Wealth & Pension Services Group, Inc.

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CIK 1697029

13F portfolio (2019-Q3)

$138M

Positions

121

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2019-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2019-Q3)

Holdings

121

Top 5

23.3%

Top 10

37.4%

Effective N

48.0

HHI

0.021

This quarter

4 new · 0 exit →

By sector

Unclassified94.2%

Information Technology1.5%

Consumer Staples1.0%

Financials0.8%

Consumer Discretionary0.7%

Industrials0.7%

Materials0.7%

Utilities0.2%

Health Care0.1%

By market cap

Unknown94.3%

Mega (>$200B)3.4%

Large ($10–200B)2.3%

Micro (<$300M)0.0%

Small ($300M–2B)0.0%

By region

Other94.2%

North America5.7%

Europe0.0%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	94.21%	102
Food Products	0.72%	1
Chemicals	0.70%	2
Technology Hardware & Equipment	0.63%	1
Specialty Retail	0.56%	2
Airlines	0.52%	1
Banks	0.51%	2
Semiconductors & Semiconductor Equipment	0.43%	1
Software	0.42%	1
Beverages	0.31%	1
Insurance	0.29%	1
Utilities	0.23%	1
Machinery	0.20%	1
Hotels, Restaurants & Leisure	0.18%	1
Pharmaceuticals & Biotechnology	0.06%	2
Communications Equipment	0.04%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPYM	SPDR SERIES TRUST	Unclassified	5.38%
2	IWB	ISHARES TR	Unclassified	5.25%
3	SPDW	SPDR INDEX SHS FDS	Unclassified	5.13%
4	JPST	J P MORGAN EXCHANGE TRADED F	Unclassified	3.99%
5	IWD	ISHARES TR	Unclassified	3.58%
6	VIG	VANGUARD SPECIALIZED FUNDS	Unclassified	3.29%
7	VTV	VANGUARD INDEX FDS	Unclassified	3.27%
8	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	2.95%
9	IUSG	ISHARES TR	Unclassified	2.57%
10	IWF	ISHARES TR	Unclassified	2.00%

19/121 names classified · sector 5.8% of weight · industry 5.8% · mkt cap 5.7%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 6 quarters

Information TechnologyMU, AAPL, MSFT, NVDA, NOK

Consumer StaplesHRL, KO

IndustrialsDAL, LRCX

FinancialsBAC, JPM, CB

MaterialsCL, PG

Consumer DiscretionaryAMZN, HD, MCD, F

Utilities

Health CareLXRX, ACB

Communication Services

UnclassifiedSPYM, IWD, IWB, VEA, VIG · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 5.8% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2019-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 5% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (15 classified)Wealth & Pension Services Group, Inc. centroid (Large Core)

Information TechnologyConsumer StaplesFinancialsConsumer DiscretionaryIndustrialsMaterials

Style box summary for Wealth & Pension Services Group, Inc.: centroid Large Core. Heaviest cells: Large Growth 1.8%, Large Core 1.4%, Large Value 1.0%.

Classified: 5.5% of book weight (15/112 names) · unclassified 94.5%: SPYM, IWB, SPDW, JPST, IWD, VIG, VTV, , VEA, IUSG +87 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 121 positions (2019-Q3) · largest first · Δ vs 2019-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYMSPDR SERIES TRUST	213,201	$7M	5.4%	ADD 2%
2	IWBISHARES TR	44,035	$7M	5.2%	TRIM −4%
3	SPDWSPDR INDEX SHS FDS	241,311	$7M	5.1%	ADD 3%
4	JPSTJ P MORGAN EXCHANGE TRADED F	109,141	$6M	4.0%	ADD 3%
5	IWDISHARES TR	38,595	$5M	3.6%	HOLD
6	VIGVANGUARD SPECIALIZED FUNDS	37,953	$5M	3.3%	ADD 3%
7	VTVVANGUARD INDEX FDS	40,392	$5M	3.3%	ADD 4%
8	VEAVANGUARD TAX-MANAGED FDS	99,249	$4M	3.0%	TRIM −6%
9	IUSGISHARES TR	56,448	$4M	2.6%	HOLD
10	IWFISHARES TR	17,337	$3M	2.0%	HOLD
11	IVVISHARES TR	9,134	$3M	2.0%	TRIM −20%
12	SPYGSPDR SERIES TRUST STATE STREET SPD	60,411	$2M	1.7%	ADD 4%
13	IEIISHARES TR	17,479	$2M	1.6%	HOLD
14	SPMDSPDR SERIES TRUST	63,760	$2M	1.6%	HOLD
15	LRGFISHARES TR	66,560	$2M	1.5%	HOLD
16	AGGISHARES TR	18,676	$2M	1.5%	TRIM −3%
17	SPYSTATE STR SPDR S&P 500 ETF T	6,765	$2M	1.5%	ADD 18%
18	USMVISHARES TR	30,331	$2M	1.4%	HOLD
19	SPSBSPDR SERIES TRUST	62,675	$2M	1.4%	HOLD
20	SCZISHARES TR	32,365	$2M	1.3%	TRIM −3%
21	DGROISHARES CORE DIVIDEND GROWTH ETF	45,156	$2M	1.3%	HOLD
22	IGIBISHARES TR	30,126	$2M	1.3%	HOLD
23	USIGISHARES TR	28,357	$2M	1.2%	HOLD
24	SPEMSPDR INDEX SHS FDS	47,849	$2M	1.2%	HOLD
25	GVIISHARES TR	13,979	$2M	1.1%	HOLD
26	SPSMSPDR SERIES TRUST	51,138	$2M	1.1%	HOLD
27	GOVTISHARES TR	57,536	$2M	1.1%	HOLD
28	VWOVANGUARD INTL EQUITY INDEX F	36,993	$1M	1.1%	TRIM −10%
29	ITOTISHARES TR	21,259	$1M	1.0%	TRIM −43%
30	IDUISHARES TR	8,662	$1M	1.0%	ADD 254%
31	LQDISHARES TR	9,821	$1M	0.9%	ADD 18%
32	COLONY CR REAL ESTATE INC	85,852	$1M	0.9%	TRIM −6%
33	XLFSELECT SECTOR SPDR TR	43,974	$1M	0.9%	HOLD
34	SHVISHARES TR	10,757	$1M	0.9%	HOLD
35	SPTMSPDR SERIES TRUST	31,302	$1M	0.8%	ADD 3%
36	IEURISHARES TR	24,235	$1M	0.8%	HOLD
37	IWVISHARES TR	6,248	$1M	0.8%	TRIM −6%
38	QQQINVESCO QQQ TR	5,561	$1M	0.8%	HOLD
39	APTUS FORTIFIED VALUE ETF	38,132	$995,000	0.7%	TRIM −29%
40	IJHISHARES TR	5,145	$994,000	0.7%	TRIM −27%
41	HRLHORMEL FOODS CORP	22,600	$988,000	0.7%	HOLD
42	DRSKETF SER SOLUTIONS	35,929	$984,000	0.7%	HOLD
43	MTUMISHARES TR	8,059	$961,000	0.7%	TRIM −6%
44	GLDSPDR GOLD TR	6,505	$903,000	0.7%	NEW
45	AAPLAPPLE INC	3,895	$872,000	0.6%	HOLD
46	IYCISHARES TR	3,969	$863,000	0.6%	TRIM −4%
47	DVYISHARES TR	8,051	$821,000	0.6%	TRIM −6%
48	JMSTJ P MORGAN EXCHANGE TRADED F	16,280	$821,000	0.6%	TRIM −3%
49	QUALISHARES TR	8,831	$816,000	0.6%	ADD 66%
50	VYMVANGUARD WHITEHALL FDS	9,140	$811,000	0.6%	HOLD
51	AOAISHARES TR	14,719	$808,000	0.6%	HOLD
52	AORISHARES TR	17,317	$798,000	0.6%	ADD 3%
53	CFOVICTORY PORTFOLIOS II	15,834	$781,000	0.6%	HOLD
54	PDIPIMCO DYNAMIC INCOME FD	22,352	$727,000	0.5%	HOLD
55	DALDELTA AIR LINES INC	12,364	$712,000	0.5%	HOLD
56	ITAIShares U.S. Aerospace & Defense ETF	3,142	$706,000	0.5%	TRIM −37%
57	VGSHVANGUARD SHORT-TERM TREASURY ETF	11,590	$706,000	0.5%	HOLD
58	IYRISHARES TR	7,337	$686,000	0.5%	TRIM −4%
59	SYSBISHARES TR	6,682	$677,000	0.5%	HOLD
60	IWRISHARES TR	12,080	$676,000	0.5%	TRIM −4%
61	IVEISHARES TR	5,627	$670,000	0.5%	ADD 174%
62	IEMGISHARES INC	13,167	$645,000	0.5%	HOLD
63	VBVANGUARD INDEX FDS	4,132	$636,000	0.5%	TRIM −5%
64	CDCVICTORY PORTFOLIOS II	13,424	$625,000	0.5%	HOLD
65	WISDOMTREE TR FLOATNG RAT TREA	24,021	$602,000	0.4%	TRIM −9%
66	MUMICRON TECHNOLOGY INC	13,689	$587,000	0.4%	TRIM −5%
67	MSFTMICROSOFT CORP	4,174	$580,000	0.4%	HOLD
68	TIPISHARES TR	4,825	$561,000	0.4%	TRIM −6%
69	EESWISDOMTREE TR	15,528	$553,000	0.4%	TRIM −14%
70	FSKFS KKR Capital Corp.	94,741	$552,000	0.4%	TRIM −5%
71	VGTVANGUARD WORLD FD	2,508	$541,000	0.4%	TRIM −13%
72	HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF	17,913	$536,000	0.4%	ADD 20%
73	IYYISHARES TR	3,609	$532,000	0.4%	TRIM −6%
74	IWYISHARES TR	5,878	$512,000	0.4%	HOLD
75	PGPROCTER AND GAMBLE CO	3,968	$494,000	0.4%	HOLD
76	AMZNAMAZON COM INC	279	$484,000	0.4%	HOLD
77	CLCOLGATE PALMOLIVE CO	6,489	$477,000	0.3%	HOLD
78	EEMISHARES TR	11,239	$459,000	0.3%	ADD 9%
79	VOVANGUARD INDEX FDS	2,664	$446,000	0.3%	HOLD
80	VGKVANGUARD INTL EQUITY INDEX F	8,241	$442,000	0.3%	HOLD
81	KOCOCA COLA CO	7,947	$433,000	0.3%	ADD 2%
82	ACWVISHARES INC	4,539	$430,000	0.3%	HOLD
83	IYHISHARES TR	2,245	$424,000	0.3%	TRIM −9%
84	CBCHUBB LIMITED	2,479	$400,000	0.3%	ADD 8%
85	SPDR S&P 600 Small Cap ETF	5,742	$386,000	0.3%	HOLD
86	VUGVANGUARD INDEX FDS	2,310	$384,000	0.3%	TRIM −3%
87	BACBANK AMERICA CORP	13,068	$381,000	0.3%	HOLD
88	SMLFiShares MSCI Multifactor USA Small-Cap ETF	8,908	$355,000	0.3%	HOLD
89	FXOFIRST TR EXCHANGE TRADED FD	10,966	$349,000	0.3%	HOLD
90	LMBSFIRST TR EXCHANGE-TRADED FD	6,635	$345,000	0.2%	ADD 3%
91	HDVISHARES TR	3,600	$339,000	0.2%	ADD 4%
92	FEMFIRST TR EXCH TRD ALPHDX FD	14,291	$336,000	0.2%	ADD 3%
93	MUBISHARES TR	2,883	$329,000	0.2%	HOLD
94	EPDENTERPRISE PRODS PARTNERS L	11,283	$322,000	0.2%	HOLD
95	JPMJPMORGAN CHASE & CO	2,726	$321,000	0.2%	HOLD
96	VICTORY PORTFOLIOS II	10,034	$314,000	0.2%	HOLD
97	SPIBSPDR SERIES TRUST	8,429	$297,000	0.2%	HOLD
98	VVVANGUARD INDEX FDS	2,100	$286,000	0.2%	HOLD
99	VTIVANGUARD INDEX FDS	1,895	$286,000	0.2%	HOLD
100	HDHOME DEPOT INC	1,228	$285,000	0.2%	HOLD
101	IYJISHARES TR	1,783	$283,000	0.2%	TRIM −5%
102	IWLIShares - Russell 200 Index ETF	4,017	$277,000	0.2%	HOLD
103	LRCXLAM RESEARCH	1,170	$270,000	0.2%	TRIM −4%
104	MBBISHARES TR	2,420	$262,000	0.2%	TRIM −7%
105	TFISPDR SERIES TRUST	5,055	$256,000	0.2%	HOLD
106	LQDHISHARES U S ETF TR	2,700	$251,000	0.2%	HOLD
107	REZIShares Residential Real Estate Capped ETF	3,150	$250,000	0.2%	NEW
108	MCDMCDONALDS CORP	1,147	$246,000	0.2%	HOLD
109	XLESELECT SECTOR SPDR TR	3,658	$217,000	0.2%	TRIM −11%
110	BABINVESCO EXCH TRADED FD TR II	6,674	$216,000	0.2%	HOLD
111	OEFISHARES TR	1,640	$216,000	0.2%	HOLD
112	PIMCO DYNAMIC CR INCOME FD	8,762	$214,000	0.2%	ADD 3%
113	ISHARES TR	8,500	$213,000	0.2%	NEW
114	ICSHISHARES TR	3,974	$200,000	0.1%	HOLD
115	PDBCINVESCO ACTVELY MNGD ETC FD	12,040	$188,000	0.1%	ADD 11%
116	22ND CENTY GROUP INC	65,500	$148,000	0.1%	HOLD
117	NOKNOKIA CORP	11,500	$58,000	0.0%	NEW
118	ACBAURORA CANNABIS INC	11,188	$49,000	0.0%	ADD 10%
119	LXRXLEXICON PHARMACEUTICALS INC	10,750	$32,000	0.0%	HOLD
120	KITOV PHARMA LTD	190,524	$20,000	0.0%	HOLD
121	SENSEONICS HLDGS INC	19,287	$19,000	0.0%	HOLD

☆Wealth & Pension Services Group, Inc.