
75	NKENIKE INC	7,674	$638,000	0.1%	HOLD
76	LLYELI LILLY & CO	1,950	$631,000	0.1%	ADD 8%
77	ABTABBOTT LABS	6,348	$615,000	0.1%	ADD 4%
78	LOWLOWES COS INC	3,199	$601,000	0.1%	HOLD
79	QCOMQUALCOMM INC	5,304	$599,000	0.1%	ADD 17%
80	IWMISHARES TR	3,612	$596,000	0.1%	TRIM −3%
81	PFEPFIZER INC	13,201	$577,000	0.1%	TRIM −7%
82	DHRDANAHER CORP DEL	2,186	$564,000	0.1%	ADD 9%
83	AMATAPPLIED MATLS INC	6,883	$563,000	0.1%	ADD 5%
84	ESS TECH INC	137,117	$561,000	0.1%	HOLD
85	IVEISHARES TR	4,364	$561,000	0.1%	HOLD
86	DOCUDOCUSIGN INC	9,754	$522,000	0.1%	NEW
87	MUBISHARES TR	5,081	$521,000	0.1%	TRIM −19%
88	UPSUNITED PARCEL SERVICE INC	3,119	$504,000	0.1%	TRIM −11%
89	BMYBRISTOL-MYERS SQUIBB CO	7,003	$498,000	0.1%	TRIM −3%
90	VZVERIZON COMMUNICATIONS INC	13,065	$497,000	0.1%	TRIM −9%
91	LINLINDE PLC	1,842	$497,000	0.1%	TRIM −8%
92	ORCLORACLE CORP	8,132	$496,000	0.1%	HOLD
93	SMOGVANECK ETF TRUST	4,350	$493,000	0.1%	HOLD
94	VSSVANGUARD INTL EQUITY INDEX F	5,315	$493,000	0.1%	ADD 47%
95	UNPUNION PAC CORP	2,501	$488,000	0.1%	ADD 4%
96	IBMINTERNATIONAL BUSINESS MACHS	4,067	$483,000	0.1%	TRIM −9%
97	ADBEADOBE INC	1,688	$465,000	0.1%	TRIM −14%
98	WMTWALMART INC	3,588	$465,000	0.1%	ADD 10%
99	CRMSALESFORCE INC	3,214	$463,000	0.1%	TRIM −7%
100	SPGIS&P GLOBAL INC	1,485	$453,000	0.1%	HOLD
101	BLKBLACKROCK INC	813	$448,000	0.1%	ADD 3%
102	CVSCVS HEALTH CORP	4,683	$447,000	0.1%	TRIM −24%
103	BKNGBOOKING HOLDINGS INC	261	$429,000	0.1%	ADD 14%
104	GSGOLDMAN SACHS GROUP INC	1,424	$417,000	0.1%	HOLD
105	ADPAUTOMATIC DATA PROCESSING IN	1,819	$411,000	0.1%	ADD 7%
106	UBERUBER TECHNOLOGIES INC	15,384	$408,000	0.1%	NEW
107	PYPLPAYPAL HLDGS INC	4,556	$392,000	0.1%	NEW
108	AMGNAMGEN INC	1,731	$391,000	0.1%	ADD 29%
109	MDTMEDTRONIC PLC	4,793	$387,000	0.1%	ADD 34%
110	INTUINTUIT	965	$374,000	0.1%	ADD 19%
111	MBBISHARES TR	4,060	$372,000	0.1%	HOLD
112	SCHWSCHWAB CHARLES CORP	5,171	$371,000	0.1%	ADD 8%
113	CITHE CIGNA GROUP	1,325	$367,000	0.1%	ADD 5%
114	TJXTJX COS INC NEW	5,872	$365,000	0.1%	HOLD
115	DEDEERE & CO	1,048	$350,000	0.1%	HOLD
116	PNCPNC FINL SVCS GROUP INC	2,228	$333,000	0.1%	ADD 11%
117	CBCHUBB LIMITED	1,814	$330,000	0.1%	ADD 9%
118	MDLZMONDELEZ INTL INC	5,950	$326,000	0.1%	ADD 9%
119	APDAIR PRODS & CHEMS INC	1,381	$321,000	0.1%	ADD 12%
120	SLBSCHLUMBERGER LTD	8,906	$319,000	0.1%	ADD 6%
121	DGDOLLAR GEN CORP	1,322	$317,000	0.1%	HOLD
122	PLDPROLOGIS INC.	3,117	$317,000	0.1%	ADD 9%
123	COPCONOCOPHILLIPS	3,076	$315,000	0.1%	ADD 19%
124	CMCSACOMCAST CORP NEW	10,704	$314,000	0.1%	TRIM −34%
125	LMTLOCKHEED MARTIN CORP	809	$313,000	0.1%	TRIM −4%
126	VRTXVERTEX PHARMACEUTICALS INC	1,066	$309,000	0.0%	ADD 6%
127	QUALISHARES TR	2,963	$308,000	0.0%	NEW
128	AMTAMERICAN TOWER CORP	1,426	$306,000	0.0%	ADD 7%
129	MMM3M CO	2,717	$300,000	0.0%	ADD 18%
130	AVBAVALONBAY CMNTYS INC	1,606	$296,000	0.0%	HOLD
131	MSMORGAN STANLEY	3,738	$296,000	0.0%	TRIM −7%
132	WMWASTE MGMT INC DEL	1,819	$291,000	0.0%	ADD 2%
133	AXPAMERICAN EXPRESS CO	2,145	$289,000	0.0%	ADD 21%
134	MPCMARATHON PETE CORP	2,910	$289,000	0.0%	HOLD
135	ITWILLINOIS TOOL WKS INC	1,596	$288,000	0.0%	ADD 7%
136	CRBNISHARES TR	2,270	$287,000	0.0%	HOLD
137	EQREQUITY RESIDENTIAL	4,260	$286,000	0.0%	HOLD
138	IVWISHARES TR	4,947	$286,000	0.0%	ADD 3%
139	TGTTARGET CORP	1,928	$286,000	0.0%	ADD 31%
140	INTCINTEL CORP	10,994	$283,000	0.0%	TRIM −28%
141	NOCNORTHROP GRUMMAN CORP	602	$283,000	0.0%	ADD 11%
142	CATCATERPILLAR INC	1,713	$281,000	0.0%	TRIM −11%
143	HONHONEYWELL INTL INC	1,638	$274,000	0.0%	ADD 18%
144	MRSHMARSH & MCLENNAN COS INC	1,817	$271,000	0.0%	ADD 6%
145	WFCWELLS FARGO CO NEW	6,686	$269,000	0.0%	ADD 11%
146	BONDPIMCO ETF TR	2,988	$268,000	0.0%	HOLD
147	PCARPACCAR INC	3,172	$265,000	0.0%	HOLD
148	RTXRTX CORPORATION	3,245	$265,000	0.0%	TRIM −17%
149	SPLUNK INC	3,457	$260,000	0.0%	NEW
150	ELVELEVANCE HEALTH INC FORMERLY	569	$259,000	0.0%	HOLD
151	PGRPROGRESSIVE CORP	2,205	$256,000	0.0%	ADD 5%
152	BDXBECTON DICKINSON & CO	1,124	$251,000	0.0%	HOLD
153	TFCTRUIST FINL CORP	5,694	$248,000	0.0%	NEW
154	ZTSZOETIS INC	1,670	$248,000	0.0%	ADD 4%
155	TTTRANE TECHNOLOGIES PLC	1,708	$247,000	0.0%	ADD 2%
156	HUMHUMANA INC	507	$246,000	0.0%	TRIM −13%
157	CPRTCOPART INC	2,269	$241,000	0.0%	HOLD
158	SCHBSCHWAB STRATEGIC TR	5,749	$241,000	0.0%	HOLD
159	ETNEATON CORP PLC	1,793	$239,000	0.0%	TRIM −6%
160	ADIANALOG DEVICES INC	1,699	$237,000	0.0%	TRIM −10%
161	SPYXSPDR SERIES TRUST	2,714	$237,000	0.0%	HOLD
162	GISGENERAL MILLS INC	3,076	$235,000	0.0%	ADD 8%
163	CLCOLGATE PALMOLIVE CO	3,340	$234,000	0.0%	ADD 2%
164	BABOEING CO	1,921	$233,000	0.0%	ADD 18%
165	QQQINVESCO QQQ TR	860	$230,000	0.0%	HOLD
166	SHWSHERWIN WILLIAMS CO	1,120	$229,000	0.0%	TRIM −13%
167	GDGENERAL DYNAMICS CORP	1,073	$227,000	0.0%	NEW
168	ADSKAUTODESK INC	1,200	$224,000	0.0%	NEW
169	GUILD HLDGS CO	24,102	$223,000	0.0%	TRIM −11%
170	SYKSTRYKER CORPORATION	1,088	$221,000	0.0%	NEW
171	ACTIVISION BLIZZARD INC	2,947	$219,000	0.0%	ADD 9%
172	AONAON PLC	807	$217,000	0.0%	NEW
173	SYYSYSCO CORP	3,031	$214,000	0.0%	TRIM −5%
174	ESSEssex Property Trust	868	$211,000	0.0%	HOLD
175	EWEDWARDS LIFESCIENCES CORP	2,530	$209,000	0.0%	HOLD
176	ROPROPER TECHNOLOGIES INC	572	$206,000	0.0%	ADD 10%
177	ICOSAVAX INC	59,076	$187,000	0.0%	HOLD
178	TAT&T INC	10,406	$159,000	0.0%	TRIM −48%
179	FFORD MTR CO	13,910	$156,000	0.0%	ADD 37%
180	RELYREMITLY GLOBAL INC	10,059	$112,000	0.0%	HOLD
181	SLDBSOLID BIOSCIENCES INC COM NEW	89,340	$42,000	0.0%	HOLD
182	NEOLEUKIN THERAPEUTICS INC	46,999	$30,000	0.0%	HOLD
183	QUANTUM CORP	25,723	$28,000	0.0%	HOLD

☆Highland Private Wealth Management