FinTrust Investment Advisory Services, LLC

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CIK 1477812

13F portfolio (2018-Q1)

$109M

Positions

116

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2018-Q1)

Holdings

116

Top 5

37.2%

Top 10

52.6%

Effective N

27.6

HHI

0.036

This quarter

7 new · 0 exit →

By sector

Unclassified62.6%

Information Technology7.4%

Communication Services5.8%

Energy4.5%

Financials3.9%

Health Care3.6%

Consumer Discretionary3.2%

Industrials3.1%

Other5.9%

By market cap

Unknown63.6%

Mega (>$200B)21.8%

Large ($10–200B)14.4%

Mid ($2–10B)0.2%

By region

Other62.6%

North America36.7%

Europe0.7%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	62.80%	55
Oil, Gas & Consumable Fuels	4.49%	5
Technology Hardware & Equipment	3.82%	2
Diversified Telecommunication Services	3.68%	2
Pharmaceuticals & Biotechnology	3.29%	6
Utilities	2.71%	3
Specialty Retail	2.66%	4
Banks	2.59%	3
Semiconductors & Semiconductor Equipment	1.46%	2
Software & IT Services	1.44%	3
Software	1.39%	2
Tobacco	1.09%	2
Beverages	0.97%	2
Machinery	0.88%	2
Aerospace & Defense	0.81%	2
Insurance	0.68%	3
Health Care Equipment & Supplies	0.56%	2
Road & Rail	0.48%	2
Capital Markets	0.42%	2
Communications Equipment	0.40%	1
Entertainment	0.37%	1
Chemicals	0.36%	1
Marine	0.36%	1
Media & Entertainment	0.36%	1
Electrical Equipment & Components	0.34%	1
Food & Staples Retailing	0.34%	1
Automobiles & Components	0.31%	1
Airlines	0.28%	1
Hotels, Restaurants & Leisure	0.25%	1
Paper & Forest Products	0.21%	1
Equity Real Estate Investment Trusts (REITs)	0.20%	1

Top holdings

#	Ticker	Name	Sector	Weight
1		INVESCO FINANCIAL PREFERRED ETF	Unclassified	8.14%
2	TIP	ISHARES TR	Unclassified	8.01%
3		Invesco S&P 500 Pure Growth	Unclassified	7.70%
4		BB&T CORP	Unclassified	7.24%
5		Guggenheim Etf	Unclassified	6.12%
6		POWERSHARES GLOBAL ETF FD	Unclassified	4.44%
7	AAPL	Apple Inc.	Information Technology	3.29%
8	IWO	ISHARES TR	Unclassified	2.79%
9	LEMB	ISHARES INC	Unclassified	2.54%
10	T	AT&T INC.	Communication Services	2.30%

62/116 names classified · sector 37.4% of weight · industry 37.2% · mkt cap 36.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 5 quarters

Information TechnologyAAPL, MSFT, INTC, GE, IBM · other

Communication ServicesT, VZ, DIS, GOOG, META · other

EnergyXOM, CVX, BP, VLO, SLB · other

Health CareJNJ, BMY, PFE, ABBV, BSX · other

Consumer StaplesKO, PEP, MO, CVS, PM

UtilitiesDUK, SO, NEE, EXC

FinancialsJPM, WFC, BAC, ALL, MS · other

Consumer DiscretionaryAMZN, WMT, LOW, HD, F · other

IndustrialsCAT, BA, CCL, FDX, NSC · other

MaterialsPG, KMB

Real Estate

UnclassifiedTIP, INVESCO FINANCIAL PREFERRED ETF, Invesco S&P 500 Pure Growth, VTV, BB&T CORP · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 37.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2018-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 36% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (59 classified)FinTrust Investment Advisory Services, LLC centroid (Large Core)

Information TechnologyCommunication ServicesFinancialsHealth CareEnergyConsumer DiscretionaryIndustrialsUtilitiesConsumer StaplesMaterialsReal Estate

Style box summary for FinTrust Investment Advisory Services, LLC: centroid Large Core. Heaviest cells: Large Value 17.7%, Large Core 10.5%, Large Growth 5.9%.

Classified: 36.1% of book weight (59/103 names) · unclassified 63.9%: , TIP, IWO, LEMB, VTV, IWN, BP, EEM, IQI, VMO +34 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 116 positions (2018-Q1) · largest first · Δ vs 2017-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	INVESCO FINANCIAL PREFERRED ETF	479,393	$9M	8.1%	ADD 5%
2	TIPISHARES TR	77,452	$9M	8.0%	ADD 3%
3	Invesco S&P 500 Pure Growth	76,616	$8M	7.7%	TRIM −13%
4	BB&T CORP	152,100	$8M	7.2%	HOLD
5	Guggenheim Etf	103,569	$7M	6.1%	TRIM −4%
6	POWERSHARES GLOBAL ETF FD	230,338	$5M	4.4%	ADD 8%
7	AAPLAPPLE INC	21,413	$4M	3.3%	HOLD
8	IWOISHARES TR	15,971	$3M	2.8%	TRIM −2%
9	LEMBISHARES INC	55,192	$3M	2.5%	ADD 4%
10	TAT&T INC	70,357	$3M	2.3%	HOLD
11	DUKDUKE ENERGY CORP NEW	23,858	$2M	1.7%	TRIM −8%
12	XOMEXXON MOBIL CORP	23,013	$2M	1.6%	TRIM −2%
13	VZVERIZON COMMUNICATIONS INC	31,713	$2M	1.4%	HOLD
14	VTVVANGUARD INDEX FDS	14,327	$1M	1.4%	TRIM −35%
15	JPMJPMORGAN CHASE & CO	13,393	$1M	1.3%	HOLD
16	AMZNAMAZON COM INC	1,010	$1M	1.3%	ADD 9%
17	INTCINTEL CORP	24,522	$1M	1.2%	TRIM −2%
18	MSFTMICROSOFT CORP	13,922	$1M	1.2%	HOLD
19	VLOVALERO ENERGY CORP	11,673	$1M	1.0%	TRIM −3%
20	CVXCHEVRON CORP NEW	8,443	$963,000	0.9%	HOLD
21	MOALTRIA GROUP INC	15,238	$950,000	0.9%	TRIM −2%
22	PFEPFIZER INC	26,357	$935,000	0.9%	HOLD
23	IWNISHARES TR	7,586	$925,000	0.8%	HOLD
24	POWERSHARES ETF TR II	34,790	$876,000	0.8%	ADD 3%
25	JNJJOHNSON & JOHNSON	6,411	$822,000	0.8%	TRIM −3%
26	BPBP PLC	19,751	$801,000	0.7%	TRIM −3%
27	GOOGALPHABET INC	772	$797,000	0.7%	HOLD
28	ABBVABBVIE INC	7,844	$742,000	0.7%	ADD 7%
29	CATCATERPILLAR INC	4,928	$726,000	0.7%	ADD 2%
30	EEMISHARES TR	15,026	$725,000	0.7%	TRIM −5%
31	WFCWELLS FARGO CO NEW	13,440	$704,000	0.6%	ADD 118%
32	BACBANK AMERICA CORP	21,905	$657,000	0.6%	ADD 52%
33	BABOEING CO	1,840	$603,000	0.6%	TRIM −6%
34	IQIINVESCO QUALITY MUN INCOME T	50,533	$601,000	0.5%	ADD 10%
35	SOSOUTHERN CO	13,286	$593,000	0.5%	TRIM −21%
36	WMTWALMART INC	6,654	$592,000	0.5%	TRIM −4%
37	VMOINVESCO MUN OPPORTUNITY TR	50,000	$586,000	0.5%	ADD 11%
38	CSCOCISCO SYS INC	13,577	$582,000	0.5%	TRIM −5%
39	PEPPEPSICO INC	5,159	$563,000	0.5%	ADD 3%
40	UNITED TECHNOLOGIES CORP	4,445	$559,000	0.5%	TRIM −6%
41	BMYBRISTOL-MYERS SQUIBB CO	8,609	$545,000	0.5%	TRIM −7%
42	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	7,469	$536,000	0.5%	TRIM −11%
43	NEENEXTERA ENERGY INC	3,177	$519,000	0.5%	HOLD
44	KOCOCA COLA CO	11,479	$499,000	0.5%	TRIM −5%
45	VWOVANGUARD INTL EQUITY INDEX F	10,237	$481,000	0.4%	ADD 22%
46	AGGISHARES TR	4,370	$469,000	0.4%	TRIM −20%
47	HDHOME DEPOT INC	2,586	$461,000	0.4%	HOLD
48	QCOMQUALCOMM INC	7,861	$436,000	0.4%	TRIM −26%
49	METAMETA PLATFORMS INC	2,673	$427,000	0.4%	TRIM −29%
50	DOWDUPONT INC	6,581	$419,000	0.4%	ADD 17%
51	DGSWISDOMTREE TR	7,566	$409,000	0.4%	TRIM −6%
52	DISDISNEY WALT CO	4,005	$402,000	0.4%	TRIM −9%
53	PGPROCTER AND GAMBLE CO	5,008	$397,000	0.4%	ADD 8%
54	LOWLOWES COS INC	4,508	$396,000	0.4%	TRIM −7%
55	CCLCARNIVAL CORP	5,918	$388,000	0.4%	HOLD
56	NFLXNETFLIX INC	1,315	$388,000	0.4%	ADD 21%
57	SCHVSCHWAB STRATEGIC TR	7,316	$387,000	0.4%	TRIM −17%
58	GEGENERAL ELECTRIC CO	27,952	$377,000	0.3%	TRIM −7%
59	CVSCVS HEALTH CORP	5,936	$369,000	0.3%	ADD 3%
60	ITAIShares U.S. Aerospace & Defense ETF	1,825	$361,000	0.3%	ADD 48%
61	GOOGLALPHABET INC	336	$348,000	0.3%	TRIM −3%
62	ENBENBRIDGE INC	10,995	$346,000	0.3%	TRIM −16%
63	VNQVANGUARD INDEX FDS	4,549	$343,000	0.3%	ADD 23%
64	FFORD MTR CO	30,620	$339,000	0.3%	TRIM −16%
65	VCSHVANGUARD SCOTTSDALE FDS	4,177	$328,000	0.3%	ADD 12%
66	SCHASCHWAB STRATEGIC TR	4,722	$326,000	0.3%	TRIM −18%
67	VFHVANGUARD WORLD FD	4,698	$326,000	0.3%	HOLD
68	AVGOBROADCOM LTD	1,345	$317,000	0.3%	HOLD
69	MDTMEDTRONIC PLC	3,939	$316,000	0.3%	ADD 6%
70	DVYISHARES TR	3,265	$311,000	0.3%	HOLD
71	BBNBLACKROCK TAX MUNICPAL BD TR	13,600	$306,000	0.3%	HOLD
72	FDXFEDEX CORP	1,276	$306,000	0.3%	TRIM −14%
73	VBVANGUARD INDEX FDS	2,066	$304,000	0.3%	HOLD
74	ALLALLSTATE CORP	3,186	$302,000	0.3%	HOLD
75	AMGNAMGEN INC	1,742	$297,000	0.3%	TRIM −4%
76	IWDISHARES TR	2,467	$296,000	0.3%	TRIM −14%
77	MMM3M CO	1,342	$295,000	0.3%	ADD 46%
78	NSCNORFOLK SOUTHN CORP	2,146	$291,000	0.3%	TRIM −9%
79	SCHXSCHWAB U.S. LARGE-CAP ETF	4,582	$289,000	0.3%	TRIM −45%
80	LMTLOCKHEED MARTIN CORP	842	$285,000	0.3%	ADD 31%
81	SBUXSTARBUCKS CORP	4,753	$275,000	0.3%	NEW
82	VOOVANGUARD INDEX FDS	1,138	$275,000	0.3%	ADD 10%
83	IGIBISHARES TR	2,447	$262,000	0.2%	TRIM −25%
84	SPYSTATE STR SPDR S&P 500 ETF T	993	$261,000	0.2%	TRIM −17%
85	MSMORGAN STANLEY	4,807	$259,000	0.2%	TRIM −2%
86	EMBISHARES TR	2,286	$258,000	0.2%	HOLD
87	MRKMERCK & CO INC	4,634	$252,000	0.2%	ADD 25%
88	CORENERGY INFRASTRUCTURE TR	10,000	$250,000	0.2%	HOLD
89	LQDISHARES TR	2,127	$250,000	0.2%	TRIM −38%
90	GLAXOSMITHKLINE PLC	6,340	$248,000	0.2%	TRIM −22%
91	SCANA CORP NEW	6,603	$248,000	0.2%	TRIM −15%
92	VDEVANGUARD WORLD FD	2,680	$248,000	0.2%	ADD 10%
93	ORCLORACLE CORP	5,331	$244,000	0.2%	NEW
94	EFAISHARES TR	3,434	$239,000	0.2%	NEW
95	PMPHILIP MORRIS INTL INC	2,400	$239,000	0.2%	TRIM −9%
96	VGTVANGUARD WORLD FD	1,397	$239,000	0.2%	TRIM −9%
97	GLDSPDR GOLD TR	1,886	$237,000	0.2%	HOLD
98	DEDEERE & CO	1,517	$236,000	0.2%	NEW
99	XSSPXNUVEEN S&P 500 DYNAMIC OVERW	13,769	$236,000	0.2%	HOLD
100	UPSUNITED PARCEL SERVICE INC	2,214	$232,000	0.2%	ADD 10%
101	PRUPRUDENTIAL FINL INC	2,217	$230,000	0.2%	HOLD
102	VXUSVANGUARD STAR FDS	4,075	$230,000	0.2%	NEW
103	BRK.BBERKSHIRE HATHAWAY INC DEL	1,144	$228,000	0.2%	HOLD
104	KMBKIMBERLY-CLARK CORP	2,054	$226,000	0.2%	ADD 23%
105	SCHBSCHWAB STRATEGIC TR	3,538	$226,000	0.2%	TRIM −16%
106	VSSVANGUARD INTL EQUITY INDEX F	1,898	$226,000	0.2%	NEW
107	DWXSPDR INDEX SHS FDS	5,524	$221,000	0.2%	HOLD
108	VBRVANGUARD INDEX FDS	1,685	$218,000	0.2%	HOLD
109	SPSBSPDR SERIES TRUST	7,176	$217,000	0.2%	TRIM −13%
110	WYWEYERHAEUSER CO	6,187	$217,000	0.2%	TRIM −5%
111	KKR & CO LP	10,580	$215,000	0.2%	TRIM −12%
112	UNHUNITEDHEALTH GROUP INC	1,004	$215,000	0.2%	NEW
113	CHESAPEAKE ENERGY CORP	4,269	$210,000	0.2%	HOLD
114	DLSWISDOMTREE TR	2,673	$204,000	0.2%	HOLD
115	FHIFEDERATED HERMES INC	6,000	$200,000	0.2%	HOLD
116	Alerian MLP ETF	20,690	$194,000	0.2%	ADD 9%

☆FinTrust Investment Advisory Services, LLC