NorthRock Partners, LLC

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CIK 1632097

13F portfolio (2026-Q1)

$6.2B

Positions

653

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

653

Top 5

27.6%

Top 10

44.5%

Effective N

38.0

HHI

0.026

This quarter

95 new · 0 exit →

By sector

Unclassified83.5%

Information Technology6.6%

Financials2.2%

Consumer Staples1.6%

Consumer Discretionary1.6%

Communication Services1.0%

Industrials1.0%

Health Care1.0%

Other1.5%

By market cap

Unknown83.7%

Mega (>$200B)10.8%

Large ($10–200B)4.9%

Mid ($2–10B)0.5%

Small ($300M–2B)0.1%

Micro (<$300M)0.0%

By region

Other83.5%

North America16.3%

Asia-Pacific0.1%

Europe0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	83.87%	303
Technology Hardware & Equipment	3.44%	15
Semiconductors & Semiconductor Equipment	1.46%	17
Software	1.39%	18
Specialty Retail	0.91%	17
Software & IT Services	0.84%	11
Pharmaceuticals & Biotechnology	0.73%	18
Banks	0.73%	24
Tobacco	0.68%	2
Insurance	0.62%	19
Food Products	0.61%	6
Chemicals	0.50%	12
Oil, Gas & Consumable Fuels	0.38%	9
Commercial Services & Supplies	0.33%	16
Automobiles & Components	0.32%	7
Beverages	0.32%	5
Machinery	0.30%	15
Capital Markets	0.30%	14
Aerospace & Defense	0.28%	9
Utilities	0.26%	21
Health Care Equipment & Supplies	0.22%	8
Road & Rail	0.20%	4
Distributors	0.19%	8
Hotels, Restaurants & Leisure	0.16%	5
Equity Real Estate Investment Trusts (REITs)	0.14%	10
Metals & Mining	0.14%	12
Media & Entertainment	0.14%	6
Electrical Equipment & Components	0.13%	4
Communications Equipment	0.10%	5
Diversified Telecommunication Services	0.08%	6
Entertainment	0.04%	2
Health Care Providers & Services	0.04%	4
Professional Services	0.02%	3
Construction Materials	0.02%	3
Paper & Forest Products	0.02%	3
Textiles, Apparel & Luxury Goods	0.02%	1
Airlines	0.01%	2
Transportation Infrastructure	0.01%	1
Life Sciences Tools & Services	0.01%	2
Food & Staples Retailing	0.01%	2
Construction & Engineering	0.01%	2
Leisure Products	0.00%	1
Real Estate Management & Development	0.00%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	JMTG	J P MORGAN EXCHANGE TRADED F	Unclassified	8.02%
2	VOO	VANGUARD INDEX FDS	Unclassified	5.67%
3	SPYM	SPDR SERIES TRUST	Unclassified	5.14%
4	VGSH	VANGUARD SHORT-TERM TREASURY ETF	Unclassified	4.60%
5	SPYV	SPDR SERIES TRUST	Unclassified	4.19%
6	SGOV	ISHARES TR	Unclassified	3.64%
7	QQQ	INVESCO QQQ TR	Unclassified	3.63%
8	SPYG	SPDR SERIES TRUST STATE STREET SPD	Unclassified	3.47%
9	AAPL	Apple Inc.	Information Technology	3.17%
10	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	2.99%

352/653 names classified · sector 16.5% of weight · industry 16.1% · mkt cap 16.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 46 quarters

Information TechnologyAAPL, MSFT, NVDA, INTC, AVGO · other

FinancialsAMP, BRK.B, UNH, PGR, AXP · other

Consumer DiscretionaryTGT, AMZN, HWKN, TSLA, BBY · other

Consumer StaplesMDLZ, PM, MO, KHC, KDP · other

Health CareABBV, JNJ, ABT, LLY, AXGN · other

IndustrialsMMM, BA, HON, ITW, UPS · other

Communication ServicesGOOGL, META, T, GOOG, VZ · other

MaterialsPG, ATI, MOS, NKE, CL · other

UtilitiesSO, XEL, OTTR, EPD, ED · other

EnergyXOM, CVX, COP, BP, CHRD · other

Real EstateFOR, CCI, AMT, PLD, WPC · other

UnclassifiedSPY, IWF, IWD, CLEARBRIDGE MLP AND MIDSTRM, JMTG · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 16.5% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 15% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (288 classified)NorthRock Partners, LLC centroid (Large Core)

Information TechnologyFinancialsConsumer StaplesConsumer DiscretionaryCommunication ServicesIndustrialsHealth CareMaterialsEnergyUtilitiesReal Estate

Style box summary for NorthRock Partners, LLC: centroid Large Core. Heaviest cells: Large Growth 8.3%, Large Value 3.4%, Large Core 2.1%.

Classified: 15.5% of book weight (288/653 names) · unclassified 84.5%: JMTG, VOO, SPYM, VGSH, SPYV, SGOV, QQQ, SPYG, SPY, IGF +355 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 653 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	JMTGJ P MORGAN EXCHANGE TRADED F	9,745,400	$497M	8.0%	ADD 7%
2	VOOVANGUARD INDEX FDS	588,417	$352M	5.7%	ADD 6%
3	SPYMSPDR SERIES TRUST	4,164,509	$319M	5.1%	ADD 9%
4	VGSHVANGUARD SHORT-TERM TREASURY ETF	4,867,688	$285M	4.6%	ADD 3%
5	SPYVSPDR SERIES TRUST	4,586,305	$259M	4.2%	ADD 4%
6	SGOVISHARES TR	2,242,910	$226M	3.6%	ADD 11%
7	QQQINVESCO QQQ TR	389,838	$225M	3.6%	ADD 4%
8	SPYGSPDR SERIES TRUST STATE STREET SPD	2,194,615	$215M	3.5%	ADD 5%
9	AAPLAPPLE INC	774,012	$196M	3.2%	ADD 6%
10	SPYSTATE STR SPDR S&P 500 ETF T	284,894	$185M	3.0%	HOLD
11	IGFISHARES TR	2,668,843	$179M	2.9%	ADD 85%
12	HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF	3,074,762	$131M	2.1%	ADD 13%
13	MDYVSPDR SERIES TRUST	1,343,748	$114M	1.8%	ADD 3%
14	IWBISHARES TR	298,262	$106M	1.7%	HOLD
15	MDYGSPDR SERIES TRUST	1,083,341	$104M	1.7%	ADD 3%
16	JMSTJ P MORGAN EXCHANGE TRADED F	1,491,349	$76M	1.2%	ADD 26%
17	SLYVSPDR SERIES TRUST	797,912	$75M	1.2%	ADD 2%
18	ROUSLATTICE STRATEGIES TR	1,274,569	$75M	1.2%	TRIM −5%
19	IWRISHARES TR	707,769	$69M	1.1%	HOLD
20	EFAISHARES TR	683,676	$66M	1.1%	HOLD
21	IEMGISHARES INC	945,629	$66M	1.1%	ADD 11%
22	SLYGSPDR SERIES TRUST	682,296	$66M	1.1%	ADD 3%
23	NVDANVIDIA CORPORATION	337,012	$59M	0.9%	ADD 4%
24	MSFTMICROSOFT CORP	157,278	$58M	0.9%	ADD 6%
25	IUSBISHARES TR	1,191,852	$55M	0.9%	ADD 3%
26	SPEMSPDR INDEX SHS FDS	1,124,639	$53M	0.9%	HOLD
27	IEFISHARES TR	524,082	$50M	0.8%	ADD 28%
28	BUFRFIRST TR EXCHNG TRADED FD VI	1,429,232	$48M	0.8%	ADD 20%
29	IWMISHARES TR	191,351	$47M	0.8%	HOLD
30	VMBSVANGUARD SCOTTSDALE FDS	957,078	$45M	0.7%	HOLD
31	MBBISHARES TR	466,390	$44M	0.7%	ADD 2%
32	IWFISHARES TR	385,930	$41M	0.7%	ADD 288%
33	IJRISHARES TR	274,803	$34M	0.6%	HOLD
34	IVEISHARES TR	155,844	$33M	0.5%	TRIM −5%
35	SPTISPDR SERIES TRUST	1,107,517	$32M	0.5%	HOLD
36	TAFMAB ACTIVE ETFS INC	1,242,535	$31M	0.5%	TRIM −2%
37	AGGISHARES TR	309,931	$31M	0.5%	ADD 2%
38	VYMIVANGUARD WHITEHALL FDS	323,544	$30M	0.5%	TRIM −4%
39	VEAVANGUARD TAX-MANAGED FDS	461,341	$30M	0.5%	HOLD
40	MDLZMONDELEZ INTL INC	512,580	$30M	0.5%	HOLD
41	PMPHILIP MORRIS INTL INC	175,418	$29M	0.5%	TRIM −3%
42	SCHZSCHWAB STRATEGIC TR	1,209,030	$28M	0.5%	HOLD
43	AMZNAMAZON COM INC	129,681	$27M	0.4%	ADD 14%
44	QQQMINVESCO EXCH TRADED FD TR II	112,440	$27M	0.4%	ADD 4%
45	BDYNBLACKROCK ETF TRUST	1,097,932	$27M	0.4%	HOLD
46	PGRPROGRESSIVE CORP	134,202	$27M	0.4%	HOLD
47	VTIVANGUARD INDEX FDS	81,046	$26M	0.4%	TRIM −3%
48	DYNFBLACKROCK ETF TRUST	431,747	$25M	0.4%	TRIM −25%
49	PGPROCTER AND GAMBLE CO	164,427	$24M	0.4%	HOLD
50	STIPISHARES TR	227,876	$24M	0.4%	ADD 4%
51	VWOVANGUARD INTL EQUITY INDEX F	435,614	$24M	0.4%	TRIM −2%
52	BILSPDR SERIES TRUST	224,326	$21M	0.3%	TRIM −5%
53	BRK.BBERKSHIRE HATHAWAY INC DEL	42,083	$20M	0.3%	HOLD
54	GOOGLALPHABET INC	67,978	$20M	0.3%	ADD 3%
55	IVVISHARES TR	28,452	$19M	0.3%	HOLD
56	TSLATESLA INC	48,390	$18M	0.3%	ADD 14%
57	BINCBLACKROCK ETF TRUST II	344,179	$18M	0.3%	HOLD
58	GOOGALPHABET INC	62,084	$18M	0.3%	HOLD
59	XLKSELECT SECTOR SPDR TR	134,002	$18M	0.3%	ADD 7%
60	JPMJPMORGAN CHASE & CO	60,410	$18M	0.3%	ADD 24%
61	EFGISHARES TR	155,640	$17M	0.3%	ADD 176%
62	SPHQINVESCO EXCHANGE TRADED FD T	224,229	$17M	0.3%	TRIM −18%
63	GOVTISHARES TR	677,582	$16M	0.3%	ADD 309%
64	MTUMISHARES TR	62,429	$15M	0.2%	ADD 8%
65	ABBVABBVIE INC	64,756	$14M	0.2%	HOLD
66	BAIBLACKROCK ETF TRUST	414,031	$14M	0.2%	ADD 17%
67	VGLTVANGUARD SCOTTSDALE FDS	239,924	$13M	0.2%	ADD 3%
68	MOALTRIA GROUP INC	198,271	$13M	0.2%	TRIM −3%
69	VBVANGUARD INDEX FDS	48,648	$13M	0.2%	TRIM −10%
70	VCSHVANGUARD SCOTTSDALE FDS	156,828	$12M	0.2%	ADD 7%
71	IWPISHARES TR	89,844	$12M	0.2%	HOLD
72	XLFSELECT SECTOR SPDR TR	230,873	$11M	0.2%	HOLD
73	ITAIShares U.S. Aerospace & Defense ETF	51,095	$11M	0.2%	ADD 62%
74	AVGOBROADCOM INC	35,927	$11M	0.2%	ADD 34%
75	HYLBDBX ETF TR	305,036	$11M	0.2%	HOLD
76	METAMETA PLATFORMS INC	19,050	$11M	0.2%	ADD 13%
77	VIGVANGUARD SPECIALIZED FUNDS	49,661	$11M	0.2%	TRIM −3%
78	KDPKEURIG DR PEPPER INC	403,937	$11M	0.2%	HOLD
79	IGIBISHARES TR	196,247	$10M	0.2%	ADD 3%
80	SCHXSCHWAB U.S. LARGE-CAP ETF	403,164	$10M	0.2%	TRIM −5%
81	XOMEXXON MOBIL CORP	60,712	$10M	0.2%	ADD 22%
82	UPSUNITED PARCEL SERVICE INC	104,539	$10M	0.2%	TRIM −2%
83	BDVLBLACKROCK ETF TRUST	409,187	$10M	0.2%	TRIM −4%
84	IWDISHARES TR	46,827	$10M	0.2%	ADD 2%
85	BNDXVANGUARD CHARLOTTE FDS	204,816	$10M	0.2%	ADD 4%
86	VNQVANGUARD INDEX FDS	109,381	$10M	0.2%	HOLD
87	ESGUISHARES TR	67,679	$10M	0.2%	HOLD
88	SOXQINVESCO EXCH TRADED FD TR II	159,046	$9M	0.2%	HOLD
89	VVISA INC	30,491	$9M	0.1%	ADD 18%
90	CVXCHEVRON CORP NEW	44,183	$9M	0.1%	HOLD
91	VGTVANGUARD WORLD FD	99,329	$9M	0.1%	ADD 709%
92	JNJJOHNSON & JOHNSON	34,953	$9M	0.1%	ADD 8%
93	DGROISHARES CORE DIVIDEND GROWTH ETF	120,395	$8M	0.1%	ADD 147%
94	IVWISHARES TR	71,554	$8M	0.1%	ADD 12%
95	IGEBISHARES TR	175,208	$8M	0.1%	TRIM −9%
96	COSTCOSTCO WHSL CORP NEW	7,660	$8M	0.1%	ADD 7%
97	IEURISHARES TR	106,545	$7M	0.1%	TRIM −10%
98	WMTWALMART INC	58,822	$7M	0.1%	ADD 50%
99	VUGVANGUARD INDEX FDS	99,802	$7M	0.1%	ADD 564%
100	EFVISHARES TR	97,378	$7M	0.1%	HOLD
101	CATCATERPILLAR INC	10,086	$7M	0.1%	ADD 15%
102	MCDMCDONALDS CORP	22,807	$7M	0.1%	ADD 6%
103	VCITVANGUARD SCOTTSDALE FDS	82,660	$7M	0.1%	HOLD
104	HWKNHAWKINS INC	43,827	$7M	0.1%	ADD 62%
105	LLYELI LILLY & CO	7,201	$7M	0.1%	ADD 8%
106	AMPAMERIPRISE FINL INC	14,871	$7M	0.1%	ADD 5%
107	XLISELECT SECTOR SPDR TR	40,424	$7M	0.1%	HOLD
108	ESMLISHARES TR	138,397	$7M	0.1%	HOLD
109	BRK.ABERKSHIRE HATHAWAY INC DEL	9	$6M	0.1%	ADD 50%
110	ESGDISHARES TR	62,593	$6M	0.1%	TRIM −3%
111	ARTYISHARES TR	128,549	$6M	0.1%	HOLD
112	EMXCISHARES INC	75,044	$6M	0.1%	TRIM −4%
113	PEPPEPSICO INC	36,577	$6M	0.1%	ADD 45%
114	XLVSELECT SECTOR SPDR TR	38,690	$6M	0.1%	ADD 6%
115	SPBOSPDR SERIES TRUST	192,498	$6M	0.1%	ADD 17%
116	NFLXNETFLIX INC	57,568	$6M	0.1%	ADD 5%
117	RSPINVESCO EXCHANGE TRADED FD T	28,809	$6M	0.1%	ADD 193%
118	SCHKSCHWAB STRATEGIC TR	175,317	$5M	0.1%	TRIM −2%
119	TECBISHARES TR	94,890	$5M	0.1%	HOLD
120	ORCLORACLE CORP	35,419	$5M	0.1%	HOLD
121	KHCKRAFT HEINZ CO	229,271	$5M	0.1%	HOLD
122	TQQQPROSHARES TR	122,144	$5M	0.1%	ADD 101%
123	WFCWELLS FARGO CO NEW	62,961	$5M	0.1%	ADD 17%
124	LMTLOCKHEED MARTIN CORP	7,975	$5M	0.1%	HOLD
125	XLESELECT SECTOR SPDR TR	76,026	$5M	0.1%	ADD 14%
126	IEFAISHARES TR	51,195	$5M	0.1%	TRIM −7%
127	PLTRPALANTIR TECHNOLOGIES INC	31,098	$5M	0.1%	HOLD
128	DFACDIMENSIONAL ETF TRUST	112,300	$4M	0.1%	HOLD
129	EAGGISHARES TR	91,601	$4M	0.1%	ADD 5%
130	VXFVANGUARD INDEX FDS	21,097	$4M	0.1%	HOLD
131	SDYSPDR SER TR	29,528	$4M	0.1%	TRIM −2%
132	SYKSTRYKER CORPORATION	12,985	$4M	0.1%	HOLD
133	IBMINTERNATIONAL BUSINESS MACHS	17,298	$4M	0.1%	TRIM −2%
134	AXPAMERICAN EXPRESS CO	13,797	$4M	0.1%	TRIM −4%
135	IAUISHARES GOLD TR	46,777	$4M	0.1%	TRIM −63%
136	MRKMERCK & CO INC	34,262	$4M	0.1%	ADD 78%
137	GLWCORNING INC	29,321	$4M	0.1%	ADD 3%
138	CSCOCISCO SYS INC	51,081	$4M	0.1%	ADD 9%
139	DXJWISDOMTREE TR	24,576	$4M	0.1%	NEW
140	ABTABBOTT LABS	37,785	$4M	0.1%	TRIM −2%
141	TSMTAIWAN SEMICONDUCTOR MFG LTD	11,468	$4M	0.1%	ADD 219%
142	SYSBISHARES TR	42,829	$4M	0.1%	ADD 20%
143	AMDADVANCED MICRO DEVICES INC	18,737	$4M	0.1%	TRIM −9%
144	VEEVVEEVA SYS INC	21,441	$4M	0.1%	HOLD
145	SCHOSCHWAB SHORT-TERM US TREASURY ETF	153,276	$4M	0.1%	HOLD
146	BABOEING CO	18,538	$4M	0.1%	ADD 3%
147	BACBANK AMERICA CORP	74,588	$4M	0.1%	TRIM −6%
148	HDHOME DEPOT INC	10,995	$4M	0.1%	ADD 6%
149	SUSAISHARES TR	27,246	$4M	0.1%	HOLD
150	RTXRTX CORPORATION	18,340	$4M	0.1%	ADD 11%
151	SCHMSCHWAB STRATEGIC TR	111,965	$3M	0.1%	TRIM −3%
152	SPSMSPDR SERIES TRUST	71,374	$3M	0.1%	ADD 36%
153	QUALISHARES TR	17,585	$3M	0.1%	ADD 25%
154	TGTTARGET CORP	27,428	$3M	0.1%	ADD 20%
155	QLTAISHARES TR	69,682	$3M	0.1%	ADD 35%
156	XLYSELECT SECTOR SPDR TR	30,147	$3M	0.1%	ADD 17%
157	KOCOCA COLA CO	42,441	$3M	0.1%	ADD 56%
158	XLCSELECT SECTOR SPDR TR	28,203	$3M	0.1%	TRIM −12%
159	FLOTISHARES TR	60,803	$3M	0.0%	TRIM −5%
160	USFRWISDOMTREE TR	61,409	$3M	0.0%	TRIM −5%
161	GLDSPDR GOLD TR	6,864	$3M	0.0%	ADD 40%
162	PAVEGLOBAL X FDS	58,015	$3M	0.0%	HOLD
163	CLOABLACKROCK ETF TRUST II	56,642	$3M	0.0%	ADD 167%
164	USMVISHARES TR	30,132	$3M	0.0%	ADD 61%
165	GEVGE VERNOVA INC	3,129	$3M	0.0%	ADD 11%
166	QEFASPDR INDEX SHS FDS	29,217	$3M	0.0%	TRIM −12%
167	FDIVEA SERIES TRUST	101,840	$3M	0.0%	TRIM −6%
168	IJHISHARES TR	39,875	$3M	0.0%	ADD 3%
169	IYWISHARES TR	14,651	$3M	0.0%	TRIM −39%
170	SMHVANECK ETF TRUST	6,889	$3M	0.0%	ADD 277%
171	BLKBLACKROCK INC	2,743	$3M	0.0%	ADD 267%
172	IYYISHARES TR	16,498	$3M	0.0%	TRIM −3%
173	VLUEISHARES TR	18,375	$3M	0.0%	NEW
174	CRMSALESFORCE INC	13,929	$3M	0.0%	ADD 17%
175	MAMASTERCARD INCORPORATED	5,194	$3M	0.0%	ADD 13%
176	SUSBISHARES TR	103,191	$3M	0.0%	ADD 5%
177	IJTISHARES TR	17,811	$3M	0.0%	TRIM −2%
178	VTVVANGUARD INDEX FDS	12,994	$3M	0.0%	ADD 145%
179	GEGE AEROSPACE	8,936	$3M	0.0%	ADD 6%
180	BNDVANGUARD BD INDEX FDS	34,121	$3M	0.0%	HOLD
181	MDYSPDR S&P MIDCAP 400 ETF TR	4,059	$3M	0.0%	HOLD
182	VBRVANGUARD INDEX FDS	11,437	$2M	0.0%	ADD 30%
183	BMOBANK MONTREAL MEDIUM	18,316	$2M	0.0%	ADD 7%
184	MDTMEDTRONIC PLC	28,489	$2M	0.0%	ADD 132%
185	EWJISHARES INC	29,215	$2M	0.0%	ADD 41%
186	DEDEERE & CO	4,234	$2M	0.0%	TRIM −5%
187	DISDISNEY WALT CO	24,682	$2M	0.0%	ADD 6%
188	XVVISHARES TR	47,274	$2M	0.0%	ADD 27%
189	DMXFISHARES TR	30,772	$2M	0.0%	ADD 9%
190	SSENTINELONE INC	180,000	$2M	0.0%	HOLD
191	MUSTCOLUMBIA ETF TR I	112,918	$2M	0.0%	NEW
192	HFXINEW YORK LIFE INVESTMENTS ET	68,582	$2M	0.0%	NEW
193	AMGNAMGEN INC	6,543	$2M	0.0%	ADD 123%
194	ITWILLINOIS TOOL WKS INC	8,737	$2M	0.0%	HOLD
195	SCHFSCHWAB STRATEGIC TR	90,907	$2M	0.0%	ADD 14%
196	UNHUNITEDHEALTH GROUP INC	8,301	$2M	0.0%	ADD 22%
197	LITELUMENTUM HLDGS INC	3,192	$2M	0.0%	NEW
198	PLDPROLOGIS INC.	16,913	$2M	0.0%	ADD 358%
199	DVYISHARES TR	14,753	$2M	0.0%	ADD 3%
200	ESTAESTABLISHMENT LABS HLDGS INC	38,931	$2M	0.0%	TRIM −5%

showing the top 200 by weight

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

JMTGJ P MORGAN EXCHANGE TRADED F

—

7.7M

8.3M

9.1M

9.7M

$497M

VOOVANGUARD INDEX FDS

113K

111K

109K

468K

554K

588K

$352M

SPYMSPDR SERIES TRUST

3.2M

3.4M

3.6M

3.7M

3.8M

4.2M

$319M

VGSHVANGUARD SHORT-TERM TREASURY ETF

3.6M

3.9M

4.1M

4.4M

4.7M

4.9M

$285M

SPYVSPDR SERIES TRUST

4.4M

4.6M

4.4M

4.6M

$259M

SGOVISHARES TR

1.7M

1.9M

2.0M

2.2M

$226M

QQQINVESCO QQQ TR

21K

305K

376K

390K

$225M

SPYGSPDR SERIES TRUST STATE STREET SPD

2.0M

2.2M

2.1M

2.2M

$215M

AAPLAPPLE INC

717K

713K

730K

853K

731K

774K

$196M

SPYSTATE STR SPDR S&P 500 ETF T

359K

325K

320K

305K

290K

285K

$185M

IGFISHARES TR

—

1.4M

2.7M

$179M

HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF

653

797

—

1.8M

2.7M

3.1M

$131M

MDYVSPDR SERIES TRUST

1.3M

1.4M

1.3M

$114M

IWBISHARES TR

74K

73K

76K

81K

299K

298K

$106M

MDYGSPDR SERIES TRUST

998K

1.0M

1.1M

$104M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆NorthRock Partners, LLC

Implied return what this book implies · modeled, not advice methodology →

Exposures · what this manager owns, by sector & size (2026-Q1)

By sector

By market cap

By region

By industry group GICS — finer than sector

Top holdings

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Contribution holdings-based, any period

Holdings· 653 positions (2026-Q1) · largest first · Δ vs 2025-Q4

Position trends· top 15 holdings · shares held over 6 quarters

Related· where to look next

NorthRock Partners, LLC