CIK 1729051
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2019-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 87.76% | 63 |
| Technology Hardware & Equipment | 2.43% | 3 |
| Pharmaceuticals & Biotechnology | 1.74% | 7 |
| Software | 1.55% | 4 |
| Insurance | 1.18% | 4 |
| Electrical Equipment & Components | 1.03% | 1 |
| Chemicals | 0.74% | 3 |
| Machinery | 0.60% | 2 |
| Software & IT Services | 0.40% | 3 |
| Diversified Telecommunication Services | 0.39% | 2 |
| Specialty Retail | 0.33% | 3 |
| Banks | 0.30% | 3 |
| Utilities | 0.26% | 2 |
| Semiconductors & Semiconductor Equipment | 0.25% | 1 |
| Health Care Equipment & Supplies | 0.19% | 2 |
| Beverages | 0.19% | 1 |
| Entertainment | 0.14% | 1 |
| Communications Equipment | 0.11% | 1 |
| Hotels, Restaurants & Leisure | 0.10% | 1 |
| Oil, Gas & Consumable Fuels | 0.10% | 1 |
| Equity Real Estate Investment Trusts (REITs) | 0.10% | 1 |
| Aerospace & Defense | 0.08% | 1 |
| Commercial Services & Supplies | 0.02% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | BNDX | VANGUARD CHARLOTTE FDS | Unclassified | 17.34% |
| 2 | DGRW | WISDOMTREE TR | Unclassified | 15.77% |
| 3 | MTUM | ISHARES TR | Unclassified | 15.66% |
| 4 | EMLP | First TR. Ex. Tr. FD N. American Energy | Unclassified | 5.14% |
| 5 | EES | WISDOMTREE TR | Unclassified | 4.67% |
| 6 | VLUE | ISHARES TR | Unclassified | 2.64% |
| 7 | SCHF | SCHWAB STRATEGIC TR | Unclassified | 2.54% |
| 8 | AAPL | Apple Inc. | Information Technology | 2.19% |
| 9 | AGGY | WISDOMTREE TR | Unclassified | 2.14% |
| 10 | VEA | VANGUARD TAX-MANAGED FDS | Unclassified | 2.00% |
49/111 names classified · sector 12.5% of weight · industry 12.2% · mkt cap 12.5%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 12.5% of the book is sector-classified (unclassified names shown, never dropped).
Only 12% of book weight classified — the grid is NOT representative of the whole book.
Classified: 12.2% of book weight (47/104 names) · unclassified 87.8%: BNDX, DGRW, MTUM, EMLP, EES, VLUE, SCHF, AGGY, VEA, FNDE +47 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | BNDXVANGUARD CHARLOTTE FDS | 822,462 | $46M | 17.3% | ADD 2% |
| 2 | DGRWWISDOMTREE TR | 1,081,334 | $42M | 15.8% | ADD 13% |
| 3 | MTUMISHARES TR | 392,510 | $42M | 15.7% | ADD 12% |
| 4 | EMLPFirst TR. Ex. Tr. FD N. American Energy | 771,430 | $14M | 5.1% | ADD 7% |
| 5 | EESWISDOMTREE TR | 557,723 | $12M | 4.7% | ADD 41% |
| 6 | VLUEISHARES TR | 111,860 | $7M | 2.6% | ADD 179% |
| 7 | SCHFSCHWAB STRATEGIC TR | 261,838 | $7M | 2.5% | ADD 97% |
| 8 | AAPLAPPLE INC | 22,997 | $6M | 2.2% | ADD 47% |
| 9 | AGGYWISDOMTREE TR | 110,698 | $6M | 2.1% | HOLD |
| 10 | VEAVANGUARD TAX-MANAGED FDS | 159,680 | $5M | 2.0% | TRIM −22% |
| 11 | FNDESCHWAB STRATEGIC TR | 211,027 | $4M | 1.6% | ADD 111% |
| 12 | FNDASCHWAB STRATEGIC TR | 159,538 | $4M | 1.5% | ADD 229% |
| 13 | DDWMWISDOMTREE TR | 161,604 | $4M | 1.4% | ADD 29% |
| 14 | LFUSLITTELFUSE INC | 20,596 | $3M | 1.0% | HOLD |
| 15 | MSFTMICROSOFT CORP | 17,101 | $3M | 1.0% | TRIM −5% |
| 16 | INTFISHARES TR | 122,131 | $2M | 0.9% | ADD 40% |
| 17 | NADNUVEEN QUALITY MUNCP INCOME | 178,896 | $2M | 0.9% | HOLD |
| 18 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 165,410 | $2M | 0.8% | HOLD |
| 19 | REETISHARES TR | 105,204 | $2M | 0.8% | ADD 62% |
| 20 | TOTLSSGA ACTIVE ETF TR | 39,094 | $2M | 0.7% | TRIM −6% |
| 21 | VTIVANGUARD INDEX FDS | 12,230 | $2M | 0.6% | TRIM −9% |
| 22 | SCHBSCHWAB STRATEGIC TR | 25,435 | $2M | 0.6% | ADD 26% |
| 23 | SCHESCHWAB STRATEGIC TR | 71,545 | $1M | 0.6% | ADD 30% |
| 24 | AONAON PLC | 8,491 | $1M | 0.5% | HOLD |
| 25 | NZFNUVEEN MUNICIPAL CREDIT INC | 98,459 | $1M | 0.5% | HOLD |
| 26 | WISDOMTREE TR FLOATNG RAT TREA | 48,852 | $1M | 0.5% | TRIM −13% |
| 27 | BONDPIMCO ETF TR | 11,510 | $1M | 0.5% | HOLD |
| 28 | ABBVABBVIE INC | 15,072 | $1M | 0.4% | ADD 9% |
| 29 | AMGNAMGEN INC | 5,420 | $1M | 0.4% | HOLD |
| 30 | VNQVANGUARD INDEX FDS | 14,791 | $1M | 0.4% | TRIM −14% |
| 31 | DEDEERE & CO | 7,302 | $1M | 0.4% | ADD 3% |
| 32 | VWOVANGUARD INTL EQUITY INDEX F | 29,360 | $985,000 | 0.4% | ADD 5% |
| 33 | RWOSPDR INDEX SHS FDS | 27,177 | $978,000 | 0.4% | TRIM −24% |
| 34 | MUBISHARES TR | 8,644 | $977,000 | 0.4% | ADD 14% |
| 35 | ABTABBOTT LABS | 12,335 | $973,000 | 0.4% | TRIM −5% |
| 36 | SCHASCHWAB STRATEGIC TR | 18,365 | $946,000 | 0.4% | ADD 406% |
| 37 | TFISPDR SERIES TRUST | 18,560 | $928,000 | 0.3% | TRIM −7% |
| 38 | VIGVANGUARD SPECIALIZED FUNDS | 8,841 | $914,000 | 0.3% | HOLD |
| 39 | SCHZSCHWAB STRATEGIC TR | 16,798 | $912,000 | 0.3% | TRIM −5% |
| 40 | SCLSTEPAN CO | 10,278 | $909,000 | 0.3% | HOLD |
| 41 | DLSWISDOMTREE TR | 18,153 | $872,000 | 0.3% | NEW |
| 42 | IAGGISHARES TR | 15,024 | $822,000 | 0.3% | TRIM −18% |
| 43 | ESIELEMENT SOLUTIONS INC | 97,375 | $814,000 | 0.3% | HOLD |
| 44 | ALLALLSTATE CORP | 8,642 | $793,000 | 0.3% | ADD 48% |
| 45 | TAT&T INC | 26,178 | $763,000 | 0.3% | HOLD |
| 46 | VBKVANGUARD INDEX FDS | 4,869 | $732,000 | 0.3% | HOLD |
| 47 | BRK.BBERKSHIRE HATHAWAY INC DEL | 3,809 | $696,000 | 0.3% | ADD 8% |
| 48 | BOXBOX INC | 47,470 | $666,000 | 0.2% | HOLD |
| 49 | MINTPIMCO ETF TR | 6,716 | $665,000 | 0.2% | TRIM −15% |
| 50 | INTCINTEL CORP | 12,172 | $659,000 | 0.2% | ADD 7% |
| 51 | WALGREENS BOOTS ALLIANCE INC | 14,321 | $655,000 | 0.2% | TRIM −4% |
| 52 | BMYBRISTOL-MYERS SQUIBB CO | 11,644 | $649,000 | 0.2% | HOLD |
| 53 | SPYSTATE STR SPDR S&P 500 ETF T | 2,478 | $639,000 | 0.2% | ADD 3% |
| 54 | UNHUNITEDHEALTH GROUP INC | 2,464 | $614,000 | 0.2% | HOLD |
| 55 | IEFAISHARES TR | 12,280 | $613,000 | 0.2% | TRIM −3% |
| 56 | PIMCO MUN INCOME FD | 48,151 | $609,000 | 0.2% | HOLD |
| 57 | ITWILLINOIS TOOL WKS INC | 4,161 | $591,000 | 0.2% | HOLD |
| 58 | VBRVANGUARD INDEX FDS | 6,454 | $573,000 | 0.2% | TRIM −4% |
| 59 | ALRMALARM COM HLDGS INC | 14,228 | $554,000 | 0.2% | ADD 5% |
| 60 | METAMETA PLATFORMS INC | 3,237 | $540,000 | 0.2% | ADD 3% |
| 61 | VUGVANGUARD INDEX FDS | 3,421 | $536,000 | 0.2% | ADD 11% |
| 62 | PEPPEPSICO INC | 4,225 | $507,000 | 0.2% | ADD 3% |
| 63 | VTEBVANGUARD MUN BD FDS | 9,499 | $502,000 | 0.2% | TRIM −5% |
| 64 | SCHPSCHWAB STRATEGIC TR | 8,663 | $498,000 | 0.2% | TRIM −3% |
| 65 | PFEPFIZER INC | 14,570 | $476,000 | 0.2% | TRIM −6% |
| 66 | FNDXSCHWAB STRATEGIC TR | 14,427 | $452,000 | 0.2% | TRIM −24% |
| 67 | EXCEXELON CORP | 11,891 | $438,000 | 0.2% | HOLD |
| 68 | VOOVANGUARD INDEX FDS | 1,808 | $428,000 | 0.2% | HOLD |
| 69 | IWFISHARES TR | 2,754 | $415,000 | 0.2% | HOLD |
| 70 | DISDISNEY WALT CO | 3,794 | $367,000 | 0.1% | ADD 12% |
| 71 | VYMVANGUARD WHITEHALL FDS | 5,153 | $365,000 | 0.1% | TRIM −3% |
| 72 | HDHOME DEPOT INC | 1,945 | $363,000 | 0.1% | TRIM −18% |
| 73 | AFGAMERICAN FINL GROUP INC OHIO | 4,797 | $336,000 | 0.1% | HOLD |
| 74 | IBMINTERNATIONAL BUSINESS MACHS | 2,966 | $329,000 | 0.1% | ADD 3% |
| 75 | VOVANGUARD INDEX FDS | 2,475 | $326,000 | 0.1% | HOLD |
| 76 | CSCOCISCO SYS INC | 7,900 | $311,000 | 0.1% | TRIM −2% |
| 77 | IUSBISHARES TR | 5,923 | $311,000 | 0.1% | HOLD |
| 78 | IJHISHARES TR | 2,155 | $310,000 | 0.1% | TRIM −17% |
| 79 | IWVISHARES TR | 2,090 | $310,000 | 0.1% | TRIM −3% |
| 80 | MSIMOTOROLA SOLUTIONS INC | 2,273 | $302,000 | 0.1% | HOLD |
| 81 | ADPAUTOMATIC DATA PROCESSING IN | 2,203 | $301,000 | 0.1% | TRIM −31% |
| 82 | JPMJPMORGAN CHASE & CO | 3,337 | $300,000 | 0.1% | ADD 14% |
| 83 | IVVISHARES TR | 1,145 | $296,000 | 0.1% | TRIM −11% |
| 84 | IWMISHARES TR | 2,544 | $291,000 | 0.1% | TRIM −17% |
| 85 | ZUORA INC | 36,114 | $291,000 | 0.1% | ADD 36% |
| 86 | VZVERIZON COMMUNICATIONS INC | 5,264 | $283,000 | 0.1% | ADD 4% |
| 87 | ONBOLD NATL BANCORP IND | 21,303 | $281,000 | 0.1% | HOLD |
| 88 | PZZAPAPA JOHNS INTL INC | 5,234 | $279,000 | 0.1% | TRIM −49% |
| 89 | XOMEXXON MOBIL CORP | 7,300 | $277,000 | 0.1% | ADD 4% |
| 90 | AGGISHARES TR | 2,385 | $275,000 | 0.1% | ADD 6% |
| 91 | Alerian MLP ETF | 79,519 | $274,000 | 0.1% | ADD 270% |
| 92 | JNJJOHNSON & JOHNSON | 2,082 | $273,000 | 0.1% | ADD 2% |
| 93 | FRFIRST INDL RLTY TR INC | 8,116 | $270,000 | 0.1% | TRIM −26% |
| 94 | WMTWALMART INC | 2,351 | $267,000 | 0.1% | ADD 12% |
| 95 | EWEDWARDS LIFESCIENCES CORP | 1,369 | $258,000 | 0.1% | HOLD |
| 96 | PGPROCTER AND GAMBLE CO | 2,340 | $257,000 | 0.1% | HOLD |
| 97 | AEPAMERICAN ELEC PWR CO INC | 3,145 | $252,000 | 0.1% | ADD 3% |
| 98 | BAXBAXTER INTL INC | 3,109 | $252,000 | 0.1% | TRIM −2% |
| 99 | BNDVANGUARD BD INDEX FDS | 2,906 | $248,000 | 0.1% | NEW |
| 100 | AMZNAMAZON COM INC | 124 | $242,000 | 0.1% | NEW |
| 101 | LRGFISHARES TR | 9,012 | $238,000 | 0.1% | TRIM −24% |
| 102 | GOOGALPHABET INC | 200 | $233,000 | 0.1% | ADD 5% |
| 103 | AXPAMERICAN EXPRESS CO | 2,665 | $228,000 | 0.1% | HOLD |
| 104 | ORCLORACLE CORP | 4,722 | $228,000 | 0.1% | HOLD |
| 105 | FNDFSCHWAB STRATEGIC TR | 10,688 | $225,000 | 0.1% | TRIM −4% |
| 106 | LMTLOCKHEED MARTIN CORP | 613 | $208,000 | 0.1% | HOLD |
| 107 | DESPEGAR COM CORP | 20,100 | $114,000 | 0.0% | HOLD |
| 108 | ANNALY MORTGAGE MANAGEMENT | 11,880 | $60,000 | 0.0% | ADD 3% |
| 109 | SCORCOMSCORE INC | 19,194 | $54,000 | 0.0% | HOLD |
| 110 | PROSHARES TR | 10,661 | $51,000 | 0.0% | NEW |
| 111 | SNGXSOLIGENIX INC | 15,000 | $25,000 | 0.0% | HOLD |
Where this firm's principals came from and which firms its alumni went on to found.
