NMAI

Nuveen Multi-Asset Income Fund

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CIK 1861115

$13.80

+0.15 (+1.10%)

USD · as of 2026-07-30 · marketstack

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Institutional ownership· 13F filers holding NMAI · 2026-Q1 methodology → sources →

83 holders

NOT COVEREDNUVEEN MULTI ASSET INCOME FUOutside our covered operating-company universe: we hold no company record, no SEC annual-report provenance and no cover-page share count for this line, so fundamentals and classification are unavailable. Nothing about what kind of security it is is asserted here — only the 13F register below, which is filed against its CUSIP and stands as filed.evidence ⓘ

% of shares outstanding held

—

Shares held (13F)

6,553,322

Reporting holders

% of shares outstanding not shown: no SEC cover-page share count falls within 120 days of the 2026-Q1 quarter end, so any percentage would rest on a count that cannot speak for this quarter. Holder share counts are shown as filed.

Active share of register99.5%79 active filers

Index / screened out0.5%4 filers

Reporting holders832026-Q1

Top-10 concentration73.3%

HHI0.0789

Effective holders12.7

Crowding percentile—

Crowding percentile withheld — no market cap for NMAI in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 83 of 83 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Pathstone Holdings, LLC	1,061,0641.1M	$13M	—	TRIM -13%
2	MORGAN STANLEY	987,703987,703	$12M	—	ADD 11%
3	UBS Group AG	671,354671,354	$8M	—	—
4	Penserra Capital Management LLC	540,293540,293	$7M	—	TRIM -45%
5	LPL Financial LLC	423,921423,921	$5M	—	ADD 8%
6	Heron Bay Capital Management	287,763287,763	$4M	—	—
7	ROYAL BANK OF CANADA	240,191240,191	$3M	—	ADD 23%
8	Advisors Asset Management, Inc.	235,038235,038	$3M	—	ADD 267%
9	STIFEL FINANCIAL CORP	217,083217,083	$3M	—	ADD 8%
10	Cetera Investment Advisers	138,811138,811	$2M	—	ADD 43%
11	D.A. DAVIDSON & CO.	131,230131,230	$2M	—	—
12	FIRST TRUST ADVISORS LP	112,821112,821	$1M	—	ADD 5%
13	BANK OF AMERICA CORP /DE/	87,16287,162	$1M	—	ADD 25%
14	RAYMOND JAMES FINANCIAL INC	83,90583,905	$1M	—	ADD 5%
15	OSAIC HOLDINGS, INC.	79,84079,840	$990,027	—	ADD 22%
16	Closed-End Fund Advisors, Inc.	62,83062,830	$779,092	—	ADD 11%
17	MILLENNIUM MANAGEMENT LLC	58,80958,809	$729,232	—	ADD 175%
18	Rockefeller Capital Management L.P.	58,75758,757	$728,587	—	TRIM -8%
19	Calamos Advisors LLC	57,91457,914	$718,134	—	ADD 14%
20	EVOLVE PRIVATE WEALTH, LLC	56,96256,962	$706,329	—	—
21	Cambridge Investment Research Advisors, Inc.	54,22954,229	$672,000	—	—
22	JPMORGAN CHASE & CO	51,87751,877	$625,637	—	ADD 5%
23	Hennion & Walsh Asset Management, Inc.	50,44150,441	$625,468	—	ADD 77%
24	PMG Family Office LLC	45,92645,926	$574,704	—	ADD 4%
25	ENVESTNET ASSET MANAGEMENT INC	44,44744,447	$551,140	—	NEW
26	HUB Investment Partners, LLC	43,95243,952	$545,005	—	NEW
27	NWF Advisory Services Inc.	43,56143,561	$540,156	—	ADD 8%
28	Shaker Financial Services, LLC	42,23242,232	$524,439	—	TRIM -72%
29	Private Advisor Group, LLC	40,75640,756	$505,380	—	ADD 25%
30	Janney Montgomery Scott LLC	39,40639,406	$489,000	—	—
31	Advisory Services Network, LLC	38,77438,774	$480,793	—	ADD 115%
32	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	31,50131,501	$390,612	—	TRIM -17%
33	Gladstone Institutional Advisory LLC	30,00030,000	$372,000	—	—
34	COMMONWEALTH EQUITY SERVICES, LLC	29,59729,597	$367,000	—	ADD 25%
35	Invesco Ltd.	28,27428,274	$350,598	—	ADD 96%
36	SILVERLAKE WEALTH MANAGEMENT LLC	27,47927,479	$340,742	—	—
37	MELFA WEALTH MANAGEMENT, INC.	27,30527,305	$338,582	—	—
38	HRT FINANCIAL LP	26,21026,210	$325,000	—	NEW
39	WOLVERINE ASSET MANAGEMENT LLC	25,89725,897	$321,123	—	TRIM -86%
40	HighTower Advisors, LLC	25,82825,828	$320,267	—	—
41	Fortitude Advisory Group L.L.C.	22,61822,618	$280,463	—	—
42	Integrated Wealth Concepts LLC	21,78021,780	$270,074	—	ADD 20%
43	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	20,46920,469	$257,913	—	—
44	MML INVESTORS SERVICES, LLC	17,16417,164	$212,834	—	—
45	Kestra Advisory Services, LLC	17,12817,128	$212,387	—	ADD 227%
46	Koshinski Asset Management, Inc.	16,20916,209	$200,992	—	—
47	KESTRA PRIVATE WEALTH SERVICES, LLC	13,60413,604	$168,690	—	NEW
48	Merit Financial Group, LLC	12,67912,679	$157,225	—	—
49	JANE STREET GROUP, LLC	11,84011,840	$146,816	—	ADD 15%
50	Waverly Advisors, LLC	10,72310,723	$132,971	—	NEW
51	Advisor OS, LLC	10,38910,389	$128,824	—	—
52	MAI Capital Management	5,1755,175	$64,170	—	ADD 96%
53	Towne Trust Company, N.A	4,1004,100	$50,840	—	—
54	FIFTH THIRD BANCORP	3,2863,286	$40,749	—	NEW
55	Atlantic Union Bankshares Corp	3,0513,051	$37,832	—	—
56	Steward Partners Investment Advisory, LLC	2,6842,684	$33,282	—	ADD 7%
57	Cassaday & Co Wealth Management LLC	2,5042,504	$31,050	—	NEW
58	Sound Income Strategies, LLC	1,9051,905	$24,003	—	—
59	N.E.W. Advisory Services LLC	1,6381,638	$20,311	—	ADD 125%
60	Farther Finance Advisors, LLC	1,4081,408	$17,741	—	ADD 41%
61	Keating Financial Advisory Services, Inc.	1,2971,297	$16,083	—	—
62	Axiom Investment Management LLC	1,2181,218	$15,099	—	NEW
63	WELLS FARGO & COMPANY/MN	1,0921,092	$13,537	—	TRIM -67%
64	Allworth Financial LP	1,0511,051	$13,031	—	—
65	FNY Investment Advisers, LLC	1,0001,000	$12,000	—	NEW
66	Thomas J. Herzfeld Advisors, Inc.	898898	$11,135	—	TRIM -18%
67	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	800800	$9,920	—	ADD 388%
68	Ascentis Independent Advisors	568568	$7,043	—	NEW
69	Pinnacle Wealth Planning Services, Inc.	535535	$6,634	—	—
70	CWM, LLC	500500	$6,200	—	NEW
71	CoreCap Advisors, LLC	455455	$5,642	—	—
72	DELTA ASSET MANAGEMENT LLC/TN	400400	$4,960	—	—
73	Geneos Wealth Management Inc.	381381	$4,724	—	—
74	Measured Wealth Private Client Group, LLC	364364	$4,514	—	—
75	POM Investment Strategies, LLC	345345	$4,278	—	NEW
76	WPG Advisers, LLC	235235	$2,914	—	ADD 4%
77	HARBOUR INVESTMENTS, INC.	225225	$2,790	—	NEW
78	HIGHLINE WEALTH PARTNERS LLC	225225	$2,790	—	—
79	BlackRock, Inc.	8686	$1,065	—	NEW
80	SIGNATUREFD, LLC	6464	$794	—	—
81	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	5151	$632	—	NEW
82	Root Financial Partners, LLC	3333	$409	—	NEW
83	CITIGROUP INC	22	$25	—	—

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 49 bought / 32 sold · net −529,674 shares · 5.3d of ADV

Bought49 filers

Shares: 740,642
Value: $9M
Opened: 16 · 148,752 sh
Days of ADV: 7.5d

Sold32 filers

Shares: 1,270,316
Value: $16M
Closed: 17 · 369,170 sh
Days of ADV: 12.8d

Net (all filers) −529,674 sh · $7M · −7.5% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Pathstone Holdings, LLC

283K

863K

784K

1.3M

1.2M

1.1M

$13M

MORGAN STANLEY

611K

648K

782K

867K

893K

988K

$12M

UBS Group AG

609K

576K

583K

639K

682K

671K

$8M

Penserra Capital Management LLC

721K

890K

917K

919K

987K

540K

$7M

LPL Financial LLC

234K

272K

303K

318K

393K

424K

$5M

Heron Bay Capital Management

315K

291K

290K

288K

$4M

ROYAL BANK OF CANADA

34K

99K

258K

149K

195K

240K

$3M

Advisors Asset Management, Inc.

28K

—

64K

235K

$3M

STIFEL FINANCIAL CORP

56K

59K

63K

67K

201K

217K

$3M

Cetera Investment Advisers

103K

101K

89K

95K

97K

139K

$2M

D.A. DAVIDSON & CO.

30K

33K

47K

115K

131K

$2M

FIRST TRUST ADVISORS LP

65K

66K

77K

100K

107K

113K

$1M

BANK OF AMERICA CORP /DE/

50K

59K

51K

58K

70K

87K

$1M

RAYMOND JAMES FINANCIAL INC

86K

82K

81K

76K

80K

84K

$1M

OSAIC HOLDINGS, INC.

53K

62K

67K

66K

80K

$990,027

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter

Holders

Shares held

% shares out

Value held

2026-Q1

6,553,322

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

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13F

Institutional ownership· 13F filers holding NMAI · 2026-Q1 methodology → sources →

83 holders

% of shares outstanding held

—

Shares held (13F)

6,553,322

Reporting holders

Active share of register99.5%79 active filers

Index / screened out0.5%4 filers

Reporting holders832026-Q1

Top-10 concentration73.3%

HHI0.0789

Effective holders12.7

Crowding percentile—

Crowding percentile withheld — no market cap for NMAI in the served universe — the cohort is size-matched, and an unmatched percentile would compare a micro-cap register to a mega-cap one.

Top holders

largest 83 of 83 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	Pathstone Holdings, LLC	1,061,0641.1M	$13M	—	TRIM -13%
2	MORGAN STANLEY	987,703987,703	$12M	—	ADD 11%
3	UBS Group AG	671,354671,354	$8M	—	—
4	Penserra Capital Management LLC	540,293540,293	$7M	—	TRIM -45%
5	LPL Financial LLC	423,921423,921	$5M	—	ADD 8%
6	Heron Bay Capital Management	287,763287,763	$4M	—	—
7	ROYAL BANK OF CANADA	240,191240,191	$3M	—	ADD 23%
8	Advisors Asset Management, Inc.	235,038235,038	$3M	—	ADD 267%
9	STIFEL FINANCIAL CORP	217,083217,083	$3M	—	ADD 8%
10	Cetera Investment Advisers	138,811138,811	$2M	—	ADD 43%
11	D.A. DAVIDSON & CO.	131,230131,230	$2M	—	—
12	FIRST TRUST ADVISORS LP	112,821112,821	$1M	—	ADD 5%
13	BANK OF AMERICA CORP /DE/	87,16287,162	$1M	—	ADD 25%
14	RAYMOND JAMES FINANCIAL INC	83,90583,905	$1M	—	ADD 5%
15	OSAIC HOLDINGS, INC.	79,84079,840	$990,027	—	ADD 22%
16	Closed-End Fund Advisors, Inc.	62,83062,830	$779,092	—	ADD 11%
17	MILLENNIUM MANAGEMENT LLC	58,80958,809	$729,232	—	ADD 175%
18	Rockefeller Capital Management L.P.	58,75758,757	$728,587	—	TRIM -8%
19	Calamos Advisors LLC	57,91457,914	$718,134	—	ADD 14%
20	EVOLVE PRIVATE WEALTH, LLC	56,96256,962	$706,329	—	—
21	Cambridge Investment Research Advisors, Inc.	54,22954,229	$672,000	—	—
22	JPMORGAN CHASE & CO	51,87751,877	$625,637	—	ADD 5%
23	Hennion & Walsh Asset Management, Inc.	50,44150,441	$625,468	—	ADD 77%
24	PMG Family Office LLC	45,92645,926	$574,704	—	ADD 4%
25	ENVESTNET ASSET MANAGEMENT INC	44,44744,447	$551,140	—	NEW
26	HUB Investment Partners, LLC	43,95243,952	$545,005	—	NEW
27	NWF Advisory Services Inc.	43,56143,561	$540,156	—	ADD 8%
28	Shaker Financial Services, LLC	42,23242,232	$524,439	—	TRIM -72%
29	Private Advisor Group, LLC	40,75640,756	$505,380	—	ADD 25%
30	Janney Montgomery Scott LLC	39,40639,406	$489,000	—	—
31	Advisory Services Network, LLC	38,77438,774	$480,793	—	ADD 115%
32	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	31,50131,501	$390,612	—	TRIM -17%
33	Gladstone Institutional Advisory LLC	30,00030,000	$372,000	—	—
34	COMMONWEALTH EQUITY SERVICES, LLC	29,59729,597	$367,000	—	ADD 25%
35	Invesco Ltd.	28,27428,274	$350,598	—	ADD 96%
36	SILVERLAKE WEALTH MANAGEMENT LLC	27,47927,479	$340,742	—	—
37	MELFA WEALTH MANAGEMENT, INC.	27,30527,305	$338,582	—	—
38	HRT FINANCIAL LP	26,21026,210	$325,000	—	NEW
39	WOLVERINE ASSET MANAGEMENT LLC	25,89725,897	$321,123	—	TRIM -86%
40	HighTower Advisors, LLC	25,82825,828	$320,267	—	—
41	Fortitude Advisory Group L.L.C.	22,61822,618	$280,463	—	—
42	Integrated Wealth Concepts LLC	21,78021,780	$270,074	—	ADD 20%
43	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	20,46920,469	$257,913	—	—
44	MML INVESTORS SERVICES, LLC	17,16417,164	$212,834	—	—
45	Kestra Advisory Services, LLC	17,12817,128	$212,387	—	ADD 227%
46	Koshinski Asset Management, Inc.	16,20916,209	$200,992	—	—
47	KESTRA PRIVATE WEALTH SERVICES, LLC	13,60413,604	$168,690	—	NEW
48	Merit Financial Group, LLC	12,67912,679	$157,225	—	—
49	JANE STREET GROUP, LLC	11,84011,840	$146,816	—	ADD 15%
50	Waverly Advisors, LLC	10,72310,723	$132,971	—	NEW
51	Advisor OS, LLC	10,38910,389	$128,824	—	—
52	MAI Capital Management	5,1755,175	$64,170	—	ADD 96%
53	Towne Trust Company, N.A	4,1004,100	$50,840	—	—
54	FIFTH THIRD BANCORP	3,2863,286	$40,749	—	NEW
55	Atlantic Union Bankshares Corp	3,0513,051	$37,832	—	—
56	Steward Partners Investment Advisory, LLC	2,6842,684	$33,282	—	ADD 7%
57	Cassaday & Co Wealth Management LLC	2,5042,504	$31,050	—	NEW
58	Sound Income Strategies, LLC	1,9051,905	$24,003	—	—
59	N.E.W. Advisory Services LLC	1,6381,638	$20,311	—	ADD 125%
60	Farther Finance Advisors, LLC	1,4081,408	$17,741	—	ADD 41%
61	Keating Financial Advisory Services, Inc.	1,2971,297	$16,083	—	—
62	Axiom Investment Management LLC	1,2181,218	$15,099	—	NEW
63	WELLS FARGO & COMPANY/MN	1,0921,092	$13,537	—	TRIM -67%
64	Allworth Financial LP	1,0511,051	$13,031	—	—
65	FNY Investment Advisers, LLC	1,0001,000	$12,000	—	NEW
66	Thomas J. Herzfeld Advisors, Inc.	898898	$11,135	—	TRIM -18%
67	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	800800	$9,920	—	ADD 388%
68	Ascentis Independent Advisors	568568	$7,043	—	NEW
69	Pinnacle Wealth Planning Services, Inc.	535535	$6,634	—	—
70	CWM, LLC	500500	$6,200	—	NEW
71	CoreCap Advisors, LLC	455455	$5,642	—	—
72	DELTA ASSET MANAGEMENT LLC/TN	400400	$4,960	—	—
73	Geneos Wealth Management Inc.	381381	$4,724	—	—
74	Measured Wealth Private Client Group, LLC	364364	$4,514	—	—
75	POM Investment Strategies, LLC	345345	$4,278	—	NEW
76	WPG Advisers, LLC	235235	$2,914	—	ADD 4%
77	HARBOUR INVESTMENTS, INC.	225225	$2,790	—	NEW
78	HIGHLINE WEALTH PARTNERS LLC	225225	$2,790	—	—
79	BlackRock, Inc.	8686	$1,065	—	NEW
80	SIGNATUREFD, LLC	6464	$794	—	—
81	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	5151	$632	—	NEW
82	Root Financial Partners, LLC	3333	$409	—	NEW
83	CITIGROUP INC	22	$25	—	—

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Buyers & sellers2026-Q1 vs 2025-Q4 · 49 bought / 32 sold · net −529,674 shares · 5.3d of ADV

Bought49 filers

Shares: 740,642
Value: $9M
Opened: 16 · 148,752 sh
Days of ADV: 7.5d

Sold32 filers

Shares: 1,270,316
Value: $16M
Closed: 17 · 369,170 sh
Days of ADV: 12.8d

Net (all filers) −529,674 sh · $7M · −7.5% of the prior register

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

Pathstone Holdings, LLC

283K

863K

784K

1.3M

1.2M

1.1M

$13M

MORGAN STANLEY

611K

648K

782K

867K

893K

988K

$12M

UBS Group AG

609K

576K

583K

639K

682K

671K

$8M

Penserra Capital Management LLC

721K

890K

917K

919K

987K

540K

$7M

LPL Financial LLC

234K

272K

303K

318K

393K

424K

$5M

Heron Bay Capital Management

315K

291K

290K

288K

$4M

ROYAL BANK OF CANADA

34K

99K

258K

149K

195K

240K

$3M

Advisors Asset Management, Inc.

28K

—

64K

235K

$3M

STIFEL FINANCIAL CORP

56K

59K

63K

67K

201K

217K

$3M

Cetera Investment Advisers

103K

101K

89K

95K

97K

139K

$2M

D.A. DAVIDSON & CO.

30K

33K

47K

115K

131K

$2M

FIRST TRUST ADVISORS LP

65K

66K

77K

100K

107K

113K

$1M

BANK OF AMERICA CORP /DE/

50K

59K

51K

58K

70K

87K

$1M

RAYMOND JAMES FINANCIAL INC

86K

82K

81K

76K

80K

84K

$1M

OSAIC HOLDINGS, INC.

53K

62K

67K

66K

80K

$990,027

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter

Holders

Shares held

% shares out

Value held

2026-Q1

6,553,322

Short interest has its own tab now — open SI →

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13F

NMAI☆

Institutional ownership· 13F filers holding NMAI · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

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Institutional ownership· 13F filers holding NMAI · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

▸Register gapwho owns your peers and not you

NMAI