CIK 1110443
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 70.39% | 80 |
| Oil, Gas & Consumable Fuels | 5.53% | 9 |
| Pharmaceuticals & Biotechnology | 4.95% | 10 |
| Technology Hardware & Equipment | 3.26% | 6 |
| Road & Rail | 2.41% | 3 |
| Electrical Equipment & Components | 2.08% | 2 |
| Chemicals | 1.39% | 8 |
| Banks | 1.29% | 9 |
| Industrial Conglomerates | 0.99% | 1 |
| Specialty Retail | 0.88% | 9 |
| Utilities | 0.78% | 8 |
| Diversified Telecommunication Services | 0.70% | 5 |
| Professional Services | 0.61% | 1 |
| Machinery | 0.58% | 6 |
| Tobacco | 0.53% | 2 |
| Software & IT Services | 0.51% | 4 |
| Aerospace & Defense | 0.38% | 2 |
| Beverages | 0.37% | 3 |
| Food Products | 0.34% | 4 |
| Hotels, Restaurants & Leisure | 0.24% | 3 |
| Automobiles & Components | 0.22% | 2 |
| Software | 0.20% | 2 |
| Insurance | 0.20% | 6 |
| Equity Real Estate Investment Trusts (REITs) | 0.15% | 3 |
| Health Care Equipment & Supplies | 0.14% | 3 |
| Semiconductors & Semiconductor Equipment | 0.13% | 3 |
| Entertainment | 0.11% | 1 |
| Metals & Mining | 0.10% | 2 |
| Diversified Consumer Services | 0.08% | 1 |
| Capital Markets | 0.08% | 2 |
| Paper & Forest Products | 0.07% | 2 |
| Commercial Services & Supplies | 0.06% | 4 |
| Distributors | 0.06% | 2 |
| Media & Entertainment | 0.06% | 2 |
| Textiles, Apparel & Luxury Goods | 0.05% | 1 |
| Communications Equipment | 0.05% | 1 |
| Household Durables | 0.03% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | TEI | TEMPLETON EMERGING MKTS INCO | Unclassified | 11.68% |
| 2 | TEMPLETON GLOBAL INCOME FD | Unclassified | 10.89% | |
| 3 | RWX | SPDR INDEX SHS FDS | Unclassified | 9.23% |
| 4 | UBS AG JERSEY BRH | Unclassified | 8.96% | |
| 5 | IFGL | ISHARES TR | Unclassified | 8.48% |
| 6 | GLD | SPDR GOLD TR | Unclassified | 4.79% |
| 7 | ARCC | ARES CAPITAL CORP | Unclassified | 3.87% |
| 8 | CVX | CHEVRON CORP | Energy | 3.39% |
| 9 | APOLLO INVT CORP | Unclassified | 2.63% | |
| 10 | AAPL | Apple Inc. | Information Technology | 2.19% |
134/213 names classified · sector 29.9% of weight · industry 29.6% · mkt cap 29.3%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 29.9% of the book is sector-classified (unclassified names shown, never dropped).
Only 29% of book weight classified — the grid is NOT representative of the whole book.
Classified: 28.9% of book weight (118/174 names) · unclassified 71.1%: , TEI, RWX, IFGL, GLD, ARCC, REM, EEM, EFA, SPY +46 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | TEITEMPLETON EMERGING MKTS INCO | 497,867 | $5M | 11.7% | TRIM −3% |
| 2 | TEMPLETON GLOBAL INCOME FD | 781,554 | $5M | 10.9% | TRIM −3% |
| 3 | RWXSPDR INDEX SHS FDS | 119,008 | $4M | 9.2% | TRIM −6% |
| 4 | UBS AG JERSEY BRH | 146,719 | $4M | 9.0% | TRIM −8% |
| 5 | IFGLISHARES TR | 150,166 | $4M | 8.5% | TRIM −7% |
| 6 | GLDSPDR GOLD TR | 20,305 | $2M | 4.8% | TRIM −2% |
| 7 | ARCCARES CAPITAL CORP | 109,046 | $2M | 3.9% | TRIM −5% |
| 8 | CVXCHEVRON CORP NEW | 13,389 | $2M | 3.4% | ADD 2% |
| 9 | APOLLO INVT CORP | 208,608 | $1M | 2.6% | TRIM −5% |
| 10 | AAPLAPPLE INC | 8,811 | $1M | 2.2% | NEW |
| 11 | GEGENERAL ELECTRIC CO | 28,974 | $916,000 | 2.0% | TRIM −4% |
| 12 | UNPUNION PAC CORP | 8,000 | $829,000 | 1.8% | NEW |
| 13 | XOMEXXON MOBIL CORP | 7,565 | $683,000 | 1.5% | ADD 36% |
| 14 | REMISHARES TR | 13,361 | $562,000 | 1.2% | NEW |
| 15 | EEMISHARES TR | 15,760 | $552,000 | 1.2% | TRIM −4% |
| 16 | PFEPFIZER INC | 16,518 | $537,000 | 1.2% | HOLD |
| 17 | EFAISHARES TR | 8,905 | $514,000 | 1.1% | TRIM −2% |
| 18 | SPYSTATE STR SPDR S&P 500 ETF T | 2,176 | $486,000 | 1.0% | HOLD |
| 19 | JNJJOHNSON & JOHNSON | 4,110 | $474,000 | 1.0% | ADD 8% |
| 20 | MMM3M CO | 2,586 | $462,000 | 1.0% | TRIM −6% |
| 21 | PGPROCTER AND GAMBLE CO | 5,021 | $422,000 | 0.9% | ADD 6% |
| 22 | ABTABBOTT LABS | 10,364 | $398,000 | 0.9% | NEW |
| 23 | IBMINTERNATIONAL BUSINESS MACHS | 2,281 | $379,000 | 0.8% | HOLD |
| 24 | JPMJPMORGAN CHASE & CO | 4,361 | $376,000 | 0.8% | HOLD |
| 25 | ABBVABBVIE INC | 5,175 | $324,000 | 0.7% | HOLD |
| 26 | ITGARTNER INC | 2,820 | $285,000 | 0.6% | HOLD |
| 27 | DU PONT E I DE NEMOURS & CO | 3,200 | $235,000 | 0.5% | ADD 167% |
| 28 | NEENEXTERA ENERGY INC | 1,904 | $227,000 | 0.5% | HOLD |
| 29 | BMYBRISTOL-MYERS SQUIBB CO | 3,705 | $217,000 | 0.5% | HOLD |
| 30 | CSXCSX CORP | 6,000 | $216,000 | 0.5% | HOLD |
| 31 | CATCATERPILLAR INC | 2,188 | $203,000 | 0.4% | HOLD |
| 32 | SLBSCHLUMBERGER LTD | 2,084 | $175,000 | 0.4% | HOLD |
| 33 | LOWLOWES COS INC | 2,373 | $169,000 | 0.4% | HOLD |
| 34 | BABOEING CO | 1,045 | $163,000 | 0.4% | NEW |
| 35 | GLAXOSMITHKLINE PLC | 4,204 | $162,000 | 0.3% | HOLD |
| 36 | COSTCOSTCO WHSL CORP NEW | 1,000 | $160,000 | 0.3% | ADD 43% |
| 37 | TAT&T INC | 3,461 | $147,000 | 0.3% | HOLD |
| 38 | NVSNOVARTIS AG | 1,998 | $146,000 | 0.3% | HOLD |
| 39 | PEPPEPSICO INC | 1,312 | $137,000 | 0.3% | ADD 710% |
| 40 | PMPHILIP MORRIS INTL INC | 1,500 | $137,000 | 0.3% | TRIM −11% |
| 41 | VZVERIZON COMMUNICATIONS INC | 2,552 | $136,000 | 0.3% | TRIM −31% |
| 42 | WFCWELLS FARGO CO NEW | 2,408 | $133,000 | 0.3% | HOLD |
| 43 | BRK.BBERKSHIRE HATHAWAY INC DEL | 785 | $128,000 | 0.3% | NEW |
| 44 | TLTISHARES TR | 1,000 | $119,000 | 0.3% | TRIM −3% |
| 45 | PRAXAIR INC | 1,000 | $117,000 | 0.3% | HOLD |
| 46 | WDFCW D 40 Co. | 1,000 | $117,000 | 0.3% | HOLD |
| 47 | METAMETA PLATFORMS INC | 1,000 | $115,000 | 0.2% | HOLD |
| 48 | MRKMERCK & CO INC | 1,910 | $112,000 | 0.2% | ADD 110% |
| 49 | MOALTRIA GROUP INC | 1,600 | $108,000 | 0.2% | HOLD |
| 50 | IEFISHARES TR | 991 | $104,000 | 0.2% | HOLD |
| 51 | HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF | 4,000 | $104,000 | 0.2% | NEW |
| 52 | ICFIShares Cohen & Steers REIT ETF | 1,000 | $100,000 | 0.2% | HOLD |
| 53 | PCARPACCAR INC | 1,572 | $100,000 | 0.2% | HOLD |
| 54 | WDAYWORKDAY INC | 1,500 | $99,000 | 0.2% | HOLD |
| 55 | COPCONOCOPHILLIPS | 1,702 | $85,000 | 0.2% | HOLD |
| 56 | MCDMCDONALDS CORP | 695 | $85,000 | 0.2% | HOLD |
| 57 | VNQVANGUARD INDEX FDS | 1,000 | $83,000 | 0.2% | TRIM −11% |
| 58 | MSFTMICROSOFT CORP | 1,315 | $82,000 | 0.2% | ADD 61% |
| 59 | SYMANTEC CORP | 3,400 | $81,000 | 0.2% | HOLD |
| 60 | NSCNORFOLK SOUTHN CORP | 700 | $76,000 | 0.2% | HOLD |
| 61 | KHCKRAFT HEINZ CO | 846 | $74,000 | 0.2% | HOLD |
| 62 | GILDGILEAD SCIENCES INC | 1,000 | $72,000 | 0.2% | ADD 67% |
| 63 | AQUA AMERICA INC | 2,082 | $63,000 | 0.1% | HOLD |
| 64 | CPBTHE CAMPBELLS COMPANY | 1,000 | $60,000 | 0.1% | HOLD |
| 65 | PFFISHARES TR | 1,612 | $60,000 | 0.1% | HOLD |
| 66 | Invesco Global Listed Private Equity ETF | 5,370 | $60,000 | 0.1% | HOLD |
| 67 | USOUNITED STATES OIL FUND LP | 5,000 | $59,000 | 0.1% | HOLD |
| 68 | TIPISHARES TR | 500 | $57,000 | 0.1% | TRIM −10% |
| 69 | EWGISHARES INC MSCI GERMANY ETF | 2,086 | $55,000 | 0.1% | HOLD |
| 70 | DISDISNEY WALT CO | 500 | $52,000 | 0.1% | HOLD |
| 71 | EMREMERSON ELEC CO | 929 | $52,000 | 0.1% | ADD 117% |
| 72 | CSCOCISCO SYS INC | 1,679 | $51,000 | 0.1% | HOLD |
| 73 | WALGREENS BOOTS ALLIANCE INC | 600 | $50,000 | 0.1% | HOLD |
| 74 | WECWEC ENERGY GROUP INC | 812 | $48,000 | 0.1% | ADD 47% |
| 75 | WYWEYERHAEUSER CO | 1,600 | $48,000 | 0.1% | HOLD |
| 76 | EWEDWARDS LIFESCIENCES CORP | 500 | $47,000 | 0.1% | NEW |
| 77 | SLVISHARES SILVER TR | 3,000 | $45,000 | 0.1% | HOLD |
| 78 | ROYAL DUTCH SHELL PLC | 800 | $44,000 | 0.1% | ADD 267% |
| 79 | VWOVANGUARD INTL EQUITY INDEX F | 1,161 | $42,000 | 0.1% | TRIM −10% |
| 80 | WMTWALMART INC | 610 | $42,000 | 0.1% | HOLD |
| 81 | POWERSHS DB US DOLLAR INDEX | 1,500 | $40,000 | 0.1% | HOLD |
| 82 | DIASPDR DOW JONES INDL AVERAGE | 200 | $40,000 | 0.1% | HOLD |
| 83 | HRBBLOCK H & R INC | 1,700 | $39,000 | 0.1% | NEW |
| 84 | RCIROGERS COMMUNICATIONS INC | 1,020 | $39,000 | 0.1% | ADD 89% |
| 85 | HPEHEWLETT PACKARD ENTERPRISE C | 1,600 | $37,000 | 0.1% | HOLD |
| 86 | BHPBHP BILLITON LIMITED | 1,000 | $36,000 | 0.1% | NEW |
| 87 | CLXCLOROX CO DEL | 300 | $36,000 | 0.1% | NEW |
| 88 | EWJISHARES INC | 734 | $36,000 | 0.1% | NEW |
| 89 | HYGISHARES TR | 400 | $35,000 | 0.1% | TRIM −14% |
| 90 | HOLLYFRONTIER CORP | 1,000 | $33,000 | 0.1% | NEW |
| 91 | INTCINTEL CORP | 870 | $32,000 | 0.1% | TRIM −38% |
| 92 | COMTISHARES U S ETF TR | 921 | $32,000 | 0.1% | HOLD |
| 93 | Invesco Exchange Traded Fund T S&P500 Low Vol ETF | 776 | $32,000 | 0.1% | HOLD |
| 94 | UNITED TECHNOLOGIES CORP | 268 | $29,000 | 0.1% | HOLD |
| 95 | VEAVANGUARD TAX-MANAGED FDS | 786 | $29,000 | 0.1% | HOLD |
| 96 | UVEUNIVERSAL INS HLDGS INC | 1,000 | $28,000 | 0.1% | NEW |
| 97 | BLKBLACKROCK INC | 68 | $26,000 | 0.1% | HOLD |
| 98 | WYNNWYNN RESORTS LTD | 300 | $26,000 | 0.1% | NEW |
| 99 | METMETLIFE INC | 470 | $25,000 | 0.1% | HOLD |
| 100 | HPQHP INC | 1,600 | $24,000 | 0.1% | HOLD |
| 101 | MDLZMONDELEZ INTL INC | 538 | $24,000 | 0.1% | HOLD |
| 102 | MOSMOSAIC CO NEW | 820 | $24,000 | 0.1% | ADD 521% |
| 103 | VFCV F CORP | 449 | $24,000 | 0.1% | HOLD |
| 104 | IPINTERNATIONAL PAPER CO | 435 | $23,000 | 0.0% | HOLD |
| 105 | OXYOCCIDENTAL PETE CORP | 319 | $23,000 | 0.0% | HOLD |
| 106 | POWERSHARES QQQ TRUST | 193 | $23,000 | 0.0% | TRIM −87% |
| 107 | KOCOCA COLA CO | 525 | $22,000 | 0.0% | HOLD |
| 108 | KMIKINDER MORGAN INC DEL | 1,000 | $21,000 | 0.0% | HOLD |
| 109 | LRCXLAM RESEARCH | 200 | $21,000 | 0.0% | HOLD |
| 110 | QCOMQUALCOMM INC | 317 | $21,000 | 0.0% | HOLD |
| 111 | FLIR SYS INC | 557 | $20,000 | 0.0% | HOLD |
| 112 | OMCOMNICOM GROUP INC | 233 | $20,000 | 0.0% | HOLD |
| 113 | TXNTEXAS INSTRS INC | 269 | $20,000 | 0.0% | HOLD |
| 114 | AMGNAMGEN INC | 127 | $19,000 | 0.0% | NEW |
| 115 | COFCAPITAL ONE FINL CORP | 216 | $19,000 | 0.0% | HOLD |
| 116 | LUMNLUMEN TECHNOLOGIES INC | 788 | $19,000 | 0.0% | HOLD |
| 117 | IAUISHARES GOLD TRUST | 1,757 | $19,000 | 0.0% | HOLD |
| 118 | COACH INC | 500 | $18,000 | 0.0% | ADD 462% |
| 119 | IWMISHARES TR | 131 | $18,000 | 0.0% | TRIM −82% |
| 120 | BMOBANK MONTREAL MEDIUM | 232 | $17,000 | 0.0% | NEW |
| 121 | CAHCARDINAL HEALTH INC | 238 | $17,000 | 0.0% | HOLD |
| 122 | ESEVERSOURCE ENERGY | 302 | $17,000 | 0.0% | HOLD |
| 123 | DOW CHEM CO | 283 | $16,000 | 0.0% | HOLD |
| 124 | LMTLOCKHEED MARTIN CORP | 63 | $16,000 | 0.0% | HOLD |
| 125 | ATOATMOS ENERGY CORP | 200 | $15,000 | 0.0% | NEW |
| 126 | AVINGER INC | 4,000 | $15,000 | 0.0% | NEW |
| 127 | HSBCHSBC HLDGS PLC | 364 | $15,000 | 0.0% | HOLD |
| 128 | ITWILLINOIS TOOL WKS INC | 119 | $15,000 | 0.0% | TRIM −13% |
| 129 | LEGLEGGETT & PLATT INC | 303 | $15,000 | 0.0% | HOLD |
| 130 | RAYTHEON CO | 105 | $15,000 | 0.0% | HOLD |
| 131 | REYNOLDS AMERICAN INC | 260 | $15,000 | 0.0% | HOLD |
| 132 | ACNACCENTURE PLC IRELAND | 126 | $15,000 | 0.0% | HOLD |
| 133 | BPBP PLC | 379 | $14,000 | 0.0% | NEW |
| 134 | BDXBECTON DICKINSON & CO | 87 | $14,000 | 0.0% | NEW |
| 135 | CNOOC LIMITED | 110 | $14,000 | 0.0% | HOLD |
| 136 | CCCHEMOURS CO | 640 | $14,000 | 0.0% | ADD 167% |
| 137 | DEODIAGEO PLC | 133 | $14,000 | 0.0% | HOLD |
| 138 | EMBISHARES TR | 126 | $14,000 | 0.0% | HOLD |
| 139 | VIGVANGUARD SPECIALIZED FUNDS | 169 | $14,000 | 0.0% | TRIM −42% |
| 140 | Frontline Ltd. - COM ISIN BMG3682E1921 | 2,000 | $14,000 | 0.0% | NEW |
| 141 | BB&T CORP | 271 | $13,000 | 0.0% | NEW |
| 142 | BCEBCE INC | 300 | $13,000 | 0.0% | TRIM −24% |
| 143 | AJGGALLAGHER ARTHUR J & CO | 246 | $13,000 | 0.0% | HOLD |
| 144 | PFGPRINCIPAL FINANCIAL GROUP IN | 226 | $13,000 | 0.0% | HOLD |
| 145 | VNQIVANGUARD INTL EQUITY INDEX F | 262 | $13,000 | 0.0% | HOLD |
| 146 | CA INC | 362 | $12,000 | 0.0% | HOLD |
| 147 | EGA EMERGING GLOBAL ETF | 800 | $12,000 | 0.0% | NEW |
| 148 | DEDEERE & CO | 113 | $12,000 | 0.0% | HOLD |
| 149 | ETRENTERGY CORP NEW | 168 | $12,000 | 0.0% | HOLD |
| 150 | PNCPNC FINL SVCS GROUP INC | 103 | $12,000 | 0.0% | HOLD |
| 151 | TROWPRICE T ROWE GROUP INC | 154 | $12,000 | 0.0% | HOLD |
| 152 | RYROYAL BK CDA | 178 | $12,000 | 0.0% | HOLD |
| 153 | LYBLYONDELLBASELL INDUSTRIES N | 143 | $12,000 | 0.0% | HOLD |
| 154 | GOOGALPHABET INC | 14 | $11,000 | 0.0% | HOLD |
| 155 | GOOGLALPHABET INC | 14 | $11,000 | 0.0% | HOLD |
| 156 | DDOMINION ENERGY INC | 145 | $11,000 | 0.0% | HOLD |
| 157 | EPDENTERPRISE PRODS PARTNERS L | 403 | $11,000 | 0.0% | HOLD |
| 158 | GPCGENUINE PARTS CO | 119 | $11,000 | 0.0% | HOLD |
| 159 | ORCLORACLE CORP | 298 | $11,000 | 0.0% | HOLD |
| 160 | AMATAPPLIED MATLS INC | 300 | $10,000 | 0.0% | NEW |
| 161 | CLCOLGATE PALMOLIVE CO | 150 | $10,000 | 0.0% | HOLD |
| 162 | CMICUMMINS INC | 74 | $10,000 | 0.0% | HOLD |
| 163 | DLRDIGITAL RLTY TR INC | 100 | $10,000 | 0.0% | HOLD |
| 164 | GMEGAMESTOP CORP | 377 | $10,000 | 0.0% | HOLD |
| 165 | SHVISHARES TR | 90 | $10,000 | 0.0% | HOLD |
| 166 | KMBKIMBERLY-CLARK CORP | 90 | $10,000 | 0.0% | HOLD |
| 167 | PPGPPG INDS INC | 102 | $10,000 | 0.0% | HOLD |
| 168 | SPGSIMON PPTY GROUP INC NEW | 59 | $10,000 | 0.0% | HOLD |
| 169 | JCIJOHNSON CONTROLS INTERNATION | 241 | $10,000 | 0.0% | HOLD |
| 170 | XGDVXGABELLI DIVID & INCOME TR | 433 | $9,000 | 0.0% | HOLD |
| 171 | KSSKOHLS CORP | 176 | $9,000 | 0.0% | HOLD |
| 172 | NUENUCOR CORP | 145 | $9,000 | 0.0% | HOLD |
| 173 | PRUPRUDENTIAL FINL INC | 85 | $9,000 | 0.0% | HOLD |
| 174 | SKMSK TELECOM LTD | 413 | $9,000 | 0.0% | HOLD |
| 175 | WUWESTERN UN CO | 429 | $9,000 | 0.0% | HOLD |
| 176 | AXPAMERICAN EXPRESS CO | 112 | $8,000 | 0.0% | NEW |
| 177 | BBYBest Buy Company, Inc. | 195 | $8,000 | 0.0% | NEW |
| 178 | NUVNUVEEN MUN VALUE FD INC | 854 | $8,000 | 0.0% | HOLD |
| 179 | VTIVANGUARD INDEX FDS | 68 | $8,000 | 0.0% | TRIM −56% |
| 180 | BNSBANK NOVA SCOTIA B C | 118 | $7,000 | 0.0% | NEW |
| 181 | PAAPLAINS ALL AMERN PIPELINE L | 225 | $7,000 | 0.0% | HOLD |
| 182 | TOTALENERGIES SE | 132 | $7,000 | 0.0% | HOLD |
| 183 | WHOLE FOODS MKT INC | 240 | $7,000 | 0.0% | HOLD |
| 184 | CMCSACOMCAST CORP NEW | 80 | $6,000 | 0.0% | HOLD |
| 185 | MOBILE TELESYSTEMS PJSC | 620 | $6,000 | 0.0% | HOLD |
| 186 | AZNASTRAZENECA PLC | 180 | $5,000 | 0.0% | NEW |
| 187 | CAJPYCANON INC SPONSORED ADR | 162 | $5,000 | 0.0% | HOLD |
| 188 | MMACYS INC | 147 | $5,000 | 0.0% | HOLD |
| 189 | ROYAL BANK OF SCOTLAND GROUP PLC | 213 | $5,000 | 0.0% | NEW |
| 190 | VLOVALERO ENERGY CORP | 76 | $5,000 | 0.0% | HOLD |
| 191 | DXJWISDOMTREE TR | 91 | $5,000 | 0.0% | TRIM −92% |
| 192 | AMZNAMAZON COM INC | 5 | $4,000 | 0.0% | NEW |
| 193 | EWHISHARES INC MSCI HONG KG ETF | 200 | $4,000 | 0.0% | TRIM −43% |
| 194 | Guggenheim S&P 500 Equal Weighted ETF | 43 | $4,000 | 0.0% | NEW |
| 195 | UNMUNUM GROUP | 82 | $4,000 | 0.0% | HOLD |
| 196 | VIACOM INC NEW | 128 | $4,000 | 0.0% | HOLD |
| 197 | WCNWASTE CONNECTIONS INC | 50 | $4,000 | 0.0% | HOLD |
| 198 | ACELRX PHARMACEUTICALS INC | 1,000 | $3,000 | 0.0% | HOLD |
| 199 | BAXBAXTER INTL INC | 58 | $3,000 | 0.0% | NEW |
| 200 | HCP INC | 100 | $3,000 | 0.0% | HOLD |
Where this firm's principals came from and which firms its alumni went on to found.
