ATHERTON LANE ADVISERS, LLC

Open in PORT →← all managers

CIK 1326196

13F portfolio (2015-Q4)

$1.7B

Positions

231

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2015-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2015-Q4)

Holdings

231

Top 5

14.3%

Top 10

24.9%

Effective N

61.3

HHI

0.016

This quarter

18 new · 0 exit →

By sector

Unclassified30.6%

Industrials17.3%

Information Technology11.8%

Financials9.1%

Consumer Discretionary8.3%

Communication Services7.1%

Health Care5.9%

Energy3.8%

Other6.1%

By market cap

Large ($10–200B)37.0%

Unknown32.0%

Mega (>$200B)25.9%

Mid ($2–10B)4.5%

Small ($300M–2B)0.6%

By region

North America68.0%

Other30.6%

Asia-Pacific1.4%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	30.67%	105
Pharmaceuticals & Biotechnology	5.88%	10
Banks	5.52%	5
Software & IT Services	5.09%	4
Specialty Retail	5.08%	4
Technology Hardware & Equipment	5.07%	8
Aerospace & Defense	4.93%	4
Oil, Gas & Consumable Fuels	3.81%	9
Construction & Engineering	3.73%	2
Capital Markets	3.43%	5
Semiconductors & Semiconductor Equipment	3.37%	5
Machinery	3.03%	3
Software	2.97%	4
Commercial Services & Supplies	2.83%	6
Chemicals	2.39%	4
Equity Real Estate Investment Trusts (REITs)	2.13%	12
Entertainment	2.00%	1
Road & Rail	1.36%	3
Automobiles & Components	1.19%	1
Real Estate Management & Development	1.18%	1
Textiles, Apparel & Luxury Goods	1.01%	1
Hotels, Restaurants & Leisure	0.95%	2
Transportation Infrastructure	0.73%	2
Marine	0.59%	1
Electrical Equipment & Components	0.34%	1
Tobacco	0.09%	2
Utilities	0.09%	5
Industrial Conglomerates	0.09%	1
Paper & Forest Products	0.08%	2
Insurance	0.07%	3
Beverages	0.05%	2
Distributors	0.05%	1
Health Care Equipment & Supplies	0.04%	2
Diversified Telecommunication Services	0.03%	2
Metals & Mining	0.03%	3
Food & Staples Retailing	0.02%	1
Communications Equipment	0.02%	1
Diversified Consumer Services	0.01%	1
Professional Services	0.01%	1
Life Sciences Tools & Services	0.01%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	GBDC	GOLUB CAP BDC INC	Unclassified	3.73%
2	EWH	ISHARES INC MSCI HONG KG ETF	Unclassified	3.69%
3		KKR & CO LP	Unclassified	2.34%
4	WFC	WELLS FARGO & COMPANY/MN	Financials	2.30%
5	HD	HOME DEPOT, INC.	Consumer Discretionary	2.25%
6	NKE	NIKE, Inc.	Materials	2.23%
7	DHI	HORTON D R INC /DE/	Industrials	2.22%
8	FRCB	FIRST REP BK SAN FRANCISCO C	Unclassified	2.08%
9	GOOGL	Alphabet Inc.	Communication Services	2.05%
10	AMGN	AMGEN INC	Health Care	2.02%

127/231 names classified · sector 69.4% of weight · industry 69.3% · mkt cap 68.0%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 11 quarters

IndustrialsBA, HON, SWK, CMI, DHI · other

Information TechnologyINTC, INTU, GE, CSCO, TMO · other

FinancialsWFC, BAC, JPM, MS, BLK · other

Consumer DiscretionaryHD, COST, F, YUM, WCC · other

Health CareBMY, AMGN, PFE, LLY, JNJ · other

EnergySLB, HP, XOM, DVN, COP · other

Real EstateWY, CBRE, PSA, ESS, VNO · other

MaterialsNKE, MOS, VMC, PG, NWL · other

Communication ServicesDIS, META, GOOGL, GOOG, VZ · other

Consumer StaplesKO, PM, MO, PEP, CVS · other

UtilitiesSRE, EPD, AWR, SO, NEE · other

UnclassifiedKKR & CO LP, GBDC, EWH, ISHARES MSCI SINGAPORE INDEX FUND, GLD · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 69.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2015-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (121 classified)ATHERTON LANE ADVISERS, LLC centroid (Mid Core)

IndustrialsInformation TechnologyFinancialsConsumer DiscretionaryCommunication ServicesHealth CareEnergyReal EstateMaterialsConsumer StaplesUtilities

Style box summary for ATHERTON LANE ADVISERS, LLC: centroid Mid Core. Heaviest cells: Large Value 17.6%, Large Core 14.3%, Large Growth 13.5%.

Classified: 67.3% of book weight (121/185 names) · unclassified 32.7%: , GBDC, EWH, FRCB, IWM, BABA, NAT, GXC, VTI, SPY +54 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 231 positions (2015-Q4) · largest first · Δ vs 2015-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	GBDCGOLUB CAP BDC INC	3,856,733	$64M	3.7%	HOLD
2	EWHISHARES INC MSCI HONG KG ETF	3,195,441	$63M	3.7%	TRIM −8%
3	KKR & CO LP	2,578,332	$40M	2.3%	HOLD
4	WFCWELLS FARGO CO NEW	725,247	$39M	2.3%	HOLD
5	HDHOME DEPOT INC	292,516	$39M	2.3%	HOLD
6	NKENIKE INC	613,170	$38M	2.2%	ADD 98%
7	DHID R HORTON INC	1,192,845	$38M	2.2%	HOLD
8	FRCBFIRST REP BK SAN FRANCISCO C	542,005	$36M	2.1%	HOLD
9	GOOGLALPHABET INC	45,180	$35M	2.0%	NEW
10	AMGNAMGEN INC	213,291	$35M	2.0%	HOLD
11	DISDISNEY WALT CO	326,795	$34M	2.0%	HOLD
12	INTCINTEL CORP	985,334	$34M	2.0%	HOLD
13	BMYBRISTOL-MYERS SQUIBB CO	490,259	$34M	2.0%	HOLD
14	CELGENE CORP	275,830	$33M	1.9%	ADD 3%
15	JPMJPMORGAN CHASE & CO	484,166	$32M	1.9%	ADD 9%
16	SWKSTANLEY BLACK & DECKER INC	298,639	$32M	1.9%	HOLD
17	COSTCOSTCO WHSL CORP NEW	197,072	$32M	1.9%	HOLD
18	IWMISHARES TR	279,136	$31M	1.8%	HOLD
19	BABOEING CO	213,682	$31M	1.8%	ADD 2%
20	MYLAN NV	553,383	$30M	1.7%	ADD 5%
21	METAMETA PLATFORMS INC	280,742	$29M	1.7%	ADD 5%
22	BLKBLACKROCK INC	83,785	$29M	1.7%	ADD 3%
23	TMOTHERMO FISHER SCIENTIFIC INC	200,973	$29M	1.7%	ADD 2%
24	MSMORGAN STANLEY	886,366	$28M	1.6%	HOLD
25	HONHONEYWELL INTL INC	270,345	$28M	1.6%	ADD 5%
26	PFEPFIZER INC	854,906	$28M	1.6%	HOLD
27	TOLTOLL BROTHERS INC	777,010	$26M	1.5%	ADD 4%
28	INTUINTUIT	267,497	$26M	1.5%	ADD 2%
29	NOCNORTHROP GRUMMAN CORP	135,223	$26M	1.5%	ADD 12%
30	PRICELINE COM INC	19,413	$25M	1.4%	HOLD
31	BABAALIBABA GROUP HLDG LTD	290,414	$24M	1.4%	ADD 8%
32	Quintiles IMS Holdings, Inc.	343,002	$24M	1.4%	ADD 5%
33	DU PONT E I DE NEMOURS & CO	353,074	$24M	1.4%	HOLD
34	NXPINXP SEMICONDUCTORS N V	277,322	$23M	1.4%	ADD 4%
35	CSCOCISCO SYS INC	834,174	$23M	1.3%	ADD 5%
36	GOOGALPHABET INC	29,746	$23M	1.3%	NEW
37	UPSUNITED PARCEL SERVICE INC	234,051	$23M	1.3%	TRIM −2%
38	CRMSALESFORCE INC	284,717	$22M	1.3%	ADD 31%
39	BACBANK AMERICA CORP	1,324,327	$22M	1.3%	ADD 4%
40	SLBSCHLUMBERGER LTD	317,449	$22M	1.3%	ADD 3%
41	WYWEYERHAEUSER CO	710,347	$21M	1.2%	ADD 2%
42	FFORD MTR CO	1,453,918	$20M	1.2%	TRIM −6%
43	CBRECBRE GROUP INC	584,030	$20M	1.2%	ADD 3%
44	BKRBAKER HUGHES INC	430,392	$20M	1.2%	ADD 5%
45	ARM HOLD ADR	426,730	$19M	1.1%	HOLD
46	COPCONOCOPHILLIPS	411,002	$19M	1.1%	ADD 27%
47	VFCV F CORP	279,662	$17M	1.0%	ADD 18%
48	WSMWILLIAMS SONOMA INC	272,564	$16M	0.9%	ADD 6%
49	CAKECHEESECAKE FACTORY INC	345,210	$16M	0.9%	HOLD
50	PANWPALO ALTO NETWORKS INC	90,184	$16M	0.9%	ADD 15%
51	RRYDER SYS INC	278,316	$16M	0.9%	ADD 3%
52	FFIVF5 INC	157,088	$15M	0.9%	HOLD
53	WHOLE FOODS MKT INC	443,769	$15M	0.9%	HOLD
54	HPHelmerich & Payne Inc.	277,440	$15M	0.9%	HOLD
55	SYNCHRONOSS TECHNOLOGIES INC	415,800	$15M	0.9%	HOLD
56	ANADARKO PETE CORP	269,760	$13M	0.8%	HOLD
57	EXPEEXPEDIA GROUP INC	97,877	$12M	0.7%	NEW
58	LIFELOCK INC	801,085	$11M	0.7%	TRIM −6%
59	NATNORDIC AMERICAN TANKERS LIMI	656,050	$10M	0.6%	ADD 21%
60	GXCSPDR INDEX SHS FDS	120,153	$9M	0.5%	NEW
61	VTIVANGUARD INDEX FDS	60,479	$6M	0.4%	HOLD
62	GEGENERAL ELECTRIC CO	186,038	$6M	0.3%	TRIM −12%
63	SPYSTATE STR SPDR S&P 500 ETF T	24,530	$5M	0.3%	ADD 9%
64	ZZILLOW GROUP INC	203,916	$5M	0.3%	TRIM −5%
65	XOMEXXON MOBIL CORP	59,003	$5M	0.3%	HOLD
66	CONTINENTAL RES INC	194,500	$4M	0.3%	NEW
67	ZGZILLOW GROUP INC	149,481	$4M	0.2%	ADD 40%
68	CVXCHEVRON CORP NEW	37,403	$3M	0.2%	ADD 7%
69	PSAPUBLIC STORAGE OPER CO	13,562	$3M	0.2%	HOLD
70	AAPLAPPLE INC	30,408	$3M	0.2%	ADD 13%
71	POWERSHARES QQQ TRUST	24,121	$3M	0.2%	ADD 6%
72	MSFTMICROSOFT CORP	48,294	$3M	0.2%	ADD 3%
73	ESSEssex Property Trust	10,676	$3M	0.1%	HOLD
74	EQREQUITY RESIDENTIAL	31,267	$3M	0.1%	HOLD
75	FEDERAL REALTY INVS TR	16,837	$2M	0.1%	TRIM −3%
76	IYRISHARES TR	31,128	$2M	0.1%	HOLD
77	UDRUDR INC	61,722	$2M	0.1%	TRIM −4%
78	NATIONAL OILWELL VARCO INC	67,090	$2M	0.1%	TRIM −29%
79	MDYSPDR S&P MIDCAP 400 ETF TR	7,167	$2M	0.1%	HOLD
80	VNOVORNADO RLTY TR	16,591	$2M	0.1%	HOLD
81	RAYTHEON CO	12,201	$2M	0.1%	HOLD
82	JNJJOHNSON & JOHNSON	14,674	$2M	0.1%	TRIM −14%
83	MMM3M CO	9,730	$1M	0.1%	TRIM −3%
84	CHESAPEAKE ENERGY CORP	325,004	$1M	0.1%	TRIM −58%
85	DVYISHARES TR	19,457	$1M	0.1%	TRIM −3%
86	DUKE REALTY CORP	69,218	$1M	0.1%	TRIM −4%
87	PGPROCTER AND GAMBLE CO	18,038	$1M	0.1%	HOLD
88	REYNOLDS AMERICAN INC	28,944	$1M	0.1%	HOLD
89	IVVISHARES TR	6,347	$1M	0.1%	ADD 33%
90	Weingarten Rlty Invs Common	36,256	$1M	0.1%	TRIM −5%
91	Guggenheim S&P 500 Equal Weighted ETF	15,690	$1M	0.1%	TRIM −5%
92	SCHWSCHWAB CHARLES CORP	36,270	$1M	0.1%	HOLD
93	VGTVANGUARD WORLD FD	10,727	$1M	0.1%	ADD 14%
94	NWLNEWELL BRANDS INC	25,935	$1M	0.1%	HOLD
95	Invesco Exchange Traded Fund T S&P500 Low Vol ETF	29,517	$1M	0.1%	HOLD
96	ABBVABBVIE INC	18,711	$1M	0.1%	HOLD
97	SPYGSPDR SERIES TRUST STATE STREET SPD	10,955	$1M	0.1%	HOLD
98	IBBISHARES TR	3,040	$1M	0.1%	HOLD
99	XLESELECT SECTOR SPDR TR	16,040	$968,000	0.1%	ADD 50%
100	IYCISHARES TR	6,620	$958,000	0.1%	HOLD
101	POWERSHARES ETF TRUST	41,140	$952,000	0.1%	TRIM −2%
102	SPYVSPDR SERIES TRUST	9,700	$930,000	0.1%	HOLD
103	IYKISHARES TR	8,510	$923,000	0.1%	HOLD
104	EXPRESS SCRIPTS HLDG CO	10,539	$921,000	0.1%	TRIM −4%
105	AMZNAMAZON COM INC	1,351	$913,000	0.1%	TRIM −4%
106	MRSHMARSH & MCLENNAN COS INC	16,458	$913,000	0.1%	TRIM −3%
107	AVBAVALONBAY CMNTYS INC	4,789	$882,000	0.1%	TRIM −6%
108	DIASPDR DOW JONES INDL AVERAGE	5,055	$880,000	0.1%	HOLD
109	SLYGSPDR SERIES TRUST	5,035	$869,000	0.1%	TRIM −6%
110	IBMINTERNATIONAL BUSINESS MACHS	6,123	$843,000	0.0%	TRIM −20%
111	FXIISHARES TR	23,751	$838,000	0.0%	ADD 234%
112	AXPAMERICAN EXPRESS CO	11,972	$833,000	0.0%	TRIM −14%
113	DONWISDOMTREE TR	10,330	$832,000	0.0%	HOLD
114	PMPHILIP MORRIS INTL INC	9,285	$816,000	0.0%	HOLD
115	MCKMCKESSON CORP	4,134	$815,000	0.0%	TRIM −47%
116	SDYSPDR SER TR	10,944	$805,000	0.0%	HOLD
117	SPGSIMON PPTY GROUP INC NEW	4,093	$796,000	0.0%	TRIM −13%
118	IMCVISHARES TR	6,485	$771,000	0.0%	TRIM −2%
119	LPLALPL FINL HLDGS INC	18,000	$768,000	0.0%	HOLD
120	IWNISHARES TR	8,320	$765,000	0.0%	HOLD
121	MOALTRIA GROUP INC	12,910	$751,000	0.0%	HOLD
122	TIPISHARES TR	6,711	$736,000	0.0%	TRIM −12%
123	SLYVSPDR SERIES TRUST	7,930	$736,000	0.0%	TRIM −5%
124	VTVVANGUARD INDEX FDS	8,876	$724,000	0.0%	HOLD
125	STEELCASE INC	48,515	$723,000	0.0%	TRIM −2%
126	IPINTERNATIONAL PAPER CO	19,150	$722,000	0.0%	TRIM −13%
127	KMBKIMBERLY-CLARK CORP	5,657	$720,000	0.0%	TRIM −2%
128	DTDWISDOMTREE TR	10,045	$720,000	0.0%	HOLD
129	GLDSPDR GOLD TR	6,914	$701,000	0.0%	TRIM −3%
130	ISHARES MSCI SINGAPORE INDEX FUND	65,909	$678,000	0.0%	ADD 9%
131	AIVLWISDOMTREE TR	9,445	$664,000	0.0%	HOLD
132	BLACKSTONE GROUP LP	21,798	$637,000	0.0%	ADD 230%
133	LLYELI LILLY & CO	7,417	$625,000	0.0%	HOLD
134	ABTABBOTT LABS	13,550	$609,000	0.0%	HOLD
135	EWGISHARES INC MSCI GERMANY ETF	23,200	$608,000	0.0%	TRIM −72%
136	BRK.ABERKSHIRE HATHAWAY INC DEL	3	$593,000	0.0%	HOLD
137	IMCGISHARES TR	3,725	$576,000	0.0%	HOLD
138	MRKMERCK & CO INC	10,279	$543,000	0.0%	HOLD
139	VDEVANGUARD WORLD FD	6,467	$538,000	0.0%	NEW
140	CSXCSX CORP	20,331	$528,000	0.0%	HOLD
141	BRK.BBERKSHIRE HATHAWAY INC DEL	3,878	$512,000	0.0%	HOLD
142	XLFSELECT SECTOR SPDR TR	21,089	$503,000	0.0%	ADD 58%
143	VHTVANGUARD WORLD FD	3,775	$502,000	0.0%	ADD 51%
144	KOCOCA COLA CO	11,650	$500,000	0.0%	ADD 5%
145	IAUISHARES GOLD TRUST	47,164	$482,000	0.0%	TRIM −17%
146	IYHISHARES TR	3,107	$466,000	0.0%	TRIM −4%
147	UNITED TECHNOLOGIES CORP	4,808	$462,000	0.0%	HOLD
148	PSXPHILLIPS 66	5,593	$458,000	0.0%	HOLD
149	HPEHEWLETT PACKARD ENTERPRISE C	30,063	$457,000	0.0%	NEW
150	MGKVanguard Mega Cap Growth ETF	5,500	$457,000	0.0%	ADD 38%
151	BCOBRINKS CO	15,220	$439,000	0.0%	TRIM −2%
152	ROYAL DUTCH SHELL PLC	8,800	$403,000	0.0%	ADD 52%
153	GILDGILEAD SCIENCES INC	3,900	$395,000	0.0%	ADD 2%
154	ADPAUTOMATIC DATA PROCESSING IN	4,579	$388,000	0.0%	HOLD
155	SUNSunoco LP	14,960	$384,000	0.0%	HOLD
156	SRESEMPRA	4,000	$376,000	0.0%	HOLD
157	PFFISHARES TR	9,654	$375,000	0.0%	ADD 71%
158	SHVISHARES TR	3,380	$373,000	0.0%	HOLD
159	IMCBISHARES TR	2,595	$371,000	0.0%	HOLD
160	MDTMEDTRONIC PLC	4,801	$369,000	0.0%	HOLD
161	HPQHP INC	30,064	$356,000	0.0%	NEW
162	SBUXSTARBUCKS CORP	5,868	$352,000	0.0%	ADD 2%
163	BSVVANGUARD BD INDEX FDS	4,396	$350,000	0.0%	TRIM −15%
164	VZVERIZON COMMUNICATIONS INC	7,563	$350,000	0.0%	HOLD
165	PLDPROLOGIS INC.	7,931	$340,000	0.0%	ADD 17%
166	ATMEL CORP	39,125	$337,000	0.0%	TRIM −98%
167	AWRAMER STATES WTR CO	8,000	$336,000	0.0%	HOLD
168	ADIANALOG DEVICES INC	6,000	$332,000	0.0%	HOLD
169	CATCATERPILLAR INC	4,887	$332,000	0.0%	TRIM −8%
170	PEPPEPSICO INC	3,315	$331,000	0.0%	HOLD
171	MORGAN STANLEY ASIA PAC FD I	23,828	$330,000	0.0%	HOLD
172	XLKSELECT SECTOR SPDR TR	7,628	$327,000	0.0%	HOLD
173	VVISA INC	4,200	$326,000	0.0%	HOLD
174	CVSCVS HEALTH CORP	3,300	$323,000	0.0%	HOLD
175	GDGENERAL DYNAMICS CORP	2,349	$323,000	0.0%	HOLD
176	SOVRAN SELF STORAGE INC	3,000	$322,000	0.0%	HOLD
177	UNPUNION PAC CORP	4,103	$321,000	0.0%	HOLD
178	FDLFirst Trust Morningstar Div Leaders ETF	13,522	$320,000	0.0%	HOLD
179	VUGVANGUARD INDEX FDS	3,008	$320,000	0.0%	NEW
180	USBUS BANCORP	7,300	$311,000	0.0%	HOLD
181	OREALTY INCOME CORP	6,000	$310,000	0.0%	HOLD
182	VCSHVANGUARD SCOTTSDALE FDS	3,895	$308,000	0.0%	NEW
183	QCOMQUALCOMM INC	6,085	$304,000	0.0%	TRIM −58%
184	ICFIShares Cohen & Steers REIT ETF	3,055	$303,000	0.0%	TRIM −6%
185	BIIBBIOGEN INC	986	$302,000	0.0%	TRIM −17%
186	SOSOUTHERN CO	6,449	$302,000	0.0%	HOLD
187	USRTISHARES TR	6,070	$287,000	0.0%	TRIM −4%
188	IWOISHARES TR	2,045	$285,000	0.0%	HOLD
189	SPDR Series Trust	6,220	$284,000	0.0%	TRIM −19%
190	AMPAMERIPRISE FINL INC	2,630	$280,000	0.0%	HOLD
191	WELLWELLTOWER INC	4,100	$279,000	0.0%	HOLD
192	VXFVANGUARD INDEX FDS	3,290	$276,000	0.0%	HOLD
193	CCICROWN CASTLE INC	3,150	$272,000	0.0%	HOLD
194	ORCLORACLE CORP	7,457	$272,000	0.0%	TRIM −4%
195	SEALED AIR CORP NEW	6,080	$271,000	0.0%	TRIM −5%
196	KBESPDR SERIES TRUST	7,825	$265,000	0.0%	TRIM −7%
197	EPDENTERPRISE PRODS PARTNERS L	10,246	$262,000	0.0%	HOLD
198	CIGNA CORPORATION	1,771	$259,000	0.0%	HOLD
199	CBCHUBB CORP	1,940	$257,000	0.0%	HOLD
200	DVNDEVON ENERGY CORP NEW	7,936	$254,000	0.0%	TRIM −12%

showing the top 200 by weight

☆ATHERTON LANE ADVISERS, LLC