Elm3 Financial Group, LLC

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CIK 2011201

13F portfolio (2026-Q1)

$118M

Positions

117

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

117

Top 5

23.3%

Top 10

37.9%

Effective N

45.6

HHI

0.022

This quarter

8 new · 0 exit →

By sector

Unclassified57.1%

Information Technology18.8%

Consumer Discretionary9.1%

Financials3.2%

Health Care3.1%

Communication Services2.9%

Industrials2.5%

Utilities1.5%

Other1.7%

By market cap

Unknown57.6%

Mega (>$200B)31.7%

Large ($10–200B)10.7%

By region

Other57.1%

North America42.4%

Asia-Pacific0.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	57.06%	80
Semiconductors & Semiconductor Equipment	11.56%	5
Specialty Retail	8.47%	4
Technology Hardware & Equipment	4.16%	4
Pharmaceuticals & Biotechnology	3.13%	1
Software	3.12%	1
Software & IT Services	2.91%	3
Insurance	2.37%	3
Utilities	1.51%	4
Metals & Mining	1.49%	1
Construction & Engineering	1.16%	2
Aerospace & Defense	0.83%	2
Banks	0.45%	1
Automobiles & Components	0.41%	1
Capital Markets	0.36%	1
Machinery	0.27%	1
Commercial Services & Supplies	0.26%	1
Distributors	0.24%	1
Oil, Gas & Consumable Fuels	0.23%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AMZN	AMAZON COM INC	Consumer Discretionary	6.46%
2	NVDA	NVIDIA CORP	Information Technology	6.09%
3	AVGO	Broadcom Inc.	Information Technology	4.27%
4	QQQ	INVESCO QQQ TR	Unclassified	3.39%
5	LLY	ELI LILLY & Co	Health Care	3.13%
6	MSFT	MICROSOFT CORP	Information Technology	3.12%
7	ICLO	INVESCO ACTIVELY MANAGED EXC	Unclassified	3.08%
8	QQQM	INVESCO EXCH TRADED FD TR II	Unclassified	2.87%
9	AAPL	Apple Inc.	Information Technology	2.84%
10	XMMO	INVESCO EXCHANGE TRADED FD T	Unclassified	2.62%

37/117 names classified · sector 42.9% of weight · industry 42.9% · mkt cap 42.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 6 quarters

Information TechnologyNVDA, MSFT, AVGO, AAPL, PANW · other

Consumer DiscretionaryAMZN, HD, COST, MOD, AZO · other

Health CareLLY, NVO

FinancialsWRB, PGR, ACGL, JPM, NDAQ · other

Communication ServicesGOOGL, META, GOOG, NFLX

IndustrialsTDG, STRL, SPGI, LMT, PH · other

UtilitiesDTM, CEG, ATO, NRG, VST · other

Materials

EnergyMPC, PSX, XOM

Real Estate

UnclassifiedICLO, QQQ, QQQM, BRLN, MTUM · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 42.9% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 42% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (36 classified)Elm3 Financial Group, LLC centroid (Large Growth)

Information TechnologyConsumer DiscretionaryFinancialsHealth CareCommunication ServicesIndustrialsUtilitiesMaterialsEnergy

Style box summary for Elm3 Financial Group, LLC: centroid Large Growth. Heaviest cells: Large Growth 33.0%, Mid Core 3.1%, Mid Growth 2.1%.

Classified: 42.4% of book weight (36/117 names) · unclassified 57.6%: QQQ, ICLO, QQQM, XMMO, MTUM, SCYB, SPHY, PDI, PTY, RSP +71 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 117 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	AMZNAMAZON COM INC	36,717	$8M	6.5%	HOLD
2	NVDANVIDIA CORPORATION	41,339	$7M	6.1%	TRIM −3%
3	AVGOBROADCOM INC	16,323	$5M	4.3%	HOLD
4	QQQINVESCO QQQ TR	6,945	$4M	3.4%	HOLD
5	LLYELI LILLY & CO	4,035	$4M	3.1%	HOLD
6	MSFTMICROSOFT CORP	9,979	$4M	3.1%	HOLD
7	ICLOINVESCO ACTIVELY MANAGED EXC	142,991	$4M	3.1%	TRIM −11%
8	QQQMINVESCO EXCH TRADED FD TR II	14,293	$3M	2.9%	HOLD
9	AAPLAPPLE INC	13,238	$3M	2.8%	HOLD
10	XMMOINVESCO EXCHANGE TRADED FD T	21,419	$3M	2.6%	HOLD
11	MTUMISHARES TR	10,442	$3M	2.1%	TRIM −4%
12	SCYBSCHWAB STRATEGIC TR	94,088	$2M	2.1%	ADD 48%
13	SPHYSPDR SERIES TRUST	103,826	$2M	2.0%	ADD 49%
14	GOOGLALPHABET INC	8,152	$2M	2.0%	HOLD
15	PDIPIMCO DYNAMIC INCOME FD	128,837	$2M	1.9%	ADD 7%
16	PTYPIMCO CORPORATE & INCOME OPP	160,030	$2M	1.6%	TRIM −4%
17	HWMHOWMET AEROSPACE INC	7,668	$2M	1.5%	TRIM −3%
18	RSPINVESCO EXCHANGE TRADED FD T	9,185	$2M	1.5%	ADD 333%
19	FTECFIDELITY COVINGTON TRUST	7,446	$2M	1.3%	HOLD
20	WRBBERKLEY W R CORP	23,280	$2M	1.3%	TRIM −4%
21	THYFT ROWE PRICE ETF INC	28,824	$1M	1.2%	HOLD
22	HDHOME DEPOT INC	4,304	$1M	1.2%	TRIM −25%
23	FDEVFIDELITY COVINGTON TRUST	38,201	$1M	1.2%	HOLD
24	EWYISHARES INC MSCI STH KOR ETF	10,410	$1M	1.1%	HOLD
25	PHKPIMCO HIGH INCOME FD	259,069	$1M	1.0%	ADD 24%
26	VBVANGUARD INDEX FDS	4,556	$1M	1.0%	ADD 39%
27	CGDVCAPITAL GROUP DIVIDEND VALUE	27,822	$1M	1.0%	HOLD
28	VOVANGUARD INDEX FDS	3,997	$1M	1.0%	ADD 6%
29	LONZPIMCO ETF TR	22,820	$1M	1.0%	TRIM −21%
30	PPAINVESCO EXCHANGE TRADED FD T	6,638	$1M	0.9%	TRIM −2%
31	STRLSTERLING INFRASTRUCTURE INC	2,637	$1M	0.9%	TRIM −3%
32	UTESETFIS SER TR I	13,306	$1M	0.9%	ADD 8%
33	IFRAISHARES U.S. INFRASTRUCTURE ETF	18,182	$1M	0.9%	ADD 5%
34	VBKVANGUARD INDEX FDS	3,029	$915,496	0.8%	ADD 6%
35	VTIVANGUARD INDEX FDS	2,696	$865,009	0.7%	TRIM −7%
36	EWTISHARES INC MSCI TAIWAN ETF	11,524	$817,267	0.7%	TRIM −2%
37	PGRPROGRESSIVE CORP	4,094	$811,596	0.7%	TRIM −4%
38	KLACKLA CORP	540	$795,101	0.7%	HOLD
39	FELGFidelity Covington TR Enhanced LC Grow ETF	20,830	$780,925	0.7%	HOLD
40	JAAAJANUS DETROIT STR TR	15,248	$768,042	0.6%	TRIM −5%
41	SMHVANECK ETF TRUST	1,981	$759,345	0.6%	ADD 25%
42	VTWGVANGUARD SCOTTSDALE FDS	3,238	$741,631	0.6%	HOLD
43	JQUAJ P MORGAN EXCHANGE TRADED F	12,007	$736,272	0.6%	TRIM −5%
44	BRLNBLACKROCK ETF TRUST II	14,294	$725,328	0.6%	TRIM −24%
45	COSTCOSTCO WHSL CORP NEW	714	$711,794	0.6%	HOLD
46	GDEWISDOMTREE TR	11,294	$710,411	0.6%	TRIM −4%
47	BXSLBLACKSTONE SECD LENDING FD	29,835	$706,801	0.6%	TRIM −16%
48	IWYISHARES TR	2,744	$682,795	0.6%	HOLD
49	TDGTRANSDIGM GROUP INC	587	$680,310	0.6%	HOLD
50	DTMDT MIDSTREAM INC	4,772	$642,685	0.5%	HOLD
51	EPOLISHARES TR	17,630	$641,895	0.5%	HOLD
52	FEMRFIDELITY COVINGTON TRUST	18,422	$629,113	0.5%	ADD 8%
53	TSMTAIWAN SEMICONDUCTOR MFG LTD	1,836	$620,476	0.5%	HOLD
54	PKBINVESCO EXCHANGE TRADED FD T	6,023	$587,684	0.5%	ADD 5%
55	IWPISHARES TR	4,488	$575,003	0.5%	TRIM −3%
56	GOOGALPHABET INC	1,987	$569,867	0.5%	HOLD
57	VRTVERTIV HOLDINGS CO	2,262	$566,823	0.5%	TRIM −3%
58	FLDRFIDELITY MERRIMACK STR TR	10,949	$548,008	0.5%	HOLD
59	VXUSVANGUARD STAR FDS	6,994	$539,307	0.5%	HOLD
60	JPMJPMORGAN CHASE & CO	1,811	$532,768	0.5%	HOLD
61	METAMETA PLATFORMS INC	925	$529,267	0.4%	HOLD
62	FCOMFIDELITY COVINGTON TRUST	7,711	$525,240	0.4%	HOLD
63	PAVEGLOBAL X FDS	10,212	$518,860	0.4%	ADD 11%
64	FBCGFIDELITY COVINGTON TRUST	10,209	$511,675	0.4%	HOLD
65	MODMODINE MFG CO	2,223	$481,638	0.4%	TRIM −5%
66	FFLCFIDELITY COVINGTON TRUST	9,081	$465,740	0.4%	HOLD
67	DPGDUFF & PHELPS UTLITY AND INF	32,251	$465,707	0.4%	TRIM −2%
68	ACGLARCH CAP GROUP LTD	4,755	$456,391	0.4%	TRIM −6%
69	ATOATMOS ENERGY CORP	2,425	$447,946	0.4%	ADD 7%
70	PANWPALO ALTO NETWORKS INC	2,770	$444,086	0.4%	TRIM −10%
71	GFLWVICTORY PORTFOLIOS II	16,886	$444,029	0.4%	NEW
72	FFGXFIDELITY COVINGTON TRUST	14,258	$434,529	0.4%	HOLD
73	NDAQNASDAQ INC	5,082	$431,450	0.4%	HOLD
74	FHLCFIDELITY COVINGTON TRUST	6,119	$430,533	0.4%	ADD 5%
75	JCPBJ P MORGAN EXCHANGE TRADED F	8,808	$414,681	0.4%	HOLD
76	PCNPIMCO CORPORATE & INCOME STR	34,667	$412,537	0.3%	ADD 3%
77	FLBLFRANKLIN TEMPLETON ETF TR	17,844	$410,423	0.3%	TRIM −28%
78	CEGCONSTELLATION ENERGY CORP	1,465	$409,101	0.3%	ADD 4%
79	FIDIFIDELITY COVINGTON TRUST	14,781	$408,030	0.3%	TRIM −2%
80	IVVISHARES TR	621	$405,796	0.3%	TRIM −4%
81	PDNINVESCO EXCH TRADED FD TR II	8,257	$358,118	0.3%	HOLD
82	XBISPDR SERIES TRUST	2,770	$353,812	0.3%	ADD 7%
83	FFDIFIDELITY COVINGTON TRUST	11,846	$351,419	0.3%	ADD 3%
84	SPYSTATE STR SPDR S&P 500 ETF T	523	$339,809	0.3%	TRIM −7%
85	ANETARISTA NETWORKS INC	2,680	$329,050	0.3%	TRIM −3%
86	JIREJ P MORGAN EXCHANGE TRADED F	4,295	$325,303	0.3%	ADD 60%
87	PHPARKER-HANNIFIN CORP	358	$320,496	0.3%	ADD 19%
88	VFMVVANGUARD WELLINGTON FD	2,334	$310,959	0.3%	HOLD
89	LVHILEGG MASON ETF INVT	7,634	$309,485	0.3%	ADD 10%
90	SPGIS&P GLOBAL INC	720	$306,298	0.3%	HOLD
91	LMTLOCKHEED MARTIN CORP	500	$302,195	0.3%	HOLD
92	EMEEMCOR GROUP INC	398	$293,847	0.2%	NEW
93	LNGCheniere Energy, Inc	1,031	$292,507	0.2%	HOLD
94	DIMWISDOMTREE TR	3,473	$287,669	0.2%	HOLD
95	CLOABLACKROCK ETF TRUST II	5,549	$287,632	0.2%	TRIM −6%
96	MCKMCKESSON CORP	326	$282,324	0.2%	TRIM −5%
97	MPCMARATHON PETE CORP	1,121	$273,669	0.2%	NEW
98	PFNPIMCO INCOME STRATEGY FD II	37,696	$259,725	0.2%	HOLD
99	PPHVANECK ETF TRUST	2,458	$255,285	0.2%	HOLD
100	AZOAUTOZONE INC	74	$249,956	0.2%	TRIM −3%
101	EFOPROSHARES TR	3,926	$249,670	0.2%	HOLD
102	VGKVANGUARD INTL EQUITY INDEX F	2,909	$239,809	0.2%	NEW
103	XMHQINVESCO EXCHANGE TRADED FD T	2,318	$239,612	0.2%	HOLD
104	EWWISHARES INC MSCI MEXICO ETF	3,137	$235,979	0.2%	NEW
105	TTMITTM TECHNOLOGIES INC	2,387	$232,542	0.2%	NEW
106	VIGVANGUARD SPECIALIZED FUNDS	1,044	$224,415	0.2%	HOLD
107	QGRWWISDOMTREE TR	4,200	$224,406	0.2%	TRIM −12%
108	BITBLACKROCK MULTI SECTOR INC T	17,576	$220,051	0.2%	TRIM −21%
109	EWDISHARES INC	4,313	$210,146	0.2%	TRIM −12%
110	BKSEBNY MELLON ETF TRUST	1,832	$208,686	0.2%	ADD 3%
111	UPVPROSHARES TR	2,421	$207,725	0.2%	NEW
112	ANGLVANECK ETF TRUST	7,220	$207,353	0.2%	HOLD
113	PFLPIMCO INCOME STRATEGY FD	25,885	$207,080	0.2%	TRIM −6%
114	BKLNINVESCO EXCH TRADED FD TR II	9,926	$202,592	0.2%	TRIM −32%
115	PCMMBONDBLOXX ETF TRUST	4,120	$202,580	0.2%	NEW
116	VOTVANGUARD INDEX FDS	780	$200,733	0.2%	ADD 5%
117	BTZBLACKROCK CR ALLOCATION INCO	11,400	$115,140	0.1%	HOLD

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

AMZNAMAZON COM INC

21K

40K

39K

38K

37K

$8M

NVDANVIDIA CORPORATION

55K

51K

49K

46K

43K

41K

$7M

AVGOBROADCOM INC

19K

18K

16K

$5M

QQQINVESCO QQQ TR

10K

$4M

LLYELI LILLY & CO

$4M

MSFTMICROSOFT CORP

13K

12K

11K

10K

$4M

ICLOINVESCO ACTIVELY MANAGED EXC

476K

332K

255K

218K

160K

143K

$4M

QQQMINVESCO EXCH TRADED FD TR II

18K

16K

15K

14K

$3M

AAPLAPPLE INC

18K

15K

14K

13K

$3M

XMMOINVESCO EXCHANGE TRADED FD T

26K

29K

26K

24K

21K

$3M

MTUMISHARES TR

—

21K

18K

15K

11K

10K

$3M

SCYBSCHWAB STRATEGIC TR

—

64K

94K

$2M

SPHYSPDR SERIES TRUST

—

70K

104K

$2M

GOOGLALPHABET INC

$2M

PDIPIMCO DYNAMIC INCOME FD

80K

76K

84K

87K

121K

129K

$2M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆Elm3 Financial Group, LLC