Highmount Capital, LLC

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CIK 1453819

13F portfolio (2015-Q2)

$391M

Positions

128

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2015-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2015-Q2)

Holdings

128

Top 5

31.4%

Top 10

45.8%

Effective N

24.9

HHI

0.040

This quarter

5 new · 0 exit →

By sector

Unclassified67.6%

Information Technology7.3%

Health Care6.7%

Financials4.1%

Energy3.7%

Industrials2.9%

Consumer Discretionary2.7%

Consumer Staples2.4%

Other2.6%

By market cap

Unknown68.6%

Large ($10–200B)17.1%

Mega (>$200B)13.8%

Mid ($2–10B)0.6%

By region

Other67.6%

North America31.4%

Europe0.9%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	67.74%	59
Pharmaceuticals & Biotechnology	5.10%	8
Oil, Gas & Consumable Fuels	3.65%	5
Technology Hardware & Equipment	2.86%	4
Software	2.82%	4
Banks	2.73%	5
Specialty Retail	2.02%	4
Beverages	1.47%	2
Insurance	0.95%	2
Health Care Providers & Services	0.92%	1
Electrical Equipment & Components	0.89%	2
Chemicals	0.85%	3
Aerospace & Defense	0.79%	3
Food Products	0.77%	2
Health Care Equipment & Supplies	0.74%	2
Hotels, Restaurants & Leisure	0.64%	3
Life Sciences Tools & Services	0.62%	1
Machinery	0.60%	4
Software & IT Services	0.56%	1
Equity Real Estate Investment Trusts (REITs)	0.50%	2
Paper & Forest Products	0.50%	1
Metals & Mining	0.44%	1
Commercial Services & Supplies	0.42%	1
Road & Rail	0.40%	1
Capital Markets	0.35%	2
Diversified Telecommunication Services	0.25%	2
Communications Equipment	0.17%	1
Food & Staples Retailing	0.14%	1
Entertainment	0.09%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	15.81%
2	MDY	SPDR S&P MIDCAP 400 ETF TR	Unclassified	4.17%
3	AAXJ	ISHARES TR	Unclassified	4.05%
4	KYN	KAYNE ANDERSON ENERGY INFRST	Unclassified	3.93%
5	HEFA	ISHARES CURRENCY HEDGED MSCI EAFE ETF	Unclassified	3.44%
6	VTI	VANGUARD INDEX FDS	Unclassified	3.24%
7	ARCC	ARES CAPITAL CORP	Unclassified	3.11%
8	REZ	IShares Residential Real Estate Capped ETF	Unclassified	2.83%
9	IWV	ISHARES TR	Unclassified	2.80%
10	AAPL	Apple Inc.	Information Technology	2.41%

70/128 names classified · sector 32.4% of weight · industry 32.3% · mkt cap 31.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 9 quarters

Information TechnologyAAPL, MSFT, QCOM, ORCL, ADSK · other

Health CarePFE, JNJ, ZTS, BMY, FMS · other

FinancialsJPM, C, CBSH, IVZ, AXP · other

EnergySLB, XOM, OXY, COP, VLO · other

IndustrialsMMM, FLR, WM, TEX, RSG · other

Consumer DiscretionaryHD, TGT, AMZN, LVS, WYNN · other

Consumer StaplesPEP, KO, SJM, CVS, ABEV · other

MaterialsPG, KMB, GLW, APD, VALE · other

Real EstateCPT, ESS

Communication ServicesT, VZ, DIS

UtilitiesD, SRE

UnclassifiedSPY, KYN, ARCC, TYG, IWO · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 32.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2015-Q2), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 31% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (68 classified)Highmount Capital, LLC centroid (Large Core)

Information TechnologyHealth CareFinancialsEnergyIndustrialsConsumer DiscretionaryConsumer StaplesMaterialsReal EstateCommunication Services

Style box summary for Highmount Capital, LLC: centroid Large Core. Heaviest cells: Large Value 10.7%, Large Core 7.0%, Large Growth 6.0%.

Classified: 31.3% of book weight (68/99 names) · unclassified 68.7%: SPY, , MDY, AAXJ, KYN, HEFA, VTI, ARCC, REZ, IWV +21 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 128 positions (2015-Q2) · largest first · Δ vs 2015-Q1

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	300,035	$62M	15.8%	HOLD
2	MDYSPDR S&P MIDCAP 400 ETF TR	59,621	$16M	4.2%	ADD 8%
3	AAXJISHARES TR	251,015	$16M	4.0%	HOLD
4	KYNKAYNE ANDERSON ENERGY INFRST	499,810	$15M	3.9%	HOLD
5	HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF	491,630	$13M	3.4%	TRIM −6%
6	VTIVANGUARD INDEX FDS	118,362	$13M	3.2%	HOLD
7	ARCCARES CAPITAL CORP	738,015	$12M	3.1%	HOLD
8	REZIShares Residential Real Estate Capped ETF	197,225	$11M	2.8%	HOLD
9	IWVISHARES TR	88,125	$11M	2.8%	TRIM −2%
10	AAPLAPPLE INC	75,080	$9M	2.4%	HOLD
11	TYGTortoise Energy Infrastructure	254,059	$9M	2.4%	HOLD
12	IJHISHARES TR	46,800	$7M	1.8%	ADD 17%
13	GBDCGOLUB CAP BDC INC	380,322	$6M	1.6%	HOLD
14	MSFTMICROSOFT CORP	141,584	$6M	1.6%	ADD 2%
15	VWOVANGUARD INTL EQUITY INDEX F	137,439	$6M	1.4%	HOLD
16	UNITED TECHNOLOGIES CORP	50,513	$6M	1.4%	HOLD
17	PFEPFIZER INC	164,403	$6M	1.4%	HOLD
18	IVVISHARES TR	24,690	$5M	1.3%	ADD 25%
19	HDHOME DEPOT INC	44,330	$5M	1.3%	HOLD
20	JPMJPMORGAN CHASE & CO	72,122	$5M	1.3%	TRIM −4%
21	PEPPEPSICO INC	51,768	$5M	1.2%	HOLD
22	OXYOCCIDENTAL PETE CORP	57,597	$4M	1.1%	ADD 4%
23	XOMEXXON MOBIL CORP	50,445	$4M	1.1%	HOLD
24	VEAVANGUARD TAX-MANAGED FDS	100,725	$4M	1.0%	ADD 6%
25	YAHOO INC	100,220	$4M	1.0%	ADD 4%
26	SLBSCHLUMBERGER LTD	45,620	$4M	1.0%	TRIM −3%
27	EDIVSPDR INDEX SHS FDS	115,110	$4M	1.0%	ADD 228%
28	FMSFRESENIUS MED CARE AG&CO KGA	86,605	$4M	0.9%	HOLD
29	ABBVABBVIE INC	52,307	$4M	0.9%	ADD 1074%
30	JNJJOHNSON & JOHNSON	35,214	$3M	0.9%	ADD 3%
31	E M C CORP MASS	126,800	$3M	0.9%	HOLD
32	ZTSZOETIS INC	64,921	$3M	0.8%	TRIM −20%
33	CCITIGROUP INC	56,522	$3M	0.8%	HOLD
34	VCSHVANGUARD SCOTTSDALE FDS	37,735	$3M	0.8%	TRIM −7%
35	PINNACLE FOODS INC DEL	65,766	$3M	0.8%	HOLD
36	GOOGLE INC	5,381	$3M	0.7%	ADD 14%
37	SJMSMUCKER J M CO	25,615	$3M	0.7%	ADD 14%
38	ADSKAUTODESK INC	54,105	$3M	0.7%	HOLD
39	MICHAEL KORS HLDGS LTD	62,745	$3M	0.7%	NEW
40	MMM3M CO	16,645	$3M	0.7%	ADD 5%
41	AAGILENT TECHNOLOGIES INC	62,380	$2M	0.6%	HOLD
42	BLWBLACKROCK LTD DURATION INCOM	157,345	$2M	0.6%	TRIM −13%
43	ADPAUTOMATIC DATA PROCESSING IN	27,507	$2M	0.6%	ADD 3%
44	EMREMERSON ELEC CO	39,610	$2M	0.6%	ADD 6%
45	POWERSHARES ETF TRUST II	91,850	$2M	0.6%	ADD 72%
46	CBSHCOMMERCE BANCSHARES INC	45,900	$2M	0.5%	HOLD
47	BMYBRISTOL-MYERS SQUIBB CO	31,779	$2M	0.5%	HOLD
48	AIGAMERICAN INTL GROUP INC	33,740	$2M	0.5%	HOLD
49	DU PONT E I DE NEMOURS & CO	30,695	$2M	0.5%	ADD 5%
50	KMBKIMBERLY-CLARK CORP	18,483	$2M	0.5%	HOLD
51	MONSANTO CO NEW	17,978	$2M	0.5%	TRIM −50%
52	AMZNAMAZON COM INC	4,354	$2M	0.5%	ADD 10%
53	GLWCORNING INC	86,310	$2M	0.4%	ADD 7%
54	WMWASTE MGMT INC DEL	35,695	$2M	0.4%	ADD 6%
55	ORCLORACLE CORP	40,989	$2M	0.4%	HOLD
56	PGPROCTER AND GAMBLE CO	20,641	$2M	0.4%	HOLD
57	TRVTRAVELERS COMPANIES INC	16,625	$2M	0.4%	ADD 7%
58	VTVANGUARD INTL EQUITY INDEX F	25,920	$2M	0.4%	TRIM −21%
59	AMERICAN CAMPUS CMNTYS INC	41,425	$2M	0.4%	HOLD
60	UPSUNITED PARCEL SERVICE INC	16,040	$2M	0.4%	ADD 11%
61	IJRISHARES TR	12,871	$2M	0.4%	ADD 5%
62	ESSEssex Property Trust	7,050	$1M	0.4%	TRIM −3%
63	LMTLOCKHEED MARTIN CORP	7,806	$1M	0.4%	HOLD
64	HONHONEYWELL INTL INC	14,127	$1M	0.4%	ADD 9%
65	APDAIR PRODS & CHEMS INC	10,265	$1M	0.4%	ADD 3%
66	CATCATERPILLAR INC	16,179	$1M	0.4%	ADD 14%
67	COPCONOCOPHILLIPS	22,210	$1M	0.3%	ADD 8%
68	POTASH CORP OF SASKATCHEWAN	42,885	$1M	0.3%	ADD 12%
69	GEGENERAL ELECTRIC CO	48,356	$1M	0.3%	HOLD
70	CANTEL MED CORP	23,632	$1M	0.3%	HOLD
71	IWMISHARES TR	9,960	$1M	0.3%	HOLD
72	AMGNAMGEN INC	7,780	$1M	0.3%	HOLD
73	IBMINTERNATIONAL BUSINESS MACHS	7,221	$1M	0.3%	TRIM −2%
74	LVSLAS VEGAS SANDS CORP	22,115	$1M	0.3%	NEW
75	WYNNWYNN RESORTS LTD	11,305	$1M	0.3%	NEW
76	CELGENE CORP	8,565	$991,000	0.3%	HOLD
77	INVESCO WATER RESOURCES ETF	37,750	$942,000	0.2%	TRIM −2%
78	KOCOCA COLA CO	22,751	$893,000	0.2%	TRIM −4%
79	VanEck Vectors Agribusiness Etf	16,075	$886,000	0.2%	HOLD
80	TRIANGLE CAP CORP	35,440	$831,000	0.2%	TRIM −7%
81	GSGOLDMAN SACHS GROUP INC	3,771	$787,000	0.2%	HOLD
82	CSWCCapital Southwest Corp.	14,648	$731,000	0.2%	HOLD
83	TGTTARGET CORP	8,445	$689,000	0.2%	TRIM −38%
84	QCOMQUALCOMM INC	10,640	$666,000	0.2%	TRIM −3%
85	POWERSHARES ETF TRUST	20,850	$635,000	0.2%	HOLD
86	IVZINVESCO LTD	15,585	$584,000	0.1%	TRIM −25%
87	BONDPIMCO ETF TR	5,355	$573,000	0.1%	ADD 181%
88	ITWILLINOIS TOOL WKS INC	6,045	$555,000	0.1%	HOLD
89	WALGREENS BOOTS ALLIANCE INC	6,550	$553,000	0.1%	HOLD
90	CVSCVS HEALTH CORP	5,250	$551,000	0.1%	HOLD
91	EXPRESS SCRIPTS HLDG CO	6,086	$541,000	0.1%	HOLD
92	MRKMERCK & CO INC	9,432	$537,000	0.1%	HOLD
93	IWOISHARES TR	3,450	$533,000	0.1%	HOLD
94	XENITH BANKSHARES INC	87,000	$523,000	0.1%	HOLD
95	TAT&T INC	14,604	$517,000	0.1%	TRIM −20%
96	ANADARKO PETE CORP	6,590	$514,000	0.1%	HOLD
97	GILDGILEAD SCIENCES INC	4,200	$492,000	0.1%	HOLD
98	VZVERIZON COMMUNICATIONS INC	10,262	$478,000	0.1%	HOLD
99	CPTCAMDEN PPTY TR	6,298	$468,000	0.1%	TRIM −68%
100	COMCAST CORP NEW	7,550	$453,000	0.1%	HOLD
101	TYLTYLER TECHNOLOGIES INC	3,269	$423,000	0.1%	HOLD
102	BRK.BBERKSHIRE HATHAWAY INC DEL	3,087	$420,000	0.1%	HOLD
103	WMTWALMART INC	5,615	$398,000	0.1%	TRIM −2%
104	DEMWISDOMTREE TR	8,883	$386,000	0.1%	TRIM −83%
105	POWERSHARES ETF TR II	30,300	$385,000	0.1%	HOLD
106	ROYAL DUTCH SHELL PLC	6,456	$368,000	0.1%	TRIM −5%
107	CSCOCISCO SYS INC	13,187	$362,000	0.1%	HOLD
108	DISDISNEY WALT CO	3,173	$362,000	0.1%	TRIM −5%
109	DVYISHARES TR	4,350	$327,000	0.1%	HOLD
110	ZBHZIMMER BIOMET HOLDINGS INC	2,997	$327,000	0.1%	HOLD
111	CLCOLGATE PALMOLIVE CO	4,805	$314,000	0.1%	HOLD
112	CVXCHEVRON CORP NEW	3,023	$292,000	0.1%	HOLD
113	PNCPNC FINL SVCS GROUP INC	3,039	$291,000	0.1%	HOLD
114	VIGVANGUARD SPECIALIZED FUNDS	3,700	$291,000	0.1%	HOLD
115	ProShares Ultra Short 20 Treasury	5,816	$290,000	0.1%	HOLD
116	INDEXIQ ET	10,000	$282,000	0.1%	HOLD
117	SPROTT PHYSICAL GOLD SILVER	22,800	$266,000	0.1%	HOLD
118	POWERSHARES ETF TRUST	48,000	$260,000	0.1%	HOLD
119	LQDISHARES TR	2,200	$255,000	0.1%	TRIM −5%
120	MDLZMONDELEZ INTL INC	5,889	$242,000	0.1%	TRIM −7%
121	MCDMCDONALDS CORP	2,518	$239,000	0.1%	TRIM −10%
122	APACHE CORP	3,973	$229,000	0.1%	HOLD
123	XYLXYLEM INC	5,737	$213,000	0.1%	HOLD
124	HARRIS CORP DEL	2,733	$210,000	0.1%	HOLD
125	PIIPOLARIS INC	1,400	$207,000	0.1%	NEW
126	ROPROPER TECHNOLOGIES INC	1,200	$207,000	0.1%	HOLD
127	WFCWELLS FARGO CO NEW	3,649	$205,000	0.1%	NEW
128	PHPARKER-HANNIFIN CORP	1,755	$204,000	0.1%	HOLD

☆Highmount Capital, LLC