PRINCIPAL SECURITIES, INC.

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CIK 12600

13F portfolio (2026-Q1)

$6.8B

Positions

1,410

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

1410

Top 5

13.7%

Top 10

21.9%

Effective N

121.2

HHI

0.008

This quarter

141 new · 0 exit →

By sector

Unclassified71.9%

Information Technology7.9%

Financials4.2%

Consumer Discretionary3.4%

Industrials3.2%

Communication Services2.8%

Health Care2.3%

Energy1.1%

Other3.1%

By market cap

Unknown73.7%

Mega (>$200B)14.2%

Large ($10–200B)11.4%

Mid ($2–10B)0.5%

Small ($300M–2B)0.0%

By region

Other71.9%

North America26.9%

Europe0.6%

Asia-Pacific0.5%

Middle East0.1%

Africa0.0%

Latin America0.0%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	72.30%	751
Semiconductors & Semiconductor Equipment	3.04%	30
Software	2.23%	34
Software & IT Services	2.16%	19
Specialty Retail	2.15%	26
Technology Hardware & Equipment	2.11%	29
Pharmaceuticals & Biotechnology	1.65%	30
Banks	1.55%	43
Commercial Services & Supplies	1.17%	29
Machinery	1.12%	34
Oil, Gas & Consumable Fuels	1.07%	27
Capital Markets	0.90%	30
Utilities	0.84%	42
Insurance	0.80%	32
Aerospace & Defense	0.60%	13
Chemicals	0.52%	20
Equity Real Estate Investment Trusts (REITs)	0.42%	28
Health Care Equipment & Supplies	0.42%	16
Hotels, Restaurants & Leisure	0.41%	14
Automobiles & Components	0.37%	7
Media & Entertainment	0.33%	8
Distributors	0.32%	10
Beverages	0.31%	8
Tobacco	0.31%	3
Diversified Telecommunication Services	0.31%	5
Metals & Mining	0.25%	16
Construction & Engineering	0.24%	12
Transportation Infrastructure	0.20%	5
Electrical Equipment & Components	0.19%	6
Road & Rail	0.19%	8
Communications Equipment	0.16%	5
Entertainment	0.15%	7
Life Sciences Tools & Services	0.13%	6
Professional Services	0.13%	6
Health Care Providers & Services	0.12%	8
Food Products	0.12%	10
Real Estate Management & Development	0.12%	4
Textiles, Apparel & Luxury Goods	0.11%	6
Airlines	0.11%	4
Marine	0.08%	3
Construction Materials	0.07%	3
Food & Staples Retailing	0.05%	2
Paper & Forest Products	0.04%	3
Agricultural Products	0.03%	1
Industrial Conglomerates	0.03%	1
Household Durables	0.02%	3
Diversified Consumer Services	0.02%	1
Leisure Products	0.02%	2

Top holdings

#	Ticker	Name	Sector	Weight
1	USMC	PRINCIPAL EXCHANGE TRADED FD	Unclassified	4.47%
2	IVV	ISHARES TR	Unclassified	2.97%
3	PSC	Principal U.S. Small-Cap ETF	Unclassified	2.13%
4	PIEQ	PRINCIPAL EXCHANGE TRADED FD	Unclassified	2.06%
5	LCAP	PRINCIPAL EXCHANGE TRADED FD	Unclassified	2.05%
6	BCHP	PRINCIPAL EXCHANGE TRADED FD	Unclassified	2.04%
7	AGG	ISHARES TR	Unclassified	1.98%
8	GSUS	GOLDMAN SACHS ETF TR	Unclassified	1.52%
9	IG	PRINCIPAL EXCHANGE TRADED FD	Unclassified	1.47%
10	NVDA	NVIDIA CORP	Information Technology	1.23%

661/1410 names classified · sector 28.1% of weight · industry 27.7% · mkt cap 26.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 10 quarters

Information TechnologyMSFT, AAPL, NVDA, AVGO, TSM · other

FinancialsV, JPM, BRK.B, MA, UNH · other

Consumer DiscretionaryAMZN, TSLA, WMT, COST, HD · other

IndustrialsBKNG, CAT, RTX, UNP, LRCX · other

Communication ServicesGOOGL, META, GOOG, DIS, NFLX · other

Health CareLLY, ABBV, JNJ, IQV, MRK · other

Consumer StaplesPM, KO, PEP, DEO, CVS · other

MaterialsPG, APD, LIN, ECL, CRH · other

EnergyXOM, CVX, ENB, COP, PSX · other

UtilitiesDUK, NEE, WEC, SO, WMB · other

Real EstateBN, PLD, AMT, LAMR, WELL · other

UnclassifiedUSMC, IVV, AGG, IEFA, PSC · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 28.1% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 25% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (548 classified)PRINCIPAL SECURITIES, INC. centroid (Large Core)

Information TechnologyFinancialsConsumer DiscretionaryIndustrialsCommunication ServicesHealth CareEnergyUtilitiesMaterialsConsumer StaplesReal Estate

Style box summary for PRINCIPAL SECURITIES, INC.: centroid Large Core. Heaviest cells: Large Growth 11.3%, Large Core 4.8%, Large Value 4.0%.

Classified: 25.4% of book weight (548/1410 names) · unclassified 74.6%: USMC, IVV, PSC, PIEQ, LCAP, BCHP, AGG, GSUS, IG, PY +852 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 1,410 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	USMCPRINCIPAL EXCHANGE TRADED FD	4,736,954	$305M	4.5%	ADD 6%
2	IVVISHARES TR	309,596	$202M	3.0%	ADD 5%
3	PSCPrincipal U.S. Small-Cap ETF	2,536,322	$145M	2.1%	ADD 9%
4	PIEQPRINCIPAL EXCHANGE TRADED FD	4,141,800	$141M	2.1%	ADD 11%
5	LCAPPRINCIPAL EXCHANGE TRADED FD	4,819,169	$140M	2.0%	ADD 64%
6	BCHPPRINCIPAL EXCHANGE TRADED FD	4,254,860	$139M	2.0%	ADD 9%
7	AGGISHARES TR	1,357,568	$135M	2.0%	TRIM −2%
8	GSUSGOLDMAN SACHS ETF TR	1,157,612	$104M	1.5%	HOLD
9	IGPRINCIPAL EXCHANGE TRADED FD	4,852,973	$100M	1.5%	ADD 17%
10	NVDANVIDIA CORPORATION	480,360	$84M	1.2%	ADD 13%
11	MSFTMICROSOFT CORP	223,933	$83M	1.2%	ADD 11%
12	AAPLAPPLE INC	314,960	$80M	1.2%	ADD 9%
13	PYPRINCIPAL EXCHANGE TRADED FD	1,428,413	$74M	1.1%	ADD 23%
14	IUSVISHARES TR	702,083	$72M	1.1%	ADD 12%
15	AMZNAMAZON COM INC	338,859	$71M	1.0%	ADD 5%
16	SPYMSPDR SERIES TRUST	866,610	$66M	1.0%	ADD 4%
17	IWBISHARES TR	182,403	$65M	1.0%	HOLD
18	YLDPRINCIPAL EXCHANGE TRADED FD	3,336,359	$63M	0.9%	ADD 16%
19	GCORGOLDMAN SACHS ETF TR	1,445,620	$60M	0.9%	ADD 10%
20	IEFAISHARES TR	638,337	$58M	0.8%	ADD 23%
21	IEMGISHARES INC	803,495	$56M	0.8%	HOLD
22	GOOGLALPHABET INC	194,773	$56M	0.8%	HOLD
23	APUETRUST FOR PROFESSIONAL MANAG	1,368,975	$55M	0.8%	ADD 5%
24	VTIVANGUARD INDEX FDS	170,307	$55M	0.8%	ADD 8%
25	SCHPSCHWAB STRATEGIC TR	1,949,070	$52M	0.8%	ADD 23%
26	IJRISHARES TR	396,724	$49M	0.7%	ADD 10%
27	IVWISHARES TR	422,113	$48M	0.7%	TRIM −3%
28	FTECFIDELITY COVINGTON TRUST	212,930	$44M	0.6%	ADD 43%
29	GSIEGoldman Sachs ActiveBeta Int'l Eq ETF	1,006,889	$43M	0.6%	ADD 6%
30	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	1,474,680	$43M	0.6%	ADD 9%
31	IDEVISHARES TR	496,389	$41M	0.6%	HOLD
32	METAMETA PLATFORMS INC	71,947	$41M	0.6%	ADD 6%
33	IUSGISHARES TR	254,203	$39M	0.6%	TRIM −17%
34	AVGOBROADCOM INC	126,181	$39M	0.6%	ADD 11%
35	GOOGALPHABET INC	130,477	$37M	0.5%	ADD 7%
36	IXUSISHARES TR	425,599	$37M	0.5%	HOLD
37	MBBISHARES TR	370,956	$35M	0.5%	ADD 33%
38	GSLCGOLDMAN SACHS ETF TR	278,631	$35M	0.5%	ADD 9%
39	VEAVANGUARD TAX-MANAGED FDS	498,917	$32M	0.5%	ADD 3%
40	JPMJPMORGAN CHASE & CO	102,594	$30M	0.4%	ADD 6%
41	BNDVANGUARD BD INDEX FDS	407,882	$30M	0.4%	ADD 2%
42	GOVTISHARES TR	1,303,146	$30M	0.4%	ADD 68%
43	VTVVANGUARD INDEX FDS	147,560	$29M	0.4%	TRIM −2%
44	IUSBISHARES TR	614,297	$28M	0.4%	ADD 13%
45	IVEISHARES TR	127,933	$27M	0.4%	TRIM −10%
46	QQQINVESCO QQQ TR	46,772	$27M	0.4%	ADD 5%
47	BRK.BBERKSHIRE HATHAWAY INC DEL	53,557	$26M	0.4%	ADD 9%
48	DYNFBLACKROCK ETF TRUST	427,852	$25M	0.4%	ADD 5%
49	APIETRUST FOR PROFESSIONAL MANAG	694,896	$24M	0.4%	ADD 4%
50	VVISA INC	80,335	$24M	0.4%	ADD 7%
51	TSMTAIWAN SEMICONDUCTOR MFG LTD	70,981	$24M	0.4%	TRIM −7%
52	JEPIJPMorgan Equity Premium Income ETF	411,371	$23M	0.3%	TRIM −22%
53	EWUISHARES TR	502,063	$23M	0.3%	ADD 2%
54	PREFPRINCIPAL EXCHANGE TRADED FD	1,212,564	$23M	0.3%	ADD 31%
55	ITOTISHARES TR	157,681	$22M	0.3%	HOLD
56	SBARSIMPLIFY EXCHANGE TRADED FUN	910,332	$22M	0.3%	ADD 108%
57	VGLTVANGUARD SCOTTSDALE FDS	395,286	$22M	0.3%	ADD 4%
58	LLYELI LILLY & CO	23,156	$21M	0.3%	ADD 9%
59	QUALISHARES TR	110,632	$21M	0.3%	HOLD
60	VCSHVANGUARD SCOTTSDALE FDS	263,105	$21M	0.3%	ADD 19%
61	LVHILEGG MASON ETF INVT	493,235	$20M	0.3%	ADD 31%
62	FNDESCHWAB STRATEGIC TR	513,907	$20M	0.3%	ADD 8%
63	APCBTRUST FOR PROFESSIONAL MANAG	659,492	$19M	0.3%	HOLD
64	HYGISHARES TR	237,492	$19M	0.3%	TRIM −4%
65	XMMOINVESCO EXCHANGE TRADED FD T	127,717	$19M	0.3%	ADD 83%
66	XOMEXXON MOBIL CORP	109,151	$19M	0.3%	HOLD
67	SPYSTATE STR SPDR S&P 500 ETF T	28,295	$18M	0.3%	ADD 17%
68	COWZPACER FDS TR	282,202	$18M	0.3%	ADD 112%
69	QYLDGLOBAL X FDS	1,028,435	$18M	0.3%	ADD 3%
70	XYLDGLOBAL X FDS	447,763	$18M	0.3%	ADD 3%
71	TSLATESLA INC	47,087	$18M	0.3%	ADD 14%
72	CMDYISHARES U S ETF TR	286,107	$17M	0.2%	HOLD
73	IWXISHARES TR	183,193	$17M	0.2%	TRIM −17%
74	FNDXSCHWAB STRATEGIC TR	603,952	$17M	0.2%	ADD 3%
75	GIGBGOLDMAN SACHS ETF TR	365,151	$17M	0.2%	ADD 9%
76	JNJJOHNSON & JOHNSON	66,416	$16M	0.2%	ADD 6%
77	WMTWALMART INC	130,318	$16M	0.2%	TRIM −3%
78	MAMASTERCARD INCORPORATED	32,388	$16M	0.2%	ADD 9%
79	BYREPRINCIPAL EXCHANGE TRADED FD	639,174	$16M	0.2%	ADD 11%
80	GSYINVESCO ACTIVELY MANAGED EXC	317,052	$16M	0.2%	ADD 56%
81	VHTVANGUARD WORLD FD	57,682	$16M	0.2%	ADD 3%
82	VXFVANGUARD INDEX FDS	75,457	$16M	0.2%	ADD 2%
83	PQDIPRINCIPAL EXCHANGE TRADED FD	805,985	$16M	0.2%	ADD 10%
84	IWYISHARES TR	62,380	$16M	0.2%	TRIM −7%
85	XETYXEATON VANCE TAX-MANAGED DIVE	1,120,472	$15M	0.2%	HOLD
86	LQDISHARES TR	139,735	$15M	0.2%	TRIM −29%
87	CGDVCAPITAL GROUP DIVIDEND VALUE	357,215	$15M	0.2%	ADD 20%
88	CVXCHEVRON CORP NEW	73,379	$15M	0.2%	ADD 5%
89	SHVISHARES TR	137,329	$15M	0.2%	ADD 465%
90	VCITVANGUARD SCOTTSDALE FDS	181,984	$15M	0.2%	HOLD
91	GEMGOLDMAN SACHS ETF TR	347,331	$15M	0.2%	ADD 5%
92	VOVANGUARD INDEX FDS	51,940	$15M	0.2%	ADD 17%
93	SCHHSCHWAB STRATEGIC TR	680,970	$15M	0.2%	ADD 7%
94	AMATAPPLIED MATLS INC	40,925	$14M	0.2%	HOLD
95	VWOVANGUARD INTL EQUITY INDEX F	256,189	$14M	0.2%	ADD 3%
96	CATCATERPILLAR INC	19,442	$14M	0.2%	TRIM −8%
97	GGUSGOLDMAN SACHS ETF TR	235,630	$14M	0.2%	ADD 10%
98	PMPHILIP MORRIS INTL INC	82,184	$14M	0.2%	ADD 8%
99	CGMUCAPITAL GRP FIXED INCM ETF T	498,585	$14M	0.2%	ADD 14%
100	VOEVANGUARD INDEX FDS	71,606	$13M	0.2%	ADD 15%
101	GSIDGOLDMAN SACHS ETF TR	186,822	$13M	0.2%	NEW
102	VOOVANGUARD INDEX FDS	21,697	$13M	0.2%	HOLD
103	SPIBSPDR SERIES TRUST	385,158	$13M	0.2%	TRIM −2%
104	SCHWSCHWAB CHARLES CORP	137,142	$13M	0.2%	HOLD
105	CGUSCAPITAL GROUP CORE EQUITY ET	335,328	$13M	0.2%	ADD 15%
106	EQWLINVESCO EXCHANGE TRADED FD T	111,670	$13M	0.2%	ADD 4%
107	ABBVABBVIE INC	58,517	$13M	0.2%	TRIM −9%
108	HIGHSIMPLIFY EXCHANGE TRADED FUN	588,013	$13M	0.2%	HOLD
109	RTXRTX CORPORATION	63,855	$12M	0.2%	HOLD
110	SPTLSPDR SERIES TRUST	464,406	$12M	0.2%	ADD 9%
111	SCHESCHWAB STRATEGIC TR	364,570	$12M	0.2%	ADD 46%
112	HDHOME DEPOT INC	36,341	$12M	0.2%	ADD 24%
113	FELGFidelity Covington TR Enhanced LC Grow ETF	310,594	$12M	0.2%	ADD 30%
114	BLCVBLACKROCK ETF TRUST	314,366	$11M	0.2%	NEW
115	VYMIVANGUARD WHITEHALL FDS	120,420	$11M	0.2%	ADD 8%
116	COSTCOSTCO WHSL CORP NEW	11,278	$11M	0.2%	TRIM −6%
117	FNDFSCHWAB STRATEGIC TR	229,178	$11M	0.2%	ADD 23%
118	CGHMCAPITAL GRP FIXED INCM ETF T	442,727	$11M	0.2%	ADD 17%
119	SMHVANECK ETF TRUST	29,194	$11M	0.2%	TRIM −12%
120	IJHISHARES TR	163,729	$11M	0.2%	ADD 8%
121	SPLBSPDR SERIES TRUST	496,638	$11M	0.2%	ADD 211%
122	CGGOCAPITAL GROUP GBL GROWTH EQT	328,693	$11M	0.2%	ADD 11%
123	WFCWELLS FARGO CO NEW	133,254	$11M	0.2%	TRIM −10%
124	KOCOCA COLA CO	139,040	$11M	0.2%	HOLD
125	EFAVISHARES TR	115,595	$11M	0.2%	HOLD
126	TJXTJX COS INC NEW	65,866	$11M	0.2%	ADD 9%
127	VCRBVANGUARD MALVERN FDS	134,993	$10M	0.2%	ADD 3%
128	BKNGBOOKING HOLDINGS INC	2,456	$10M	0.2%	ADD 10%
129	APMUTRUST FOR PROFESSIONAL MANAG	411,841	$10M	0.2%	ADD 5%
130	FLJPFRANKLIN TEMPLETON ETF TR	282,972	$10M	0.2%	NEW
131	IGFISHARES TR	151,872	$10M	0.1%	HOLD
132	NFLXNETFLIX INC	105,564	$10M	0.1%	ADD 9%
133	VTIPVANGUARD MALVERN FDS	202,877	$10M	0.1%	ADD 4%
134	LRCXLAM RESEARCH CORP	47,086	$10M	0.1%	TRIM −22%
135	RDVYFIRST TR EXCHANGE TRADED FD	142,235	$10M	0.1%	HOLD
136	BUCKSIMPLIFY EXCHANGE TRADED FUN	411,536	$10M	0.1%	ADD 102%
137	USMVISHARES TR	103,483	$10M	0.1%	ADD 17%
138	VBVANGUARD INDEX FDS	36,590	$10M	0.1%	HOLD
139	PFGPRINCIPAL FINANCIAL GROUP IN	105,011	$9M	0.1%	ADD 505%
140	BNDXVANGUARD CHARLOTTE FDS	194,438	$9M	0.1%	ADD 4%
141	COROBLACKROCK ETF TRUST	289,171	$9M	0.1%	NEW
142	PLTRPALANTIR TECHNOLOGIES INC	63,194	$9M	0.1%	ADD 12%
143	MUBISHARES TR	85,630	$9M	0.1%	TRIM −3%
144	VYMVANGUARD WHITEHALL FDS	59,993	$9M	0.1%	HOLD
145	BAIBLACKROCK ETF TRUST	267,902	$9M	0.1%	ADD 24%
146	VZVERIZON COMMUNICATIONS INC	175,499	$9M	0.1%	ADD 9%
147	PSETPRINCIPAL EXCHANGE TRADED FD	125,745	$9M	0.1%	ADD 3%
148	MRKMERCK & CO INC	72,670	$9M	0.1%	ADD 29%
149	GSGOLDMAN SACHS GROUP INC	10,316	$9M	0.1%	TRIM −6%
150	CSCOCISCO SYS INC	112,350	$9M	0.1%	HOLD
151	GLDSPDR GOLD TR	20,189	$9M	0.1%	ADD 13%
152	ETVEATON VANCE TX MNG BY WRT OP	615,740	$8M	0.1%	TRIM −4%
153	AIQGLOBAL X FDS	178,748	$8M	0.1%	ADD 4%
154	SDIVGLOBAL X FDS	330,082	$8M	0.1%	ADD 20%
155	KLACKLA CORP	5,633	$8M	0.1%	TRIM −22%
156	AGGHSIMPLIFY EXCHANGE TRADED FUN	405,197	$8M	0.1%	ADD 89%
157	AXPAMERICAN EXPRESS CO	27,143	$8M	0.1%	ADD 16%
158	BUFRFIRST TR EXCHNG TRADED FD VI	239,679	$8M	0.1%	ADD 11%
159	CDXSIMPLIFY EXCHANGE TRADED FUN	378,392	$8M	0.1%	ADD 67%
160	SHYISHARES TR	97,229	$8M	0.1%	ADD 147%
161	GSSCGOLDMAN SACHS ETF TR	106,209	$8M	0.1%	ADD 9%
162	JNKSPDR SER TR	82,381	$8M	0.1%	ADD 18%
163	SDVYFIRST TR EXCHANGE TRADED FD	198,983	$8M	0.1%	ADD 6%
164	CAFXPROFESIONALLY MANAGED PORTFO	314,744	$8M	0.1%	TRIM −7%
165	IAUISHARES GOLD TR	88,496	$8M	0.1%	TRIM −17%
166	MSMORGAN STANLEY	46,954	$8M	0.1%	ADD 5%
167	BSVVANGUARD BD INDEX FDS	97,631	$8M	0.1%	ADD 9%
168	TIPISHARES TR	69,063	$8M	0.1%	TRIM −4%
169	CGGECAPITAL GROUP GLOBAL EQUITY	248,519	$8M	0.1%	ADD 18%
170	KNGFIRST TR EXCHANGE-TRADED FD	154,675	$8M	0.1%	ADD 2744%
171	CGGRCAPITAL GROUP GROWTH ETF	186,892	$8M	0.1%	ADD 6%
172	XLESELECT SECTOR SPDR TR	122,380	$7M	0.1%	ADD 133%
173	CRMSALESFORCE INC	39,907	$7M	0.1%	TRIM −4%
174	DUKDUKE ENERGY CORP NEW	56,461	$7M	0.1%	ADD 3%
175	PHPARKER-HANNIFIN CORP	8,172	$7M	0.1%	ADD 10%
176	TAT&T INC	249,247	$7M	0.1%	ADD 21%
177	QCOMQUALCOMM INC	56,105	$7M	0.1%	ADD 18%
178	RDVIFT Vest. Ris. Div. Ach. Trg. Inc. ETF	281,685	$7M	0.1%	ADD 4%
179	LINLINDE PLC	14,351	$7M	0.1%	ADD 14%
180	SPSMSPDR SERIES TRUST	146,725	$7M	0.1%	ADD 19%
181	VTEBVANGUARD MUN BD FDS	139,937	$7M	0.1%	ADD 6%
182	BACBANK AMERICA CORP	142,687	$7M	0.1%	TRIM −11%
183	MDTMEDTRONIC PLC	79,516	$7M	0.1%	ADD 15%
184	UNHUNITEDHEALTH GROUP INC	25,449	$7M	0.1%	TRIM −3%
185	FDVVFIDELITY COVINGTON TRUST	123,893	$7M	0.1%	HOLD
186	EFVISHARES TR	91,247	$7M	0.1%	TRIM −38%
187	MCDMCDONALDS CORP	21,739	$7M	0.1%	ADD 14%
188	GTIPGOLDMAN SACHS ETF TR	136,786	$7M	0.1%	ADD 11%
189	IYWISHARES TR	37,191	$7M	0.1%	TRIM −5%
190	FBCGFIDELITY COVINGTON TRUST	134,619	$7M	0.1%	ADD 43%
191	CBCHUBB LIMITED	20,687	$7M	0.1%	ADD 15%
192	AMDADVANCED MICRO DEVICES INC	32,976	$7M	0.1%	ADD 43%
193	AMGNAMGEN INC	18,963	$7M	0.1%	ADD 7%
194	GARPISHARES TR	102,971	$7M	0.1%	ADD 4%
195	CCITIGROUP INC	57,996	$7M	0.1%	TRIM −5%
196	TLHISHARES TR	65,290	$7M	0.1%	HOLD
197	RYLDGLOBAL X FDS	438,181	$7M	0.1%	ADD 56%
198	SBUXSTARBUCKS CORP	73,020	$7M	0.1%	TRIM −4%
199	ISTBISHARES TR	134,983	$7M	0.1%	ADD 6%
200	IBMINTERNATIONAL BUSINESS MACHS	26,967	$7M	0.1%	ADD 6%

showing the top 200 by weight

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

USMCPRINCIPAL EXCHANGE TRADED FD

4.4M

4.0M

4.4M

4.5M

4.7M

$305M

IVVISHARES TR

139K

141K

209K

269K

295K

310K

$202M

PSCPrincipal U.S. Small-Cap ETF

1.7M

2.2M

2.3M

2.5M

$145M

PIEQPRINCIPAL EXCHANGE TRADED FD

1.2M

2.4M

3.1M

3.7M

4.1M

$141M

LCAPPRINCIPAL EXCHANGE TRADED FD

—

402K

803K

2.9M

4.8M

$140M

BCHPPRINCIPAL EXCHANGE TRADED FD

1.9M

2.6M

3.4M

3.9M

4.3M

$139M

AGGISHARES TR

1.0M

1.1M

1.2M

1.3M

1.4M

$135M

GSUSGOLDMAN SACHS ETF TR

1.0M

1.1M

1.2M

$104M

IGPRINCIPAL EXCHANGE TRADED FD

2.1M

2.6M

3.1M

4.2M

4.9M

$100M

NVDANVIDIA CORPORATION

320K

323K

365K

388K

426K

480K

$84M

MSFTMICROSOFT CORP

150K

151K

177K

192K

202K

224K

$83M

AAPLAPPLE INC

220K

221K

246K

262K

290K

315K

$80M

PYPRINCIPAL EXCHANGE TRADED FD

877K

685K

933K

1.2M

1.4M

$74M

IUSVISHARES TR

337K

733K

737K

628K

702K

$72M

AMZNAMAZON COM INC

268K

270K

303K

316K

323K

339K

$71M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆PRINCIPAL SECURITIES, INC.

Implied return what this book implies · modeled, not advice methodology →

Exposures · what this manager owns, by sector & size (2026-Q1)

By sector

By market cap

By region

By industry group GICS — finer than sector

Top holdings

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Contribution holdings-based, any period

Holdings· 1,410 positions (2026-Q1) · largest first · Δ vs 2025-Q4

Position trends· top 15 holdings · shares held over 6 quarters

Related· where to look next

PRINCIPAL SECURITIES, INC.