CIK 1686409
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 79.42% | 36 |
| Technology Hardware & Equipment | 3.95% | 4 |
| Health Care Equipment & Supplies | 3.29% | 2 |
| Pharmaceuticals & Biotechnology | 1.56% | 5 |
| Machinery | 1.33% | 2 |
| Banks | 1.17% | 3 |
| Oil, Gas & Consumable Fuels | 1.05% | 2 |
| Aerospace & Defense | 0.94% | 1 |
| Software | 0.88% | 1 |
| Specialty Retail | 0.87% | 3 |
| Insurance | 0.77% | 2 |
| Electrical Equipment & Components | 0.71% | 2 |
| Diversified Telecommunication Services | 0.64% | 2 |
| Utilities | 0.55% | 2 |
| Chemicals | 0.53% | 1 |
| Software & IT Services | 0.47% | 2 |
| Tobacco | 0.46% | 2 |
| Semiconductors & Semiconductor Equipment | 0.31% | 1 |
| Food Products | 0.30% | 2 |
| Road & Rail | 0.26% | 1 |
| Hotels, Restaurants & Leisure | 0.23% | 1 |
| Food & Staples Retailing | 0.17% | 1 |
| Beverages | 0.14% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | SPY | STATE STR SPDR S&P 500 ETF T | Unclassified | 14.31% |
| 2 | SCHF | SCHWAB STRATEGIC TR | Unclassified | 9.60% |
| 3 | VWO | VANGUARD INTL EQUITY INDEX F | Unclassified | 8.74% |
| 4 | JP Morgan Alerian MLP Index | Unclassified | 8.66% | |
| 5 | FIRST TR MLP & ENERGY INCOM | Unclassified | 5.40% | |
| 6 | SCHB | SCHWAB STRATEGIC TR | Unclassified | 4.68% |
| 7 | VEU | VANGUARD INTL EQUITY INDEX F | Unclassified | 4.16% |
| 8 | VUG | VANGUARD INDEX FDS | Unclassified | 3.28% |
| 9 | AAPL | Apple Inc. | Information Technology | 3.09% |
| 10 | VOE | VANGUARD INDEX FDS | Unclassified | 2.94% |
44/79 names classified · sector 21.1% of weight · industry 20.6% · mkt cap 21.1%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 21.1% of the book is sector-classified (unclassified names shown, never dropped).
Only 21% of book weight classified — the grid is NOT representative of the whole book.
Classified: 20.6% of book weight (43/71 names) · unclassified 79.4%: , SPY, SCHF, VWO, SCHB, VEU, VUG, VOE, KYN, BND +18 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | SPYSTATE STR SPDR S&P 500 ETF T | 91,125 | $20M | 14.3% | HOLD |
| 2 | SCHFSCHWAB STRATEGIC TR | 493,780 | $14M | 9.6% | TRIM −3% |
| 3 | VWOVANGUARD INTL EQUITY INDEX F | 347,625 | $12M | 8.7% | TRIM −2% |
| 4 | JP Morgan Alerian MLP Index | 389,682 | $12M | 8.7% | HOLD |
| 5 | FIRST TR MLP & ENERGY INCOM | 476,591 | $8M | 5.4% | ADD 23% |
| 6 | SCHBSCHWAB STRATEGIC TR | 122,846 | $7M | 4.7% | ADD 34% |
| 7 | VEUVANGUARD INTL EQUITY INDEX F | 133,985 | $6M | 4.2% | TRIM −3% |
| 8 | VUGVANGUARD INDEX FDS | 41,934 | $5M | 3.3% | TRIM −3% |
| 9 | AAPLAPPLE INC | 37,971 | $4M | 3.1% | HOLD |
| 10 | VOEVANGUARD INDEX FDS | 43,077 | $4M | 2.9% | HOLD |
| 11 | MMM3M CO | 23,349 | $4M | 2.9% | HOLD |
| 12 | KYNKAYNE ANDERSON ENERGY INFRST | 210,485 | $4M | 2.9% | TRIM −25% |
| 13 | CLAYMORE EXCHANGE TRD FD TR | 165,315 | $4M | 2.6% | ADD 5% |
| 14 | CLAYMORE EXCHANGE TRD FD TR | 107,737 | $2M | 1.6% | TRIM −60% |
| 15 | BNDVANGUARD BD INDEX FDS | 23,213 | $2M | 1.3% | ADD 17% |
| 16 | EEMISHARES TR | 49,458 | $2M | 1.2% | ADD 11% |
| 17 | LIILENNOX INTL INC | 10,015 | $2M | 1.1% | HOLD |
| 18 | HONHONEYWELL INTL INC | 11,576 | $1M | 0.9% | TRIM −6% |
| 19 | MSFTMICROSOFT CORP | 20,097 | $1M | 0.9% | ADD 3% |
| 20 | IVVISHARES TR | 4,855 | $1M | 0.8% | ADD 3% |
| 21 | XOMEXXON MOBIL CORP | 11,503 | $1M | 0.7% | TRIM −2% |
| 22 | WFCWELLS FARGO CO NEW | 18,564 | $1M | 0.7% | HOLD |
| 23 | BSVVANGUARD BD INDEX FDS | 11,283 | $896,000 | 0.6% | NEW |
| 24 | IJSISHARES TR | 5,745 | $804,000 | 0.6% | HOLD |
| 25 | GEGENERAL ELECTRIC CO | 25,029 | $791,000 | 0.6% | ADD 7% |
| 26 | CWISPDR INDEX SHS FDS | 24,905 | $784,000 | 0.6% | HOLD |
| 27 | BRK.BBERKSHIRE HATHAWAY INC DEL | 4,748 | $774,000 | 0.5% | ADD 3% |
| 28 | BNDXVANGUARD CHARLOTTE FDS | 14,235 | $773,000 | 0.5% | ADD 4% |
| 29 | UNHUNITEDHEALTH GROUP INC | 4,751 | $760,000 | 0.5% | TRIM −13% |
| 30 | PFEPFIZER INC | 23,166 | $753,000 | 0.5% | HOLD |
| 31 | PGPROCTER AND GAMBLE CO | 8,909 | $749,000 | 0.5% | TRIM −5% |
| 32 | VTIVANGUARD INDEX FDS | 6,164 | $711,000 | 0.5% | ADD 23% |
| 33 | JNJJOHNSON & JOHNSON | 5,894 | $679,000 | 0.5% | HOLD |
| 34 | TGTTARGET CORP | 8,414 | $608,000 | 0.4% | HOLD |
| 35 | IBMINTERNATIONAL BUSINESS MACHS | 3,643 | $605,000 | 0.4% | HOLD |
| 36 | SCHXSCHWAB U.S. LARGE-CAP ETF | 10,202 | $543,000 | 0.4% | HOLD |
| 37 | POWERSHARES QQQ TRUST | 4,461 | $529,000 | 0.4% | TRIM −37% |
| 38 | MDTMEDTRONIC PLC | 7,122 | $507,000 | 0.4% | TRIM −13% |
| 39 | MRKMERCK & CO INC | 8,477 | $499,000 | 0.4% | HOLD |
| 40 | ST JUDE MED INC | 6,135 | $492,000 | 0.3% | HOLD |
| 41 | FDLFirst Trust Morningstar Div Leaders ETF | 17,623 | $489,000 | 0.3% | HOLD |
| 42 | TAT&T INC | 10,837 | $461,000 | 0.3% | ADD 5% |
| 43 | CVXCHEVRON CORP NEW | 3,904 | $460,000 | 0.3% | HOLD |
| 44 | EFAISHARES TR | 7,828 | $452,000 | 0.3% | ADD 3% |
| 45 | VZVERIZON COMMUNICATIONS INC | 8,439 | $450,000 | 0.3% | ADD 26% |
| 46 | CLAYMORE EXCHANGE TRD FD TR | 20,770 | $439,000 | 0.3% | NEW |
| 47 | INTCINTEL CORP | 12,038 | $437,000 | 0.3% | HOLD |
| 48 | VIGVANGUARD SPECIALIZED FUNDS | 4,775 | $407,000 | 0.3% | HOLD |
| 49 | XELXCEL ENERGY INC | 9,851 | $401,000 | 0.3% | ADD 40% |
| 50 | MOALTRIA GROUP INC | 5,849 | $396,000 | 0.3% | TRIM −2% |
| 51 | HDHOME DEPOT INC | 2,941 | $394,000 | 0.3% | TRIM −4% |
| 52 | KMIKINDER MORGAN INC DEL | 18,166 | $376,000 | 0.3% | TRIM −15% |
| 53 | UPSUNITED PARCEL SERVICE INC | 3,208 | $368,000 | 0.3% | HOLD |
| 54 | CATCATERPILLAR INC | 3,816 | $354,000 | 0.2% | HOLD |
| 55 | DU PONT E I DE NEMOURS & CO | 4,771 | $350,000 | 0.2% | HOLD |
| 56 | METAMETA PLATFORMS INC | 3,038 | $350,000 | 0.2% | HOLD |
| 57 | JPMJPMORGAN CHASE & CO | 3,883 | $336,000 | 0.2% | TRIM −8% |
| 58 | MCDMCDONALDS CORP | 2,734 | $333,000 | 0.2% | ADD 5% |
| 59 | TRVTRAVELERS COMPANIES INC | 2,700 | $330,000 | 0.2% | TRIM −7% |
| 60 | GOOGALPHABET INC | 419 | $324,000 | 0.2% | TRIM −4% |
| 61 | TMOTHERMO FISHER SCIENTIFIC INC | 2,208 | $311,000 | 0.2% | HOLD |
| 62 | IWMISHARES TR | 2,293 | $309,000 | 0.2% | TRIM −30% |
| 63 | CSCOCISCO SYS INC | 10,152 | $307,000 | 0.2% | ADD 11% |
| 64 | USBUS BANCORP | 5,967 | $306,000 | 0.2% | ADD 4% |
| 65 | VEAVANGUARD TAX-MANAGED FDS | 7,962 | $291,000 | 0.2% | HOLD |
| 66 | ABBVABBVIE INC | 4,588 | $287,000 | 0.2% | ADD 4% |
| 67 | IJRISHARES TR | 2,011 | $277,000 | 0.2% | TRIM −5% |
| 68 | SUSAISHARES TR | 3,000 | $276,000 | 0.2% | TRIM −12% |
| 69 | PMPHILIP MORRIS INTL INC | 2,902 | $265,000 | 0.2% | HOLD |
| 70 | EXPRESS SCRIPTS HLDG CO | 3,545 | $244,000 | 0.2% | ADD 3% |
| 71 | CVSCVS HEALTH CORP | 3,085 | $243,000 | 0.2% | HOLD |
| 72 | COSTCOSTCO WHSL CORP NEW | 1,459 | $234,000 | 0.2% | HOLD |
| 73 | EMREMERSON ELEC CO | 3,965 | $221,000 | 0.2% | HOLD |
| 74 | HRLHORMEL FOODS CORP | 6,296 | $219,000 | 0.2% | HOLD |
| 75 | DVYISHARES TR | 2,412 | $214,000 | 0.2% | HOLD |
| 76 | PFFISHARES TR | 5,750 | $214,000 | 0.2% | NEW |
| 77 | GISGENERAL MILLS INC | 3,343 | $207,000 | 0.1% | TRIM −16% |
| 78 | PEPPEPSICO INC | 1,955 | $205,000 | 0.1% | HOLD |
| 79 | MNKDMannkind Corp | 10,000 | $6,000 | 0.0% | NEW |
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