Guardian Capital, LLC

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CIK 2083963

13F portfolio (2026-Q1)

$105M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

Top 5

27.9%

Top 10

46.1%

Effective N

32.6

HHI

0.031

This quarter

10 new · 0 exit →

By sector

Unclassified65.5%

Information Technology12.9%

Consumer Discretionary9.9%

Financials3.6%

Industrials3.2%

Communication Services3.2%

Health Care0.6%

Materials0.5%

Other0.6%

By market cap

Unknown65.5%

Mega (>$200B)28.3%

Large ($10–200B)6.2%

By region

Other65.5%

North America34.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	65.89%	45
Specialty Retail	9.14%	7
Semiconductors & Semiconductor Equipment	6.73%	3
Commercial Services & Supplies	3.63%	3
Technology Hardware & Equipment	3.35%	1
Software & IT Services	2.57%	3
Software	2.31%	2
Machinery	1.35%	3
Insurance	0.65%	2
Media & Entertainment	0.64%	1
Pharmaceuticals & Biotechnology	0.56%	2
Electrical Equipment & Components	0.55%	1
Metals & Mining	0.52%	1
Automobiles & Components	0.39%	1
Hotels, Restaurants & Leisure	0.35%	1
Banks	0.32%	1
Utilities	0.30%	1
Beverages	0.29%	1
Capital Markets	0.25%	1
Aerospace & Defense	0.23%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SMH	VANECK ETF TRUST	Unclassified	8.61%
2	QQQ	INVESCO QQQ TR	Unclassified	6.44%
3	NVDA	NVIDIA CORP	Information Technology	4.47%
4	GLD	SPDR GOLD TR	Unclassified	4.46%
5	CWB	SPDR SER TR	Unclassified	3.91%
6	RPG	INVESCO EXCHANGE TRADED FD T	Unclassified	3.78%
7	OCTW	AIM ETF PRODUCTS TRUST	Unclassified	3.66%
8	JANW	AIM ETF PRODUCTS TRUST	Unclassified	3.63%
9	APRW	AIM ETF PRODUCTS TRUST	Unclassified	3.58%
10	JULW	AIM ETF PRODUCTS TRUST	Unclassified	3.53%

37/81 names classified · sector 34.5% of weight · industry 34.1% · mkt cap 34.5%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 2 quarters

Information TechnologyNVDA, AAPL, AVGO, MSFT, PLTR · other

Consumer DiscretionaryAMZN, HD, COST, WMT, DKS · other

FinancialsMA, V, UNH, BRK.B, CB · other

Communication ServicesMETA, NFLX, GOOG, GOOGL, TMUS

IndustrialsWM, CW, WCN, CAT, LMT · other

Health CareMRK, ABBV, ABT, SYK, JNJ

MaterialsHWM, LIN

Utilities

Consumer Staples

UnclassifiedQQQ, SMH, GLD, CWB, RPG · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 34.5% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 34% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (36 classified)Guardian Capital, LLC centroid (Large Growth)

Information TechnologyConsumer DiscretionaryIndustrialsCommunication ServicesFinancialsHealth CareMaterialsUtilitiesConsumer Staples

Style box summary for Guardian Capital, LLC: centroid Large Growth. Heaviest cells: Large Growth 24.2%, Large Core 4.1%, Large Value 3.7%.

Classified: 34.1% of book weight (36/81 names) · unclassified 65.9%: SMH, QQQ, GLD, CWB, RPG, OCTW, JANW, APRW, JULW, MTUM +35 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 81 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	SMHVANECK ETF TRUST	23,481	$9M	8.6%	ADD 99%
2	QQQINVESCO QQQ TR	11,667	$7M	6.4%	TRIM −8%
3	NVDANVIDIA CORPORATION	26,813	$5M	4.5%	TRIM −33%
4	GLDSPDR GOLD TR	10,826	$5M	4.5%	ADD 112%
5	CWBSPDR SER TR	44,695	$4M	3.9%	ADD 224%
6	RPGINVESCO EXCHANGE TRADED FD T	84,433	$4M	3.8%	NEW
7	OCTWAIM ETF PRODUCTS TRUST	99,498	$4M	3.7%	ADD 84%
8	JANWAIM ETF PRODUCTS TRUST	103,904	$4M	3.6%	ADD 82%
9	APRWAIM ETF PRODUCTS TRUST	105,827	$4M	3.6%	ADD 75%
10	JULWAIM ETF PRODUCTS TRUST	95,103	$4M	3.5%	ADD 76%
11	AAPLAPPLE INC	13,799	$4M	3.4%	TRIM −31%
12	MTUMISHARES TR	11,191	$3M	2.6%	NEW
13	AMZNAMAZON COM INC	10,583	$2M	2.1%	TRIM −22%
14	COSTCOSTCO WHSL CORP NEW	2,153	$2M	2.1%	TRIM −27%
15	VGTVANGUARD WORLD FD	2,963	$2M	2.0%	TRIM −22%
16	HDHOME DEPOT INC	6,238	$2M	2.0%	TRIM −21%
17	AVGOBROADCOM INC	6,030	$2M	1.8%	TRIM −41%
18	WMWASTE MGMT INC DEL	7,566	$2M	1.7%	TRIM −29%
19	WMTWALMART INC	13,169	$2M	1.6%	TRIM −20%
20	HYGISHARES TR	20,036	$2M	1.5%	TRIM −30%
21	METAMETA PLATFORMS INC	2,756	$2M	1.5%	TRIM −39%
22	DBMFLITMAN GREGORY FDS TR	47,414	$1M	1.4%	ADD 171%
23	MSFTMICROSOFT CORP	3,848	$1M	1.4%	TRIM −29%
24	VTVVANGUARD INDEX FDS	6,624	$1M	1.2%	ADD 68%
25	MAMASTERCARD INCORPORATED	2,141	$1M	1.0%	TRIM −32%
26	AIRRFirst Trust RBA Amern Indl Renaissance ETF	9,435	$1M	1.0%	ADD 8%
27	PLTRPALANTIR TECHNOLOGIES INC	6,759	$988,707	0.9%	TRIM −38%
28	VVISA INC	3,252	$982,887	0.9%	TRIM −38%
29	VDCVANGUARD WORLD FD	4,267	$958,338	0.9%	TRIM −26%
30	CWCURTISS WRIGHT CORP	1,348	$918,338	0.9%	HOLD
31	DKSDICKS SPORTING GOODS INC	4,597	$911,507	0.9%	TRIM −30%
32	DIASPDR DOW JONES INDL AVERAGE	1,906	$882,851	0.8%	ADD 14%
33	PPAINVESCO EXCHANGE TRADED FD T	5,284	$875,559	0.8%	ADD 46%
34	XLKSELECT SECTOR SPDR TR	6,326	$840,760	0.8%	TRIM −11%
35	MGKVanguard Mega Cap Growth ETF	2,194	$806,287	0.8%	TRIM −14%
36	SPMOInvesco ETF Trust II - S&P500 Momentum ETF	6,735	$755,061	0.7%	TRIM −27%
37	DGROISHARES CORE DIVIDEND GROWTH ETF	10,685	$749,873	0.7%	ADD 4%
38	SPBUAIM ETF PRODUCTS TRUST	25,335	$688,352	0.7%	ADD 99%
39	VHTVANGUARD WORLD FD	2,523	$687,212	0.7%	TRIM −42%
40	COWZPACER FDS TR	10,766	$673,541	0.6%	NEW
41	NFLXNETFLIX INC	6,924	$665,743	0.6%	TRIM −27%
42	IYYISHARES TR	3,991	$632,396	0.6%	TRIM −16%
43	GEVGE VERNOVA INC	663	$578,765	0.6%	TRIM −17%
44	GOOGLALPHABET INC	1,974	$567,559	0.5%	ADD 4%
45	FLOTISHARES TR	10,871	$553,877	0.5%	NEW
46	HWMHOWMET AEROSPACE INC	2,369	$545,960	0.5%	HOLD
47	GOOGALPHABET INC	1,890	$542,202	0.5%	TRIM −23%
48	SPYSTATE STR SPDR S&P 500 ETF T	797	$518,112	0.5%	TRIM −52%
49	VYMVANGUARD WHITEHALL FDS	3,425	$507,177	0.5%	ADD 28%
50	MOATVANECK ETF TRUST	5,076	$490,831	0.5%	TRIM −15%
51	AMDADVANCED MICRO DEVICES INC	2,406	$489,453	0.5%	TRIM −14%
52	PAVEGLOBAL X FDS	8,470	$430,361	0.4%	ADD 3%
53	BRK.BBERKSHIRE HATHAWAY INC DEL	890	$426,488	0.4%	TRIM −44%
54	VTIVANGUARD INDEX FDS	1,320	$423,579	0.4%	ADD 10%
55	TSLATESLA INC	1,106	$411,156	0.4%	TRIM −35%
56	LOWLOWES COS INC	1,642	$387,925	0.4%	TRIM −29%
57	MRKMERCK & CO INC	3,143	$378,105	0.4%	TRIM −34%
58	IVVISHARES TR	576	$376,563	0.4%	TRIM −4%
59	MCDMCDONALDS CORP	1,162	$361,265	0.3%	TRIM −52%
60	CBCHUBB LIMITED	1,068	$348,041	0.3%	TRIM −49%
61	UNHUNITEDHEALTH GROUP INC	1,232	$333,459	0.3%	TRIM −68%
62	JPMJPMORGAN CHASE & CO	1,125	$331,023	0.3%	TRIM −34%
63	WECWEC ENERGY GROUP INC	2,704	$313,002	0.3%	TRIM −34%
64	PFFISHARES TR	10,283	$311,781	0.3%	NEW
65	VISVANGUARD WORLD FD	984	$307,239	0.3%	TRIM −15%
66	HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF	7,210	$306,389	0.3%	NEW
67	PEPPEPSICO INC	1,931	$299,800	0.3%	TRIM −27%
68	NOBLPROSHARES TR	2,747	$291,179	0.3%	TRIM −13%
69	IWMISHARES TR	1,096	$271,845	0.3%	TRIM −43%
70	CATCATERPILLAR INC	383	$271,165	0.3%	TRIM −6%
71	GSGOLDMAN SACHS GROUP INC	308	$260,454	0.2%	TRIM −24%
72	TOPTISHARES TR	9,100	$260,442	0.2%	ADD 14%
73	XMESPDR SERIES TRUST	2,385	$257,604	0.2%	NEW
74	SPYVSPDR SERIES TRUST	4,548	$257,339	0.2%	NEW
75	GRIDFIRST TR EXCHANGE TRADED FD	1,520	$248,642	0.2%	NEW
76	IVWISHARES TR	2,177	$246,203	0.2%	TRIM −32%
77	LMTLOCKHEED MARTIN CORP	395	$238,535	0.2%	NEW
78	VPUVANGUARD WORLD FD	1,143	$226,416	0.2%	TRIM −34%
79	DEDEERE & CO	385	$216,838	0.2%	TRIM −21%
80	ROSTROSS STORES INC	996	$215,778	0.2%	TRIM −42%
81	ABBVABBVIE INC	950	$206,605	0.2%	TRIM −39%

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

SMHVANECK ETF TRUST

—

12K

23K

$9M

QQQINVESCO QQQ TR

—

13K

12K

$7M

NVDANVIDIA CORPORATION

—

40K

27K

$5M

GLDSPDR GOLD TR

—

11K

$5M

CWBSPDR SER TR

—

14K

45K

$4M

RPGINVESCO EXCHANGE TRADED FD T

—

84K

$4M

OCTWAIM ETF PRODUCTS TRUST

—

54K

99K

$4M

JANWAIM ETF PRODUCTS TRUST

—

57K

104K

$4M

APRWAIM ETF PRODUCTS TRUST

—

60K

106K

$4M

JULWAIM ETF PRODUCTS TRUST

—

54K

95K

$4M

AAPLAPPLE INC

—

20K

14K

$4M

MTUMISHARES TR

—

11K

$3M

AMZNAMAZON COM INC

—

14K

11K

$2M

COSTCOSTCO WHSL CORP NEW

—

$2M

VGTVANGUARD WORLD FD

—

$2M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Guardian Capital, LLC