Good Harbor Financial, LLC

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CIK 1528086

13F portfolio (2015-Q3)

$916M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2015-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2015-Q3)

Holdings

Top 5

87.2%

Top 10

90.7%

Effective N

1.6

HHI

0.645

This quarter

26 new · 0 exit →

By sector

Unclassified92.7%

Real Estate6.0%

Utilities0.5%

Information Technology0.5%

Consumer Staples0.1%

Financials0.1%

Communication Services0.1%

Health Care0.0%

Materials0.0%

By market cap

Unknown92.7%

Mid ($2–10B)3.6%

Large ($10–200B)3.3%

Mega (>$200B)0.5%

By region

Other92.7%

North America7.3%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	92.67%	39
Equity Real Estate Investment Trusts (REITs)	6.02%	10
Utilities	0.49%	1
Software	0.36%	5
Technology Hardware & Equipment	0.10%	2
Tobacco	0.08%	1
Banks	0.07%	1
Diversified Telecommunication Services	0.05%	2
Food Products	0.04%	1
Software & IT Services	0.04%	1
Insurance	0.03%	1
Health Care Equipment & Supplies	0.03%	1
Chemicals	0.02%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SHY	ISHARES TR	Unclassified	80.15%
2	UST	PROSHARES TR	Unclassified	4.07%
3		LXP INDUSTRIAL TRUST	Unclassified	1.03%
4	STWD	STARWOOD PROPERTY TRUST, INC.	Real Estate	1.03%
5	WPC	W. P. Carey Inc.	Real Estate	0.90%
6		HOSPITALITY PPTYS TR	Unclassified	0.80%
7		GRAMERCY PROPER	Unclassified	0.79%
8		NORTHSTAR REIT	Unclassified	0.73%
9	RHP	Ryman Hospitality Properties, Inc.	Real Estate	0.59%
10	MAA	MID AMERICA APARTMENT COMMUNITIES INC.	Real Estate	0.57%

27/66 names classified · sector 7.3% of weight · industry 7.3% · mkt cap 7.3%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 10 quarters

Real EstateSTWD, WPC, VTR, RHP, AVB · other

Utilities

MaterialsVALE, FCX, SCCO, PG

EnergyOXY, SLB, RIG

Information TechnologyMSFT, ORCL, AAPL, ADBE, CRM · other

FinancialsNTRS, UNH

Consumer StaplesPM, MDLZ

Communication ServicesMETA, VZ, T

Consumer Discretionary

Health Care

UnclassifiedIWM, IVV, IJH, SHY, IEI · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 7.3% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2015-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 5% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (24 classified)Good Harbor Financial, LLC centroid (Mid Core)

Real EstateUtilitiesInformation TechnologyConsumer StaplesFinancialsCommunication ServicesHealth CareMaterials

Style box summary for Good Harbor Financial, LLC: centroid Mid Core. Heaviest cells: Small Value 1.6%, Mid Value 1.0%, Large Core 0.7%.

Classified: 5.5% of book weight (24/43 names) · unclassified 94.5%: SHY, , UST, WPC, STAG, ARE, SPY, TOTL, MTUM, VXF +9 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 66 positions (2015-Q3) · largest first · Δ vs 2015-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	SHYISHARES TR	8,641,695	$734M	80.2%	ADD 32084%
2	USTPROSHARES TR	641,085	$37M	4.1%	NEW
3	LXP INDUSTRIAL TRUST	1,167,904	$9M	1.0%	TRIM −5%
4	STWDSTARWOOD PPTY TR INC	459,590	$9M	1.0%	TRIM −30%
5	WPCW. P. Carey Inc.	142,887	$8M	0.9%	TRIM −31%
6	HOSPITALITY PPTYS TR	286,427	$7M	0.8%	ADD 8%
7	GRAMERCY PROPER	348,736	$7M	0.8%	ADD 81%
8	NORTHSTAR REIT	544,821	$7M	0.7%	TRIM −4%
9	RHPRYMAN HOSPITALITY PPTYS INC	109,677	$5M	0.6%	TRIM −31%
10	MAAMID-AMER APT CMNTYS INC	63,764	$5M	0.6%	TRIM −31%
11	VTRVENTAS INC	88,025	$5M	0.5%	ADD 15%
12	BXMTBLACKSTONE MTG TR INC	174,929	$5M	0.5%	NEW
13	HRHEALTHCARE REALTY TRUST	186,278	$5M	0.5%	NEW
14	PLUM CREEK TIMBER CO INC	113,577	$4M	0.5%	TRIM −31%
15	WMBWILLIAMS COS INC	121,337	$4M	0.5%	TRIM −30%
16	STAGSTAG INDL INC	239,162	$4M	0.5%	NEW
17	Alerian MLP ETF	346,680	$4M	0.5%	TRIM −62%
18	AREALEXANDRIA REAL ESTATE EQ IN	49,427	$4M	0.5%	NEW
19	SPIRIT RLTY CAP INC NEW	446,297	$4M	0.4%	TRIM −31%
20	OHIOMEGA HEALTHCARE INVS INC	112,735	$4M	0.4%	TRIM −30%
21	BARCLAYS BANK PLC	29,296	$4M	0.4%	TRIM −23%
22	LASALLE HOTEL PPTYS	132,373	$4M	0.4%	TRIM −30%
23	INNOVATOR IBD 50	128,057	$3M	0.3%	TRIM −15%
24	SPYSTATE STR SPDR S&P 500 ETF T	13,482	$3M	0.3%	ADD 44%
25	TOTLSSGA ACTIVE ETF TR	47,964	$2M	0.3%	ADD 52%
26	STONE ENERGY CORP	359,959	$2M	0.2%	NEW
27	Invesco Exchange Traded Fund T S&P500 Low Vol ETF	38,408	$1M	0.2%	TRIM −18%
28	POWERSHARES ETF TR II	43,565	$1M	0.1%	TRIM −19%
29	POWERSHARES ETF TR II	39,460	$1M	0.1%	TRIM −20%
30	MSFTMICROSOFT CORP	28,051	$1M	0.1%	NEW
31	MTUMISHARES TR	17,573	$1M	0.1%	NEW
32	VXFVANGUARD INDEX FDS	13,914	$1M	0.1%	TRIM −18%
33	IEIISHARES TR	9,018	$1M	0.1%	TRIM −10%
34	BARCLAYS BANK PLC	15,037	$1M	0.1%	TRIM −43%
35	FVFIRST TR EXCHANGE TRADED FD	50,368	$1M	0.1%	NEW
36	FPXFIRST TR EXCHANGE-TRADED FD	21,889	$1M	0.1%	TRIM −19%
37	POWERSHARES QQQ TRUST	10,357	$1M	0.1%	TRIM −20%
38	VCITVANGUARD SCOTTSDALE FDS	8,992	$768,000	0.1%	ADD 7%
39	ORCLORACLE CORP	20,615	$745,000	0.1%	NEW
40	INVESCO S&P 500 DOWNSIDEHEDGED ETF	30,165	$725,000	0.1%	TRIM −52%
41	PMPHILIP MORRIS INTL INC	8,713	$691,000	0.1%	ADD 9%
42	NTRSNORTHERN TR CORP	10,022	$683,000	0.1%	HOLD
43	BONDPIMCO ETF TR	6,410	$676,000	0.1%	TRIM −5%
44	AAPLAPPLE INC	4,501	$496,000	0.1%	NEW
45	ADBEADOBE INC	6,014	$494,000	0.1%	NEW
46	IWMISHARES TR	4,323	$472,000	0.1%	TRIM −100%
47	CRMSALESFORCE INC	6,688	$464,000	0.1%	NEW
48	Alphabet CL C	690	$420,000	0.0%	NEW
49	IBMINTERNATIONAL BUSINESS MACHS	2,686	$389,000	0.0%	NEW
50	GOOGLE INC	599	$382,000	0.0%	NEW
51	MDLZMONDELEZ INTL INC	9,118	$382,000	0.0%	ADD 10%
52	METAMETA PLATFORMS INC	3,925	$353,000	0.0%	NEW
53	INTUINTUIT	3,683	$327,000	0.0%	NEW
54	UNHUNITEDHEALTH GROUP INC	2,735	$317,000	0.0%	NEW
55	MDTMEDTRONIC PLC	4,525	$303,000	0.0%	NEW
56	IEFISHARES TR	2,569	$277,000	0.0%	ADD 25%
57	MUBISHARES TR	2,300	$252,000	0.0%	HOLD
58	VZVERIZON COMMUNICATIONS INC	5,341	$232,000	0.0%	NEW
59	ISHARES MSCI INTL SMALL-CAP MULTIFACTOR ETF	13,587	$223,000	0.0%	NEW
60	IJHISHARES TR	1,583	$216,000	0.0%	TRIM −100%
61	TAT&T INC	6,581	$214,000	0.0%	NEW
62	PGPROCTER AND GAMBLE CO	2,970	$214,000	0.0%	NEW
63	SYMANTEC CORP	10,384	$202,000	0.0%	NEW
64	RITE AID CORP	10,000	$61,000	0.0%	HOLD
65	ARENA PHARMECEUTICALS INC	16,500	$32,000	0.0%	HOLD
66	ZYNGA INC	10,232	$23,000	0.0%	NEW

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Firm lineageForm ADV + cited

Where this firm's principals came from and which firms its alumni went on to found.

family tree & personnel →

joins filed 13F data only — no style, strategy or performance similarity is claimed · 13F 2026-Q1

Similar managers — filers whose largest reported GICS sector is the same as this book's (Real Estate), ranked by closeness of reported 13F portfolio value (|log AUM ratio|), self excluded. Two things it is NOT: a style/strategy match, and a performance ranking. Sector weights come from the filed long book only, so a filer whose real business is elsewhere (shorts, private, non-13F assets) can still surface.
Also hold SHY — other Section 13(f) filers reporting a long position in this book's largest tickered holding for 2026-Q1. Lagged quarterly filings (up to 45 days after quarter-end); “% of shares out” is omitted where the reported share count can't carry it. % of shares outstanding is not shown for SHY: this is a fund line, and we hold no cover-page share count for it at any quarter — a fund's shares outstanding move with creations and redemptions rather than with issuance and buybacks, and it is not the SEC cover-page count this percentage is defined against. The figure is withheld rather than computed against a count that does not exist. Holder share counts are shown as filed.
Filers outside the free plan's window are shown locked rather than hidden, so the list is never silently short.

☆Good Harbor Financial, LLC