Siebert Financial Corp (Nasdaq: SIEB), an SEC filer in Security Brokers, Dealers & Flotation Companies, closed at $2.19, +11.2%, on 2026-08-28, with a market cap of $81M as of 2026-08-27, a trailing P/E of 15.2, a return on equity of 5.9%, a net margin of 5.4% and 3-year sales growth of 23.4%. Institutional ownership, earnings history and filed financials are on the tabs below.
▾Risk registerwhich risk-factor headings appeared in which year
69 captions · 3 filings
Descriptive and within-name: this is what changed in the wording of one firm's own filings.
69 captions across 3 filings15 added36 dropped18 in every year6 of 6 10-Ks on file are cached here
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2023-12-31: Only 0 headings could be separated from the body of this filing's Item 1A (covering 0% of the section), below the 5-heading / 50%-coverage floor. This filer sets its risk captions inline rather than on their own line — the risks are there, this reading of them is not. Read the year in the document reader instead.
2024-12-31: Only 0 headings could be separated from the body of this filing's Item 1A (covering 0% of the section), below the 5-heading / 50%-coverage floor. This filer sets its risk captions inline rather than on their own line — the risks are there, this reading of them is not. Read the year in the document reader instead.
2025-12-31: Item 1A could not be bounded safely in this filing, so nothing is read from it. The item extractor suppresses a section whose boundaries are doubtful rather than report a mis-bounded one — a wrong section is a wrong reading.
The filer's own 10-K text · 6 filings readⓘ
Rows are the filing's own headings, verbatim — nothing is summarized or generated.
A blank cell means the filer did not print that heading that year — not that the risk ended.
Gates: 5+ captions · 50% of Item 1A · match at Jaccard 0.6.
▾Filing languagedocument length, negation and hedging — chart it against price on GRAPH
6 filings measured
Descriptive and within-name: this is what changed in the wording of one firm's own filings.
