CIK 1509510
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 99.92% | 110 |
| Media & Entertainment | 0.04% | 2 |
| Metals & Mining | 0.02% | 1 |
| Software & IT Services | 0.02% | 1 |
| Equity Real Estate Investment Trusts (REITs) | 0.00% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | FSSL | FS SPECIALTY LENDING FD | Unclassified | 11.95% |
| 2 | PDX | PIMCO DYNAMIC INCOME STRATEG | Unclassified | 9.40% |
| 3 | FSCO | FS CREDIT OPPORTUNITIES CORP | Unclassified | 6.38% |
| 4 | HFRO | HIGHLAND OPPS & INCOME FD | Unclassified | 5.27% |
| 5 | HERZ | HERZFELD CARIBBEAN BASIN FD | Unclassified | 4.26% |
| 6 | SJB | PROSHARES TR | Unclassified | 4.20% |
| 7 | GOF | GUGGENHEIM STRATEGIC OPPORTU | Unclassified | 3.81% |
| 8 | BRW | SABA CAPITAL INCOME & OPRNT | Unclassified | 3.25% |
| 9 | SDS | PROSHARES TR | Unclassified | 2.78% |
| 10 | ASA | ASA GOLD AND PRECIOUS MTLS L | Unclassified | 2.66% |
6/115 names classified · sector 0.1% of weight · industry 0.1% · mkt cap 0.1%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 0.1% of the book is sector-classified (unclassified names shown, never dropped).
Only 0% of book weight classified — the grid is NOT representative of the whole book.
Classified: 0.1% of book weight (3/115 names) · unclassified 99.9%: FSSL, PDX, FSCO, HFRO, HERZ, SJB, GOF, BRW, SDS, ASA +102 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | FSSLFS SPECIALTY LENDING FD | 2,808,727 | $35M | 11.9% | ADD 37% |
| 2 | PDXPIMCO DYNAMIC INCOME STRATEG | 1,253,348 | $28M | 9.4% | TRIM −4% |
| 3 | FSCOFS CREDIT OPPORTUNITIES CORP | 3,679,935 | $19M | 6.4% | ADD 94% |
| 4 | HFROHIGHLAND OPPS & INCOME FD | 2,715,661 | $16M | 5.3% | ADD 11% |
| 5 | HERZHERZFELD CARIBBEAN BASIN FD | 807,215 | $13M | 4.3% | NEW |
| 6 | SJBPROSHARES TR | 796,652 | $12M | 4.2% | NEW |
| 7 | GOFGUGGENHEIM STRATEGIC OPPORTU | 1,015,400 | $11M | 3.8% | ADD 10% |
| 8 | BRWSABA CAPITAL INCOME & OPRNT | 1,417,189 | $10M | 3.2% | TRIM −23% |
| 9 | SDSPROSHARES TR | 108,584 | $8M | 2.8% | NEW |
| 10 | ASAASA GOLD AND PRECIOUS MTLS L | 125,885 | $8M | 2.7% | TRIM −6% |
| 11 | SABASABA CAPITAL INCOME & OPPORT | 774,518 | $6M | 2.2% | TRIM −51% |
| 12 | PAXSPIMCO ACCESS INCOME FUND | 439,995 | $6M | 2.2% | TRIM −41% |
| 13 | BPREBLUEROCK PVT REAL ESTATE FD | 362,504 | $6M | 2.0% | TRIM −58% |
| 14 | DPGDUFF & PHELPS UTLITY AND INF | 391,497 | $6M | 1.9% | TRIM −17% |
| 15 | PFIXSIMPLIFY EXCHANGE TRADED FUN | 117,701 | $5M | 1.8% | NEW |
| 16 | JFRNUVEEN FLOATING RATE INCOME | 713,294 | $5M | 1.8% | TRIM −19% |
| 17 | RABROOKFIELD REAL ASSETS INCOM | 340,641 | $4M | 1.5% | TRIM −56% |
| 18 | TFLOISHARES TR | 79,468 | $4M | 1.4% | ADD 1678% |
| 19 | EICEAGLE POINT INCOME COMPANY I | 394,000 | $4M | 1.3% | ADD 27% |
| 20 | NMLNEUBERGER ENGY INFRSTR & INC | 323,526 | $3M | 1.2% | NEW |
| 21 | KYNKAYNE ANDERSON ENERGY INFRST | 234,136 | $3M | 1.1% | NEW |
| 22 | BGRBLACKROCK ENERGY & RES TR | 181,116 | $3M | 1.1% | NEW |
| 23 | EMOCLEARBRIDGE ENERGY MIDSTRM O | 59,023 | $3M | 1.1% | ADD 5709% |
| 24 | PTYPIMCO CORPORATE & INCOME OPP | 249,976 | $3M | 1.0% | ADD 348% |
| 25 | DUSTDIREXION SHARES ETF TRUST | 58,011 | $3M | 1.0% | NEW |
| 26 | RFMZRIVERNORTH FLEXIBLE MUNI INC | 229,634 | $3M | 1.0% | TRIM −28% |
| 27 | TWNTAIWAN FD INC | 41,499 | $3M | 0.9% | TRIM −50% |
| 28 | PDIPIMCO DYNAMIC INCOME FD | 154,860 | $3M | 0.9% | HOLD |
| 29 | QIDPROSHARES TR | 116,263 | $3M | 0.9% | NEW |
| 30 | BCXBLACKROCK RES & COMMODITIES | 216,752 | $3M | 0.9% | NEW |
| 31 | STKCOLUMBIA SELIGM PREM TECH GR | 66,224 | $3M | 0.9% | ADD 1035% |
| 32 | FINSANGEL OAK FINL STRATEGIES IN | 193,430 | $2M | 0.8% | TRIM −11% |
| 33 | XSSPXNUVEEN S&P 500 DYNAMIC OVERW | 149,092 | $2M | 0.8% | NEW |
| 34 | BSMQINVESCO EXCH TRD SLF IDX FD | 98,083 | $2M | 0.8% | NEW |
| 35 | BSMRINVESCO EXCH TRD SLF IDX FD | 96,212 | $2M | 0.8% | NEW |
| 36 | DXYZDESTINY TECH100 INC | 82,806 | $2M | 0.8% | NEW |
| 37 | FUMBFIRST TR EXCH TRADED FD III | 109,973 | $2M | 0.7% | NEW |
| 38 | OXLCOXFORD LANE CAP CORP | 222,539 | $2M | 0.7% | TRIM −44% |
| 39 | LDPCOHEN & STEERS LTD D | 103,791 | $2M | 0.7% | TRIM −16% |
| 40 | MEGINYLI CBRE GBL INFR MEGTRNDS | 130,723 | $2M | 0.7% | ADD 15% |
| 41 | GAMGENERAL AMERN INVS CO INC | 32,661 | $2M | 0.6% | ADD 26240% |
| 42 | BTXBLACKROCK TECH AND PRIVATE E | 280,753 | $2M | 0.6% | TRIM −48% |
| 43 | STEWSRH TOTAL RETURN FUND INC | 107,778 | $2M | 0.6% | TRIM −72% |
| 44 | BSTZBLACKROCK SCIENCE & TECHNOLO | 82,672 | $2M | 0.6% | TRIM −62% |
| 45 | SDHYPGIM SHORT DUR HIG YLD OPP F | 113,577 | $2M | 0.6% | TRIM −66% |
| 46 | CETCENTRAL SECS CORP | 36,505 | $2M | 0.6% | TRIM −33% |
| 47 | TBLDTHORNBURG INCM BUILDER OPP T | 69,502 | $1M | 0.5% | TRIM −70% |
| 48 | CEFSEXCHANGE LISTED FDS TR | 64,610 | $1M | 0.5% | TRIM −23% |
| 49 | XGDVXGABELLI DIVID & INCOME TR | 51,278 | $1M | 0.5% | TRIM −25% |
| 50 | JLSNUVEEN MORTGAGE AND INCOME F | 72,639 | $1M | 0.4% | TRIM −10% |
| 51 | BGXBLACKSTONE LONG SHORT CR INC | 117,867 | $1M | 0.4% | TRIM −49% |
| 52 | DMOWESTERN ASSET MTG DEFINED OP | 114,887 | $1M | 0.4% | TRIM −6% |
| 53 | PVIINVESCO EXCH TRADED FD TR II | 49,141 | $1M | 0.4% | NEW |
| 54 | MSDMORGAN STANLEY EMKT DBT FD I | 172,416 | $1M | 0.4% | TRIM −47% |
| 55 | BTTBLACKROCK MUN TARGET TERM TR | 49,066 | $1M | 0.4% | HOLD |
| 56 | XFLTXAI OCTAGN FLT RAT & ALT INM T COM SHS BENF INT | 59,545 | $1M | 0.3% | NEW |
| 57 | DSMBNY MELLON STRATEGIC MUN BD | 164,932 | $991,241 | 0.3% | TRIM −52% |
| 58 | PDOPIMCO DYNAMIC INCOME OPRNTS | 66,751 | $863,090 | 0.3% | TRIM −81% |
| 59 | EDDMORGAN STANLEY EMERGING MKTS | 136,584 | $692,481 | 0.2% | ADD 11426% |
| 60 | XPCQXPIMCO CALIF MUN INCOME FD | 79,226 | $679,760 | 0.2% | TRIM −64% |
| 61 | XEMDXWESTERN ASSET EMERGING MKTS | 68,384 | $671,531 | 0.2% | ADD 4301% |
| 62 | MMDMAINSTAY MACKAY DEFINEDTERM | 44,396 | $659,281 | 0.2% | TRIM −54% |
| 63 | GLDSPDR GOLD TR | 1,398 | $601,545 | 0.2% | HOLD |
| 64 | PNIPIMCO NEW YORK MUN FD II | 75,124 | $514,599 | 0.2% | NEW |
| 65 | CCIFCARLYLE CREDIT INCOME FUND | 126,239 | $405,227 | 0.1% | TRIM −37% |
| 66 | CEFSPROTT ASSET MANAGEMENT LP | 8,000 | $381,760 | 0.1% | NEW |
| 67 | SSSSSURO CAPITAL CORP | 32,518 | $348,268 | 0.1% | NEW |
| 68 | MFMMFS MUN INCOME TR | 61,837 | $333,301 | 0.1% | TRIM −55% |
| 69 | XCXEXMFS HIGH INCOME MUN TR | 88,443 | $328,124 | 0.1% | TRIM −47% |
| 70 | SPYSTATE STR SPDR S&P 500 ETF T | 390 | $253,633 | 0.1% | HOLD |
| 71 | XCXHXMFS INVT GRADE MUN TR | 23,409 | $187,038 | 0.1% | TRIM −90% |
| 72 | HQLABRDN LIFE SCIENCES INVESTOR | 11,076 | $180,207 | 0.1% | NEW |
| 73 | DTFDTF TAX-FREE INCOME 2028 TER | 13,654 | $156,338 | 0.1% | NEW |
| 74 | QQQINVESCO QQQ TR | 270 | $155,839 | 0.1% | HOLD |
| 75 | NFLXNETFLIX INC | 1,000 | $96,150 | 0.0% | HOLD |
| 76 | MDYSPDR S&P MIDCAP 400 ETF TR | 150 | $92,514 | 0.0% | HOLD |
| 77 | EUMPROSHARES TR | 3,245 | $62,304 | 0.0% | NEW |
| 78 | TMCTMC THE METALS COMPANY INC | 12,911 | $60,294 | 0.0% | HOLD |
| 79 | METAMETA PLATFORMS INC | 100 | $57,213 | 0.0% | HOLD |
| 80 | WIWWESTERN AST INFL LKD OPP & I | 6,546 | $55,378 | 0.0% | NEW |
| 81 | FXYINVESCO CURRENCYSHARES JAPAN | 600 | $34,728 | 0.0% | HOLD |
| 82 | PFOFLAHERTY & CRUMRINE PFD INCO | 3,724 | $33,665 | 0.0% | ADD 11% |
| 83 | EDFVIRTUS STONE HBR EMRG MKTS I | 6,614 | $31,615 | 0.0% | ADD 222% |
| 84 | FPFFIRST TR INTER DURATN PFD & | 1,762 | $31,064 | 0.0% | HOLD |
| 85 | ANGXANGEL STUDIOS INC | 5,699 | $17,382 | 0.0% | HOLD |
| 86 | KFKOREA FD INC | 380 | $17,062 | 0.0% | TRIM −37% |
| 87 | TSITCW STRATEGIC INCOME FD INC | 3,258 | $14,628 | 0.0% | ADD 63% |
| 88 | JOFJAPAN SMALLER CAPITALIZATION | 1,150 | $12,535 | 0.0% | TRIM −38% |
| 89 | NMAINUVEEN MULTI ASSET INCOME FU | 898 | $11,135 | 0.0% | TRIM −18% |
| 90 | SVXYPROSHARES TR II | 220 | $10,076 | 0.0% | HOLD |
| 91 | NPWR.WSNET POWER INC | 32,771 | $8,848 | 0.0% | HOLD |
| 92 | PGZPRINCIPAL REAL ESTATE INCOME | 907 | $8,716 | 0.0% | TRIM −9% |
| 93 | AIRJWAIRJOULE TECHNOLOGIES CORP | 15,307 | $8,572 | 0.0% | HOLD |
| 94 | TDFTEMPLETON DRAGON FD INC | 775 | $8,223 | 0.0% | TRIM −45% |
| 95 | CLMCORNERSTONE STRATEGIC INVEST | 1,120 | $8,152 | 0.0% | ADD 6% |
| 96 | GGNGAMCO GLOBAL GOLD NAT RES & | 1,489 | $7,921 | 0.0% | NEW |
| 97 | EEAEUROPEAN EQUITY FD INC | 772 | $7,636 | 0.0% | TRIM −54% |
| 98 | EMFTEMPLETON EMERGING MKTS FD | 429 | $7,503 | 0.0% | TRIM −35% |
| 99 | MXFMEXICO FD INC | 354 | $7,409 | 0.0% | TRIM −54% |
| 100 | MXEMEXICO EQUITY & INCOME FD | 570 | $7,353 | 0.0% | TRIM −59% |
| 101 | ADXADAMS DIVERSIFIED EQUITY FD | 314 | $6,867 | 0.0% | HOLD |
| 102 | RVTROYCE SMALL CAP TRUST INC | 402 | $6,677 | 0.0% | HOLD |
| 103 | TYTRI CONTL CORP | 195 | $6,175 | 0.0% | HOLD |
| 104 | BDJBLACKROCK ENHANCED EQUITY DI | 714 | $6,152 | 0.0% | ADD 2% |
| 105 | GABGABELLI EQUITY TR INC | 1,098 | $6,148 | 0.0% | ADD 3% |
| 106 | QQQXNUVEEN NASDAQ 100 DYNAMIC OV | 225 | $6,007 | 0.0% | HOLD |
| 107 | JCENUVEEN CORE EQUITY ALPHA FD | 393 | $5,814 | 0.0% | HOLD |
| 108 | REAL ASSET ACQUISITION CORP | 4,166 | $5,541 | 0.0% | NEW |
| 109 | ASGLIBERTY ALL-STAR GROWTH FD I | 1,127 | $5,352 | 0.0% | ADD 5% |
| 110 | AEFABRDN EMERGING MARKETS EX CH | 667 | $4,862 | 0.0% | TRIM −69% |
| 111 | USALIBERTY ALL STAR EQUITY FD | 871 | $4,836 | 0.0% | ADD 6% |
| 112 | PCTTWPURECYCLE TECHNOLOGIES INC | 5,457 | $4,093 | 0.0% | HOLD |
| 113 | KRSP.WSRICE ACQUISITION CORP 3 | 4,858 | $3,886 | 0.0% | NEW |
| 114 | ZTRVIRTUS TOTAL RETURN FD INC | 457 | $3,028 | 0.0% | ADD 2% |
| 115 | NXDTNEXPOINT DIVERSIFIED REL ET | 285 | $1,331 | 0.0% | ADD 3% |
| Security | 2024-Q4 | 2025-Q1 | 2025-Q2 | 2025-Q3 | 2025-Q4 | 2026-Q1 | Latest value |
|---|---|---|---|---|---|---|---|
| FSSLFS SPECIALTY LENDING FD | — | — | — | — | 2.1M | 2.8M | $35M |
| PDXPIMCO DYNAMIC INCOME STRATEG | 1.5M | 1.6M | 1.6M | 1.6M | 1.3M | 1.3M | $28M |
| FSCOFS CREDIT OPPORTUNITIES CORP | 3.2M | 3.1M | 3.2M | 964K | 1.9M | 3.7M | $19M |
| HFROHIGHLAND OPPS & INCOME FD | 2.8M | 2.7M | 2.6M | 2.8M | 2.5M | 2.7M | $16M |
| HERZHERZFELD CARIBBEAN BASIN FD | — | — | — | — | — | 807K | $13M |
| SJBPROSHARES TR | — | — | 573K | — | — | 797K | $12M |
| GOFGUGGENHEIM STRATEGIC OPPORTU | — | — | — | — | 927K | 1.0M | $11M |
| BRWSABA CAPITAL INCOME & OPRNT | — | — | 446K | 1.2M | 1.8M | 1.4M | $10M |
| SDSPROSHARES TR | — | — | — | — | — | 109K | $8M |
| ASAASA GOLD AND PRECIOUS MTLS L | 13K | 12K | 12K | 181K | 134K | 126K | $8M |
| SABASABA CAPITAL INCOME & OPPORT | 1.4M | 1.7M | 1.8M | 1.8M | 1.6M | 775K | $6M |
| PAXSPIMCO ACCESS INCOME FUND | 358K | 381K | 435K | 481K | 748K | 440K | $6M |
| BPREBLUEROCK PVT REAL ESTATE FD | — | — | — | — | 855K | 363K | $6M |
| DPGDUFF & PHELPS UTLITY AND INF | — | — | 318K | 421K | 469K | 391K | $6M |
| PFIXSIMPLIFY EXCHANGE TRADED FUN | 53K | 52K | — | 192K | — | 118K | $5M |
Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.
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