Kaizen Financial Strategies

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CIK 1842013

13F portfolio (2026-Q1)

$236M

Positions

170

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

170

Top 5

31.5%

Top 10

47.6%

Effective N

33.8

HHI

0.030

This quarter

22 new · 0 exit →

By sector

Unclassified62.7%

Information Technology16.4%

Communication Services6.0%

Consumer Discretionary3.8%

Financials3.3%

Industrials3.1%

Health Care1.6%

Materials1.3%

Other1.8%

By market cap

Unknown63.4%

Mega (>$200B)27.5%

Large ($10–200B)6.0%

Mid ($2–10B)3.0%

Small ($300M–2B)0.1%

By region

Other62.7%

North America37.1%

Asia-Pacific0.2%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	62.80%	92
Technology Hardware & Equipment	7.33%	4
Semiconductors & Semiconductor Equipment	6.00%	7
Software & IT Services	5.72%	4
Specialty Retail	2.48%	2
Software	2.06%	4
Capital Markets	1.99%	4
Pharmaceuticals & Biotechnology	1.48%	6
Automobiles & Components	1.14%	2
Utilities	1.04%	5
Machinery	0.94%	4
Metals & Mining	0.93%	5
Aerospace & Defense	0.92%	5
Construction & Engineering	0.90%	3
Electrical Equipment & Components	0.74%	2
Banks	0.58%	3
Commercial Services & Supplies	0.56%	3
Equity Real Estate Investment Trusts (REITs)	0.55%	3
Media & Entertainment	0.35%	2
Construction Materials	0.28%	1
Insurance	0.28%	2
Oil, Gas & Consumable Fuels	0.22%	2
Distributors	0.22%	1
Communications Equipment	0.12%	1
Health Care Equipment & Supplies	0.12%	1
Life Sciences Tools & Services	0.12%	1
Chemicals	0.11%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	7.79%
2	SCHG	SCHWAB U.S. LARGE-CAP GROWTH ETF	Unclassified	7.54%
3	AAPL	Apple Inc.	Information Technology	6.42%
4	CGDV	CAPITAL GROUP DIVIDEND VALUE	Unclassified	5.34%
5	NVDA	NVIDIA CORP	Information Technology	4.37%
6	VCRB	VANGUARD MALVERN FDS	Unclassified	4.17%
7	SCHI	SCHWAB STRATEGIC TR	Unclassified	3.56%
8	GOOG	Alphabet Inc.	Communication Services	3.29%
9	JIRE	J P MORGAN EXCHANGE TRADED F	Unclassified	2.99%
10	AMZN	AMAZON COM INC	Consumer Discretionary	2.13%

79/170 names classified · sector 37.3% of weight · industry 37.2% · mkt cap 36.6%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 21 quarters

Information TechnologyAAPL, NVDA, MSFT, CRM, AMAT · other

FinancialsBX, V, SCHW, PYPL, UPST · other

Consumer DiscretionaryAMZN, TSLA, BBY, JD, SBUX · other

Communication ServicesGOOG, GOOGL, META, NFLX, SPOT · other

IndustrialsCAT, URI, AGX, BABA, LUV · other

Real EstateSTAG, WPC, AMT, DLR, OHI · other

Health CareABBV, LLY, ZTS, MRNA, BIIB · other

MaterialsIP, USLM, KGC, WLK, MP · other

UtilitiesXIFR, OKE, ETR, OKLO, NEE · other

EnergyHESM, CVX, DVN, XOM, SLB

Consumer StaplesCVS, CTVA

UnclassifiedSPY, SCHG, VIG, SCHZ, CGDV · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 37.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 34% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (63 classified)Kaizen Financial Strategies centroid (Large Growth)

Information TechnologyCommunication ServicesConsumer DiscretionaryFinancialsIndustrialsHealth CareMaterialsUtilitiesReal EstateEnergy

Style box summary for Kaizen Financial Strategies: centroid Large Growth. Heaviest cells: Large Growth 24.3%, Large Core 5.3%, Small Growth 1.4%.

Classified: 34.4% of book weight (63/170 names) · unclassified 65.6%: SPY, SCHG, CGDV, VCRB, SCHI, JIRE, SMH, VYM, VIG, VPLS +97 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 170 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	26,225	$18M	7.8%	TRIM −6%
2	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	554,386	$18M	7.5%	HOLD
3	AAPLAPPLE INC	57,584	$15M	6.4%	TRIM −3%
4	CGDVCAPITAL GROUP DIVIDEND VALUE	277,840	$13M	5.3%	TRIM −9%
5	NVDANVIDIA CORPORATION	51,976	$10M	4.4%	TRIM −4%
6	VCRBVANGUARD MALVERN FDS	127,046	$10M	4.2%	HOLD
7	SCHISCHWAB STRATEGIC TR	368,644	$8M	3.6%	ADD 6%
8	GOOGALPHABET INC	23,384	$8M	3.3%	HOLD
9	JIREJ P MORGAN EXCHANGE TRADED F	88,160	$7M	3.0%	ADD 11%
10	AMZNAMAZON COM INC	20,129	$5M	2.1%	TRIM −9%
11	SMHVANECK ETF TRUST	10,910	$5M	2.1%	ADD 15%
12	GOOGLALPHABET INC	11,455	$4M	1.6%	HOLD
13	VYMVANGUARD WHITEHALL FDS	22,948	$4M	1.5%	ADD 599%
14	BXBLACKSTONE INC	24,696	$3M	1.3%	TRIM −9%
15	VIGVANGUARD SPECIALIZED FUNDS	14,046	$3M	1.3%	TRIM −19%
16	MSFTMICROSOFT CORP	6,998	$3M	1.2%	TRIM −7%
17	VPLSVANGUARD MALVERN FDS	35,667	$3M	1.2%	ADD 170%
18	FNDBSchwab Fundamental US Broad Market ETF	94,001	$3M	1.1%	ADD 15%
19	QQQINVESCO QQQ TR	4,076	$3M	1.1%	HOLD
20	TSLATESLA INC	6,128	$2M	1.0%	TRIM −8%
21	SCHRSCHWAB STRATEGIC TR	86,789	$2M	0.9%	TRIM −7%
22	XLKSELECT SECTOR SPDR TR	13,691	$2M	0.9%	HOLD
23	SPYINEOS ETF TRUST	38,477	$2M	0.9%	ADD 6%
24	SCUSSCHWAB STRATEGIC TR	79,122	$2M	0.8%	NEW
25	FNDASCHWAB STRATEGIC TR	57,105	$2M	0.8%	ADD 14%
26	QQQINEOS ETF TRUST	36,751	$2M	0.8%	ADD 6%
27	DIASPDR DOW JONES INDL AVERAGE	3,621	$2M	0.7%	TRIM −12%
28	FNDESCHWAB STRATEGIC TR	42,955	$2M	0.7%	TRIM −13%
29	METAMETA PLATFORMS INC	2,384	$2M	0.7%	ADD 14%
30	AGXARGAN INC	2,581	$2M	0.7%	TRIM −25%
31	JIVEJ P MORGAN EXCHANGE TRADED F	16,992	$2M	0.7%	NEW
32	AMDADVANCED MICRO DEVICES INC	5,498	$2M	0.6%	HOLD
33	XTLSPDR SERIES TRUST	6,633	$1M	0.6%	ADD 11%
34	LLYELI LILLY & CO	1,580	$1M	0.6%	TRIM −12%
35	VOOVANGUARD INDEX FDS	2,210	$1M	0.6%	HOLD
36	TEITEMPLETON EMERGING MKTS INCO	174,506	$1M	0.5%	HOLD
37	BLOKAMPLIFY ETF TR	19,130	$1M	0.5%	HOLD
38	FNDFSCHWAB STRATEGIC TR	21,443	$1M	0.5%	HOLD
39	SNDKSANDISK CORP	1,193	$1M	0.5%	TRIM −5%
40	QTUMETF SER SOLUTIONS	8,666	$1M	0.5%	ADD 3%
41	KTOSKRATOS DEFENSE & SEC SOLUTIO	14,400	$1M	0.5%	TRIM −5%
42	VWOVANGUARD INTL EQUITY INDEX F	17,544	$1M	0.4%	HOLD
43	GEVGE VERNOVA INC	1,006	$984,322	0.4%	ADD 55%
44	CATCATERPILLAR INC	1,247	$963,172	0.4%	ADD 3%
45	VTIVANGUARD INDEX FDS	2,758	$954,351	0.4%	TRIM −2%
46	VGSHVANGUARD SHORT-TERM TREASURY ETF	15,526	$908,043	0.4%	TRIM −12%
47	RSPTINVESCO EXCHANGE TRADED FD T	17,869	$904,522	0.4%	ADD 9%
48	AMATAPPLIED MATLS INC	2,234	$871,014	0.4%	HOLD
49	LRCXLAM RESEARCH CORP	3,302	$861,571	0.4%	TRIM −28%
50	XSDSPDR SERIES TRUST	2,110	$852,524	0.4%	ADD 5%
51	ABBVABBVIE INC	4,052	$846,863	0.4%	TRIM −2%
52	XLRESELECT SECTOR SPDR TR	18,934	$829,499	0.4%	TRIM −14%
53	COSTCOSTCO WHSL CORP NEW	833	$822,773	0.3%	TRIM −19%
54	PLTRPALANTIR TECHNOLOGIES INC	5,755	$821,584	0.3%	ADD 6%
55	XLFSELECT SECTOR SPDR TR	15,733	$818,588	0.3%	HOLD
56	WDCWESTERN DIGITAL CORP	2,234	$808,015	0.3%	TRIM −13%
57	XLCSELECT SECTOR SPDR TR	6,622	$786,863	0.3%	ADD 6%
58	KGCKINROSS GOLD CORP	22,301	$755,335	0.3%	HOLD
59	SCHKSCHWAB STRATEGIC TR	22,338	$754,801	0.3%	ADD 6%
60	GEGE AEROSPACE	2,530	$754,528	0.3%	HOLD
61	IUSGISHARES TR	4,344	$752,314	0.3%	HOLD
62	JPMJPMORGAN CHASE & CO	2,364	$732,813	0.3%	HOLD
63	EPOLISHARES TR	18,315	$731,313	0.3%	ADD 3%
64	UECURANIUM ENERGY CORP	48,011	$727,847	0.3%	HOLD
65	VVISA INC	2,274	$716,630	0.3%	TRIM −16%
66	CRMSALESFORCE INC	3,940	$714,050	0.3%	TRIM −10%
67	SOXLDIREXION SHS ETF TR	7,960	$703,425	0.3%	ADD 5%
68	BTCGRAYSCALE BITCOIN MINI TR ET	21,023	$701,327	0.3%	ADD 89%
69	EDDMORGAN STANLEY EMERGING MKTS	121,694	$687,574	0.3%	ADD 5%
70	RGLDROYAL GOLD INC	2,548	$667,907	0.3%	HOLD
71	USLMUNITED STS LIME & MINERALS I	4,953	$661,820	0.3%	HOLD
72	STAGSTAG INDL INC	16,925	$657,035	0.3%	HOLD
73	PDIPIMCO DYNAMIC INCOME FD	37,053	$640,640	0.3%	ADD 3%
74	LQDISHARES TR	5,807	$635,488	0.3%	TRIM −3%
75	NFLXNETFLIX INC	5,849	$630,464	0.3%	ADD 7%
76	NEENEXTERA ENERGY INC	6,859	$629,893	0.3%	TRIM −15%
77	VBVANGUARD INDEX FDS	2,148	$600,492	0.3%	ADD 51%
78	GLDSPDR GOLD TR	1,361	$598,949	0.3%	HOLD
79	IWMISHARES TR	2,063	$556,918	0.2%	HOLD
80	XITKSPDR SERIES TRUST	3,314	$553,763	0.2%	HOLD
81	CIBRFIRST TR EXCHANGE-TRADED FD	8,384	$552,675	0.2%	HOLD
82	AVGOBROADCOM INC	1,386	$552,279	0.2%	ADD 31%
83	ETRENTERGY CORP NEW	4,778	$551,907	0.2%	HOLD
84	CAHCARDINAL HEALTH INC	2,462	$524,652	0.2%	HOLD
85	WESWESTERN MIDSTREAM PARTNERS L	12,573	$513,613	0.2%	ADD 7%
86	OKLOOKLO INC	7,895	$506,938	0.2%	TRIM −4%
87	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	47,550	$500,227	0.2%	ADD 12%
88	AMGNAMGEN INC	1,384	$483,458	0.2%	HOLD
89	BIBPROSHARES TR	5,565	$482,602	0.2%	ADD 5%
90	FALNISHARES TR	17,246	$468,561	0.2%	ADD 7%
91	IMCGISHARES TR	5,456	$467,373	0.2%	HOLD
92	VBKVANGUARD INDEX FDS	1,385	$456,468	0.2%	HOLD
93	SCHASCHWAB STRATEGIC TR	14,137	$446,574	0.2%	HOLD
94	ARMARM HOLDINGS PLC	2,750	$446,408	0.2%	TRIM −4%
95	AXPAMERICAN EXPRESS CO	1,344	$437,821	0.2%	TRIM −19%
96	VCTRVICTORY CAP HLDGS INC	6,060	$436,623	0.2%	HOLD
97	VTECVANGUARD CALIF TAX FREE FDS	4,363	$436,176	0.2%	ADD 30%
98	ANGLVANECK ETF TRUST	14,766	$432,336	0.2%	ADD 5%
99	MSMORGAN STANLEY	2,288	$428,591	0.2%	HOLD
100	KIESPDR SERIES TRUST	7,350	$423,801	0.2%	ADD 3%
101	SPGSIMON PPTY GROUP INC NEW	2,096	$422,073	0.2%	HOLD
102	ACHRARCHER AVIATION INC	69,374	$421,794	0.2%	TRIM −14%
103	XSWSPDR SERIES TRUST	2,735	$414,079	0.2%	HOLD
104	HACKAMPLIFY ETF TR	5,222	$406,109	0.2%	HOLD
105	BANK AMERICA CORP	325	$395,859	0.2%	HOLD
106	UMMALISTED FDS TR	11,774	$394,194	0.2%	NEW
107	ORCLORACLE CORP	2,186	$389,853	0.2%	TRIM −6%
108	IVVISHARES TR	544	$383,288	0.2%	TRIM −3%
109	PGRPROGRESSIVE CORP	1,880	$382,577	0.2%	TRIM −9%
110	SCHMSCHWAB STRATEGIC TR	11,510	$382,011	0.2%	HOLD
111	VNMVANECK ETF TRUST	20,314	$380,269	0.2%	ADD 9%
112	FIWFIRST TR EXCHANGE-TRADED FD	3,539	$376,992	0.2%	HOLD
113	IWOISHARES TR	1,075	$374,820	0.2%	HOLD
114	FLMXFRANKLIN TEMPLETON ETF TR	9,163	$352,170	0.1%	ADD 9%
115	EWPISHARES INC	6,100	$349,957	0.1%	HOLD
116	BRK.BBERKSHIRE HATHAWAY INC DEL	696	$330,684	0.1%	HOLD
117	EMEEMCOR GROUP INC	413	$327,199	0.1%	ADD 5%
118	ACWXISHARES TR	4,420	$324,693	0.1%	HOLD
119	AESAES Corp.	22,185	$321,687	0.1%	ADD 51%
120	GILDGILEAD SCIENCES INC	2,308	$319,723	0.1%	ADD 2%
121	ALSNALLISON TRANSMISSION HLDGS I	2,500	$314,250	0.1%	HOLD
122	HESMHESS MIDSTREAM LP	8,150	$307,910	0.1%	TRIM −12%
123	NEMNEWMONT CORP	2,689	$304,947	0.1%	TRIM −10%
124	EWCISHARES INC	5,210	$302,128	0.1%	ADD 4%
125	HONHONEYWELL INTL INC	1,296	$297,373	0.1%	HOLD
126	SCJISHARES INC	2,863	$293,515	0.1%	NEW
127	BABAALIBABA GROUP HLDG LTD	2,100	$291,039	0.1%	HOLD
128	QCOMQUALCOMM INC	2,145	$288,376	0.1%	TRIM −7%
129	DRSLEONARDO DRS INC	6,410	$288,065	0.1%	NEW
130	AAAlcoa Upstream Corp.	4,072	$286,710	0.1%	NEW
131	BTCINEOS ETF TRUST	7,962	$285,278	0.1%	HOLD
132	SPYVSPDR SERIES TRUST	4,758	$278,618	0.1%	HOLD
133	MMM3M CO	1,823	$274,453	0.1%	HOLD
134	UNHUNITEDHEALTH GROUP INC	861	$272,563	0.1%	NEW
135	LDOSLEIDOS HOLDINGS INC	1,740	$272,258	0.1%	HOLD
136	INCYINCYTE CORP	2,853	$271,948	0.1%	NEW
137	JEPIJPMorgan Equity Premium Income ETF	4,721	$271,865	0.1%	ADD 30%
138	PSLVSPROTT ASSET MANAGEMENT LP	10,600	$271,148	0.1%	ADD 8%
139	SCHDSCHWAB STRATEGIC TR	8,799	$271,107	0.1%	NEW
140	XLUSELECT SECTOR SPDR TR	5,778	$267,810	0.1%	ADD 6%
141	LENLENNAR CORP	2,891	$256,700	0.1%	TRIM −17%
142	KCESPDR SERIES TRUST	1,690	$255,055	0.1%	ADD 10%
143	DOWDOW HLDGS INC	6,377	$254,551	0.1%	NEW
144	TSMTAIWAN SEMICONDUCTOR MFG LTD	695	$252,528	0.1%	NEW
145	XLYSELECT SECTOR SPDR TR	2,145	$252,296	0.1%	TRIM −27%
146	OKEONEOK INC NEW	2,869	$244,442	0.1%	TRIM −43%
147	DFCADIMENSIONAL CALIFORNIA MUNICIPAL BOND ETF	4,869	$244,059	0.1%	TRIM −18%
148	XHSSPDR SERIES TRUST	2,250	$239,175	0.1%	ADD 13%
149	PANWPALO ALTO NETWORKS INC	1,428	$238,433	0.1%	TRIM −21%
150	XLISELECT SECTOR SPDR TR	1,352	$230,286	0.1%	NEW
151	CUBECUBESMART	5,888	$230,221	0.1%	TRIM −4%
152	ESGDISHARES TR	2,255	$229,311	0.1%	NEW
153	AXONAXON ENTERPRISE INC	572	$224,842	0.1%	HOLD
154	CVXCHEVRON CORP NEW	1,166	$219,468	0.1%	NEW
155	BNDVANGUARD BD INDEX FDS	2,901	$214,014	0.1%	HOLD
156	VGTVANGUARD WORLD FD	270	$213,824	0.1%	NEW
157	JNJJOHNSON & JOHNSON	909	$213,239	0.1%	NEW
158	MAINMAIN STR CAP CORP	3,976	$212,578	0.1%	HOLD
159	FLTRVANECK ETF TRUST	8,334	$212,113	0.1%	HOLD
160	USDUWISDOMTREE TR	8,000	$207,120	0.1%	NEW
161	MRKMERCK & CO INC	1,794	$207,078	0.1%	NEW
162	MRVLMARVELL TECHNOLOGY INC	1,549	$206,590	0.1%	NEW
163	BACBANK AMERICA CORP	3,834	$205,150	0.1%	TRIM −8%
164	SPOTSPOTIFY TECHNOLOGY S A	385	$204,608	0.1%	NEW
165	EWSISHARES INC	6,962	$202,953	0.1%	TRIM −37%
166	SPYDSPDR SERIES TRUST	4,394	$202,662	0.1%	NEW
167	XNTKSPDR SERIES TRUST	685	$201,965	0.1%	NEW
168	SMRNUSCALE PWR CORP	15,862	$180,985	0.1%	ADD 5%
169	CLFCLEVELAND-CLIFFS INC NEW	13,471	$130,938	0.1%	ADD 8%
170	JOBYJOBY AVIATION INC	10,900	$100,498	0.0%	TRIM −3%

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

SPYSTATE STR SPDR S&P 500 ETF T

27K

29K

27K

28K

26K

$18M

SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF

506K

528K

535K

547K

544K

554K

$18M

AAPLAPPLE INC

63K

62K

61K

59K

58K

$15M

CGDVCAPITAL GROUP DIVIDEND VALUE

106K

235K

247K

290K

305K

278K

$13M

NVDANVIDIA CORPORATION

58K

60K

58K

56K

54K

52K

$10M

VCRBVANGUARD MALVERN FDS

99K

119K

123K

128K

129K

127K

$10M

SCHISCHWAB STRATEGIC TR

278K

304K

313K

335K

349K

369K

$8M

GOOGALPHABET INC

21K

24K

22K

24K

23K

$8M

JIREJ P MORGAN EXCHANGE TRADED F

—

53K

66K

75K

79K

88K

$7M

AMZNAMAZON COM INC

18K

21K

22K

20K

$5M

SMHVANECK ETF TRUST

11K

12K

10K

11K

$5M

GOOGLALPHABET INC

12K

13K

12K

11K

$4M

VYMVANGUARD WHITEHALL FDS

—

23K

$4M

BXBLACKSTONE INC

29K

30K

27K

25K

$3M

VIGVANGUARD SPECIALIZED FUNDS

33K

17K

16K

17K

14K

$3M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Kaizen Financial Strategies