AFAM CAPITAL, INC.

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CIK 1167495

13F portfolio (2018-Q3)

$718M

Positions

154

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2018-Q3)

Holdings

154

Top 5

10.5%

Top 10

18.8%

Effective N

99.6

HHI

0.010

This quarter

7 new · 0 exit →

By sector

Unclassified22.5%

Financials14.9%

Industrials14.0%

Information Technology13.6%

Health Care8.7%

Consumer Discretionary7.9%

Materials6.5%

Communication Services5.5%

Other6.4%

By market cap

Large ($10–200B)41.0%

Unknown24.9%

Mega (>$200B)24.5%

Mid ($2–10B)9.6%

By region

North America75.5%

Other22.5%

Europe1.6%

Asia-Pacific0.3%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	22.61%	56
Banks	11.22%	14
Pharmaceuticals & Biotechnology	7.43%	8
Technology Hardware & Equipment	6.19%	5
Machinery	5.81%	6
Specialty Retail	4.30%	7
Semiconductors & Semiconductor Equipment	3.31%	4
Software	3.21%	2
Chemicals	3.18%	4
Insurance	2.91%	5
Metals & Mining	2.19%	3
Airlines	2.12%	3
Equity Real Estate Investment Trusts (REITs)	2.04%	3
Food Products	1.86%	2
Oil, Gas & Consumable Fuels	1.70%	4
Entertainment	1.70%	1
Marine	1.67%	2
Road & Rail	1.64%	1
Diversified Telecommunication Services	1.48%	3
Media & Entertainment	1.23%	1
Health Care Equipment & Supplies	1.23%	2
Textiles, Apparel & Luxury Goods	1.20%	1
Software & IT Services	1.08%	2
Paper & Forest Products	1.08%	2
Commercial Services & Supplies	1.07%	1
Construction & Engineering	1.06%	2
Automobiles & Components	1.02%	2
Communications Equipment	0.93%	1
Household Durables	0.85%	1
Food & Staples Retailing	0.79%	2
Capital Markets	0.70%	1
Aerospace & Defense	0.60%	1
Distributors	0.58%	2

Top holdings

#	Ticker	Name	Sector	Weight
1	AAPL	Apple Inc.	Information Technology	2.58%
2		AETNA INC NEW	Unclassified	2.12%
3	MSFT	MICROSOFT CORP	Information Technology	2.10%
4	CSCO	CISCO SYSTEMS, INC.	Information Technology	1.95%
5	JPM	JPMORGAN CHASE & CO	Financials	1.78%
6	GLW	CORNING INC /NY	Materials	1.74%
7	DIS	Walt Disney Co	Communication Services	1.70%
8	NSC	NORFOLK SOUTHERN CORP	Industrials	1.64%
9	AMGN	AMGEN INC	Health Care	1.64%
10	INTC	INTEL CORP	Information Technology	1.54%

99/154 names classified · sector 77.5% of weight · industry 77.4% · mkt cap 75.1%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 22 quarters

IndustrialsRCL, MAN, NSC, ETN, WM · other

FinancialsJPM, PRU, PNC, BAC, AMP · other

Information TechnologyAAPL, MSFT, CSCO, INTC, NVDA · other

Health CareAMGN, JNJ, ABT, GILD, NVS · other

Consumer DiscretionaryWHR, WMT, AEO, TPR, HAS · other

MaterialsGLW, CE, GT, KMB, FCX · other

Communication ServicesDIS, CMCSA, NTTYY, VZ, GOOG · other

Consumer StaplesADM, TSN, CVS, PETS, CAG · other

EnergyXOM, HAL, E, OII, SLB

UtilitiesETR, CWT, DUK, EXC

Real EstateDLR, REG, RYN, KIM, RITM

UnclassifiedFLOT, BSV, VCIT, MBB, SJNK · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 77.5% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2018-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

holdings, colored by sector (88 classified)AFAM CAPITAL, INC. centroid (Mid Core)

Information TechnologyIndustrialsFinancialsHealth CareConsumer DiscretionaryMaterialsCommunication ServicesConsumer StaplesEnergyReal Estate

Style box summary for AFAM CAPITAL, INC.: centroid Mid Core. Heaviest cells: Large Value 18.0%, Large Growth 14.3%, Large Core 14.0%.

Classified: 72.7% of book weight (88/126 names) · unclassified 27.3%: , ING, FLOT, SNY, FLR, CM, SHV, NTTYY, REG, SHY +28 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 154 positions (2018-Q3) · largest first · Δ vs 2018-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	AAPLAPPLE INC	81,954	$19M	2.6%	TRIM −4%
2	AETNA INC NEW	75,142	$15M	2.1%	HOLD
3	MSFTMICROSOFT CORP	131,670	$15M	2.1%	HOLD
4	CSCOCISCO SYS INC	288,405	$14M	2.0%	HOLD
5	JPMJPMORGAN CHASE & CO	113,361	$13M	1.8%	HOLD
6	GLWCORNING INC	354,602	$13M	1.7%	TRIM −3%
7	DISDISNEY WALT CO	104,576	$12M	1.7%	HOLD
8	NSCNORFOLK SOUTHN CORP	65,353	$12M	1.6%	HOLD
9	AMGNAMGEN INC	56,831	$12M	1.6%	HOLD
10	INTCINTEL CORP	233,725	$11M	1.5%	TRIM −3%
11	RCLROYAL CARIBBEAN GROUP	81,255	$11M	1.5%	HOLD
12	ABTABBOTT LABS	134,553	$10M	1.4%	HOLD
13	CECELANESE CORP DEL	84,186	$10M	1.3%	HOLD
14	ETNEATON CORP PLC	110,411	$10M	1.3%	HOLD
15	DEDEERE & CO	59,464	$9M	1.2%	HOLD
16	CMCSACOMCAST CORP NEW	249,810	$9M	1.2%	ADD 2%
17	CATCATERPILLAR INC	57,967	$9M	1.2%	HOLD
18	ADMARCHER DANIELS MIDLAND CO	173,205	$9M	1.2%	HOLD
19	TPRTAPESTRY INC	171,506	$9M	1.2%	HOLD
20	PRUPRUDENTIAL FINL INC	84,899	$9M	1.2%	HOLD
21	JNJJOHNSON & JOHNSON	60,111	$8M	1.2%	HOLD
22	M D C HLDGS INC	275,070	$8M	1.1%	HOLD
23	ORCLORACLE CORP	155,585	$8M	1.1%	HOLD
24	BACBANK AMERICA CORP	267,436	$8M	1.1%	HOLD
25	DLRDIGITAL RLTY TR INC	68,500	$8M	1.1%	HOLD
26	MANMANPOWERGROUP INC WIS	89,568	$8M	1.1%	ADD 4%
27	FDXFEDEX CORP	31,500	$8M	1.1%	ADD 2%
28	WMTWALMART INC	79,359	$7M	1.0%	HOLD
29	IBMINTERNATIONAL BUSINESS MACHS	49,197	$7M	1.0%	HOLD
30	PNCPNC FINL SVCS GROUP INC	54,269	$7M	1.0%	HOLD
31	GOOGALPHABET INC	6,158	$7M	1.0%	HOLD
32	COFCAPITAL ONE FINL CORP	75,419	$7M	1.0%	HOLD
33	KSSKOHLS CORP	94,103	$7M	1.0%	HOLD
34	QCOMQUALCOMM INC	93,077	$7M	0.9%	HOLD
35	SEAGATE TECHNOLOGY PLC	141,210	$7M	0.9%	ADD 4%
36	ONBOLD NATL BANCORP IND	343,143	$7M	0.9%	ADD 2%
37	LOWLOWES COS INC	56,389	$6M	0.9%	HOLD
38	DALDELTA AIR LINES INC	111,109	$6M	0.9%	HOLD
39	ZBHZIMMER BIOMET HOLDINGS INC	48,260	$6M	0.9%	ADD 3%
40	BNYBANK NEW YORK MELLON CORP	124,395	$6M	0.9%	HOLD
41	CMICUMMINS INC	43,207	$6M	0.9%	ADD 8%
42	BIIBBIOGEN INC	17,777	$6M	0.9%	HOLD
43	FITBFIFTH THIRD BANCORP	224,145	$6M	0.9%	ADD 3%
44	TGTTARGET CORP	69,203	$6M	0.8%	HOLD
45	WHRWHIRLPOOL CORP	51,220	$6M	0.8%	HOLD
46	KMBKIMBERLY-CLARK CORP	52,936	$6M	0.8%	HOLD
47	XOMEXXON MOBIL CORP	70,280	$6M	0.8%	ADD 10%
48	HOLLYFRONTIER CORP	85,398	$6M	0.8%	HOLD
49	NATIONAL OILWELL VARCO INC	138,025	$6M	0.8%	HOLD
50	GMGENERAL MTRS CO	173,276	$6M	0.8%	ADD 3%
51	SHIRE PLC	31,862	$6M	0.8%	HOLD
52	GTGOODYEAR TIRE & RUBR CO	246,261	$6M	0.8%	ADD 6%
53	LRCXLAM RESEARCH	37,889	$6M	0.8%	ADD 13%
54	BB&T CORP	117,757	$6M	0.8%	HOLD
55	AXSAXIS CAP HLDGS LTD	94,036	$5M	0.8%	HOLD
56	GILDGILEAD SCIENCES INC	69,146	$5M	0.7%	HOLD
57	WFCWELLS FARGO CO NEW	100,872	$5M	0.7%	HOLD
58	MUMICRON TECHNOLOGY INC	114,983	$5M	0.7%	NEW
59	METMETLIFE INC	110,437	$5M	0.7%	HOLD
60	INGING GROEP N.V.	394,429	$5M	0.7%	ADD 5%
61	GSGOLDMAN SACHS GROUP INC	22,425	$5M	0.7%	ADD 4%
62	MARVELL TECHNOLOGY GROUP LTD	258,984	$5M	0.7%	ADD 2%
63	SYMANTEC CORP	233,712	$5M	0.7%	HOLD
64	MOSMOSAIC CO NEW	151,765	$5M	0.7%	ADD 2%
65	JUNIPER NETWORKS INC COM	164,381	$5M	0.7%	ADD 3%
66	CCITIGROUP INC	68,491	$5M	0.7%	ADD 4%
67	WRKCO INC	88,471	$5M	0.7%	NEW
68	TSNTYSON FOODS INC	78,644	$5M	0.7%	ADD 2%
69	VZVERIZON COMMUNICATIONS INC	87,071	$5M	0.6%	ADD 3%
70	TOTALENERGIES SE	70,446	$5M	0.6%	ADD 2%
71	FLOTISHARES TR	88,077	$4M	0.6%	ADD 3%
72	SNYSANOFI SA	99,218	$4M	0.6%	ADD 2%
73	FLRFLUOR CORP NEW	75,492	$4M	0.6%	ADD 4%
74	TRNTRINITY INDS INC	116,651	$4M	0.6%	HOLD
75	BHEBENCHMARK ELECTRS INC	182,398	$4M	0.6%	HOLD
76	CMCANADIAN IMPERIAL BANK OF CO	45,295	$4M	0.6%	ADD 2%
77	SHVISHARES TR	37,897	$4M	0.6%	ADD 21%
78	NTTYYNTT INC	92,325	$4M	0.6%	ADD 3%
79	REGREGENCY CTRS CORP	63,515	$4M	0.6%	ADD 2%
80	PFEPFIZER INC	91,402	$4M	0.6%	HOLD
81	CVSCVS HEALTH CORP	44,964	$4M	0.5%	HOLD
82	HALHALLIBURTON CO	83,411	$3M	0.5%	HOLD
83	SHYISHARES TR	40,278	$3M	0.5%	TRIM −3%
84	MRKMERCK & CO INC	46,945	$3M	0.5%	ADD 3%
85	COHUCOHU INC	132,324	$3M	0.5%	ADD 8%
86	ROYAL DUTCH SHELL PLC	48,269	$3M	0.5%	HOLD
87	SJNKSPDR SERIES TRUST	118,058	$3M	0.5%	ADD 14%
88	JBLJabil Circuit, Inc.	119,800	$3M	0.5%	ADD 5%
89	TPCTUTOR PERINI CORP	171,342	$3M	0.4%	TRIM −4%
90	SHIP FINANCE INTERNATIONAL L	219,405	$3M	0.4%	HOLD
91	WSMWILLIAMS SONOMA INC	45,729	$3M	0.4%	HOLD
92	DSW INC	85,164	$3M	0.4%	TRIM −13%
93	KIMKIMCO RLTY CORP	168,833	$3M	0.4%	HOLD
94	MCKMCKESSON CORP	21,116	$3M	0.4%	TRIM −5%
95	NTRNUTRIEN LTD	44,775	$3M	0.4%	HOLD
96	AMERICAN RAILCAR INDUSTRIES	55,553	$3M	0.4%	ADD 3%
97	PHYSICIANS RLTY TR	149,975	$3M	0.4%	HOLD
98	MDTMEDTRONIC PLC	25,181	$2M	0.3%	HOLD
99	WALGREENS BOOTS ALLIANCE INC	32,754	$2M	0.3%	HOLD
100	AVX CORP NEW	128,891	$2M	0.3%	HOLD
101	KEYKEYCORP	115,089	$2M	0.3%	HOLD
102	BKRBAKER HUGHES COMPANY	67,635	$2M	0.3%	HOLD
103	ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS	102,325	$2M	0.3%	ADD 8%
104	NEMNEWMONT CORP	75,540	$2M	0.3%	HOLD
105	FOOT LOCKER INC	44,414	$2M	0.3%	HOLD
106	BKLNINVESCO EXCH TRADED FD TR II	97,185	$2M	0.3%	ADD 14%
107	EMBISHARES TR	20,762	$2M	0.3%	TRIM −9%
108	SIEGYSiemens AG ADR	34,508	$2M	0.3%	ADD 2%
109	SYFSYNCHRONY FINANCIAL	69,658	$2M	0.3%	ADD 45%
110	HSBCHSBC HLDGS PLC	48,682	$2M	0.3%	HOLD
111	KRKROGER CO	73,348	$2M	0.3%	HOLD
112	THDISHARES INC	22,299	$2M	0.3%	TRIM −7%
113	EWYISHARES INC MSCI STH KOR ETF	30,520	$2M	0.3%	TRIM −25%
114	GLOBAL X FDS	207,578	$2M	0.3%	ADD 38%
115	EWMISHARES INC	63,680	$2M	0.3%	ADD 46%
116	EPUISHARES TR	53,788	$2M	0.3%	TRIM −7%
117	YAMANA GOLD INC	764,575	$2M	0.3%	HOLD
118	TSAKOS ENERGY NAVIGATION LTD	556,541	$2M	0.3%	HOLD
119	GLOBAL X FDS	117,961	$2M	0.2%	ADD 5%
120	TAT&T INC	53,323	$2M	0.2%	HOLD
121	OIIOCEANEERING INTL INC	64,268	$2M	0.2%	ADD 3%
122	IPINTERNATIONAL PAPER CO	35,653	$2M	0.2%	ADD 5%
123	FLJPFRANKLIN TEMPLETON ETF TR	61,997	$2M	0.2%	NEW
124	ANWORTH MORTGAGE ASSET CP	358,587	$2M	0.2%	ADD 4%
125	EWCISHARES INC	55,803	$2M	0.2%	ADD 6%
126	ECHISHARES INC MSCI CHILE ETF	34,967	$2M	0.2%	TRIM −28%
127	GLOBAL X FDS	125,680	$2M	0.2%	NEW
128	EWHISHARES INC MSCI HONG KG ETF	63,477	$2M	0.2%	TRIM −21%
129	HMCHONDA MOTOR LTD	50,000	$2M	0.2%	HOLD
130	EIRLISHARES TR	33,325	$2M	0.2%	ADD 6%
131	FLMXFRANKLIN TEMPLETON ETF TR	57,406	$1M	0.2%	NEW
132	CCLCARNIVAL CORP	22,903	$1M	0.2%	HOLD
133	FLINFRANKLIN TEMPLETON ETF TR	65,678	$1M	0.2%	NEW
134	ALLALLSTATE CORP	14,330	$1M	0.2%	HOLD
135	CAHCARDINAL HEALTH INC	24,775	$1M	0.2%	ADD 27%
136	DHLGYDEUTSCHE POST AG SPONSORED ADR	34,718	$1M	0.2%	TRIM −2%
137	ALKAlaska Air Group, Inc.	17,558	$1M	0.2%	ADD 7%
138	NTAPNetApp Inc.	13,864	$1M	0.2%	TRIM −18%
139	VCSHVANGUARD SCOTTSDALE FDS	14,635	$1M	0.2%	TRIM −5%
140	IAGGISHARES TR	21,402	$1M	0.2%	ADD 18%
141	SLBSCHLUMBERGER LTD	18,329	$1M	0.2%	ADD 3%
142	BASFYBASF SE SPONSORED ADR	43,109	$958,000	0.1%	NEW
143	AXAHYAXA SA	35,603	$957,000	0.1%	HOLD
144	BHPBHP BILLITON LIMITED	18,041	$899,000	0.1%	HOLD
145	FLAGSTAR BANK NA	86,435	$896,000	0.1%	TRIM −5%
146	EWUISHARES TR	22,718	$775,000	0.1%	ADD 14%
147	SCGLYSOCIETE GENERALE SPONS ADR	89,044	$765,000	0.1%	TRIM −3%
148	EWQISHARES INC	24,032	$754,000	0.1%	ADD 6%
149	AMZNAMAZON COM INC	305	$611,000	0.1%	TRIM −3%
150	GOOGLALPHABET INC	359	$433,000	0.1%	TRIM −3%
151	BRK.BBERKSHIRE HATHAWAY INC DEL	1,999	$428,000	0.1%	HOLD
152	UNITED TECHNOLOGIES CORP	2,040	$285,000	0.0%	ADD 20%
153	BHFBRIGHTHOUSE FINL INC	5,984	$265,000	0.0%	HOLD
154	HDHOME DEPOT INC	1,250	$259,000	0.0%	HOLD

☆AFAM CAPITAL, INC.