CIK 1515072
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2014-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 75.63% | 52 |
| Utilities | 11.23% | 4 |
| Banks | 4.22% | 6 |
| Tobacco | 2.82% | 2 |
| Electrical Equipment & Components | 0.78% | 1 |
| Pharmaceuticals & Biotechnology | 0.76% | 4 |
| Diversified Telecommunication Services | 0.70% | 2 |
| Oil, Gas & Consumable Fuels | 0.66% | 5 |
| Beverages | 0.60% | 2 |
| Chemicals | 0.59% | 2 |
| Technology Hardware & Equipment | 0.40% | 2 |
| Software | 0.32% | 2 |
| Capital Markets | 0.31% | 3 |
| Equity Real Estate Investment Trusts (REITs) | 0.19% | 1 |
| Insurance | 0.16% | 3 |
| Media & Entertainment | 0.15% | 2 |
| Specialty Retail | 0.13% | 2 |
| Semiconductors & Semiconductor Equipment | 0.11% | 1 |
| Distributors | 0.09% | 1 |
| Health Care Equipment & Supplies | 0.07% | 2 |
| Road & Rail | 0.06% | 2 |
| Hotels, Restaurants & Leisure | 0.03% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | AMERICAN RLTY CAP PPTYS INC | Unclassified | 21.40% | |
| 2 | NEW YORK REIT INC | Unclassified | 11.33% | |
| 3 | KMI | KINDER MORGAN, INC. | Utilities | 8.70% |
| 4 | AMER RLTY CAP HEALTHCAR TR INC COM | Unclassified | 8.61% | |
| 5 | CSQ | CALAMOS STRATEGIC TOTAL RETU | Unclassified | 6.32% |
| 6 | Alerian MLP ETF | Unclassified | 5.93% | |
| 7 | CUBI | Customers Bancorp, Inc. | Financials | 3.49% |
| 8 | MO | ALTRIA GROUP, INC. | Consumer Staples | 2.57% |
| 9 | AMERIGAS PARTNERS L P | Unclassified | 2.40% | |
| 10 | IBND | SPDR SER TR | Unclassified | 2.39% |
50/102 names classified · sector 24.4% of weight · industry 24.4% · mkt cap 24.4%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 24.4% of the book is sector-classified (unclassified names shown, never dropped).
Only 22% of book weight classified — the grid is NOT representative of the whole book.
Classified: 21.9% of book weight (48/73 names) · unclassified 78.1%: , CSQ, IBND, EPD, XCHYX, SDY, MPA, CHI, KRE, EOS +15 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | AMERICAN RLTY CAP PPTYS INC | 16,364 | $2M | 21.4% | TRIM −99% |
| 2 | NEW YORK REIT INC | 10,140 | $957,542 | 11.3% | TRIM −99% |
| 3 | KMIKINDER MORGAN INC DEL | 31,088 | $734,762 | 8.7% | ADD 82% |
| 4 | AMER RLTY CAP HEALTHCAR TR INC COM | 8,661 | $727,809 | 8.6% | TRIM −99% |
| 5 | CSQCALAMOS STRATEGIC TOTAL RETU | 6,107 | $533,826 | 6.3% | TRIM −99% |
| 6 | Alerian MLP ETF | 8,771 | $500,649 | 5.9% | TRIM −98% |
| 7 | CUBICUSTOMERS BANCORP INC | 5,734 | $294,637 | 3.5% | TRIM −98% |
| 8 | MOALTRIA GROUP INC | 10,683 | $216,819 | 2.6% | TRIM −95% |
| 9 | AMERIGAS PARTNERS L P | 9,699 | $202,392 | 2.4% | TRIM −95% |
| 10 | IBNDSPDR SER TR | 6,930 | $201,625 | 2.4% | NEW |
| 11 | EPDENTERPRISE PRODS PARTNERS L | 7,264 | $201,116 | 2.4% | TRIM −96% |
| 12 | XCHYXCALAMOS CONV & HIGH INCOME F | 2,766 | $200,017 | 2.4% | TRIM −99% |
| 13 | Markwest Energy Ptnr LP | 11,797 | $175,583 | 2.1% | TRIM −93% |
| 14 | SDYSPDR SER TR | 11,115 | $141,056 | 1.7% | TRIM −90% |
| 15 | CLAYMORE EXCHANGE TRD FD TR | 5,417 | $108,523 | 1.3% | ADD 10% |
| 16 | POWERSHARES ETF TR II | 1,517 | $103,197 | 1.2% | TRIM −99% |
| 17 | GEGENERAL ELECTRIC CO | 1,663 | $65,791 | 0.8% | TRIM −97% |
| 18 | DCP MIDSTREAM LP | 2,478 | $54,555 | 0.6% | TRIM −95% |
| 19 | FIDUCIARY CLAYMORE ENGRY INF | 1,337 | $51,177 | 0.6% | TRIM −97% |
| 20 | TAT&T INC | 1,710 | $50,919 | 0.6% | TRIM −97% |
| 21 | POWERSHARES ETF TRUST II | 1,197 | $49,812 | 0.6% | NEW |
| 22 | PGPROCTER AND GAMBLE CO | 4,300 | $47,205 | 0.6% | TRIM −91% |
| 23 | DENTSPLY INTL INC NEW | 2,485 | $46,646 | 0.6% | TRIM −95% |
| 24 | ENBRIDGE ENERGY MANAGEMENT L | 1,674 | $43,145 | 0.5% | TRIM −96% |
| 25 | MPABLACKROCK MUNIYIELD PA QLTY | 544 | $37,970 | 0.4% | TRIM −99% |
| 26 | PEPPEPSICO INC | 3,575 | $37,807 | 0.4% | TRIM −91% |
| 27 | CHICALAMOS CONV OPP AND INC FD | 466 | $36,290 | 0.4% | TRIM −99% |
| 28 | KRESPDR SERIES TRUST | 1,424 | $34,981 | 0.4% | TRIM −96% |
| 29 | Apple Computer | 3,661 | $33,166 | 0.4% | TRIM −90% |
| 30 | PEOPLES UNITED FINANCIAL INC | 494 | $32,568 | 0.4% | NEW |
| 31 | NBTBNBT BANCORP INC | 856 | $32,567 | 0.4% | TRIM −97% |
| 32 | MAGELLAN MIDSTREAM PARTNERS LP | 2,645 | $32,000 | 0.4% | TRIM −92% |
| 33 | DHRDANAHER CORP DEL | 2,438 | $28,441 | 0.3% | TRIM −91% |
| 34 | JNJJOHNSON & JOHNSON | 2,865 | $27,394 | 0.3% | TRIM −90% |
| 35 | XOMEXXON MOBIL CORP | 2,499 | $27,030 | 0.3% | TRIM −92% |
| 36 | POWERSHARES ETF TRUST | 392 | $22,398 | 0.3% | TRIM −98% |
| 37 | SUSQUEHANNA BANCSHARES INC P | 289 | $21,513 | 0.3% | TRIM −98% |
| 38 | SFSTIFEL FINL CORP | 535 | $21,397 | 0.3% | TRIM −98% |
| 39 | PMPHILIP MORRIS INTL INC | 1,721 | $21,124 | 0.3% | TRIM −92% |
| 40 | AllianzGI NFJ Divid Int | 314 | $19,655 | 0.2% | TRIM −99% |
| 41 | PFEPFIZER INC | 561 | $18,017 | 0.2% | TRIM −98% |
| 42 | H & Q Healthcare Fund | 567 | $18,004 | 0.2% | TRIM −97% |
| 43 | PowerShares Build Amer | 547 | $17,977 | 0.2% | TRIM −97% |
| 44 | EOSEATON VANCE ENHANCED EQUITY | 225 | $16,300 | 0.2% | TRIM −99% |
| 45 | OREALTY INCOME CORP | 766 | $16,066 | 0.2% | TRIM −95% |
| 46 | IWFISHARES TR | 1,514 | $15,830 | 0.2% | TRIM −89% |
| 47 | MSFTMICROSOFT CORP | 728 | $15,679 | 0.2% | TRIM −96% |
| 48 | BUCKEYE PARTNERS L P | 1,142 | $15,093 | 0.2% | TRIM −89% |
| 49 | CWBSPDR SER TR | 621 | $13,254 | 0.2% | TRIM −88% |
| 50 | KOCOCA COLA CO | 546 | $12,926 | 0.2% | TRIM −96% |
| 51 | XLFSELECT SECTOR SPDR TR | 313 | $12,661 | 0.1% | TRIM −98% |
| 52 | BMYBRISTOL-MYERS SQUIBB CO | 742 | $12,571 | 0.1% | TRIM −94% |
| 53 | ORCLORACLE CORP | 527 | $11,719 | 0.1% | TRIM −96% |
| 54 | CVXCHEVRON CORP NEW | 1,296 | $11,551 | 0.1% | TRIM −90% |
| 55 | PNCPNC FINL SVCS GROUP INC | 1,015 | $11,125 | 0.1% | TRIM −92% |
| 56 | PAAPLAINS ALL AMERN PIPELINE L | 546 | $10,649 | 0.1% | TRIM −95% |
| 57 | IWSISHARES TR | 739 | $10,023 | 0.1% | TRIM −86% |
| 58 | CMCSACOMCAST CORP NEW | 557 | $9,597 | 0.1% | TRIM −94% |
| 59 | AEPAmerican Electric Power Company | 575 | $9,464 | 0.1% | TRIM −94% |
| 60 | TXNTEXAS INSTRS INC | 503 | $9,408 | 0.1% | TRIM −94% |
| 61 | IWPISHARES TR | 865 | $9,275 | 0.1% | TRIM −86% |
| 62 | VNQVANGUARD INDEX FDS | 698 | $8,621 | 0.1% | TRIM −96% |
| 63 | FIRST NIAGARA FINL 8.62500%12/ | 219 | $8,120 | 0.1% | TRIM −98% |
| 64 | VZVERIZON COMMUNICATIONS INC | 371 | $7,924 | 0.1% | TRIM −96% |
| 65 | UNITED TECHNOLOGIES CORP | 910 | $7,915 | 0.1% | TRIM −92% |
| 66 | TGTTARGET CORP | 569 | $7,496 | 0.1% | NEW |
| 67 | MCYMERCURY GENL CORP NEW | 423 | $7,470 | 0.1% | TRIM −94% |
| 68 | GPCGENUINE PARTS CO | 791 | $7,426 | 0.1% | TRIM −89% |
| 69 | IVVISHARES TR | 1,515 | $7,322 | 0.1% | TRIM −79% |
| 70 | BP PLC SPONSORED | 270 | $7,080 | 0.1% | TRIM −96% |
| 71 | AXPAmerican Express Co | 651 | $7,000 | 0.1% | TRIM −93% |
| 72 | MRKMERCK & CO INC | 375 | $6,603 | 0.1% | TRIM −94% |
| 73 | CBS CORP NEW | 352 | $6,365 | 0.1% | TRIM −94% |
| 74 | ENBRIDGE ENERGY PARTNERS L P | 240 | $6,020 | 0.1% | TRIM −96% |
| 75 | JPMJPMORGAN CHASE & CO | 350 | $5,591 | 0.1% | TRIM −95% |
| 76 | IBMINTERNATIONAL BUSINESS MACHS | 881 | $5,491 | 0.1% | TRIM −84% |
| 77 | MTBM & T BK CORP | 680 | $5,410 | 0.1% | TRIM −92% |
| 78 | VIGVANGUARD SPECIALIZED FUNDS | 395 | $4,873 | 0.1% | TRIM −92% |
| 79 | IWRISHARES TR | 810 | $4,846 | 0.1% | TRIM −84% |
| 80 | BSVVANGUARD BD INDEX FDS | 363 | $4,545 | 0.1% | NEW |
| 81 | IWMISHARES TR | 503 | $4,204 | 0.0% | TRIM −93% |
| 82 | AFLAFLAC | 251 | $4,114 | 0.0% | TRIM −94% |
| 83 | COPCONOCOPHILLIPS | 257 | $3,715 | 0.0% | TRIM −95% |
| 84 | DU PONT E I DE NEMOURS & CO | 257 | $3,480 | 0.0% | TRIM −96% |
| 85 | WMTWALMART INC | 296 | $3,447 | 0.0% | TRIM −91% |
| 86 | OMCOMNICOM GROUP INC | 240 | $3,099 | 0.0% | NEW |
| 87 | NEENEXTERA ENERGY INC | 327 | $3,080 | 0.0% | TRIM −89% |
| 88 | BAXBAXTER INTERNATIONAL | 222 | $3,026 | 0.0% | NEW |
| 89 | SYKSTRYKER CORPORATION | 283 | $3,004 | 0.0% | TRIM −95% |
| 90 | SLBSCHLUMBERGER LTD | 256 | $3,000 | 0.0% | TRIM −93% |
| 91 | IGSBISHARES TR | 290 | $2,761 | 0.0% | TRIM −89% |
| 92 | NSCNORFOLK SOUTHN CORP | 281 | $2,559 | 0.0% | TRIM −90% |
| 93 | BLKBLACKROCK INC | 899 | $2,514 | 0.0% | TRIM −64% |
| 94 | PPGPPG INDS INC | 555 | $2,400 | 0.0% | TRIM −77% |
| 95 | MCDMCDONALDS CORP | 221 | $2,361 | 0.0% | TRIM −91% |
| 96 | IWNISHARES TR | 234 | $2,297 | 0.0% | TRIM −90% |
| 97 | VDEVANGUARD WORLD FD | 242 | $2,170 | 0.0% | TRIM −90% |
| 98 | CBCHUBB CORP | 224 | $2,168 | 0.0% | TRIM −90% |
| 99 | UPSUNITED PARCEL SERVICE INC | 237 | $2,127 | 0.0% | TRIM −90% |
| 100 | Berkshire Hathaway Inc | 315 | $2,101 | 0.0% | TRIM −85% |
| 101 | AMPAMERIPRISE FINL INC | 278 | $2,100 | 0.0% | TRIM −87% |
| 102 | TIME WARNER CABLE INC | 303 | $1,992 | 0.0% | TRIM −85% |
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