PacWest Financial Management Inc

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CIK 1304762

13F portfolio (2016-Q4)

$1.7B

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2016-Q4)

Holdings

Top 5

19.4%

Top 10

31.2%

Effective N

52.4

HHI

0.019

This quarter

6 new · 0 exit →

By sector

Unclassified34.6%

Information Technology14.0%

Health Care11.5%

Financials10.0%

Consumer Discretionary9.7%

Communication Services4.8%

Industrials4.0%

Materials3.7%

Other7.7%

By market cap

Unknown38.2%

Mega (>$200B)30.9%

Large ($10–200B)29.2%

Mid ($2–10B)1.7%

By region

North America65.2%

Other34.6%

Europe0.2%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	36.06%	25
Pharmaceuticals & Biotechnology	8.57%	9
Specialty Retail	6.76%	5
Banks	5.90%	6
Health Care Equipment & Supplies	4.55%	4
Semiconductors & Semiconductor Equipment	4.49%	3
Technology Hardware & Equipment	4.32%	3
Chemicals	3.55%	4
Diversified Telecommunication Services	3.31%	2
Utilities	2.96%	3
Software	2.84%	1
Electrical Equipment & Components	2.32%	1
Food Products	2.30%	2
Oil, Gas & Consumable Fuels	2.21%	2
Commercial Services & Supplies	2.19%	2
Capital Markets	1.70%	1
Textiles, Apparel & Luxury Goods	1.66%	1
Software & IT Services	1.46%	2
Hotels, Restaurants & Leisure	1.29%	1
Transportation Infrastructure	0.86%	1
Machinery	0.29%	1
Beverages	0.24%	1
Paper & Forest Products	0.16%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	VCSH	VANGUARD SCOTTSDALE FDS	Unclassified	4.53%
2	VCIT	VANGUARD SCOTTSDALE FDS	Unclassified	4.48%
3	IJR	ISHARES TR	Unclassified	4.02%
4	IHDG	WisdomTree International Hdgd Div Gr ETF	Unclassified	3.56%
5	MSFT	MICROSOFT CORP	Information Technology	2.84%
6	HEDJ	WISDOMTREE TR	Unclassified	2.77%
7	GE	GENERAL ELECTRIC CO	Information Technology	2.32%
8	IVV	ISHARES TR	Unclassified	2.30%
9	VZ	VERIZON COMMUNICATIONS INC	Communication Services	2.22%
10	TJX	TJX COMPANIES INC /DE/	Consumer Discretionary	2.18%

57/81 names classified · sector 65.4% of weight · industry 63.9% · mkt cap 61.8%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 15 quarters

Health CareAZN, JNJ, NVO, PFE, ABBV · other

Information TechnologyMSFT, INTC, GE, IBM, AAPL · other

Consumer DiscretionaryTJX, VFC, HD, MCD, WMT · other

FinancialsBRK.B, USB, WFC, BLK, GS · other

IndustrialsMMM, ACN, CHRW, CAT, ITW · other

EnergyXOM, CVX, SLB, OXY, DVN

MaterialsCHD, PG, GLW, BHP, NKE · other

Communication ServicesVZ, BCE, GOOG, META, T · other

Consumer StaplesPEP, GIS, HSY, KO

UtilitiesNEE, SO, ED

UnclassifiedIJR, SPSB, VCSH, VCIT, HEDJ · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 65.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2016-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (52 classified)PacWest Financial Management Inc centroid (Large Core)

Information TechnologyHealth CareConsumer DiscretionaryFinancialsIndustrialsMaterialsCommunication ServicesUtilitiesConsumer StaplesEnergy

Style box summary for PacWest Financial Management Inc: centroid Large Core. Heaviest cells: Large Value 18.2%, Large Growth 18.0%, Large Core 13.5%.

Classified: 60.3% of book weight (52/75 names) · unclassified 39.7%: , VCSH, VCIT, IJR, IHDG, HEDJ, IVV, VIGI, BRK.B, RY +13 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 82 positions (2016-Q4) · largest first · Δ vs 2016-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	VCSHVANGUARD SCOTTSDALE FDS	96,315	$76M	4.5%	ADD 3%
2	VCITVANGUARD SCOTTSDALE FDS	88,253	$76M	4.5%	HOLD
3	IJRISHARES TR	49,368	$68M	4.0%	TRIM −4%
4	IHDGWisdomTree International Hdgd Div Gr ETF	227,895	$60M	3.6%	TRIM −4%
5	MSFTMICROSOFT CORP	77,251	$48M	2.8%	TRIM −10%
6	HEDJWISDOMTREE TR	81,417	$47M	2.8%	HOLD
7	GEGENERAL ELECTRIC CO	123,992	$39M	2.3%	ADD 35%
8	IVVISHARES TR	17,237	$39M	2.3%	TRIM −2%
9	VZVERIZON COMMUNICATIONS INC	70,319	$38M	2.2%	HOLD
10	TJXTJX COS INC NEW	49,050	$37M	2.2%	HOLD
11	AAPLAPPLE INC	30,979	$36M	2.1%	HOLD
12	INTCINTEL CORP	97,942	$36M	2.1%	HOLD
13	VIGIVanguard Whitehall Int'l Div. Apprec. ETF	62,160	$33M	1.9%	NEW
14	CSCOCISCO SYS INC	104,618	$32M	1.9%	ADD 40%
15	GISGENERAL MILLS INC	48,830	$30M	1.8%	ADD 57%
16	JNJJOHNSON & JOHNSON	25,098	$29M	1.7%	HOLD
17	BLKBLACKROCK INC	7,532	$29M	1.7%	HOLD
18	VFCV F CORP	52,532	$28M	1.7%	HOLD
19	PGPROCTER AND GAMBLE CO	33,229	$28M	1.7%	ADD 26%
20	HDHOME DEPOT INC	20,601	$28M	1.6%	HOLD
21	MMM3M CO	14,885	$27M	1.6%	HOLD
22	BRK.BBERKSHIRE HATHAWAY INC DEL	15,390	$25M	1.5%	TRIM −2%
23	WFCWELLS FARGO CO NEW	44,534	$25M	1.5%	TRIM −3%
24	USBUS BANCORP	46,025	$24M	1.4%	TRIM −7%
25	RYROYAL BK CDA	33,490	$23M	1.3%	TRIM −3%
26	XOMEXXON MOBIL CORP	24,783	$22M	1.3%	HOLD
27	SPSBSPDR SERIES TRUST	71,635	$22M	1.3%	TRIM −19%
28	SBUXSTARBUCKS CORP	39,337	$22M	1.3%	TRIM −4%
29	UNITED TECHNOLOGIES CORP	19,467	$21M	1.3%	TRIM −2%
30	ACNACCENTURE PLC IRELAND	18,058	$21M	1.3%	HOLD
31	ABBVABBVIE INC	33,699	$21M	1.2%	HOLD
32	PFEPFIZER INC	64,783	$21M	1.2%	ADD 4%
33	NVDANVIDIA CORPORATION	19,600	$21M	1.2%	HOLD
34	SPDR S&P Midcap 400	6,747	$20M	1.2%	TRIM −6%
35	MRKMERCK & CO INC	34,458	$20M	1.2%	HOLD
36	APHAMPHENOL CORP	28,825	$19M	1.1%	TRIM −5%
37	COSTCOSTCO WHSL CORP NEW	11,982	$19M	1.1%	HOLD
38	NEENEXTERA ENERGY INC	15,800	$19M	1.1%	HOLD
39	BDXBECTON DICKINSON & CO	11,205	$19M	1.1%	ADD 3%
40	BCEBCE INC	42,535	$18M	1.1%	ADD 3%
41	FASTFASTENAL CO	35,800	$17M	1.0%	HOLD
42	AMGNAMGEN INC	11,288	$17M	1.0%	HOLD
43	NVONOVO-NORDISK A S	45,905	$16M	1.0%	ADD 3%
44	BNYBANK NEW YORK MELLON CORP	34,490	$16M	1.0%	TRIM −3%
45	PRAXAIR INC	13,872	$16M	1.0%	HOLD
46	MDTMEDTRONIC INC	22,747	$16M	1.0%	ADD 5%
47	MAMASTERCARD INCORPORATED	15,397	$16M	0.9%	TRIM −5%
48	EDCONSOLIDATED EDISON INC	21,470	$16M	0.9%	HOLD
49	SYKSTRYKER CORPORATION	12,980	$16M	0.9%	TRIM −4%
50	SOSOUTHERN CO	30,990	$15M	0.9%	ADD 3%
51	KRESPDR SERIES TRUST	27,295	$15M	0.9%	TRIM −6%
52	CHDCHURCH & DWIGHT CO INC	34,295	$15M	0.9%	ADD 3%
53	CHINA MOBILE LIMITED	28,884	$15M	0.9%	ADD 3%
54	CVXCHEVRON CORP NEW	12,670	$15M	0.9%	HOLD
55	CHRWC H ROBINSON WORLDWIDE INC	19,740	$14M	0.9%	HOLD
56	NKENIKE INC	27,440	$14M	0.8%	HOLD
57	DLTRDOLLAR TREE INC	17,748	$14M	0.8%	TRIM −2%
58	VIGVANGUARD SPECIALIZED FUNDS	15,077	$13M	0.8%	HOLD
59	METAMETA PLATFORMS INC	11,072	$13M	0.8%	ADD 6%
60	CERNER CORP	26,460	$13M	0.7%	HOLD
61	Henry Schein Inc	8,095	$12M	0.7%	HOLD
62	GOOGALPHABET INC	1,539	$12M	0.7%	TRIM −2%
63	AXPAMERICAN EXPRESS CO	13,839	$10M	0.6%	TRIM −14%
64	VYMVANGUARD WHITEHALL FDS	12,995	$10M	0.6%	HOLD
65	ABTABBOTT LABS	24,135	$9M	0.5%	NEW
66	HSYHERSHEY CO	8,445	$9M	0.5%	HOLD
67	SPDR Barclays S-T Muni Bond	17,937	$9M	0.5%	TRIM −26%
68	GILDGILEAD SCIENCES INC	10,115	$7M	0.4%	TRIM −37%
69	IBMINTERNATIONAL BUSINESS MACHS	3,325	$6M	0.3%	HOLD
70	TDTTFLEXSHARES TR	20,225	$5M	0.3%	NEW
71	ITWILLINOIS TOOL WKS INC	3,985	$5M	0.3%	TRIM −7%
72	SPYSTATE STR SPDR S&P 500 ETF T	2,010	$4M	0.3%	NEW
73	KOCOCA COLA CO	9,596	$4M	0.2%	TRIM −12%
74	NVSNOVARTIS AG	5,355	$4M	0.2%	TRIM −14%
75	XLKSELECT SECTOR SPDR TR	6,605	$3M	0.2%	TRIM −9%
76	CLCOLGATE PALMOLIVE CO	4,541	$3M	0.2%	ADD 18%
77	KMBKIMBERLY-CLARK CORP	2,402	$3M	0.2%	ADD 8%
78	VTIVANGUARD INDEX FDS	1,967	$2M	0.1%	HOLD
79	JPMJPMORGAN CHASE & CO	2,525	$2M	0.1%	NEW
80	XLVSELECT SECTOR SPDR TR	3,160	$2M	0.1%	ADD 5%
81	XLISELECT SECTOR SPDR TR	3,370	$2M	0.1%	NEW
82	TRAVELCENTERS OF AMERICA LLC C	40,000	$0	0.0%	HOLD

☆PacWest Financial Management Inc