UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC

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CIK 2011649

13F portfolio (2026-Q1)

$159M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

Top 5

48.8%

Top 10

63.9%

Effective N

14.5

HHI

0.069

This quarter

14 new · 0 exit →

By sector

Unclassified60.8%

Information Technology17.8%

Consumer Discretionary5.8%

Communication Services5.1%

Financials4.9%

Health Care2.5%

Industrials1.1%

Energy0.6%

Other1.4%

By market cap

Unknown60.8%

Mega (>$200B)35.2%

Large ($10–200B)3.8%

Mid ($2–10B)0.2%

Micro (<$300M)0.1%

By region

Other60.8%

North America39.2%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	61.32%	31
Semiconductors & Semiconductor Equipment	10.11%	11
Technology Hardware & Equipment	4.61%	4
Specialty Retail	4.56%	4
Software & IT Services	4.52%	3
Software	2.82%	3
Pharmaceuticals & Biotechnology	2.40%	6
Banks	2.38%	7
Commercial Services & Supplies	1.20%	3
Automobiles & Components	0.73%	1
Capital Markets	0.61%	3
Oil, Gas & Consumable Fuels	0.57%	2
Machinery	0.55%	2
Utilities	0.52%	3
Beverages	0.42%	2
Media & Entertainment	0.41%	1
Insurance	0.32%	1
Electrical Equipment & Components	0.30%	2
Hotels, Restaurants & Leisure	0.28%	1
Aerospace & Defense	0.27%	1
Distributors	0.23%	1
Diversified Telecommunication Services	0.20%	1
Chemicals	0.20%	1
Road & Rail	0.15%	1
Food & Staples Retailing	0.13%	1
Equity Real Estate Investment Trusts (REITs)	0.13%	1
Health Care Equipment & Supplies	0.07%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	18.09%
2	SCHX	SCHWAB U.S. LARGE-CAP ETF	Unclassified	13.85%
3	VCRB	VANGUARD MALVERN FDS	Unclassified	5.85%
4	NVDA	NVIDIA CORP	Information Technology	5.62%
5	IWB	ISHARES TR	Unclassified	5.41%
6	AAPL	Apple Inc.	Information Technology	3.95%
7	ITOT	ISHARES TR	Unclassified	3.32%
8	GOOGL	Alphabet Inc.	Communication Services	2.97%
9	MSFT	MICROSOFT CORP	Information Technology	2.54%
10	AMZN	AMAZON COM INC	Consumer Discretionary	2.29%

68/98 names classified · sector 39.2% of weight · industry 38.7% · mkt cap 39.2%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 10 quarters

Information TechnologyNVDA, AAPL, MSFT, AVGO, MU · other

Consumer DiscretionaryAMZN, COST, HD, WMT, TSLA · other

FinancialsJPM, UNH, MA, V, BRK.B · other

Communication ServicesGOOGL, GOOG, META, T, NFLX · other

Health CareLLY, ABBV, JNJ, GILD, MRK · other

IndustrialsWM, UNP, RTX, CAT, ACN · other

Consumer StaplesPEP, KO, PM, CVS

MaterialsPG, NKE, LIN

UtilitiesVST, NEE, CEG

EnergyCVX, XOM

Real Estate

UnclassifiedVEA, SCHX, IWB, ITOT, DFVX · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 39.2% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 38% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (64 classified)UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC centroid (Large Growth)

Information TechnologyConsumer DiscretionaryCommunication ServicesFinancialsHealth CareIndustrialsEnergyConsumer StaplesUtilitiesMaterialsReal Estate

Style box summary for UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC: centroid Large Growth. Heaviest cells: Large Growth 26.6%, Large Core 8.1%, Large Value 3.0%.

Classified: 38.3% of book weight (64/98 names) · unclassified 61.7%: VEA, SCHX, VCRB, IWB, ITOT, DFVX, VCRM, SCHE, DFEM, VOO +24 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 98 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	VEAVANGUARD TAX-MANAGED FDS	412,336	$29M	18.1%	HOLD
2	SCHXSCHWAB U.S. LARGE-CAP ETF	763,704	$22M	13.8%	ADD 6%
3	VCRBVANGUARD MALVERN FDS	120,396	$9M	5.9%	ADD 32%
4	NVDANVIDIA CORPORATION	42,197	$9M	5.6%	ADD 17%
5	IWBISHARES TR	21,509	$9M	5.4%	HOLD
6	AAPLAPPLE INC	21,804	$6M	3.9%	ADD 12%
7	ITOTISHARES TR	32,902	$5M	3.3%	HOLD
8	GOOGLALPHABET INC	11,861	$5M	3.0%	HOLD
9	MSFTMICROSOFT CORP	9,581	$4M	2.5%	ADD 11%
10	AMZNAMAZON COM INC	13,413	$4M	2.3%	ADD 11%
11	DFVXDIMENSIONAL ETF TRUST	43,013	$3M	2.2%	ADD 7%
12	VCRMVANGUARD MUN BD FDS	37,808	$3M	1.8%	NEW
13	SCHESCHWAB STRATEGIC TR	55,104	$2M	1.3%	HOLD
14	JPMJPMORGAN CHASE & CO	6,494	$2M	1.3%	ADD 19%
15	AVGOBROADCOM INC	4,121	$2M	1.1%	HOLD
16	DFEMDIMENSIONAL ETF TRUST	39,278	$2M	1.0%	ADD 12%
17	WMTWALMART INC	11,745	$2M	1.0%	ADD 2%
18	VOOVANGUARD INDEX FDS	2,212	$1M	0.9%	HOLD
19	GOOGALPHABET INC	3,630	$1M	0.9%	ADD 133%
20	COSTCOSTCO WHSL CORP NEW	1,357	$1M	0.9%	HOLD
21	LLYELI LILLY & CO	1,330	$1M	0.8%	ADD 5%
22	MUMICRON TECHNOLOGY INC	1,956	$1M	0.8%	NEW
23	VEUVANGUARD INTL EQUITY INDEX F	14,858	$1M	0.8%	HOLD
24	TSLATESLA INC	2,808	$1M	0.7%	HOLD
25	AMDADVANCED MICRO DEVICES INC	2,698	$1M	0.7%	ADD 36%
26	MDYSPDR S&P MIDCAP 400 ETF TR	1,537	$1M	0.7%	HOLD
27	METAMETA PLATFORMS INC	1,651	$1M	0.6%	TRIM −12%
28	QQQINVESCO QQQ TR	1,413	$981,950	0.6%	HOLD
29	MAMASTERCARD INCORPORATED	1,853	$928,242	0.6%	TRIM −13%
30	BRK.BBERKSHIRE HATHAWAY INC DEL	1,784	$847,543	0.5%	ADD 13%
31	TXNTEXAS INSTRS INC	2,615	$745,903	0.5%	ADD 10%
32	RSPINVESCO EXCHANGE TRADED FD T	3,601	$732,948	0.5%	TRIM −36%
33	VVISA INC	2,244	$720,952	0.5%	TRIM −18%
34	HDHOME DEPOT INC	2,153	$694,644	0.4%	TRIM −26%
35	IVVISHARES TR	935	$687,188	0.4%	TRIM −3%
36	ABBVABBVIE INC	3,305	$669,957	0.4%	ADD 16%
37	AMATAPPLIED MATLS INC	1,590	$652,918	0.4%	HOLD
38	NFLXNETFLIX INC	7,362	$649,697	0.4%	ADD 66%
39	IDEVISHARES TR	7,276	$646,473	0.4%	HOLD
40	CATCATERPILLAR INC	708	$634,149	0.4%	HOLD
41	GILDGILEAD SCIENCES INC	4,700	$630,082	0.4%	ADD 5%
42	JNJJOHNSON & JOHNSON	2,822	$627,913	0.4%	ADD 4%
43	OMFLInvesco Russell 1000 Dynamic Multi ETF	9,379	$625,884	0.4%	HOLD
44	XLFSELECT SECTOR SPDR TR	11,809	$608,754	0.4%	HOLD
45	SPYSTATE STR SPDR S&P 500 ETF T	828	$605,577	0.4%	ADD 19%
46	EQALINVESCO EXCH TRADED FD TR II	9,757	$562,588	0.4%	HOLD
47	VTIVANGUARD INDEX FDS	1,559	$561,552	0.4%	HOLD
48	IWMISHARES TR	1,960	$553,230	0.3%	HOLD
49	CSCOCISCO SYS INC	5,853	$539,412	0.3%	HOLD
50	INTCINTEL CORP	4,879	$534,836	0.3%	ADD 3%
51	UNHUNITEDHEALTH GROUP INC	1,386	$512,460	0.3%	HOLD
52	IXUSISHARES TR	5,042	$477,830	0.3%	HOLD
53	KOCOCA COLA CO	5,991	$469,874	0.3%	ADD 4%
54	XOMEXXON MOBIL CORP	3,102	$454,691	0.3%	ADD 3%
55	EFAISHARES TR	4,408	$453,539	0.3%	HOLD
56	MCDMCDONALDS CORP	1,576	$447,111	0.3%	TRIM −12%
57	CVXCHEVRON CORP NEW	2,444	$446,084	0.3%	ADD 4%
58	RTXRTX CORPORATION	2,434	$430,283	0.3%	TRIM −3%
59	WFCWELLS FARGO CO NEW	4,850	$383,926	0.2%	ADD 70%
60	VIOOVANGUARD ADMIRAL FDS INC	2,957	$376,544	0.2%	HOLD
61	NEENEXTERA ENERGY INC	4,019	$375,053	0.2%	HOLD
62	MRKMERCK & CO INC	3,261	$366,177	0.2%	HOLD
63	SCHWSCHWAB CHARLES CORP	4,078	$364,981	0.2%	HOLD
64	CORCENCORA INC	1,423	$363,804	0.2%	HOLD
65	ADIANALOG DEVICES INC	875	$357,455	0.2%	HOLD
66	MSMORGAN STANLEY	1,814	$344,968	0.2%	ADD 38%
67	MTBM & T BK CORP	1,511	$321,873	0.2%	ADD 49%
68	TAT&T INC	12,690	$320,549	0.2%	HOLD
69	PGPROCTER AND GAMBLE CO	2,120	$309,644	0.2%	TRIM −43%
70	TMOTHERMO FISHER SCIENTIFIC INC	624	$296,063	0.2%	HOLD
71	BACBANK AMERICA CORP	5,578	$294,240	0.2%	ADD 4%
72	SCZISHARES TR	3,451	$292,714	0.2%	HOLD
73	AXTIAXT INC	2,643	$286,554	0.2%	NEW
74	AXPAMERICAN EXPRESS CO	871	$277,579	0.2%	ADD 2%
75	EEMISHARES TR	4,050	$269,690	0.2%	HOLD
76	GEGE AEROSPACE	880	$266,196	0.2%	HOLD
77	BNYBANK NEW YORK MELLON CORP	2,022	$264,217	0.2%	NEW
78	BLKBLACKROCK INC	238	$254,122	0.2%	TRIM −8%
79	MRVLMARVELL TECHNOLOGY INC	1,581	$252,976	0.2%	NEW
80	WMWASTE MGMT INC DEL	1,139	$252,232	0.2%	HOLD
81	MSTRSTRATEGY INC	1,393	$250,517	0.2%	NEW
82	PLTRPALANTIR TECHNOLOGIES INC	1,810	$248,061	0.2%	NEW
83	LRCXLAM RESEARCH CORP	850	$243,542	0.2%	NEW
84	VSTVISTRA CORP	1,576	$242,625	0.2%	TRIM −10%
85	UNPUNION PAC CORP	906	$239,990	0.2%	HOLD
86	IBMINTERNATIONAL BUSINESS MACHS	965	$223,214	0.1%	ADD 3%
87	APHAMPHENOL CORP	1,633	$223,100	0.1%	HOLD
88	IWFISHARES TR	1,796	$220,441	0.1%	NEW
89	AMGNAMGEN INC	648	$213,250	0.1%	HOLD
90	CVSCVS HEALTH CORP	2,438	$212,984	0.1%	NEW
91	PLDPROLOGIS INC.	1,473	$209,593	0.1%	NEW
92	GEVGE VERNOVA INC	197	$205,989	0.1%	NEW
93	ORCLORACLE CORP	1,047	$203,650	0.1%	TRIM −49%
94	SCHFSCHWAB STRATEGIC TR	7,467	$200,937	0.1%	NEW
95	PEPPEPSICO INC	1,281	$200,207	0.1%	HOLD
96	CEGCONSTELLATION ENERGY CORP	643	$200,153	0.1%	NEW
97	PGXINVESCO EXCH TRADED FD TR II	11,725	$130,851	0.1%	HOLD
98	TELATELA BIO INC	99,888	$109,877	0.1%	HOLD

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

VEAVANGUARD TAX-MANAGED FDS

336K

424K

422K

409K

407K

412K

$29M

SCHXSCHWAB U.S. LARGE-CAP ETF

405K

564K

645K

679K

719K

764K

$22M

VCRBVANGUARD MALVERN FDS

52K

75K

81K

90K

91K

120K

$9M

NVDANVIDIA CORPORATION

39K

43K

36K

42K

$9M

IWBISHARES TR

22K

$9M

AAPLAPPLE INC

23K

24K

23K

20K

22K

$6M

ITOTISHARES TR

33K

$5M

GOOGLALPHABET INC

12K

14K

13K

12K

$5M

MSFTMICROSOFT CORP

10K

$4M

AMZNAMAZON COM INC

12K

14K

13K

12K

13K

$4M

DFVXDIMENSIONAL ETF TRUST

84K

71K

69K

44K

40K

43K

$3M

VCRMVANGUARD MUN BD FDS

—

38K

$3M

SCHESCHWAB STRATEGIC TR

—

69K

76K

56K

55K

$2M

JPMJPMORGAN CHASE & CO

$2M

AVGOBROADCOM INC

$2M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

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