Spectrum Management Group, LLC

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CIK 1534843

13F portfolio (2022-Q3)

$460M

Positions

243

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2022-Q3)

Holdings

237

Top 5

33.1%

Top 10

44.7%

Effective N

27.1

HHI

0.037

This quarter

17 new · 0 exit →

By sector

Unclassified61.3%

Information Technology10.3%

Financials6.8%

Consumer Discretionary5.8%

Industrials5.3%

Health Care2.6%

Consumer Staples2.5%

Energy2.3%

Other3.0%

By market cap

Unknown61.3%

Mega (>$200B)24.0%

Large ($10–200B)13.9%

Mid ($2–10B)0.4%

Small ($300M–2B)0.3%

Micro (<$300M)0.0%

By region

Other61.3%

North America38.7%

Europe0.0%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	62.53%	119
Technology Hardware & Equipment	5.71%	8
Specialty Retail	5.71%	7
Commercial Services & Supplies	3.00%	5
Insurance	2.72%	4
Software	2.63%	3
Pharmaceuticals & Biotechnology	2.54%	9
Oil, Gas & Consumable Fuels	2.32%	6
Semiconductors & Semiconductor Equipment	1.94%	2
Beverages	1.65%	2
Road & Rail	1.63%	3
Aerospace & Defense	1.43%	3
Capital Markets	1.28%	3
Software & IT Services	1.23%	4
Metals & Mining	0.92%	6
Food Products	0.84%	2
Professional Services	0.65%	1
Utilities	0.64%	8
Banks	0.16%	9
Chemicals	0.13%	5
Health Care Equipment & Supplies	0.09%	2
Hotels, Restaurants & Leisure	0.08%	3
Automobiles & Components	0.04%	3
Machinery	0.02%	2
Paper & Forest Products	0.02%	1
Textiles, Apparel & Luxury Goods	0.02%	1
Entertainment	0.01%	1
Diversified Telecommunication Services	0.01%	1
Tobacco	0.01%	2
Electrical Equipment & Components	0.01%	2
Equity Real Estate Investment Trusts (REITs)	0.01%	3
Media & Entertainment	0.00%	2
Communications Equipment	0.00%	2
Life Sciences Tools & Services	0.00%	1
Agricultural Products	0.00%	1
Coal & Consumable Fuels	0.00%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	13.36%
2	IVV	ISHARES TR	Unclassified	7.44%
3	ESGU	ISHARES TR	Unclassified	4.52%
4	AAPL	Apple Inc.	Information Technology	3.94%
5	XLK	SELECT SECTOR SPDR TR	Unclassified	3.85%
6	MSFT	MICROSOFT CORP	Information Technology	2.62%
7	IUSB	ISHARES TR	Unclassified	2.58%
8	GOVT	ISHARES TR	Unclassified	2.23%
9	CVX	CHEVRON CORP	Energy	2.10%
10		PIONEER NAT RES CO	Unclassified	2.07%

119/237 names classified · sector 38.7% of weight · industry 37.5% · mkt cap 38.7%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 36 quarters

Information TechnologyAAPL, MSFT, TXN, CSCO, IBM · other

Consumer DiscretionaryHD, AMZN, TGT, SBUX, DKS · other

IndustrialsACN, LMT, BA, UPS, HON · other

FinancialsJPM, MA, BLK, UNH, BAC · other

Communication ServicesGOOGL, DIS, VZ, META, T · other

Health CareJNJ, ABBV, AMGN, HCA, LLY · other

UtilitiesNEE, WEC, LNT, PNW, OKE · other

Real EstateSPG, CCI, DLR, O, PLD · other

MaterialsPG, GT, CLX, LPX, MLI · other

Consumer StaplesPEP, HSY, MO, PM, SJM · other

EnergyCVX, VLO, XOM, DVN, EOG · other

UnclassifiedMDY, SPY, FTSE RAFI 1000 US Lg Cap, SCHA, BIL · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 38.7% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2022-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 37% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (99 classified)Spectrum Management Group, LLC centroid (Large Core)

Information TechnologyConsumer DiscretionaryFinancialsIndustrialsHealth CareConsumer StaplesEnergyCommunication ServicesMaterialsUtilitiesReal Estate

Style box summary for Spectrum Management Group, LLC: centroid Large Core. Heaviest cells: Large Growth 13.8%, Large Value 9.9%, Large Core 5.9%.

Classified: 37.1% of book weight (99/228 names) · unclassified 62.9%: SPY, IVV, ESGU, XLK, IUSB, GOVT, , EMLP, EFV, EFG +119 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 243 positions (2022-Q3) · largest first · Δ vs 2022-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	172,153	$61M	13.4%	ADD 4%
2	IVVISHARES TR	95,433	$34M	7.4%	ADD 22%
3	ESGUISHARES TR	262,134	$21M	4.5%	ADD 20%
4	AAPLAPPLE INC	131,238	$18M	3.9%	HOLD
5	XLKSELECT SECTOR SPDR TR	149,378	$18M	3.9%	TRIM −7%
6	MSFTMICROSOFT CORP	51,835	$12M	2.6%	HOLD
7	IUSBISHARES TR	266,811	$12M	2.6%	ADD 6691%
8	GOVTISHARES TR	451,254	$10M	2.2%	ADD 2193%
9	CVXCHEVRON CORP NEW	67,397	$10M	2.1%	ADD 55%
10	PIONEER NAT RES CO	44,053	$10M	2.1%	ADD 30%
11	EMLPFirst TR. Ex. Tr. FD N. American Energy	325,544	$8M	1.8%	HOLD
12	EFVISHARES TR	208,680	$8M	1.7%	HOLD
13	EFGISHARES TR	107,108	$8M	1.7%	ADD 83%
14	IBMINTERNATIONAL BUSINESS MACHS	64,149	$8M	1.7%	ADD 128%
15	UNHUNITEDHEALTH GROUP INC	14,839	$7M	1.6%	HOLD
16	HDHOME DEPOT INC	27,132	$7M	1.6%	HOLD
17	UPSUNITED PARCEL SERVICE INC	45,382	$7M	1.6%	ADD 87%
18	PEPPEPSICO INC	44,463	$7M	1.6%	ADD 47%
19	TGTTARGET CORP	48,120	$7M	1.6%	HOLD
20	XLVSELECT SECTOR SPDR TR	58,845	$7M	1.5%	ADD 64%
21	DKSDICKS SPORTING GOODS INC	65,121	$7M	1.5%	ADD 108%
22	VVISA INC	37,464	$7M	1.4%	ADD 36%
23	LMTLOCKHEED MARTIN CORP	16,815	$6M	1.4%	ADD 37%
24	LLYELI LILLY & CO	19,495	$6M	1.4%	ADD 10%
25	AVGOBROADCOM INC	13,574	$6M	1.3%	TRIM −2%
26	XLESELECT SECTOR SPDR TR	82,732	$6M	1.3%	TRIM −31%
27	ACNACCENTURE PLC IRELAND	22,282	$6M	1.2%	HOLD
28	BRK.BBERKSHIRE HATHAWAY INC DEL	20,868	$6M	1.2%	ADD 14%
29	IJRISHARES TR	62,502	$5M	1.2%	ADD 422%
30	GOOGLALPHABET INC	54,993	$5M	1.1%	ADD 2355%
31	XLUSELECT SECTOR SPDR TR	76,056	$5M	1.1%	NEW
32	EEMVISHARES INC	95,322	$5M	1.0%	ADD 32%
33	METMETLIFE INC	73,666	$4M	1.0%	HOLD
34	ABBVABBVIE INC	30,991	$4M	0.9%	HOLD
35	HSYHERSHEY CO	17,469	$4M	0.8%	ADD 2%
36	AMLPALPS ETF TR	97,397	$4M	0.8%	NEW
37	MSMORGAN STANLEY	44,973	$4M	0.8%	ADD 51%
38	VIGVANGUARD SPECIALIZED FUNDS	23,938	$3M	0.7%	ADD 99%
39	SCHDSCHWAB STRATEGIC TR	47,866	$3M	0.7%	HOLD
40	AMZNAMAZON COM INC	26,917	$3M	0.7%	HOLD
41	PAYXPAYCHEX INC	26,476	$3M	0.6%	HOLD
42	NVDANVIDIA CORPORATION	23,996	$3M	0.6%	ADD 57%
43	MLIMUELLER INDS INC	47,223	$3M	0.6%	ADD 35%
44	USMVISHARES TR	42,090	$3M	0.6%	ADD 75%
45	XLPSELECT SECTOR SPDR TR	41,392	$3M	0.6%	ADD 3%
46	LNTALLIANT ENERGY CORP	50,778	$3M	0.6%	NEW
47	HDVISHARES TR	29,380	$3M	0.6%	TRIM −3%
48	TIPISHARES TR	25,189	$3M	0.6%	TRIM −31%
49	XSDSPDR SERIES TRUST	15,841	$2M	0.5%	NEW
50	IFRAISHARES U.S. INFRASTRUCTURE ETF	74,464	$2M	0.5%	ADD 66%
51	XHSSPDR SERIES TRUST	27,295	$2M	0.5%	NEW
52	BLKBLACKROCK INC	4,192	$2M	0.5%	HOLD
53	IGIBISHARES TR	40,441	$2M	0.4%	ADD 311%
54	ANAUTONATION INC	17,320	$2M	0.4%	NEW
55	PRFINVESCO EXCHANGE TRADED FD T	12,697	$2M	0.4%	HOLD
56	MDYSPDR S&P MIDCAP 400 ETF TR	4,343	$2M	0.4%	HOLD
57	XOPSPDR SERIES TRUST	13,058	$2M	0.4%	TRIM −77%
58	TLHISHARES TR	14,435	$2M	0.3%	NEW
59	FALNISHARES TR	63,408	$2M	0.3%	ADD 78181%
60	IVWISHARES TR	24,536	$1M	0.3%	HOLD
61	IYHISHARES TR	5,372	$1M	0.3%	ADD 8165%
62	IAKISHARES TR	16,875	$1M	0.3%	ADD 3%
63	IEOISHARES TR	15,949	$1M	0.3%	TRIM −18%
64	STLDSTEEL DYNAMICS INC	18,354	$1M	0.3%	NEW
65	AMNAMN HEALTHCARE SERVICES INC	12,086	$1M	0.3%	NEW
66	ESGEISHARES INC	46,060	$1M	0.3%	ADD 17%
67	IYKISHARES TR	6,594	$1M	0.3%	ADD 2%
68	ICLNISHARES TR	61,567	$1M	0.3%	NEW
69	ITBISHARES TR	22,584	$1M	0.3%	NEW
70	COMTISHARES U S ETF TR	32,673	$1M	0.3%	ADD 9%
71	MUBISHARES TR	10,329	$1M	0.2%	ADD 31%
72	SHVISHARES TR	9,164	$1M	0.2%	ADD 135%
73	JPSTJ P MORGAN EXCHANGE TRADED F	19,576	$982,000	0.2%	HOLD
74	XOMEXXON MOBIL CORP	10,989	$959,000	0.2%	TRIM −83%
75	ICVTISHARES TR CONV BD ETF	12,965	$893,000	0.2%	TRIM −31%
76	QQQINVESCO QQQ TR	2,955	$790,000	0.2%	NEW
77	IVEISHARES TR	6,087	$782,000	0.2%	TRIM −13%
78	GLDSPDR GOLD TR	4,735	$732,000	0.2%	HOLD
79	VUGVANGUARD INDEX FDS	3,409	$729,000	0.2%	HOLD
80	IYEISHARES TR	16,226	$638,000	0.1%	TRIM −66%
81	IXNISHARES TR	15,054	$635,000	0.1%	HOLD
82	MBBISHARES TR	6,833	$626,000	0.1%	ADD 632%
83	PGPROCTER AND GAMBLE CO	4,355	$550,000	0.1%	HOLD
84	IXUSISHARES TR	9,524	$485,000	0.1%	ADD 4%
85	ELVELEVANCE HEALTH INC FORMERLY	942	$428,000	0.1%	HOLD
86	TMOTHERMO FISHER SCIENTIFIC INC	839	$426,000	0.1%	HOLD
87	IEFAISHARES TR	7,709	$406,000	0.1%	ADD 4%
88	MRKMERCK & CO INC	4,450	$383,000	0.1%	HOLD
89	ABTABBOTT LABS	3,927	$380,000	0.1%	HOLD
90	GOOGALPHABET INC	3,820	$367,000	0.1%	ADD 1900%
91	WFCWELLS FARGO CO NEW	8,885	$357,000	0.1%	HOLD
92	KOCOCA COLA CO	6,166	$345,000	0.1%	HOLD
93	SCHASCHWAB STRATEGIC TR	8,298	$314,000	0.1%	HOLD
94	IJKISHARES TR	4,836	$305,000	0.1%	HOLD
95	MCDMCDONALDS CORP	1,323	$305,000	0.1%	HOLD
96	FHLCFIDELITY COVINGTON TRUST	5,215	$301,000	0.1%	HOLD
97	EWEDWARDS LIFESCIENCES CORP	3,444	$285,000	0.1%	HOLD
98	SUBISHARES TR	2,669	$274,000	0.1%	ADD 116%
99	JNJJOHNSON & JOHNSON	1,553	$254,000	0.1%	HOLD
100	VTIVANGUARD INDEX FDS	1,338	$240,000	0.1%	HOLD
101	GDXVANECK ETF TRUST GOLD MINERS ETF	9,382	$226,000	0.0%	HOLD
102	AGGISHARES TR	2,247	$216,000	0.0%	HOLD
103	XLYSELECT SECTOR SPDR TR	1,438	$205,000	0.0%	HOLD
104	BACBANK AMERICA CORP	6,070	$183,000	0.0%	HOLD
105	NEENEXTERA ENERGY INC	2,266	$178,000	0.0%	HOLD
106	VRTXVERTEX PHARMACEUTICALS INC	560	$162,000	0.0%	HOLD
107	UNPUNION PAC CORP	823	$160,000	0.0%	HOLD
108	TSLATESLA INC	600	$159,000	0.0%	ADD 200%
109	VTEBVANGUARD MUN BD FDS	3,179	$153,000	0.0%	HOLD
110	TLTISHARES TR	1,421	$146,000	0.0%	ADD 148%
111	IGSBISHARES TR	2,495	$123,000	0.0%	ADD 39%
112	FRMEFIRST MERCHANTS CORP	3,158	$122,000	0.0%	ADD 100%
113	ISRGINTUITIVE SURGICAL INC	645	$121,000	0.0%	HOLD
114	MAMASTERCARD INCORPORATED	400	$114,000	0.0%	HOLD
115	SLVISHARES SILVER TR	6,138	$107,000	0.0%	HOLD
116	INFLLISTED FDS TR	3,820	$106,000	0.0%	ADD 83%
117	LQDISHARES TR	1,015	$104,000	0.0%	NEW
118	IEMGISHARES INC	2,417	$104,000	0.0%	TRIM −60%
119	IJHISHARES TR	469	$103,000	0.0%	TRIM −12%
120	KMPRKEMPER CORP	2,483	$102,000	0.0%	HOLD
121	SPYGSPDR SERIES TRUST STATE STREET SPD	2,000	$100,000	0.0%	HOLD
122	XLISELECT SECTOR SPDR TR	1,180	$98,000	0.0%	TRIM −98%
123	EMBISHARES TR	1,220	$97,000	0.0%	ADD 30400%
124	USIGISHARES TR	1,882	$90,000	0.0%	ADD 84%
125	VLUEISHARES TR	1,102	$90,000	0.0%	TRIM −24%
126	KMBKIMBERLY-CLARK CORP	800	$90,000	0.0%	HOLD
127	CWCURTISS WRIGHT CORP	608	$85,000	0.0%	HOLD
128	EVLVEVOLV TECHNOLOGIES HLDNGS IN	40,000	$85,000	0.0%	HOLD
129	IJTISHARES TR	840	$85,000	0.0%	HOLD
130	LULULULULEMON ATHLETICA INC	295	$82,000	0.0%	HOLD
131	TDYTELEDYNE TECHNOLOGIES INC	240	$81,000	0.0%	HOLD
132	VOOVANGUARD INDEX FDS	247	$81,000	0.0%	HOLD
133	SBUXSTARBUCKS CORP	930	$78,000	0.0%	HOLD
134	QCLNFIRST TR EXCHANGE-TRADED FD	1,195	$68,000	0.0%	HOLD
135	DISDISNEY WALT CO	710	$67,000	0.0%	HOLD
136	STIPISHARES TR	668	$64,000	0.0%	ADD 267%
137	EFAISHARES TR	1,107	$62,000	0.0%	HOLD
138	VZVERIZON COMMUNICATIONS INC	1,586	$60,000	0.0%	HOLD
139	ITOTISHARES TR	738	$59,000	0.0%	HOLD
140	SPTSSPDR SERIES TRUST	1,870	$54,000	0.0%	TRIM −39%
141	ACTIVISION BLIZZARD INC	700	$52,000	0.0%	HOLD
142	NKENIKE INC	600	$50,000	0.0%	HOLD
143	PCYOPURE CYCLE CORP	6,046	$50,000	0.0%	HOLD
144	IJJISHARES TR	524	$47,000	0.0%	TRIM −49%
145	JMSTJ P MORGAN EXCHANGE TRADED F	925	$47,000	0.0%	HOLD
146	FUMBFIRST TR EXCH TRADED FD III	2,344	$46,000	0.0%	HOLD
147	SHYGISHARES TR	1,154	$46,000	0.0%	ADD 66%
148	GSYINVESCO ACTIVELY MANAGED EXC	900	$44,000	0.0%	TRIM −39%
149	NOWSERVICENOW INC	110	$42,000	0.0%	HOLD
150	METAMETA PLATFORMS INC	300	$41,000	0.0%	HOLD
151	CCJCAMECO CORP	1,500	$40,000	0.0%	HOLD
152	GEGE AEROSPACE	639	$40,000	0.0%	HOLD
153	LACLITHIUM AMERICAS CORP COM	1,360	$36,000	0.0%	HOLD
154	USBUS BANCORP	885	$36,000	0.0%	HOLD
155	FLOTISHARES TR	693	$35,000	0.0%	ADD 111%
156	PFIXSIMPLIFY EXCHANGE TRADED FUN	500	$34,000	0.0%	HOLD
157	PMPHILIP MORRIS INTL INC	400	$33,000	0.0%	HOLD
158	AGZISHARES TR	300	$32,000	0.0%	NEW
159	PCRXPACIRA BIOSCIENCES INC	600	$32,000	0.0%	HOLD
160	COPCONOCOPHILLIPS	300	$31,000	0.0%	TRIM −31%
161	SPGSIMON PPTY GROUP INC NEW	343	$31,000	0.0%	HOLD
162	KEYKEYCORP	1,584	$25,000	0.0%	HOLD
163	WMTWALMART INC	190	$25,000	0.0%	HOLD
164	ARKKARK ETF TR	618	$23,000	0.0%	HOLD
165	MDLZMONDELEZ INTL INC	394	$22,000	0.0%	HOLD
166	IBBISHARES TR	173	$20,000	0.0%	HOLD
167	PAASPAN AMERN SILVER CORP	1,280	$20,000	0.0%	HOLD
168	JPMJPMORGAN CHASE & CO	184	$19,000	0.0%	HOLD
169	ARKFARK ETF TR	1,188	$18,000	0.0%	HOLD
170	MOALTRIA GROUP INC	416	$17,000	0.0%	HOLD
171	CANADIAN PAC RY LTD	250	$17,000	0.0%	HOLD
172	CATCATERPILLAR INC	100	$16,000	0.0%	HOLD
173	SDYSPDR SER TR	145	$16,000	0.0%	HOLD
174	CRMSALESFORCE INC	100	$14,000	0.0%	ADD 150%
175	XLBSELECT SECTOR SPDR TR	213	$14,000	0.0%	HOLD
176	SOSOUTHERN CO	200	$14,000	0.0%	HOLD
177	TPLTEXAS PACIFIC LAND CORPORATI	8	$14,000	0.0%	HOLD
178	BMYBRISTOL-MYERS SQUIBB CO	180	$13,000	0.0%	HOLD
179	DUKDUKE ENERGY CORP NEW	140	$13,000	0.0%	HOLD
180	HONHONEYWELL INTL INC	75	$13,000	0.0%	HOLD
181	SLRCSLR INVESTMENT CORP	1,055	$13,000	0.0%	HOLD
182	COSTCOSTCO WHSL CORP NEW	26	$12,000	0.0%	HOLD
183	RPVINVESCO EXCHANGE TRADED FD T	167	$12,000	0.0%	HOLD
184	NFLXNETFLIX INC	50	$12,000	0.0%	NEW
185	VDCVANGUARD WORLD FD	72	$12,000	0.0%	HOLD
186	XSOEWISDOMTREE TR	499	$12,000	0.0%	HOLD
187	ABNBAIRBNB INC	100	$11,000	0.0%	HOLD
188	BPBP PLC	400	$11,000	0.0%	HOLD
189	RSPTINVESCO EXCHANGE TRADED FD T	49	$11,000	0.0%	HOLD
190	ARGO GROUP INTL HLDGS LTD	577	$11,000	0.0%	HOLD
191	SHELSHELL PLC	202	$10,000	0.0%	HOLD
192	JBHTHUNT J B TRANS SVCS INC	57	$9,000	0.0%	HOLD
193	THMINTERNATIONAL TOWER HILL MIN	17,750	$9,000	0.0%	HOLD
194	QCOMQUALCOMM INC	83	$9,000	0.0%	HOLD
195	SCWO374WATER INC	2,840	$8,000	0.0%	NEW
196	AAGILENT TECHNOLOGIES INC	54	$7,000	0.0%	HOLD
197	CTVACORTEVA INC	128	$7,000	0.0%	HOLD
198	HPQHP INC	288	$7,000	0.0%	TRIM −100%
199	MTBM & T BK CORP	41	$7,000	0.0%	HOLD
200	ZMZOOM COMMUNICATIONS INC	100	$7,000	0.0%	HOLD

showing the top 200 by weight

☆Spectrum Management Group, LLC