1st Global Advisors, Inc.

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CIK 1386792

13F portfolio (2017-Q2)

$869M

Positions

504

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2017-Q2)

Holdings

504

Top 5

44.3%

Top 10

50.2%

Effective N

18.2

HHI

0.055

This quarter

52 new · 0 exit →

By sector

Unclassified68.4%

Information Technology6.7%

Financials5.0%

Health Care3.9%

Industrials3.8%

Consumer Discretionary2.7%

Real Estate2.5%

Materials1.8%

Other5.1%

By market cap

Unknown71.6%

Large ($10–200B)16.4%

Mega (>$200B)7.6%

Mid ($2–10B)3.3%

Small ($300M–2B)0.9%

Micro (<$300M)0.2%

By region

Other68.4%

North America29.4%

Europe1.2%

Asia-Pacific0.9%

Middle East0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	68.35%	195
Pharmaceuticals & Biotechnology	3.07%	15
Equity Real Estate Investment Trusts (REITs)	2.49%	28
Banks	2.48%	35
Semiconductors & Semiconductor Equipment	2.45%	18
Insurance	1.74%	16
Software	1.72%	14
Oil, Gas & Consumable Fuels	1.70%	13
Technology Hardware & Equipment	1.46%	10
Commercial Services & Supplies	1.30%	15
Specialty Retail	1.10%	10
Diversified Telecommunication Services	0.83%	4
Tobacco	0.76%	3
Chemicals	0.75%	11
Software & IT Services	0.74%	9
Machinery	0.69%	12
Paper & Forest Products	0.69%	4
Distributors	0.69%	8
Capital Markets	0.68%	7
Food Products	0.61%	5
Aerospace & Defense	0.46%	4
Road & Rail	0.45%	6
Utilities	0.43%	8
Hotels, Restaurants & Leisure	0.43%	5
Health Care Equipment & Supplies	0.41%	6
Airlines	0.36%	5
Automobiles & Components	0.34%	4
Communications Equipment	0.30%	2
Electrical Equipment & Components	0.29%	1
Health Care Providers & Services	0.29%	4
Construction Materials	0.27%	4
Beverages	0.24%	2
Industrial Conglomerates	0.18%	1
Construction & Engineering	0.17%	3
Marine	0.14%	2
Metals & Mining	0.13%	2
Life Sciences Tools & Services	0.12%	1
Food & Staples Retailing	0.12%	1
Transportation Infrastructure	0.11%	1
Diversified Consumer Services	0.10%	2
Entertainment	0.09%	2
Professional Services	0.08%	2
Household Durables	0.07%	1
Real Estate Management & Development	0.04%	1
Media & Entertainment	0.03%	1
Media & Publishing	0.03%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	IVV	ISHARES TR	Unclassified	18.66%
2	AGG	ISHARES TR	Unclassified	8.65%
3	IEFA	ISHARES TR	Unclassified	7.55%
4	IWM	ISHARES TR	Unclassified	6.10%
5	IEMG	ISHARES INC	Unclassified	3.36%
6	IWB	ISHARES TR	Unclassified	1.55%
7	IJR	ISHARES TR	Unclassified	1.16%
8	IWD	ISHARES TR	Unclassified	1.10%
9	VWO	VANGUARD INTL EQUITY INDEX F	Unclassified	1.01%
10	IWF	ISHARES TR	Unclassified	1.01%

309/504 names classified · sector 31.6% of weight · industry 31.6% · mkt cap 28.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 17 quarters

Information TechnologyGE, CSCO, INTC, TSM, MSFT · other

FinancialsWFC, JPM, UNH, PNC, MET · other

IndustrialsUPS, FISV, MMM, BA, LMT · other

Health CareJNJ, PFE, SNY, BAX, MRK · other

Consumer DiscretionaryTGT, LOW, SBUX, AMZN, MCD · other

Real EstateSPG, PSA, EQIX, WELL, DLR · other

Consumer StaplesPEP, MO, PM, CVS, TAP · other

EnergyCVX, COP, SLB, PSX, RIG · other

MaterialsIP, ECL, NUE, PG, FCX · other

Communication ServicesT, VZ, META, GOOGL, CMCSA · other

UtilitiesEIX, NI, AEP, AWK, ED · other

UnclassifiedIVV, AGG, IWM, IEFA, GSG · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 31.6% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2017-Q2), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 28% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (249 classified)1st Global Advisors, Inc. centroid (Mid Core)

Information TechnologyFinancialsHealth CareIndustrialsConsumer DiscretionaryReal EstateConsumer StaplesEnergyMaterialsCommunication ServicesUtilities

Style box summary for 1st Global Advisors, Inc.: centroid Mid Core. Heaviest cells: Large Value 6.0%, Large Core 5.0%, Large Growth 4.3%.

Classified: 27.6% of book weight (249/365 names) · unclassified 72.4%: IVV, , AGG, IEFA, IWM, IEMG, IWB, IJR, IWD, VWO +106 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 504 positions (2017-Q2) · largest first · Δ vs 2017-Q1

#	Security	Shares	Value	Weight	Δ QoQ
1	IVVISHARES TR	666,174	$162M	18.7%	HOLD
2	AGGISHARES TR	686,626	$75M	8.7%	HOLD
3	IEFAISHARES TR	1,077,704	$66M	7.6%	HOLD
4	IWMISHARES TR	375,876	$53M	6.1%	HOLD
5	IEMGISHARES INC	583,063	$29M	3.4%	HOLD
6	IWBISHARES TR	99,594	$13M	1.6%	HOLD
7	IJRISHARES TR	143,990	$10M	1.2%	TRIM −9%
8	IWDISHARES TR	82,343	$10M	1.1%	HOLD
9	VWOVANGUARD INTL EQUITY INDEX F	215,401	$9M	1.0%	HOLD
10	IWFISHARES TR	73,652	$9M	1.0%	ADD 2%
11	FTSE RAFI 1000 US Lg Cap	84,026	$9M	1.0%	HOLD
12	VNQVANGUARD INDEX FDS	96,626	$8M	0.9%	HOLD
13	EFAISHARES TR	104,446	$7M	0.8%	HOLD
14	ICFIShares Cohen & Steers REIT ETF	66,693	$7M	0.8%	HOLD
15	VONEVanguard Russell 1000 ETF	55,735	$6M	0.7%	HOLD
16	MSFTMICROSOFT CORP	77,131	$5M	0.6%	HOLD
17	TOTALENERGIES SE	103,146	$5M	0.6%	TRIM −2%
18	BNDVANGUARD BD INDEX FDS	58,045	$5M	0.5%	HOLD
19	CSCOCISCO SYS INC	135,871	$4M	0.5%	HOLD
20	UNHUNITEDHEALTH GROUP INC	22,897	$4M	0.5%	HOLD
21	TAT&T INC	109,903	$4M	0.5%	TRIM −12%
22	ISHARES TR	110,550	$4M	0.5%	HOLD
23	INTCINTEL CORP	118,468	$4M	0.5%	TRIM −2%
24	PFEPFIZER INC	117,695	$4M	0.5%	HOLD
25	SPYSTATE STR SPDR S&P 500 ETF T	16,300	$4M	0.5%	HOLD
26	MOALTRIA GROUP INC	52,329	$4M	0.4%	HOLD
27	JNJJOHNSON & JOHNSON	28,707	$4M	0.4%	TRIM −4%
28	WFCWELLS FARGO CO NEW	67,139	$4M	0.4%	HOLD
29	CVXCHEVRON CORP NEW	35,293	$4M	0.4%	HOLD
30	JPMJPMORGAN CHASE & CO	39,660	$4M	0.4%	HOLD
31	EEMISHARES TR	84,067	$3M	0.4%	HOLD
32	ABBVABBVIE INC	47,027	$3M	0.4%	HOLD
33	AMZNAMAZON COM INC	3,499	$3M	0.4%	HOLD
34	BMYBRISTOL-MYERS SQUIBB CO	60,139	$3M	0.4%	NEW
35	VEAVANGUARD TAX-MANAGED FDS	77,583	$3M	0.4%	HOLD
36	IPINTERNATIONAL PAPER CO	55,897	$3M	0.4%	HOLD
37	SLBSCHLUMBERGER LTD	47,359	$3M	0.4%	ADD 31%
38	TSMTAIWAN SEMICONDUCTOR MFG LTD	79,959	$3M	0.3%	ADD 6%
39	BLKBLACKROCK INC	6,425	$3M	0.3%	HOLD
40	VZVERIZON COMMUNICATIONS INC	59,107	$3M	0.3%	HOLD
41	LLYELI LILLY & CO	31,705	$3M	0.3%	HOLD
42	GISGENERAL MILLS INC	46,930	$3M	0.3%	NEW
43	GEGENERAL ELECTRIC CO	94,213	$3M	0.3%	HOLD
44	MCHPMICROCHIP TECHNOLOGY INC.	31,747	$2M	0.3%	TRIM −8%
45	VTWOVANGUARD SCOTTSDALE FDS	21,687	$2M	0.3%	HOLD
46	ROYAL DUTCH SHELL PLC	43,135	$2M	0.3%	TRIM −2%
47	QCOMQUALCOMM INC	40,864	$2M	0.3%	TRIM −25%
48	ECLECOLAB INC	16,095	$2M	0.2%	TRIM −2%
49	PSXPHILLIPS 66	25,206	$2M	0.2%	TRIM −2%
50	NVDANVIDIA CORPORATION	14,360	$2M	0.2%	HOLD
51	AMGNAMGEN INC	11,657	$2M	0.2%	HOLD
52	PMPHILIP MORRIS INTL INC	17,054	$2M	0.2%	TRIM −3%
53	TRVTRAVELERS COMPANIES INC	15,639	$2M	0.2%	HOLD
54	NOCNORTHROP GRUMMAN CORP	7,648	$2M	0.2%	TRIM −2%
55	AVGOBROADCOM LTD	8,349	$2M	0.2%	HOLD
56	SPGSIMON PPTY GROUP INC NEW	11,858	$2M	0.2%	TRIM −4%
57	RAYTHEON CO	11,847	$2M	0.2%	TRIM −2%
58	IVWISHARES TR	13,563	$2M	0.2%	TRIM −6%
59	UPSUNITED PARCEL SERVICE INC	16,759	$2M	0.2%	HOLD
60	WMWASTE MGMT INC DEL	24,809	$2M	0.2%	TRIM −2%
61	PEPPEPSICO INC	15,699	$2M	0.2%	TRIM −52%
62	AYIACUITY INC	8,860	$2M	0.2%	TRIM −5%
63	AONAON PLC	12,794	$2M	0.2%	TRIM −4%
64	MUBISHARES TR	15,208	$2M	0.2%	TRIM −10%
65	FISVFISERV INC	13,546	$2M	0.2%	TRIM −2%
66	WALGREENS BOOTS ALLIANCE INC	20,701	$2M	0.2%	TRIM −2%
67	MMM3M CO	7,710	$2M	0.2%	TRIM −2%
68	VRSKVERISK ANALYTICS INC	19,002	$2M	0.2%	HOLD
69	EQIXEQUINIX INC	3,720	$2M	0.2%	ADD 9%
70	FDXFEDEX CORP	7,261	$2M	0.2%	TRIM −2%
71	ULTAULTA BEAUTY INC	5,457	$2M	0.2%	HOLD
72	BABOEING CO	7,761	$2M	0.2%	TRIM −48%
73	IVEISHARES TR	14,498	$2M	0.2%	HOLD
74	POWERSHARES QQQ TRUST	10,876	$1M	0.2%	HOLD
75	VOOVANGUARD INDEX FDS	6,254	$1M	0.2%	TRIM −2%
76	SBUXSTARBUCKS CORP	23,531	$1M	0.2%	TRIM −2%
77	ANETArista Networks Inc	9,147	$1M	0.2%	ADD 47%
78	PKGPACKAGING CORP AMER	12,228	$1M	0.2%	HOLD
79	ISHARES TR	48,569	$1M	0.2%	ADD 3%
80	BAXBAXTER INTL INC	22,413	$1M	0.2%	ADD 44%
81	IHS MARKIT LTD	30,579	$1M	0.2%	TRIM −4%
82	CAHCARDINAL HEALTH INC	17,185	$1M	0.2%	TRIM −6%
83	METMETLIFE INC	24,169	$1M	0.2%	HOLD
84	DLRDIGITAL RLTY TR INC	11,665	$1M	0.2%	HOLD
85	ESSEssex Property Trust	5,098	$1M	0.2%	ADD 6%
86	EWTISHARES INC MSCI TAIWAN ETF	36,508	$1M	0.2%	ADD 4%
87	ISHARES TR	55,770	$1M	0.1%	HOLD
88	FRFIRST INDL RLTY TR INC	45,248	$1M	0.1%	ADD 3%
89	EWHISHARES INC MSCI HONG KG ETF	55,046	$1M	0.1%	ADD 3%
90	INDAISHARES TR	40,198	$1M	0.1%	ADD 2%
91	ABTABBOTT LABS	26,375	$1M	0.1%	HOLD
92	CRMSALESFORCE INC	14,704	$1M	0.1%	TRIM −2%
93	AVYAVERY DENNISON CORP	14,353	$1M	0.1%	HOLD
94	EWQISHARES INC	43,963	$1M	0.1%	NEW
95	EWSISHARES INC	53,024	$1M	0.1%	ADD 4%
96	LKQLKQ CORP	37,867	$1M	0.1%	TRIM −14%
97	IWOISHARES TR	7,371	$1M	0.1%	ADD 344%
98	GOOGLALPHABET INC	1,337	$1M	0.1%	TRIM −2%
99	MRKMERCK & CO INC	19,360	$1M	0.1%	HOLD
100	AAPLAPPLE INC	8,429	$1M	0.1%	HOLD
101	AVBAVALONBAY CMNTYS INC	6,208	$1M	0.1%	HOLD
102	BABAALIBABA GROUP HLDG LTD	8,435	$1M	0.1%	TRIM −4%
103	WELLWELLTOWER INC	15,826	$1M	0.1%	HOLD
104	NTESNETEASE COM INC	3,929	$1M	0.1%	HOLD
105	IDXXIDEXX LABS INC	7,297	$1M	0.1%	TRIM −3%
106	AMATAPPLIED MATLS INC	27,998	$1M	0.1%	ADD 49%
107	WDCWESTERN DIGITAL CORP	12,957	$1M	0.1%	NEW
108	MUMICRON TECHNOLOGY INC	38,102	$1M	0.1%	ADD 25%
109	VVISA INC	12,140	$1M	0.1%	TRIM −3%
110	INGING GROEP N.V.	65,272	$1M	0.1%	HOLD
111	BB&T CORP	24,607	$1M	0.1%	TRIM −3%
112	ASMLASML HOLDING N V	8,467	$1M	0.1%	TRIM −6%
113	FASTFASTENAL CO	25,157	$1M	0.1%	HOLD
114	DELPHI AUTOMOTIVE PLC	12,435	$1M	0.1%	ADD 29%
115	ADBEADOBE INC	7,696	$1M	0.1%	HOLD
116	CHKPCHECK POINT SOFTWARE TECH LT	9,973	$1M	0.1%	TRIM −7%
117	PLDPROLOGIS INC.	18,448	$1M	0.1%	HOLD
118	AERAERCAP HOLDINGS NV	23,270	$1M	0.1%	ADD 11%
119	CERNER CORP	16,215	$1M	0.1%	TRIM −2%
120	DRIDARDEN RESTAURANTS INC	11,924	$1M	0.1%	HOLD
121	MTDMETTLER TOLEDO INTERNATIONAL	1,796	$1M	0.1%	HOLD
122	CVSCVS HEALTH CORP	12,993	$1M	0.1%	TRIM −3%
123	IXORIX CORP	13,044	$1M	0.1%	TRIM −4%
124	DGXQUEST DIAGNOSTICS INC	9,088	$1M	0.1%	TRIM −5%
125	PINNACLE FOODS INC DEL	16,924	$1M	0.1%	HOLD
126	UNILEVER N V	18,080	$999,000	0.1%	TRIM −10%
127	INNSUMMIT HOTEL PPTYS INC	53,538	$998,000	0.1%	ADD 134%
128	NVSNOVARTIS AG	11,890	$992,000	0.1%	TRIM −5%
129	EQREQUITY RESIDENTIAL	15,020	$989,000	0.1%	HOLD
130	PRAXAIR INC	7,342	$973,000	0.1%	TRIM −2%
131	ISRGINTUITIVE SURGICAL INC	1,035	$968,000	0.1%	HOLD
132	LOWLOWES COS INC	12,386	$960,000	0.1%	TRIM −3%
133	RSGREPUBLIC SVCS INC	15,062	$960,000	0.1%	HOLD
134	STMSTMICROELECTRONICS N V	66,502	$956,000	0.1%	ADD 23%
135	BCOBRINKS CO	14,244	$954,000	0.1%	NEW
136	REYNOLDS AMERICAN INC	14,631	$952,000	0.1%	HOLD
137	MKTXMARKETAXESS HLDGS INC	4,715	$948,000	0.1%	TRIM −22%
138	TYLTYLER TECHNOLOGIES INC	5,352	$940,000	0.1%	HOLD
139	SHIRE PLC	5,642	$932,000	0.1%	TRIM −5%
140	IJTISHARES TR	5,958	$929,000	0.1%	HOLD
141	BNYBANK NEW YORK MELLON CORP	18,097	$923,000	0.1%	TRIM −2%
142	ALLALLSTATE CORP	10,343	$915,000	0.1%	TRIM −4%
143	MRSHMARSH & MCLENNAN COS INC	11,711	$913,000	0.1%	TRIM −3%
144	GPNGLOBAL PMTS INC	10,059	$909,000	0.1%	HOLD
145	RELXRELX PLC	41,409	$907,000	0.1%	TRIM −6%
146	SAPSAP SE	8,575	$898,000	0.1%	TRIM −6%
147	CCLCARNIVAL CORP	13,686	$897,000	0.1%	HOLD
148	TELTE CONNECTIVITY LTD	11,379	$895,000	0.1%	TRIM −12%
149	DU PONT E I DE NEMOURS & CO	11,059	$893,000	0.1%	TRIM −3%
150	EIXEDISON INTL	11,313	$885,000	0.1%	TRIM −7%
151	COPCONOCOPHILLIPS	20,096	$883,000	0.1%	HOLD
152	VMWARE INC	10,021	$876,000	0.1%	HOLD
153	STSENSATA TECHNOLOGIES HOLDING	20,507	$876,000	0.1%	TRIM −5%
154	AMHAMERICAN HOMES 4 RENT	38,673	$873,000	0.1%	HOLD
155	DPZDOMINOS PIZZA INC	4,129	$873,000	0.1%	NEW
156	OXYOCCIDENTAL PETE CORP	14,324	$858,000	0.1%	TRIM −2%
157	ORCLORACLE CORP	17,071	$856,000	0.1%	TRIM −3%
158	PIONEER NAT RES CO	5,353	$854,000	0.1%	TRIM −3%
159	VBVANGUARD INDEX FDS	6,283	$852,000	0.1%	HOLD
160	HALHALLIBURTON CO	19,747	$843,000	0.1%	HOLD
161	SQMSOCIEDAD QUIMICA Y MINERA DE	25,538	$843,000	0.1%	HOLD
162	OSKOSHKOSH CORP	12,204	$841,000	0.1%	ADD 184%
163	ULTIMATE SOFTWARE GROUP INC	3,990	$838,000	0.1%	HOLD
164	PRA HEALTH SCIENCES INC	11,130	$835,000	0.1%	HOLD
165	VANTIV INC	13,065	$828,000	0.1%	HOLD
166	CA INC	23,982	$827,000	0.1%	HOLD
167	BLKBBLACKBAUD INC	9,588	$822,000	0.1%	HOLD
168	RIORIO TINTO PLC	19,417	$822,000	0.1%	HOLD
169	HDHOME DEPOT INC	5,348	$820,000	0.1%	ADD 8%
170	SDYSPDR SER TR	9,116	$810,000	0.1%	ADD 3%
171	OKEONEOK INC NEW	15,500	$808,000	0.1%	TRIM −3%
172	SWXSOUTHWEST GAS HLDGS INC	10,978	$802,000	0.1%	ADD 60%
173	HCSGHEALTHCARE SVCS GROUP INC	16,996	$796,000	0.1%	HOLD
174	SUSUNCOR ENERGY INC NEW	27,056	$790,000	0.1%	TRIM −6%
175	EXPRESS SCRIPTS HLDG CO	12,365	$789,000	0.1%	ADD 24%
176	DORMDORMAN PRODS INC	9,472	$784,000	0.1%	HOLD
177	UBSUBS GROUP AG	46,146	$784,000	0.1%	TRIM −6%
178	PBHPRESTIGE CONSMR HEALTHCARE I	14,821	$783,000	0.1%	TRIM −7%
179	AEISADVANCED ENERGY INDS	12,091	$782,000	0.1%	TRIM −5%
180	CACICACI INTL INC	6,219	$778,000	0.1%	HOLD
181	ELDORADO RESORTS INC	38,742	$775,000	0.1%	NEW
182	MDLZMONDELEZ INTL INC	17,898	$773,000	0.1%	HOLD
183	BXPBXP INC	6,226	$766,000	0.1%	HOLD
184	KHCKRAFT HEINZ CO	8,944	$766,000	0.1%	HOLD
185	LRCXLAM RESEARCH	5,394	$763,000	0.1%	NEW
186	ENTGENTEGRIS INC	34,720	$762,000	0.1%	HOLD
187	GOOGALPHABET INC	834	$758,000	0.1%	TRIM −2%
188	NVRNVR INC	312	$752,000	0.1%	HOLD
189	MGAMAGNA INTL INC	16,130	$747,000	0.1%	TRIM −16%
190	BARNES GROUP INC	12,743	$746,000	0.1%	TRIM −45%
191	BTIBRITISH AMERN TOB PLC	10,870	$745,000	0.1%	TRIM −3%
192	ADMARCHER DANIELS MIDLAND CO	17,874	$740,000	0.1%	HOLD
193	CCICROWN CASTLE INC	7,363	$738,000	0.1%	HOLD
194	CSXCSX CORP	13,517	$737,000	0.1%	NEW
195	ESTERLINE TECHNOLOGIES CORP	7,760	$736,000	0.1%	NEW
196	APARTMENT INVT & MGMT CO	17,088	$734,000	0.1%	ADD 8%
197	HUDSON PAC PPTYS INC	21,435	$733,000	0.1%	ADD 115%
198	IJSISHARES TR	5,223	$730,000	0.1%	HOLD
199	Invesco FTSE RAFI Dvlpd Mkts	17,432	$728,000	0.1%	HOLD
200	MIDDMIDDLEBY CORP	5,979	$727,000	0.1%	HOLD

showing the top 200 by weight

☆1st Global Advisors, Inc.