FCG ADVISORS, LLC

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CIK 1009950

13F portfolio (2020-Q3)

$425M

Positions

187

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2020-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2020-Q3)

Holdings

187

Top 5

48.0%

Top 10

58.3%

Effective N

18.7

HHI

0.054

This quarter

33 new · 0 exit →

By sector

Unclassified66.7%

Health Care16.4%

Information Technology5.4%

Financials4.4%

Communication Services1.6%

Materials1.3%

Consumer Discretionary1.1%

Industrials1.1%

Other2.0%

By market cap

Unknown67.0%

Large ($10–200B)20.6%

Mega (>$200B)11.2%

Mid ($2–10B)0.7%

Small ($300M–2B)0.4%

Micro (<$300M)0.1%

By region

Other66.7%

North America33.0%

Europe0.1%

Asia-Pacific0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	67.14%	93
Pharmaceuticals & Biotechnology	16.39%	12
Technology Hardware & Equipment	2.79%	4
Capital Markets	2.19%	4
Software	1.76%	5
Banks	1.47%	9
Chemicals	1.21%	6
Software & IT Services	0.98%	5
Beverages	0.67%	2
Oil, Gas & Consumable Fuels	0.52%	4
Specialty Retail	0.52%	2
Semiconductors & Semiconductor Equipment	0.48%	4
Diversified Telecommunication Services	0.47%	2
Utilities	0.41%	4
Machinery	0.38%	3
Automobiles & Components	0.33%	2
Media & Entertainment	0.27%	2
Commercial Services & Supplies	0.25%	3
Distributors	0.23%	2
Tobacco	0.21%	2
Aerospace & Defense	0.20%	3
Health Care Equipment & Supplies	0.19%	1
Insurance	0.18%	2
Road & Rail	0.17%	2
Food Products	0.10%	1
Electrical Equipment & Components	0.10%	2
Entertainment	0.08%	1
Equity Real Estate Investment Trusts (REITs)	0.07%	1
Hotels, Restaurants & Leisure	0.07%	1
Paper & Forest Products	0.07%	1
Communications Equipment	0.06%	1
Professional Services	0.05%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	BMY	BRISTOL MYERS SQUIBB CO	Health Care	13.27%
2	IVW	ISHARES TR	Unclassified	10.01%
3	VXF	VANGUARD INDEX FDS	Unclassified	9.73%
4	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	9.11%
5	IVE	ISHARES TR	Unclassified	5.90%
6	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	2.69%
7	AAPL	Apple Inc.	Information Technology	2.49%
8	JMST	J P MORGAN EXCHANGE TRADED F	Unclassified	1.91%
9		INVESCO EXCH TRD SLF IDX FD	Unclassified	1.66%
10		INVESCO EXCH TRD SLF IDX FD	Unclassified	1.50%

95/187 names classified · sector 33.3% of weight · industry 32.9% · mkt cap 33.0%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 30 quarters

Health CareJNJ, BMY, PFE, MRK, ABT · other

FinancialsJPM, FRME, BRK.B, BX, KKR · other

Information TechnologyAAPL, MSFT, GE, CSCO, IBM · other

EnergyXOM, CVX, SLB, COP, ENB · other

Communication ServicesMETA, T, VZ, GOOG, CMCSA · other

Consumer StaplesKO, PM, MO, PEP, CPB · other

IndustrialsMMM, SWK, BA, BABA, LRCX · other

Consumer DiscretionaryAMZN, TSLA, HD, UVV, ASPN · other

UtilitiesPEG, DUK, WEC, WTRG, NEE · other

MaterialsRPM, ECL, PG, KMB, NKE · other

Real EstateO, AMT, WY

UnclassifiedCELGENE CORP, VEA, IVW, CLAYMORE EXCHANGE TRD FD TR, INVESCO EXCH TRD SLF IDX FD · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 33.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2020-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 31% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (85 classified)FCG ADVISORS, LLC centroid (Large Core)

Health CareInformation TechnologyFinancialsCommunication ServicesMaterialsConsumer DiscretionaryIndustrialsConsumer StaplesEnergyUtilitiesReal Estate

Style box summary for FCG ADVISORS, LLC: centroid Large Core. Heaviest cells: Large Value 16.7%, Large Core 5.6%, Large Growth 5.5%.

Classified: 31.1% of book weight (85/164 names) · unclassified 68.9%: , IVW, VXF, VEA, IVE, SPY, JMST, DVY, KKR, IVV +69 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 187 positions (2020-Q3) · largest first · Δ vs 2020-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	BMYBRISTOL-MYERS SQUIBB CO	936,133	$56M	13.3%	HOLD
2	IVWISHARES TR	184,333	$43M	10.0%	ADD 3%
3	VXFVANGUARD INDEX FDS	319,131	$41M	9.7%	TRIM −4%
4	VEAVANGUARD TAX-MANAGED FDS	947,420	$39M	9.1%	HOLD
5	IVEISHARES TR	223,132	$25M	5.9%	ADD 3%
6	SPYSTATE STR SPDR S&P 500 ETF T	34,134	$11M	2.7%	ADD 22%
7	AAPLAPPLE INC	91,533	$11M	2.5%	ADD 296%
8	JMSTJ P MORGAN EXCHANGE TRADED F	159,611	$8M	1.9%	ADD 13%
9	INVESCO EXCH TRD SLF IDX FD	324,197	$7M	1.7%	HOLD
10	INVESCO EXCH TRD SLF IDX FD	298,447	$6M	1.5%	HOLD
11	JNJJOHNSON & JOHNSON	42,730	$6M	1.5%	ADD 5%
12	MSFTMICROSOFT CORP	28,484	$6M	1.4%	ADD 17%
13	INVESCO EXCH TRD SLF IDX FD	274,229	$6M	1.4%	ADD 9%
14	DVYISHARES TR	73,065	$6M	1.4%	NEW
15	INVESCO EXCH TRD SLF IDX FD	267,206	$6M	1.3%	TRIM −5%
16	KKRKKR & CO INC	131,303	$5M	1.1%	HOLD
17	IVVISHARES TR	12,827	$4M	1.0%	TRIM −18%
18	BXBLACKSTONE INC	75,801	$4M	0.9%	ADD 5%
19	JPSTJ P MORGAN EXCHANGE TRADED F	69,818	$4M	0.8%	ADD 17%
20	INVESCO EXCH TRD SLF IDX FD	141,563	$3M	0.8%	HOLD
21	INVESCO EXCH TRD SLF IDX FD	144,106	$3M	0.8%	HOLD
22	EFAISHARES TR	51,258	$3M	0.8%	TRIM −4%
23	INVESCO EXCH TRD SLF IDX FD	144,338	$3M	0.8%	ADD 8%
24	RPMRPM INTL INC	37,744	$3M	0.7%	ADD 153%
25	INVESCO EXCH TRD SLF IDX FD	129,876	$3M	0.7%	HOLD
26	BRISTOL-MYERS SQUIBB CO	1,250,379	$3M	0.7%	HOLD
27	JPMJPMORGAN CHASE & CO	29,033	$3M	0.7%	ADD 3%
28	IWDISHARES TR	23,528	$3M	0.7%	TRIM −18%
29	INVESCO EXCH TRD SLF IDX FD	109,507	$3M	0.6%	HOLD
30	OEFISHARES TR	16,666	$3M	0.6%	ADD 14%
31	IWBISHARES TR	13,529	$3M	0.6%	TRIM −7%
32	IWFISHARES TR	11,321	$2M	0.6%	TRIM −7%
33	IDVISHARES TR	95,593	$2M	0.6%	ADD 769%
34	SPLVINVESCO EXCH TRADED FD TR II	35,045	$2M	0.4%	TRIM −4%
35	VTIVANGUARD INDEX FDS	11,036	$2M	0.4%	TRIM −8%
36	BRK.BBERKSHIRE HATHAWAY INC DEL	8,657	$2M	0.4%	TRIM −53%
37	MRKMERCK & CO INC	22,153	$2M	0.4%	ADD 18%
38	DIASPDR DOW JONES INDL AVERAGE	6,233	$2M	0.4%	HOLD
39	KOCOCA COLA CO	33,363	$2M	0.4%	HOLD
40	QUIDEL CORP	7,394	$2M	0.4%	TRIM −7%
41	IWPISHARES TR	9,212	$2M	0.4%	TRIM −6%
42	QQQINVESCO QQQ TR	5,715	$2M	0.4%	HOLD
43	METAMETA PLATFORMS INC	5,672	$1M	0.3%	TRIM −16%
44	INVESCO EXCH TRD SLF IDX FD	66,362	$1M	0.3%	ADD 31%
45	AMZNAMAZON COM INC	469	$1M	0.3%	TRIM −27%
46	FRMEFIRST MERCHANTS CORP	62,251	$1M	0.3%	TRIM −4%
47	VOOVVANGUARD ADMIRAL FDS INC	13,151	$1M	0.3%	TRIM −4%
48	GOOGALPHABET INC	970	$1M	0.3%	TRIM −2%
49	IWSISHARES TR	17,559	$1M	0.3%	HOLD
50	PFEPFIZER INC	38,484	$1M	0.3%	ADD 16%
51	XOMEXXON MOBIL CORP	40,957	$1M	0.3%	ADD 29%
52	IWMISHARES TR	9,151	$1M	0.3%	TRIM −3%
53	TSLATESLA INC	3,153	$1M	0.3%	ADD 323%
54	VOOGVANGUARD ADMIRAL FDS INC	5,818	$1M	0.3%	ADD 2%
55	PEPPEPSICO INC	8,582	$1M	0.3%	ADD 236%
56	GLDSPDR GOLD TR	6,595	$1M	0.3%	TRIM −50%
57	SHYISHARES TR	13,097	$1M	0.3%	TRIM −5%
58	TAT&T INC	39,680	$1M	0.3%	ADD 3%
59	IJRISHARES TR	14,730	$1M	0.2%	NEW
60	SDYSPDR SER TR	11,101	$1M	0.2%	TRIM −6%
61	LRCXLAM RESEARCH	3,050	$1M	0.2%	NEW
62	IJHISHARES TR	5,403	$1M	0.2%	NEW
63	IDXXIDEXX LABS INC	2,538	$998,000	0.2%	HOLD
64	VCSHVANGUARD SCOTTSDALE FDS	11,635	$964,000	0.2%	TRIM −7%
65	BSJOINVESCO EXCH TRD SLF IDX FD	39,893	$962,000	0.2%	HOLD
66	VZVERIZON COMMUNICATIONS INC	14,638	$871,000	0.2%	TRIM −3%
67	BNDVANGUARD BD INDEX FDS	9,623	$849,000	0.2%	ADD 2%
68	VTVVANGUARD INDEX FDS	8,005	$837,000	0.2%	HOLD
69	MMM3M CO	5,172	$829,000	0.2%	ADD 17%
70	CMCSACOMCAST CORP NEW	17,759	$822,000	0.2%	TRIM −7%
71	DBEFDBX ETF TR	26,198	$802,000	0.2%	NEW
72	PGPROCTER AND GAMBLE CO	5,730	$796,000	0.2%	ADD 49%
73	WECWEC ENERGY GROUP INC	8,073	$782,000	0.2%	NEW
74	VGTVANGUARD WORLD FD	2,404	$749,000	0.2%	ADD 26%
75	HDHOME DEPOT INC	2,576	$715,000	0.2%	ADD 24%
76	TOLZPROSHARES TR	18,251	$699,000	0.2%	HOLD
77	SPYGSPDR SERIES TRUST STATE STREET SPD	13,847	$694,000	0.2%	NEW
78	BSVVANGUARD BD INDEX FDS	8,278	$687,000	0.2%	HOLD
79	XYZBLOCK INC	4,183	$680,000	0.2%	TRIM −4%
80	INTCINTEL CORP	12,506	$648,000	0.2%	ADD 49%
81	ASPNASPEN AEROGELS INC	58,586	$642,000	0.2%	NEW
82	ICEINTERCONTINENTAL EXCHANGE IN	6,128	$613,000	0.1%	HOLD
83	PHATPHATHOM PHARMACEUTICALS INC	16,300	$598,000	0.1%	HOLD
84	VVVANGUARD INDEX FDS	3,756	$588,000	0.1%	ADD 3%
85	VIGVANGUARD SPECIALIZED FUNDS	4,515	$581,000	0.1%	HOLD
86	DGROISHARES CORE DIVIDEND GROWTH ETF	14,435	$574,000	0.1%	NEW
87	AVGOBROADCOM INC	1,559	$568,000	0.1%	NEW
88	AJGGALLAGHER ARTHUR J & CO	5,164	$545,000	0.1%	HOLD
89	BLUEBIRD BIO INC	10,000	$540,000	0.1%	HOLD
90	PRKPARK NATL CORP	6,438	$528,000	0.1%	HOLD
91	SOUTH JERSEY INDS INC	27,256	$525,000	0.1%	HOLD
92	VEUVANGUARD INTL EQUITY INDEX F	10,402	$525,000	0.1%	ADD 72%
93	BABAALIBABA GROUP HLDG LTD	1,754	$516,000	0.1%	ADD 13%
94	CSCOCISCO SYS INC	12,994	$512,000	0.1%	ADD 3%
95	NVSNOVARTIS AG	5,832	$507,000	0.1%	TRIM −3%
96	IBMINTERNATIONAL BUSINESS MACHS	4,158	$506,000	0.1%	ADD 4%
97	MOALTRIA GROUP INC	13,018	$503,000	0.1%	ADD 103%
98	UPSUNITED PARCEL SERVICE INC	2,967	$494,000	0.1%	ADD 13%
99	GOOGLALPHABET INC	330	$484,000	0.1%	ADD 22%
100	IWOISHARES TR	2,180	$483,000	0.1%	ADD 27%
101	AMATAPPLIED MATLS INC	7,884	$469,000	0.1%	ADD 64%
102	VTVANGUARD INTL EQUITY INDEX F	5,528	$446,000	0.1%	TRIM −9%
103	CONTINENTAL RES INC	36,000	$442,000	0.1%	HOLD
104	GISGENERAL MILLS INC	7,121	$439,000	0.1%	ADD 64%
105	BACBANK AMERICA CORP	18,139	$437,000	0.1%	TRIM −7%
106	EQUITRANS MIDSTREAM CORP	50,792	$430,000	0.1%	HOLD
107	ACCELERON PHARMA INC	3,800	$428,000	0.1%	ADD 36%
108	ABTABBOTT LABS	3,901	$425,000	0.1%	ADD 7%
109	AMGNAMGEN INC	1,672	$425,000	0.1%	ADD 44%
110	EGANEGAIN CORP	30,000	$425,000	0.1%	NEW
111	PEGPUBLIC SVC ENTERPRISE GROUP	7,481	$411,000	0.1%	HOLD
112	TGTXTG THERAPEUTICS INC	15,300	$409,000	0.1%	HOLD
113	IWCISHARES TR	4,504	$407,000	0.1%	NEW
114	SPHQINVESCO EXCHANGE TRADED FD T	10,324	$399,000	0.1%	HOLD
115	PIONEER NAT RES CO	4,600	$396,000	0.1%	HOLD
116	CEVACEVA INC	10,000	$394,000	0.1%	NEW
117	PMPHILIP MORRIS INTL INC	5,174	$388,000	0.1%	ADD 49%
118	VNQVANGUARD INDEX FDS	4,793	$378,000	0.1%	HOLD
119	IWNISHARES TR	3,694	$367,000	0.1%	ADD 3%
120	CTRACOTERRA ENERGY INC	21,000	$365,000	0.1%	HOLD
121	ADPAUTOMATIC DATA PROCESSING IN	2,595	$362,000	0.1%	ADD 19%
122	ECLECOLAB INC	1,800	$360,000	0.1%	HOLD
123	EQTEQT CORP	27,500	$356,000	0.1%	HOLD
124	NKENIKE INC	2,750	$345,000	0.1%	ADD 10%
125	TXNTEXAS INSTRS INC	2,407	$344,000	0.1%	NEW
126	VOOVANGUARD INDEX FDS	1,108	$341,000	0.1%	HOLD
127	GSYINVESCO ACTIVELY MANAGED EXC	6,683	$338,000	0.1%	ADD 32%
128	NFLXNETFLIX INC	675	$338,000	0.1%	TRIM −25%
129	POOLPOOL CORP	1,003	$336,000	0.1%	TRIM −46%
130	GDXJVANECK ETF TRUST	6,026	$334,000	0.1%	HOLD
131	ISHARES TR	12,261	$333,000	0.1%	HOLD
132	EEMISHARES TR	7,528	$332,000	0.1%	ADD 18%
133	PYPLPAYPAL HLDGS INC	1,665	$328,000	0.1%	ADD 7%
134	SWKSTANLEY BLACK & DECKER INC	2,021	$328,000	0.1%	HOLD
135	DISDISNEY WALT CO	2,584	$321,000	0.1%	TRIM −10%
136	MAXIM INTEGRATED PRODS INC	4,715	$319,000	0.1%	NEW
137	EMREMERSON ELEC CO	4,836	$317,000	0.1%	NEW
138	XLVSELECT SECTOR SPDR TR	2,890	$305,000	0.1%	ADD 13%
139	WTRGESSENTIAL UTILS INC	7,447	$300,000	0.1%	HOLD
140	RINGISHARES INC	8,988	$294,000	0.1%	HOLD
141	AMTAMERICAN TOWER CORP	1,211	$293,000	0.1%	TRIM −28%
142	SBUXSTARBUCKS CORP	3,409	$293,000	0.1%	TRIM −3%
143	ABBVABBVIE INC	3,318	$291,000	0.1%	HOLD
144	BABOEING CO	1,749	$289,000	0.1%	ADD 3%
145	KMBKIMBERLY-CLARK CORP	1,955	$289,000	0.1%	ADD 33%
146	GRMNGARMIN LTD	3,000	$285,000	0.1%	NEW
147	PNCPNC FINL SVCS GROUP INC	2,526	$278,000	0.1%	NEW
148	TFCTRUIST FINL CORP	7,289	$277,000	0.1%	TRIM −3%
149	QCOMQUALCOMM INC	2,322	$273,000	0.1%	HOLD
150	RTXRTX CORPORATION	4,747	$273,000	0.1%	HOLD
151	CATCATERPILLAR INC	1,810	$270,000	0.1%	TRIM −3%
152	DOWDOW HLDGS INC	5,724	$269,000	0.1%	NEW
153	RFGINVESCO EXCHANGE TRADED FD T	1,589	$268,000	0.1%	NEW
154	DUKDUKE ENERGY CORP NEW	2,927	$259,000	0.1%	TRIM −15%
155	ACWIISHARES TR	3,225	$258,000	0.1%	HOLD
156	DDDUPONT DE NEMOURS INC	4,495	$249,000	0.1%	NEW
157	PFFISHARES TR	6,791	$248,000	0.1%	HOLD
158	BLKBLACKROCK INC	431	$243,000	0.1%	ADD 8%
159	AMEAMETEK INC	2,430	$242,000	0.1%	NEW
160	VVISA INC	1,194	$239,000	0.1%	TRIM −6%
161	WFCWELLS FARGO CO NEW	10,079	$237,000	0.1%	TRIM −18%
162	SCZISHARES TR	4,008	$236,000	0.1%	TRIM −32%
163	VWOVANGUARD INTL EQUITY INDEX F	5,416	$234,000	0.1%	TRIM −3%
164	KRNYKEARNY FINL CORP MD	31,912	$230,000	0.1%	NEW
165	COPCONOCOPHILLIPS	6,943	$228,000	0.1%	NEW
166	CVXCHEVRON CORP NEW	3,156	$227,000	0.1%	ADD 22%
167	VOTVANGUARD INDEX FDS	1,245	$224,000	0.1%	HOLD
168	UNPUNION PAC CORP	1,134	$223,000	0.1%	NEW
169	TTEKTETRA TECH INC NEW	2,325	$222,000	0.1%	NEW
170	BSJPINVESCO EXCH TRD SLF IDX FD	9,379	$220,000	0.1%	HOLD
171	VBRVANGUARD INDEX FDS	1,992	$220,000	0.1%	HOLD
172	IWRISHARES TR	3,700	$212,000	0.0%	NEW
173	CBCHUBB LIMITED	1,798	$209,000	0.0%	HOLD
174	TTWOTAKE-TWO INTERACTIVE SOFTWAR	1,219	$201,000	0.0%	NEW
175	VUGVANGUARD INDEX FDS	885	$201,000	0.0%	NEW
176	ORCLORACLE CORP	3,352	$200,000	0.0%	TRIM −15%
177	ARCCARES CAPITAL CORP	11,601	$162,000	0.0%	ADD 3%
178	XBKNXBLACKROCK INVT QUALITY MUN T	10,213	$160,000	0.0%	NEW
179	BCSFBAIN CAP SPECIALTY FIN INC	12,301	$125,000	0.0%	ADD 2%
180	GEGENERAL ELECTRIC CO	14,591	$91,000	0.0%	HOLD
181	FFORD MTR CO	10,300	$69,000	0.0%	TRIM −27%
182	Amarin Corp PLC	10,300	$43,000	0.0%	HOLD
183	ASPIRA WOMENS HEALTH INC	12,000	$37,000	0.0%	HOLD
184	BGC PARTNERS INC	11,460	$28,000	0.0%	NEW
185	LYGLLOYDS BANKING GROUP PLC	20,187	$26,000	0.0%	TRIM −21%
186	OTLKOUTLOOK THERAPEUTICS INC	15,452	$11,000	0.0%	NEW
187	TONIX PHARMACEUTICALS HOLDIN	10,600	$9,000	0.0%	NEW

☆FCG ADVISORS, LLC