GIRARD SECURITIES, INC.

Open in PORT →← all managers

CIK 805867

13F portfolio (2017-Q3)

$113M

Positions

132

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2017-Q3)

Holdings

132

Top 5

29.9%

Top 10

43.7%

Effective N

29.2

HHI

0.034

This quarter

6 new · 0 exit →

By sector

Unclassified76.3%

Industrials4.3%

Consumer Discretionary2.9%

Utilities2.8%

Information Technology2.8%

Communication Services2.8%

Consumer Staples1.9%

Energy1.9%

Other4.3%

By market cap

Unknown76.9%

Large ($10–200B)11.8%

Mega (>$200B)8.7%

Small ($300M–2B)1.5%

Mid ($2–10B)1.0%

Micro (<$300M)0.2%

By region

Other76.3%

North America23.3%

Europe0.3%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	76.75%	78
Aerospace & Defense	3.33%	2
Utilities	2.82%	7
Oil, Gas & Consumable Fuels	1.87%	6
Diversified Telecommunication Services	1.83%	2
Equity Real Estate Investment Trusts (REITs)	1.64%	3
Specialty Retail	1.44%	3
Technology Hardware & Equipment	1.39%	1
Tobacco	1.25%	2
Pharmaceuticals & Biotechnology	0.91%	3
Automobiles & Components	0.74%	2
Hotels, Restaurants & Leisure	0.55%	1
Software	0.55%	2
Banks	0.52%	2
Commercial Services & Supplies	0.46%	2
Electrical Equipment & Components	0.41%	1
Software & IT Services	0.40%	1
Food Products	0.39%	2
Entertainment	0.38%	1
Semiconductors & Semiconductor Equipment	0.34%	1
Road & Rail	0.30%	1
Beverages	0.24%	1
Airlines	0.22%	1
Machinery	0.20%	1
Health Care Equipment & Supplies	0.20%	1
Chemicals	0.20%	1
Professional Services	0.20%	1
Household Durables	0.19%	1
Media & Entertainment	0.18%	1
Communications Equipment	0.11%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	14.14%
2	IJR	ISHARES TR	Unclassified	4.24%
3		TEMPLETON GLOBAL INCOME FD	Unclassified	4.07%
4	IJH	ISHARES TR	Unclassified	3.89%
5	SCHP	SCHWAB STRATEGIC TR	Unclassified	3.55%
6	BA	BOEING CO	Industrials	3.12%
7	IEFA	ISHARES TR	Unclassified	2.95%
8	IEMG	ISHARES INC	Unclassified	2.88%
9	FNDF	SCHWAB STRATEGIC TR	Unclassified	2.60%
10	BSV	VANGUARD BD INDEX FDS	Unclassified	2.24%

55/132 names classified · sector 23.7% of weight · industry 23.3% · mkt cap 23.1%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 8 quarters

Information TechnologyAAPL, GE, INTC, MSFT, EGHT · other

Communication ServicesT, DIS, VZ, META, NFLX · other

EnergyXOM, CVX, SLB, BP, PSX · other

Consumer DiscretionaryAMZN, TSLA, F, HD, CAKE · other

Health CareJNJ, PFE, MRK, GILD, SNY · other

UtilitiesEIX, KMI, EPD, ED, SRE · other

Consumer StaplesPM, MO, PEP, BF.B, KO · other

IndustrialsBA, JCI, UNP, FDX, CAT · other

FinancialsBRK.B, BAC, WFC, TRV, TRMK · other

Real EstateMPT, WSR, O, GNL, EPR · other

MaterialsPG, CL, ALB, FCX

UnclassifiedSPY, IJR, IJH, TEMPLETON GLOBAL INCOME FD, SCHP · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 23.7% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2017-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 22% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (47 classified)GIRARD SECURITIES, INC. centroid (Large Core)

IndustrialsConsumer DiscretionaryCommunication ServicesInformation TechnologyUtilitiesConsumer StaplesEnergyHealth CareFinancialsReal EstateMaterials

Style box summary for GIRARD SECURITIES, INC.: centroid Large Core. Heaviest cells: Large Value 7.4%, Large Growth 7.2%, Large Core 1.7%.

Classified: 21.7% of book weight (47/118 names) · unclassified 78.3%: SPY, , IJR, IJH, SCHP, IEFA, IEMG, FNDF, BSV, EMLP +61 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 132 positions (2017-Q3) · largest first · Δ vs 2017-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	63,691	$16M	14.1%	HOLD
2	IJRISHARES TR	64,618	$5M	4.2%	HOLD
3	TEMPLETON GLOBAL INCOME FD	682,867	$5M	4.1%	HOLD
4	IJHISHARES TR	24,614	$4M	3.9%	HOLD
5	SCHPSCHWAB STRATEGIC TR	72,655	$4M	3.6%	TRIM −3%
6	BABOEING CO	13,882	$4M	3.1%	TRIM −4%
7	IEFAISHARES TR	52,053	$3M	2.9%	TRIM −6%
8	IEMGISHARES INC	60,378	$3M	2.9%	ADD 7%
9	FNDFSCHWAB STRATEGIC TR	98,700	$3M	2.6%	TRIM −7%
10	BSVVANGUARD BD INDEX FDS	31,713	$3M	2.2%	ADD 36%
11	EMLPFirst TR. Ex. Tr. FD N. American Energy	86,559	$2M	1.9%	TRIM −8%
12	POWERSHARES QQQ TRUST	12,075	$2M	1.5%	TRIM −11%
13	FEXFirst Tr Large Cap Core AlphaDex Fd ETF	30,505	$2M	1.5%	TRIM −4%
14	AAPLAPPLE INC	10,226	$2M	1.4%	TRIM −35%
15	QUALISHARES TR	19,958	$2M	1.4%	ADD 3%
16	FNDESCHWAB STRATEGIC TR	49,287	$1M	1.2%	HOLD
17	TAT&T INC	35,809	$1M	1.2%	TRIM −37%
18	BLACKSTONE GROUP LP	39,825	$1M	1.2%	TRIM −2%
19	ITAIShares U.S. Aerospace & Defense ETF	7,065	$1M	1.1%	ADD 190%
20	DONWISDOMTREE TR	12,542	$1M	1.1%	TRIM −45%
21	VIGVANGUARD SPECIALIZED FUNDS	13,194	$1M	1.1%	HOLD
22	IVWISHARES TR	8,005	$1M	1.0%	HOLD
23	EIXEDISON INTL	14,680	$1M	1.0%	TRIM −7%
24	SCHDSCHWAB STRATEGIC TR	23,910	$1M	1.0%	ADD 10%
25	WSRWHITESTONE REIT	84,400	$1M	1.0%	TRIM −41%
26	AMZNAMAZON COM INC	1,129	$1M	1.0%	TRIM −24%
27	IYJISHARES TR	7,356	$1M	0.9%	TRIM −24%
28	OPPENHEIMER ETF TR	29,520	$1M	0.9%	TRIM −32%
29	FXUFIRST TR EXCHANGE TRADED FD	33,352	$900,000	0.8%	TRIM −2%
30	NUVEEN ENERGY MLP TOTL RTRNF	73,498	$889,000	0.8%	TRIM −10%
31	EEMISHARES TR	19,830	$887,000	0.8%	ADD 2%
32	IVVISHARES TR	3,458	$876,000	0.8%	TRIM −43%
33	DGROISHARES CORE DIVIDEND GROWTH ETF	26,590	$864,000	0.8%	TRIM −9%
34	EFAISHARES TR	12,419	$852,000	0.8%	ADD 7%
35	FNXFirst Trust Mid Cap Core AlphaDEX ETF	12,702	$789,000	0.7%	HOLD
36	CVXCHEVRON CORP NEW	6,549	$770,000	0.7%	TRIM −43%
37	PMPHILIP MORRIS INTL INC	6,900	$765,000	0.7%	TRIM −14%
38	FYXFIRST TR EXCHANGE-TRADED ALP	12,883	$761,000	0.7%	TRIM −5%
39	IFVFIRST TR EXCHANGE TRADED FD	33,473	$714,000	0.6%	TRIM −4%
40	AGGISHARES TR	6,456	$706,000	0.6%	ADD 9%
41	VZVERIZON COMMUNICATIONS INC	13,365	$664,000	0.6%	TRIM −28%
42	MOALTRIA GROUP INC	10,289	$651,000	0.6%	TRIM −14%
43	CAKECHEESECAKE FACTORY INC	14,950	$626,000	0.6%	NEW
44	DVYISHARES TR	6,458	$604,000	0.5%	TRIM −22%
45	HCP INC	21,345	$597,000	0.5%	TRIM −38%
46	BNDVANGUARD BD INDEX FDS	7,258	$594,000	0.5%	TRIM −22%
47	VWOVANGUARD INTL EQUITY INDEX F	13,281	$580,000	0.5%	TRIM −3%
48	TSLATESLA INC	1,613	$549,000	0.5%	TRIM −29%
49	GNLGLOBAL NET LEASE INC	23,349	$510,000	0.5%	TRIM −13%
50	VTIVANGUARD INDEX FDS	3,838	$495,000	0.4%	TRIM −37%
51	VCITVANGUARD SCOTTSDALE FDS	5,633	$494,000	0.4%	HOLD
52	SLBSCHLUMBERGER LTD	6,718	$469,000	0.4%	TRIM −31%
53	BRK.BBERKSHIRE HATHAWAY INC DEL	2,555	$468,000	0.4%	TRIM −59%
54	GEGENERAL ELECTRIC CO	19,343	$465,000	0.4%	TRIM −30%
55	PCGPG&E CORP	6,771	$461,000	0.4%	HOLD
56	IWMISHARES TR	3,076	$458,000	0.4%	TRIM −19%
57	METAMETA PLATFORMS INC	2,636	$449,000	0.4%	TRIM −28%
58	QABAFIRST TR EXCHANGE-TRADED FD	8,462	$443,000	0.4%	ADD 15%
59	XLESELECT SECTOR SPDR TR	6,277	$433,000	0.4%	HOLD
60	DISDISNEY WALT CO	4,367	$430,000	0.4%	TRIM −52%
61	MRKMERCK & CO INC	6,620	$424,000	0.4%	TRIM −34%
62	EMBISHARES TR	3,472	$407,000	0.4%	TRIM −3%
63	GOFGUGGENHEIM STRATEGIC OPPORTU	18,574	$397,000	0.4%	TRIM −2%
64	FXOFIRST TR EXCHANGE TRADED FD	13,353	$393,000	0.3%	TRIM −3%
65	EPDENTERPRISE PRODS PARTNERS L	14,913	$389,000	0.3%	TRIM −60%
66	ROYAL DUTCH SHELL PLC	6,416	$388,000	0.3%	TRIM −39%
67	INTCINTEL CORP	10,133	$387,000	0.3%	TRIM −46%
68	PFEPFIZER INC	10,393	$372,000	0.3%	TRIM −20%
69	FEMSFIRST TR EXCH TRD ALPHDX FD	8,837	$364,000	0.3%	ADD 3%
70	XLKSELECT SECTOR SPDR TR	6,169	$364,000	0.3%	ADD 4%
71	FEMFIRST TR EXCH TRD ALPHDX FD	13,190	$360,000	0.3%	TRIM −3%
72	XOMEXXON MOBIL CORP	4,213	$345,000	0.3%	TRIM −80%
73	GLDSPDR GOLD TR	2,788	$343,000	0.3%	TRIM −30%
74	SPIRIT RLTY CAP INC NEW	39,596	$342,000	0.3%	TRIM −47%
75	UNPUNION PAC CORP	2,945	$341,000	0.3%	HOLD
76	DTEDTE ENERGY CO	3,117	$337,000	0.3%	TRIM −11%
77	BIZDVANECK ETF TRUST	18,643	$335,000	0.3%	ADD 25%
78	BACBANK AMERICA CORP	12,902	$328,000	0.3%	TRIM −48%
79	IVEISHARES TR	3,040	$328,000	0.3%	TRIM −23%
80	XYZBLOCK INC	11,175	$321,000	0.3%	HOLD
81	HDHOME DEPOT INC	1,953	$320,000	0.3%	TRIM −47%
82	KMIKINDER MORGAN INC DEL	16,381	$314,000	0.3%	TRIM −40%
83	XLFSELECT SECTOR SPDR TR	11,686	$301,000	0.3%	TRIM −14%
84	MSFTMICROSOFT CORP	3,987	$298,000	0.3%	TRIM −28%
85	FFORD MTR CO	24,358	$290,000	0.3%	TRIM −29%
86	EDCONSOLIDATED EDISON INC	3,559	$289,000	0.3%	TRIM −14%
87	FVDFIRST TR EXCHANGE-TRADED FD	9,665	$288,000	0.3%	HOLD
88	SDYSPDR SER TR	3,152	$287,000	0.3%	TRIM −58%
89	XLPSELECT SECTOR SPDR TR	5,258	$283,000	0.3%	HOLD
90	VVISA INC	2,691	$283,000	0.3%	TRIM −3%
91	VNQVANGUARD INDEX FDS	3,295	$277,000	0.2%	ADD 9%
92	FLOTISHARES TR	5,400	$275,000	0.2%	HOLD
93	SRESEMPRA	2,373	$272,000	0.2%	TRIM −36%
94	FPEFirst Trust Preferred Secs & Inc ETF	13,260	$268,000	0.2%	TRIM −20%
95	PEPPEPSICO INC	2,381	$266,000	0.2%	TRIM −48%
96	FLRNSPDR SERIES TRUST	8,517	$262,000	0.2%	HOLD
97	BPBP PLC	6,713	$259,000	0.2%	TRIM −48%
98	Invesco Global Listed Private Equity ETF	20,348	$258,000	0.2%	HOLD
99	CCITIGROUP INC	3,527	$257,000	0.2%	TRIM −15%
100	IWBISHARES TR	1,801	$252,000	0.2%	TRIM −10%
101	FDXFEDEX CORP	1,104	$249,000	0.2%	TRIM −31%
102	MPTMEDICAL PPTYS TRUST INC	18,700	$245,000	0.2%	TRIM −42%
103	NOCNORTHROP GRUMMAN CORP	839	$241,000	0.2%	NEW
104	MDLZMONDELEZ INTL INC	5,902	$240,000	0.2%	TRIM −11%
105	MAMASTERCARD INCORPORATED	1,696	$239,000	0.2%	TRIM −13%
106	HPIHANCOCK JOHN PFD INCOME FD	10,579	$233,000	0.2%	ADD 7%
107	PSXPHILLIPS 66	2,541	$233,000	0.2%	TRIM −23%
108	XLISELECT SECTOR SPDR TR	3,256	$232,000	0.2%	TRIM −17%
109	VOOGVANGUARD ADMIRAL FDS INC	1,791	$231,000	0.2%	HOLD
110	DESWISDOMTREE TR	2,760	$231,000	0.2%	TRIM −50%
111	JNJJOHNSON & JOHNSON	1,751	$229,000	0.2%	TRIM −44%
112	JCIJOHNSON CONTROLS INTERNATION	5,682	$229,000	0.2%	TRIM −35%
113	EWEDWARDS LIFESCIENCES CORP	2,050	$225,000	0.2%	TRIM −17%
114	IEFISHARES TR	2,117	$225,000	0.2%	HOLD
115	PGPROCTER AND GAMBLE CO	2,440	$224,000	0.2%	TRIM −65%
116	XLVSELECT SECTOR SPDR TR	2,721	$223,000	0.2%	HOLD
117	WMTWALMART INC	2,868	$223,000	0.2%	TRIM −30%
118	STNSTANTEC INC	8,000	$222,000	0.2%	HOLD
119	WHRWHIRLPOOL CORP	1,144	$210,000	0.2%	TRIM −2%
120	RMCFROCKY MTN CHOCOLATE FACTORY	17,290	$206,000	0.2%	TRIM −41%
121	VGTVANGUARD WORLD FD	1,353	$205,000	0.2%	NEW
122	GRAMERCY PPTY TR	6,669	$201,000	0.2%	TRIM −8%
123	NFLXNETFLIX INC	1,109	$201,000	0.2%	NEW
124	IYHISHARES TR	1,163	$200,000	0.2%	NEW
125	POWERSHARES	3,603	$200,000	0.2%	TRIM −16%
126	POWERSHARES DB CMDTY IDX TRA	11,737	$178,000	0.2%	ADD 11%
127	ABRDN AUSTRALIA EQUITY FD IN	27,000	$166,000	0.1%	TRIM −24%
128	TRIVAGO N V SPON ADS A SHS N	14,000	$155,000	0.1%	NEW
129	NOKNOKIA CORP	20,695	$124,000	0.1%	HOLD
130	NCANUVEEN CALIFORNIA MUNI VLU F	10,000	$106,000	0.1%	TRIM −17%
131	SANDSTORM GOLD LTD	12,516	$58,000	0.1%	TRIM −60%
132	PDSPRECISION DRILLING CORP	12,387	$39,000	0.0%	TRIM −58%

☆GIRARD SECURITIES, INC.