CIK 1347104
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 55.08% | 43 |
| Technology Hardware & Equipment | 5.04% | 3 |
| Pharmaceuticals & Biotechnology | 4.83% | 3 |
| Specialty Retail | 4.65% | 3 |
| Software | 4.40% | 3 |
| Banks | 4.03% | 3 |
| Insurance | 3.26% | 2 |
| Health Care Equipment & Supplies | 2.56% | 2 |
| Software & IT Services | 2.37% | 1 |
| Oil, Gas & Consumable Fuels | 1.68% | 1 |
| Hotels, Restaurants & Leisure | 1.60% | 1 |
| Road & Rail | 1.57% | 2 |
| Media & Entertainment | 1.24% | 1 |
| Automobiles & Components | 1.17% | 1 |
| Semiconductors & Semiconductor Equipment | 1.12% | 1 |
| Chemicals | 1.04% | 2 |
| Entertainment | 0.98% | 1 |
| Machinery | 0.96% | 1 |
| Capital Markets | 0.94% | 1 |
| Commercial Services & Supplies | 0.80% | 1 |
| Equity Real Estate Investment Trusts (REITs) | 0.65% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | SPY | STATE STR SPDR S&P 500 ETF T | Unclassified | 12.05% |
| 2 | IXUS | ISHARES TR | Unclassified | 9.67% |
| 3 | OEF | ISHARES TR | Unclassified | 4.23% |
| 4 | MDY | SPDR S&P MIDCAP 400 ETF TR | Unclassified | 3.12% |
| 5 | AAPL | Apple Inc. | Information Technology | 2.71% |
| 6 | MSFT | MICROSOFT CORP | Information Technology | 2.55% |
| 7 | GOOG | Alphabet Inc. | Communication Services | 2.37% |
| 8 | XLP | SELECT SECTOR SPDR TR | Unclassified | 2.23% |
| 9 | UNH | UNITEDHEALTH GROUP INC | Financials | 2.06% |
| 10 | JNJ | JOHNSON & JOHNSON | Health Care | 1.95% |
35/77 names classified · sector 46.2% of weight · industry 44.9% · mkt cap 46.2%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 46.2% of the book is sector-classified (unclassified names shown, never dropped).
Only 45% of book weight classified — the grid is NOT representative of the whole book.
Classified: 44.9% of book weight (34/73 names) · unclassified 55.1%: SPY, IXUS, OEF, MDY, , XLP, XLU, XLF, PFF, FREL +29 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | SPYSTATE STR SPDR S&P 500 ETF T | 329,438 | $82M | 12.1% | ADD 2% |
| 2 | IXUSISHARES TR | 1,258,075 | $66M | 9.7% | HOLD |
| 3 | OEFISHARES TR | 258,963 | $29M | 4.2% | HOLD |
| 4 | MDYSPDR S&P MIDCAP 400 ETF TR | 70,391 | $21M | 3.1% | ADD 3% |
| 5 | AAPLAPPLE INC | 117,572 | $19M | 2.7% | TRIM −2% |
| 6 | MSFTMICROSOFT CORP | 171,735 | $17M | 2.6% | TRIM −3% |
| 7 | GOOGALPHABET INC | 15,657 | $16M | 2.4% | TRIM −2% |
| 8 | XLPSELECT SECTOR SPDR TR | 299,771 | $15M | 2.2% | TRIM −2% |
| 9 | UNHUNITEDHEALTH GROUP INC | 56,601 | $14M | 2.1% | TRIM −2% |
| 10 | JNJJOHNSON & JOHNSON | 103,223 | $13M | 1.9% | TRIM −3% |
| 11 | XLUSELECT SECTOR SPDR TR | 239,722 | $13M | 1.9% | TRIM −2% |
| 12 | XLFSELECT SECTOR SPDR TR | 493,000 | $12M | 1.7% | NEW |
| 13 | PFFISHARES TR | 341,486 | $12M | 1.7% | HOLD |
| 14 | XOMEXXON MOBIL CORP | 168,068 | $11M | 1.7% | TRIM −2% |
| 15 | FRELFIDELITY COVINGTON TRUST | 504,115 | $11M | 1.7% | TRIM −2% |
| 16 | MCDMCDONALDS CORP | 61,709 | $11M | 1.6% | HOLD |
| 17 | JPMJPMORGAN CHASE & CO | 112,071 | $11M | 1.6% | TRIM −2% |
| 18 | HDHOME DEPOT INC | 63,564 | $11M | 1.6% | TRIM −2% |
| 19 | AMZNAMAZON COM INC | 7,250 | $11M | 1.6% | TRIM −2% |
| 20 | PFEPFIZER INC | 236,774 | $10M | 1.5% | TRIM −3% |
| 21 | WMTWALMART INC | 107,247 | $10M | 1.5% | TRIM −2% |
| 22 | ITOTISHARES TR | 173,058 | $10M | 1.4% | ADD 135% |
| 23 | BDXBECTON DICKINSON & CO | 43,331 | $10M | 1.4% | NEW |
| 24 | MRKMERCK & CO INC | 122,227 | $9M | 1.4% | TRIM −2% |
| 25 | BRK.BBERKSHIRE HATHAWAY INC DEL | 44,367 | $9M | 1.3% | TRIM −3% |
| 26 | BACBANK AMERICA CORP | 364,802 | $9M | 1.3% | TRIM −2% |
| 27 | FCOMFIDELITY COVINGTON TRUST | 313,801 | $9M | 1.3% | TRIM −2% |
| 28 | IGSBISHARES TR | 169,606 | $9M | 1.3% | HOLD |
| 29 | CMCSACOMCAST CORP NEW | 249,793 | $9M | 1.2% | TRIM −2% |
| 30 | CSCOCISCO SYS INC | 193,873 | $8M | 1.2% | TRIM −2% |
| 31 | CBCHUBB LIMITED | 63,453 | $8M | 1.2% | TRIM −2% |
| 32 | GMGENERAL MTRS CO | 239,735 | $8M | 1.2% | TRIM −2% |
| 33 | MDTMEDTRONIC PLC | 85,081 | $8M | 1.1% | TRIM −2% |
| 34 | TXNTEXAS INSTRS INC | 81,189 | $8M | 1.1% | TRIM −2% |
| 35 | USBUS BANCORP | 166,645 | $8M | 1.1% | TRIM −2% |
| 36 | DHRDANAHER CORP DEL | 72,635 | $7M | 1.1% | TRIM −3% |
| 37 | MTUMISHARES TR | 74,459 | $7M | 1.1% | TRIM −2% |
| 38 | ADBEADOBE INC | 32,823 | $7M | 1.1% | HOLD |
| 39 | UPSUNITED PARCEL SERVICE INC | 74,034 | $7M | 1.1% | TRIM −2% |
| 40 | APDAIR PRODS & CHEMS INC | 42,658 | $7M | 1.0% | NEW |
| 41 | DISDISNEY WALT CO | 60,955 | $7M | 1.0% | TRIM −2% |
| 42 | IBBISHARES TR | 69,015 | $7M | 1.0% | HOLD |
| 43 | XLESELECT SECTOR SPDR TR | 114,514 | $7M | 1.0% | ADD 3013% |
| 44 | CATCATERPILLAR INC | 51,517 | $7M | 1.0% | TRIM −2% |
| 45 | BLKBLACKROCK INC | 16,374 | $6M | 0.9% | HOLD |
| 46 | UNITED TECHNOLOGIES CORP | 56,198 | $6M | 0.9% | TRIM −6% |
| 47 | VVISA INC | 41,246 | $5M | 0.8% | HOLD |
| 48 | CRMSALESFORCE INC | 38,116 | $5M | 0.8% | NEW |
| 49 | VANTIV INC | 67,169 | $5M | 0.8% | NEW |
| 50 | DSIISHARES TR | 51,145 | $5M | 0.7% | HOLD |
| 51 | SUSAISHARES TR | 45,964 | $5M | 0.7% | HOLD |
| 52 | VNOVORNADO RLTY TR | 71,489 | $4M | 0.6% | TRIM −3% |
| 53 | KANSAS CITY SOUTHERN | 41,093 | $4M | 0.6% | NEW |
| 54 | FIREEYE INC | 236,415 | $4M | 0.6% | NEW |
| 55 | REMISHARES TR | 93,088 | $4M | 0.5% | ADD 10% |
| 56 | KNXKNIGHT-SWIFT TRANSN HLDGS IN | 138,798 | $3M | 0.5% | NEW |
| 57 | SUBISHARES TR | 32,434 | $3M | 0.5% | TRIM −18% |
| 58 | IGIBISHARES TR | 61,463 | $3M | 0.5% | ADD 9% |
| 59 | XLBSELECT SECTOR SPDR TR | 60,905 | $3M | 0.5% | TRIM −2% |
| 60 | GBILGOLDMAN SACHS ETF TR | 27,180 | $3M | 0.4% | ADD 25% |
| 61 | MUBISHARES TR | 23,570 | $3M | 0.4% | HOLD |
| 62 | AOAISHARES TR | 28,547 | $1M | 0.2% | TRIM −7% |
| 63 | IWFISHARES TR | 9,129 | $1M | 0.2% | HOLD |
| 64 | LQDISHARES TR | 9,300 | $1M | 0.2% | HOLD |
| 65 | PCEFINVESCO EXCH TRADED FD TR II | 49,687 | $1M | 0.1% | HOLD |
| 66 | EFAISHARES TR | 15,110 | $888,000 | 0.1% | NEW |
| 67 | BIZDVANECK ETF TRUST | 60,105 | $844,000 | 0.1% | HOLD |
| 68 | VVVANGUARD INDEX FDS | 6,665 | $766,000 | 0.1% | HOLD |
| 69 | IWDISHARES TR | 5,976 | $664,000 | 0.1% | HOLD |
| 70 | DIASPDR DOW JONES INDL AVERAGE | 2,829 | $660,000 | 0.1% | HOLD |
| 71 | IEMGISHARES INC | 9,427 | $444,000 | 0.1% | HOLD |
| 72 | CMFISHARES TR | 6,898 | $403,000 | 0.1% | HOLD |
| 73 | VOVANGUARD INDEX FDS | 2,885 | $399,000 | 0.1% | HOLD |
| 74 | SDYSPDR SER TR | 4,396 | $394,000 | 0.1% | HOLD |
| 75 | Alerian MLP ETF | 44,114 | $385,000 | 0.1% | HOLD |
| 76 | PGPROCTER AND GAMBLE CO | 3,385 | $311,000 | 0.0% | ADD 5% |
| 77 | IVVISHARES TR | 873 | $220,000 | 0.0% | TRIM −50% |
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