CIK 927952
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 60.78% | 29 |
| Pharmaceuticals & Biotechnology | 4.89% | 4 |
| Technology Hardware & Equipment | 4.88% | 5 |
| Beverages | 3.12% | 2 |
| Software | 3.06% | 1 |
| Software & IT Services | 2.90% | 3 |
| Hotels, Restaurants & Leisure | 2.62% | 1 |
| Insurance | 2.45% | 1 |
| Specialty Retail | 2.37% | 1 |
| Oil, Gas & Consumable Fuels | 2.02% | 3 |
| Equity Real Estate Investment Trusts (REITs) | 1.80% | 2 |
| Diversified Telecommunication Services | 1.46% | 2 |
| Commercial Services & Supplies | 1.33% | 1 |
| Electrical Equipment & Components | 1.08% | 1 |
| Utilities | 0.81% | 2 |
| Semiconductors & Semiconductor Equipment | 0.81% | 1 |
| Banks | 0.78% | 2 |
| Paper & Forest Products | 0.73% | 1 |
| Food & Staples Retailing | 0.55% | 1 |
| Capital Markets | 0.42% | 1 |
| Tobacco | 0.41% | 2 |
| Health Care Equipment & Supplies | 0.29% | 1 |
| Machinery | 0.26% | 2 |
| Aerospace & Defense | 0.19% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | POWERSHARES ETF TR II | Unclassified | 14.88% | |
| 2 | Invesco Exchange Traded Fund T S&P500 Low Vol ETF | Unclassified | 13.11% | |
| 3 | AGG | ISHARES TR | Unclassified | 6.73% |
| 4 | VOO | VANGUARD INDEX FDS | Unclassified | 5.96% |
| 5 | FTLS | FIRST TR EXCH TRADED FD III | Unclassified | 3.72% |
| 6 | MLPA | Unclassified | 3.66% | |
| 7 | AAPL | Apple Inc. | Information Technology | 3.41% |
| 8 | MSFT | MICROSOFT CORP | Information Technology | 3.06% |
| 9 | PEP | PEPSICO INC | Consumer Staples | 2.92% |
| 10 | JNJ | JOHNSON & JOHNSON | Health Care | 2.63% |
41/70 names classified · sector 39.2% of weight · industry 39.2% · mkt cap 37.4%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 39.2% of the book is sector-classified (unclassified names shown, never dropped).
Only 37% of book weight classified — the grid is NOT representative of the whole book.
Classified: 37.0% of book weight (38/58 names) · unclassified 63.0%: , AGG, VOO, FTLS, XLP, BABA, SDY, VYM, IBB, SPY +10 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | POWERSHARES ETF TR II | 621,729 | $24M | 14.9% | NEW |
| 2 | Invesco Exchange Traded Fund T S&P500 Low Vol ETF | 489,965 | $21M | 13.1% | ADD 42% |
| 3 | AGGISHARES TR | 95,535 | $11M | 6.7% | HOLD |
| 4 | VOOVANGUARD INDEX FDS | 49,591 | $10M | 6.0% | TRIM −5% |
| 5 | FTLSFIRST TR EXCH TRADED FD III | 187,035 | $6M | 3.7% | HOLD |
| 6 | MLPA | 504,252 | $6M | 3.7% | HOLD |
| 7 | AAPLAPPLE INC | 57,036 | $5M | 3.4% | ADD 3% |
| 8 | MSFTMICROSOFT CORP | 95,691 | $5M | 3.1% | HOLD |
| 9 | PEPPEPSICO INC | 43,998 | $5M | 2.9% | HOLD |
| 10 | JNJJOHNSON & JOHNSON | 34,605 | $4M | 2.6% | HOLD |
| 11 | SBUXSTARBUCKS CORP | 73,282 | $4M | 2.6% | HOLD |
| 12 | TRVTRAVELERS COMPANIES INC | 32,847 | $4M | 2.4% | HOLD |
| 13 | HDHOME DEPOT INC | 29,701 | $4M | 2.4% | HOLD |
| 14 | AMTAMERICAN TOWER CORP | 23,123 | $3M | 1.6% | HOLD |
| 15 | SLBSCHLUMBERGER LTD | 30,001 | $2M | 1.5% | ADD 3% |
| 16 | XLPSELECT SECTOR SPDR TR | 42,709 | $2M | 1.5% | TRIM −2% |
| 17 | GOOGLALPHABET INC | 3,042 | $2M | 1.3% | ADD 3% |
| 18 | BABAALIBABA GROUP HLDG LTD | 26,639 | $2M | 1.3% | ADD 6% |
| 19 | SDYSPDR SER TR | 22,260 | $2M | 1.2% | HOLD |
| 20 | VZVERIZON COMMUNICATIONS INC | 32,619 | $2M | 1.1% | ADD 9% |
| 21 | VYMVANGUARD WHITEHALL FDS | 25,161 | $2M | 1.1% | HOLD |
| 22 | GEGENERAL ELECTRIC CO | 54,593 | $2M | 1.1% | HOLD |
| 23 | IBBISHARES TR | 6,612 | $2M | 1.1% | NEW |
| 24 | BMYBRISTOL-MYERS SQUIBB CO | 19,810 | $1M | 0.9% | HOLD |
| 25 | GOOGALPHABET INC | 2,102 | $1M | 0.9% | HOLD |
| 26 | ANNALY MORTGAGE MANAGEMENT | 128,454 | $1M | 0.9% | HOLD |
| 27 | Alerian MLP ETF | 109,575 | $1M | 0.9% | ADD 9% |
| 28 | PFEPFIZER INC | 38,317 | $1M | 0.8% | ADD 9% |
| 29 | INTCINTEL CORP | 39,357 | $1M | 0.8% | HOLD |
| 30 | FTSE RAFI 1000 US Lg Cap | 13,723 | $1M | 0.8% | TRIM −5% |
| 31 | KMBKIMBERLY-CLARK CORP | 8,514 | $1M | 0.7% | ADD 3% |
| 32 | SPYSTATE STR SPDR S&P 500 ETF T | 5,297 | $1M | 0.7% | TRIM −9% |
| 33 | METAMETA PLATFORMS INC | 9,182 | $1M | 0.7% | ADD 7% |
| 34 | IBMINTERNATIONAL BUSINESS MACHS | 6,623 | $1M | 0.6% | HOLD |
| 35 | JPMJPMORGAN CHASE & CO | 15,480 | $962,000 | 0.6% | ADD 27% |
| 36 | DLNWISDOMTREE TR | 11,840 | $897,000 | 0.6% | TRIM −2% |
| 37 | CVSCVS HEALTH CORP | 9,132 | $874,000 | 0.5% | HOLD |
| 38 | IWVISHARES TR | 6,678 | $828,000 | 0.5% | TRIM −10% |
| 39 | NVSNOVARTIS AG | 9,870 | $814,000 | 0.5% | TRIM −4% |
| 40 | ACWIISHARES TR | 13,714 | $771,000 | 0.5% | ADD 44% |
| 41 | EZMWISDOMTREE TR | 7,771 | $709,000 | 0.4% | TRIM −3% |
| 42 | EDCONSOLIDATED EDISON INC | 8,629 | $694,000 | 0.4% | NEW |
| 43 | IVZINVESCO LTD | 26,472 | $676,000 | 0.4% | TRIM −2% |
| 44 | XLFSELECT SECTOR SPDR TR | 27,772 | $635,000 | 0.4% | TRIM −58% |
| 45 | XOMEXXON MOBIL CORP | 6,596 | $618,000 | 0.4% | ADD 22% |
| 46 | TIFFANY & CO NEW | 10,142 | $615,000 | 0.4% | NEW |
| 47 | EPDENTERPRISE PRODS PARTNERS L | 20,534 | $601,000 | 0.4% | HOLD |
| 48 | BLACKSTONE GROUP LP | 23,900 | $587,000 | 0.4% | HOLD |
| 49 | TMOTHERMO FISHER SCIENTIFIC INC | 3,854 | $569,000 | 0.4% | ADD 6% |
| 50 | TAT&T INC | 11,947 | $516,000 | 0.3% | ADD 6% |
| 51 | CSCOCISCO SYS INC | 16,970 | $487,000 | 0.3% | HOLD |
| 52 | MMM3M CO | 2,668 | $467,000 | 0.3% | ADD 74% |
| 53 | ALLERGAN PLC | 1,977 | $457,000 | 0.3% | ADD 16% |
| 54 | SCHXSCHWAB U.S. LARGE-CAP ETF | 8,416 | $419,000 | 0.3% | HOLD |
| 55 | PMPHILIP MORRIS INTL INC | 4,098 | $417,000 | 0.3% | ADD 6% |
| 56 | Invesco S&P 500 Pure Growth | 4,169 | $337,000 | 0.2% | HOLD |
| 57 | POWERSHARES QQQ TRUST | 3,124 | $336,000 | 0.2% | NEW |
| 58 | KOCOCA COLA CO | 7,058 | $320,000 | 0.2% | HOLD |
| 59 | BABOEING CO | 2,389 | $310,000 | 0.2% | HOLD |
| 60 | DHRDANAHER CORP DEL | 2,796 | $282,000 | 0.2% | HOLD |
| 61 | WFCWELLS FARGO CO NEW | 5,932 | $281,000 | 0.2% | ADD 15% |
| 62 | MOALTRIA GROUP INC | 3,573 | $246,000 | 0.2% | HOLD |
| 63 | AVBAVALONBAY CMNTYS INC | 1,355 | $244,000 | 0.2% | HOLD |
| 64 | CVXCHEVRON CORP NEW | 2,229 | $234,000 | 0.1% | NEW |
| 65 | SWKSTANLEY BLACK & DECKER INC | 2,027 | $225,000 | 0.1% | HOLD |
| 66 | VIGVANGUARD SPECIALIZED FUNDS | 2,620 | $218,000 | 0.1% | HOLD |
| 67 | CELGENE CORP | 2,158 | $213,000 | 0.1% | TRIM −4% |
| 68 | Guggenheim Etf | 4,065 | $207,000 | 0.1% | TRIM −98% |
| 69 | GDXVANECK ETF TRUST GOLD MINERS ETF | 7,380 | $204,000 | 0.1% | NEW |
| 70 | EMLEASTERN CO | 11,796 | $196,000 | 0.1% | HOLD |
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