CIK 1839419
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 50.58% | 30 |
| Technology Hardware & Equipment | 12.41% | 2 |
| Equity Real Estate Investment Trusts (REITs) | 7.68% | 8 |
| Oil, Gas & Consumable Fuels | 6.08% | 7 |
| Software & IT Services | 4.03% | 4 |
| Software | 3.89% | 5 |
| Specialty Retail | 3.05% | 3 |
| Semiconductors & Semiconductor Equipment | 2.94% | 3 |
| Pharmaceuticals & Biotechnology | 1.97% | 1 |
| Media & Entertainment | 1.94% | 1 |
| Commercial Services & Supplies | 1.70% | 3 |
| Hotels, Restaurants & Leisure | 0.89% | 2 |
| Transportation Infrastructure | 0.70% | 1 |
| Insurance | 0.57% | 1 |
| Banks | 0.49% | 3 |
| Utilities | 0.47% | 1 |
| Machinery | 0.31% | 1 |
| Capital Markets | 0.28% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | AAPL | Apple Inc. | Information Technology | 12.17% |
| 2 | AMLP | ALPS ETF TR | Unclassified | 4.09% |
| 3 | MLPX | GLOBAL X FDS | Unclassified | 4.09% |
| 4 | AMZA | ETFIS SER TR I | Unclassified | 4.00% |
| 5 | MLPA | GLOBAL X FDS | Unclassified | 3.98% |
| 6 | PFF | ISHARES TR | Unclassified | 3.66% |
| 7 | PGX | INVESCO EXCH TRADED FD TR II | Unclassified | 3.52% |
| 8 | CSWC | Capital Southwest Corp. | Unclassified | 2.94% |
| 9 | META | Meta Platforms, Inc. | Communication Services | 2.41% |
| 10 | HTGC | HERCULES CAPITAL INC | Unclassified | 2.38% |
47/77 names classified · sector 49.4% of weight · industry 49.4% · mkt cap 48.8%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 49.4% of the book is sector-classified (unclassified names shown, never dropped).
Only 44% of book weight classified — the grid is NOT representative of the whole book.
Classified: 44.2% of book weight (39/75 names) · unclassified 55.8%: AMLP, MLPX, AMZA, MLPA, PFF, PGX, CSWC, HTGC, TSLX, ARCC +26 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | AAPLAPPLE INC | 67,918 | $12M | 12.2% | HOLD |
| 2 | AMLPALPS ETF TR | 92,554 | $4M | 4.1% | ADD 3% |
| 3 | MLPXGLOBAL X FDS | 92,144 | $4M | 4.1% | ADD 3% |
| 4 | AMZAETFIS SER TR I | 109,337 | $4M | 4.0% | ADD 3% |
| 5 | MLPAGLOBAL X FDS | 85,166 | $4M | 4.0% | ADD 3% |
| 6 | PFFISHARES TR | 116,036 | $3M | 3.7% | ADD 2% |
| 7 | PGXINVESCO EXCH TRADED FD TR II | 306,874 | $3M | 3.5% | ADD 3% |
| 8 | CSWCCapital Southwest Corp. | 122,481 | $3M | 2.9% | HOLD |
| 9 | METAMETA PLATFORMS INC | 7,659 | $2M | 2.4% | ADD 24% |
| 10 | HTGCHERCULES CAPITAL INC | 138,408 | $2M | 2.4% | HOLD |
| 11 | TSLXSIXTH STREET SPECIALTY LENDI | 96,655 | $2M | 2.1% | HOLD |
| 12 | MSFTMICROSOFT CORP | 6,250 | $2M | 2.1% | ADD 5% |
| 13 | DVNDEVON ENERGY CORP NEW | 40,030 | $2M | 2.0% | ADD 3% |
| 14 | ARCCARES CAPITAL CORP | 97,265 | $2M | 2.0% | ADD 3% |
| 15 | LLYELI LILLY & CO | 3,510 | $2M | 2.0% | HOLD |
| 16 | NFLXNETFLIX INC | 4,908 | $2M | 1.9% | HOLD |
| 17 | MAINMAIN STR CAP CORP | 42,454 | $2M | 1.8% | ADD 4% |
| 18 | PNNTPENNANTPARK INVT CORP | 252,512 | $2M | 1.7% | HOLD |
| 19 | OBDCBLUE OWL CAPITAL CORPORATION | 118,606 | $2M | 1.7% | ADD 3% |
| 20 | PFLTPENNANTPARK FLOATING RATE CA | 153,476 | $2M | 1.7% | HOLD |
| 21 | RITMRITHM CAPITAL CORP | 171,452 | $2M | 1.7% | ADD 3% |
| 22 | AMZNAMAZON COM INC | 11,870 | $2M | 1.6% | ADD 7% |
| 23 | TPVGTRIPLEPOINT VENTURE GROWTH B | 143,506 | $2M | 1.6% | ADD 2% |
| 24 | NVDANVIDIA CORPORATION | 3,442 | $1M | 1.6% | ADD 50% |
| 25 | AGNCAGNC Investment Corp | 155,588 | $1M | 1.5% | ADD 4% |
| 26 | NLYANNALY CAPITAL MANAGEMENT IN | 70,182 | $1M | 1.4% | ADD 5% |
| 27 | FSKFS KKR CAP CORP | 64,873 | $1M | 1.3% | ADD 3% |
| 28 | MFAMFA FINL INC | 129,667 | $1M | 1.3% | ADD 2% |
| 29 | XOMEXXON MOBIL CORP | 10,232 | $1M | 1.3% | HOLD |
| 30 | XETYXEATON VANCE TAX-MANAGED DIVE | 103,233 | $1M | 1.2% | ADD 3% |
| 31 | COSTCOSTCO WHSL CORP NEW | 1,682 | $950,263 | 1.0% | ADD 14% |
| 32 | GOOGLALPHABET INC | 7,111 | $930,545 | 1.0% | ADD 9% |
| 33 | SBLKSTAR BULK CARRIERS CORP. | 46,347 | $893,570 | 0.9% | ADD 3% |
| 34 | HTDHANCOCK JOHN TAX-ADVANTAGED | 48,872 | $867,967 | 0.9% | ADD 5% |
| 35 | AVGOBROADCOM INC | 1,036 | $860,481 | 0.9% | TRIM −4% |
| 36 | PIONEER NAT RES CO | 3,710 | $851,631 | 0.9% | ADD 15% |
| 37 | IVRINVESCO MORTGAGE CAPITAL INC | 82,579 | $826,616 | 0.9% | ADD 8% |
| 38 | VVISA INC | 3,432 | $789,394 | 0.8% | HOLD |
| 39 | OXYOCCIDENTAL PETE CORP | 11,296 | $732,884 | 0.8% | HOLD |
| 40 | COPCONOCOPHILLIPS | 5,979 | $716,284 | 0.7% | HOLD |
| 41 | BKNGBOOKING HOLDINGS INC | 217 | $669,217 | 0.7% | ADD 19% |
| 42 | PFFDGLOBAL X FDS | 34,644 | $651,654 | 0.7% | ADD 10% |
| 43 | CVXCHEVRON CORP NEW | 3,737 | $630,133 | 0.7% | HOLD |
| 44 | HPFHANCOCK JOHN PFD INCOME FD I | 40,524 | $586,382 | 0.6% | ADD 2% |
| 45 | HPSHANCOCK JOHN PFD INCOME FD I | 43,769 | $583,441 | 0.6% | ADD 2% |
| 46 | PFFVGLOBAL X FDS | 25,333 | $581,646 | 0.6% | ADD 11% |
| 47 | HPIHANCOCK JOHN PFD INCOME FD | 39,793 | $579,784 | 0.6% | ADD 3% |
| 48 | CRMSALESFORCE INC | 2,717 | $550,953 | 0.6% | ADD 16% |
| 49 | UNHUNITEDHEALTH GROUP INC | 1,083 | $546,038 | 0.6% | ADD 8% |
| 50 | UBERUBER TECHNOLOGIES INC | 11,212 | $515,640 | 0.5% | HOLD |
| 51 | SHOPSHOPIFY INC | 8,586 | $468,538 | 0.5% | ADD 4% |
| 52 | HDHOME DEPOT INC | 1,520 | $459,283 | 0.5% | ADD 49% |
| 53 | AMDADVANCED MICRO DEVICES INC | 4,425 | $454,979 | 0.5% | ADD 41% |
| 54 | ETENERGY TRANSFER L P | 31,912 | $447,725 | 0.5% | NEW |
| 55 | LVSLAS VEGAS SANDS CORP | 9,348 | $428,513 | 0.4% | ADD 22% |
| 56 | MCDMCDONALDS CORP | 1,619 | $426,511 | 0.4% | HOLD |
| 57 | PBRPETROLEO BRASILEIRO S A | 27,199 | $407,713 | 0.4% | HOLD |
| 58 | WDAYWORKDAY INC | 1,753 | $376,632 | 0.4% | HOLD |
| 59 | NOWSERVICENOW INC | 663 | $370,590 | 0.4% | HOLD |
| 60 | TTWOTAKE-TWO INTERACTIVE SOFTWAR | 2,498 | $350,694 | 0.4% | HOLD |
| 61 | SEVNSEVEN HILLS REALTY TRUST | 30,703 | $335,277 | 0.4% | ADD 8% |
| 62 | MAMASTERCARD INCORPORATED | 796 | $315,144 | 0.3% | HOLD |
| 63 | CATCATERPILLAR INC | 1,092 | $298,116 | 0.3% | NEW |
| 64 | FBRTFRANKLIN BSP RLTY TR INC | 21,256 | $281,429 | 0.3% | ADD 12% |
| 65 | SPTSSPDR SERIES TRUST | 9,375 | $269,250 | 0.3% | TRIM −5% |
| 66 | BXMTBLACKSTONE MTG TR INC | 12,360 | $268,830 | 0.3% | ADD 12% |
| 67 | SCHWSCHWAB CHARLES CORP | 4,847 | $266,100 | 0.3% | HOLD |
| 68 | TTDTHE TRADE DESK INC | 3,134 | $244,922 | 0.3% | HOLD |
| 69 | PCHPOTLATCHDELTIC CORPORATION | 4,970 | $225,588 | 0.2% | TRIM −3% |
| 70 | PANWPALO ALTO NETWORKS INC | 958 | $224,594 | 0.2% | NEW |
| 71 | KEYKEYCORP | 20,642 | $222,108 | 0.2% | TRIM −2% |
| 72 | WFCWELLS FARGO CO NEW | 5,349 | $218,560 | 0.2% | HOLD |
| 73 | WDSWOODSIDE ENERGY GROUP LTD | 8,946 | $208,352 | 0.2% | HOLD |
| 74 | IJHISHARES TR | 827 | $206,212 | 0.2% | HOLD |
| 75 | FLAGSTAR BANK NA | 11,304 | $128,187 | 0.1% | TRIM −2% |
| 76 | HIVEHIVE DIGITAL TECHNOLOGIES LT | 10,000 | $30,800 | 0.0% | NEW |
| 77 | HUT 8 MINING CORP | 15,000 | $29,250 | 0.0% | NEW |
Where this firm's principals came from and which firms its alumni went on to found.
