GOF

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

NYSEnot in universe+ Compare Tear sheet →

CIK 1380936

$10.45

-0.03 (-0.29%)

USD · as of 2026-07-28 · marketstack

Switch Ticker

Institutional ownership· 13F filers holding GOF · 2026-Q1 methodology → sources →

199 holders

% of shares outstanding held

—

Shares held (13F)

44,406,570

Reporting holders

199

Top holders

largest 100 of 199 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	MORGAN STANLEY	8,137,2028.1M	$90M	—	ADD 16%
2	LPL Financial LLC	2,517,6032.5M	$28M	—	—
3	VERUS CAPITAL PARTNERS, LLC	2,477,0882.5M	$27M	—	ADD 6%
4	Estate Planners Group, LLC	2,370,6152.4M	$26M	—	ADD 3%
5	UBS Group AG	1,917,2121.9M	$21M	—	ADD 13%
6	RIVERNORTH CAPITAL MANAGEMENT, LLC	1,888,3351.9M	$21M	—	ADD 133%
7	ENVESTNET ASSET MANAGEMENT INC	1,467,9791.5M	$16M	—	—
8	Invesco Ltd.	1,457,7911.5M	$16M	—	ADD 10%
9	Logan Stone Capital, LLC	1,299,1031.3M	$14M	—	ADD 31%
10	Cetera Investment Advisers	1,251,2991.3M	$14M	—	—
11	COHEN & STEERS, INC.	1,221,7891.2M	$13M	—	ADD 58%
12	ROYAL BANK OF CANADA	1,145,8251.1M	$13M	—	ADD 17%
13	OSAIC HOLDINGS, INC.	1,066,9351.1M	$12M	—	ADD 12%
14	Thomas J. Herzfeld Advisors, Inc.	1,015,4001.0M	$11M	—	ADD 10%
15	CreativeOne Wealth, LLC	946,815946,815	$10M	—	ADD 5%
16	MML INVESTORS SERVICES, LLC	842,008842,008	$9M	—	ADD 6%
17	RAYMOND JAMES FINANCIAL INC	779,292779,292	$9M	—	ADD 7%
18	Secure Asset Management, LLC	623,443623,443	$7M	—	ADD 14%
19	BANK OF AMERICA CORP /DE/	603,335603,335	$7M	—	ADD 32%
20	TRUIST FINANCIAL CORP	564,460564,460	$6M	—	TRIM -26%
21	PETRA FINANCIAL ADVISORS INC	469,379469,379	$5M	—	ADD 2%
22	Janney Montgomery Scott LLC	420,263420,263	$5M	—	ADD 3%
23	Harpswell Capital Advisors, LLC	327,617327,617	$4M	—	ADD 65%
24	U.S. Capital Wealth Advisors, LLC	316,813316,813	$3M	—	ADD 3%
25	XTX Topco Ltd	278,101278,101	$3M	—	ADD 64%
26	Integrated Wealth Concepts LLC	273,821273,821	$3M	—	ADD 14%
27	INTEGRITY ALLIANCE, LLC.	268,902268,902	$3M	—	TRIM -19%
28	Richmond Brothers, Inc.	258,405258,405	$3M	—	ADD 7%
29	Baird Financial Group, Inc.	252,913252,913	$3M	—	ADD 3%
30	AE Wealth Management LLC	251,106251,106	$3M	—	ADD 83%
31	Retirement Planning Group, LLC	246,738246,738	$3M	—	TRIM -14%
32	Private Advisor Group, LLC	239,681239,681	$3M	—	—
33	Illumine Investment Management, LLC	227,556227,556	$3M	—	—
34	Vestmark Advisory Solutions, Inc.	225,267225,267	$2M	—	TRIM -9%
35	BlackRock, Inc.	221,191221,191	$2M	—	TRIM -86%
36	ELEVATION POINT WEALTH PARTNERS, LLC	219,535219,535	$2M	—	TRIM -11%
37	AMERIPRISE FINANCIAL INC	205,507205,507	$2M	—	TRIM -8%
38	MOSAIC FAMILY WEALTH PARTNERS, LLC	201,355201,355	$2M	—	TRIM -10%
39	Marks Group Wealth Management, Inc	190,195190,195	$2M	—	TRIM -3%
40	PRINCIPAL SECURITIES, INC.	188,994188,994	$2M	—	ADD 11%
41	Cambridge Investment Research Advisors, Inc.	187,367187,367	$2M	—	ADD 21%
42	WEDBUSH SECURITIES INC	185,392185,392	$2M	—	TRIM -3%
43	CARY STREET PARTNERS FINANCIAL LLC	179,382179,382	$2M	—	ADD 11%
44	PNC FINANCIAL SERVICES GROUP, INC.	173,578173,578	$2M	—	TRIM -12%
45	Tennessee Valley Asset Management Partners	171,680171,680	$2M	—	ADD 13%
46	Significant Wealth Partners LLC	158,176158,176	$2M	—	NEW
47	COMMONWEALTH EQUITY SERVICES, LLC	157,393157,393	$2M	—	TRIM -7%
48	Smith Asset Management Co., LLC	138,980138,980	$2M	—	ADD 13%
49	FLYNN ZITO CAPITAL MANAGEMENT, LLC	137,946137,946	$2M	—	TRIM -3%
50	Kestra Advisory Services, LLC	134,337134,337	$1M	—	TRIM -11%
51	Keating Financial Advisory Services, Inc.	121,132121,132	$1M	—	ADD 3%
52	Founders Financial Alliance, LLC	119,934119,934	$1M	—	ADD 3%
53	Steward Partners Investment Advisory, LLC	110,841110,841	$1M	—	TRIM -6%
54	Z3 Capital Partners, LLC	108,656108,656	$1M	—	TRIM -5%
55	Mutual Advisors, LLC	107,787107,787	$1M	—	ADD 13%
56	Dynamic Advisor Solutions LLC	98,67798,677	$1M	—	ADD 17%
57	READYSTATE ASSET MANAGEMENT LP	91,53191,531	$1M	—	NEW
58	PMG Family Office LLC	88,93888,938	$980,097	—	ADD 40%
59	Thrivent Financial for Lutherans	88,67788,677	$977,000	—	ADD 15%
60	Ausdal Financial Partners, Inc.	84,08784,087	$926,790	—	ADD 367%
61	PFG Investments, LLC	80,69380,693	$889,238	—	—
62	Kovack Advisors, Inc.	72,50972,509	$799,818	—	ADD 6%
63	UMB Bank, n.a.	70,03870,038	$771,819	—	—
64	Focus Financial Network, Inc.	69,29969,299	$763,672	—	—
65	Prime Capital Investment Advisors, LLC	68,99968,999	$760,369	—	TRIM -84%
66	MERCER GLOBAL ADVISORS INC /ADV	68,17868,178	$751,321	—	TRIM -16%
67	CHOREO, LLC	65,66465,664	$723,617	—	ADD 15%
68	JANE STREET GROUP, LLC	60,20060,200	$663,404	—	TRIM -84%
69	Sigma Planning Corp	60,03060,030	$661,531	—	TRIM -14%
70	Western Wealth Management, LLC	58,89358,893	$649,003	—	TRIM -3%
71	Geneos Wealth Management Inc.	58,67658,676	$646,613	—	—
72	Noble Wealth Management PBC	54,40054,400	$599,488	—	TRIM -59%
73	Equitable Holdings, Inc.	46,52746,527	$599,268	—	ADD 46%
74	Parisi Gray Wealth Management	51,00451,004	$562,068	—	ADD 13%
75	Mallini Complete Financial Planning LLC	50,41850,418	$555,607	—	ADD 8%
76	Strategic Financial Concepts, LLC	50,16450,164	$552,810	—	NEW
77	Almanack Investment Partners, LLC.	49,45549,455	$544,997	—	TRIM -54%
78	PRIVATE TRUST CO NA	48,96848,968	$539,631	—	ADD 15%
79	Patriot Financial Group Insurance Agency, LLC	48,30648,306	$532,330	—	ADD 102%
80	Sovran Advisors, LLC	46,12646,126	$527,224	—	TRIM -17%
81	OPPENHEIMER & CO INC	47,41247,412	$522,480	—	ADD 4%
82	Fiduciary Alliance LLC	45,22045,220	$513,247	—	—
83	New England Private Wealth Advisors LLC	43,32743,327	$477,464	—	NEW
84	CAPTRUST FINANCIAL ADVISORS	42,85742,857	$472,284	—	—
85	Brookstone Capital Management	42,59942,599	$469,444	—	TRIM -9%
86	Capital CS Group, LLC	38,42038,420	$423,391	—	ADD 39%
87	Kera Capital Partners, Inc.	38,19738,197	$420,928	—	TRIM -89%
88	Jacobi Capital Management LLC	38,10838,108	$419,945	—	—
89	Capital Analysts, LLC	37,36737,367	$412,000	—	ADD 4%
90	Mariner, LLC	32,94232,942	$363,024	—	NEW
91	Apollon Wealth Management, LLC	32,80732,807	$361,534	—	ADD 4%
92	Bank of New York Mellon Corp	31,50731,507	$347,207	—	—
93	Discipline Wealth Solutions, LLC	30,41830,418	$335,206	—	TRIM -33%
94	Merit Financial Group, LLC	29,74229,742	$327,754	—	ADD 2%
95	DAVENPORT & Co LLC	29,47429,474	$324,803	—	ADD 7%
96	NBC SECURITIES, INC.	29,43829,438	$324,406	—	ADD 36%
97	FIFTH THIRD BANCORP	28,47528,475	$313,794	—	NEW
98	Perennial Investment Advisors, LLC	28,29328,293	$311,790	—	ADD 16%
99	Rockefeller Capital Management L.P.	28,18628,186	$310,621	—	ADD 19%
100	Compound Planning, Inc.	27,59127,591	$304,049	—	—

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

MORGAN STANLEY

6.7M

6.9M

7.3M

8.2M

7.0M

8.1M

$90M

LPL Financial LLC

1.7M

1.9M

2.1M

2.4M

2.6M

2.5M

$28M

VERUS CAPITAL PARTNERS, LLC

1.1M

1.6M

1.9M

2.3M

2.5M

$27M

Estate Planners Group, LLC

—

2.3M

2.4M

$26M

UBS Group AG

1.2M

1.5M

1.6M

1.7M

1.9M

$21M

RIVERNORTH CAPITAL MANAGEMENT, LLC

—

812K

1.9M

$21M

ENVESTNET ASSET MANAGEMENT INC

352K

428K

731K

797K

1.5M

$16M

Invesco Ltd.

—

1.3M

1.5M

$16M

Logan Stone Capital, LLC

—

990K

1.3M

$14M

Cetera Investment Advisers

416K

607K

679K

1.2M

1.3M

$14M

COHEN & STEERS, INC.

387K

347K

337K

772K

1.2M

$13M

ROYAL BANK OF CANADA

601K

618K

1.3M

761K

982K

1.1M

$13M

OSAIC HOLDINGS, INC.

603K

748K

771K

952K

953K

1.1M

$12M

Thomas J. Herzfeld Advisors, Inc.

—

927K

1.0M

$11M

CreativeOne Wealth, LLC

597K

683K

741K

820K

899K

947K

$10M

Shares reported each quarter by the largest current holders. Green = added vs the prior filing, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	199	44,406,570	—	$489M
2025-Q4	196	42,918,040	—	$553M
2025-Q3	185	32,187,016	—	$481M
2025-Q2	174	28,856,036	—	$429M
2025-Q1	173	27,497,725	—	$428M
2024-Q4	171	24,017,889	—

Short interest has its own tab now — open SI →

Source: SEC Form 13F — every institution manager (≥ $100M in 13F securities) reporting a long US-listed position, across ~10,250 filers over 10 years of history. 13F is long-only, US-listed, filed up to 45 days after quarter-end.

Institutional ownership· 13F filers holding GOF · 2026-Q1 methodology → sources →

199 holders

% of shares outstanding held

—

Shares held (13F)

44,406,570

Reporting holders

199

Top holders

largest 100 of 199 · Δ vs 2025-Q4

#	Holder	Shares	Value	% of shares out	Δ QoQ
1	MORGAN STANLEY	8,137,2028.1M	$90M	—	ADD 16%
2	LPL Financial LLC	2,517,6032.5M	$28M	—	—
3	VERUS CAPITAL PARTNERS, LLC	2,477,0882.5M	$27M	—	ADD 6%
4	Estate Planners Group, LLC	2,370,6152.4M	$26M	—	ADD 3%
5	UBS Group AG	1,917,2121.9M	$21M	—	ADD 13%
6	RIVERNORTH CAPITAL MANAGEMENT, LLC	1,888,3351.9M	$21M	—	ADD 133%
7	ENVESTNET ASSET MANAGEMENT INC	1,467,9791.5M	$16M	—	—
8	Invesco Ltd.	1,457,7911.5M	$16M	—	ADD 10%
9	Logan Stone Capital, LLC	1,299,1031.3M	$14M	—	ADD 31%
10	Cetera Investment Advisers	1,251,2991.3M	$14M	—	—
11	COHEN & STEERS, INC.	1,221,7891.2M	$13M	—	ADD 58%
12	ROYAL BANK OF CANADA	1,145,8251.1M	$13M	—	ADD 17%
13	OSAIC HOLDINGS, INC.	1,066,9351.1M	$12M	—	ADD 12%
14	Thomas J. Herzfeld Advisors, Inc.	1,015,4001.0M	$11M	—	ADD 10%
15	CreativeOne Wealth, LLC	946,815946,815	$10M	—	ADD 5%
16	MML INVESTORS SERVICES, LLC	842,008842,008	$9M	—	ADD 6%
17	RAYMOND JAMES FINANCIAL INC	779,292779,292	$9M	—	ADD 7%
18	Secure Asset Management, LLC	623,443623,443	$7M	—	ADD 14%
19	BANK OF AMERICA CORP /DE/	603,335603,335	$7M	—	ADD 32%
20	TRUIST FINANCIAL CORP	564,460564,460	$6M	—	TRIM -26%
21	PETRA FINANCIAL ADVISORS INC	469,379469,379	$5M	—	ADD 2%
22	Janney Montgomery Scott LLC	420,263420,263	$5M	—	ADD 3%
23	Harpswell Capital Advisors, LLC	327,617327,617	$4M	—	ADD 65%
24	U.S. Capital Wealth Advisors, LLC	316,813316,813	$3M	—	ADD 3%
25	XTX Topco Ltd	278,101278,101	$3M	—	ADD 64%
26	Integrated Wealth Concepts LLC	273,821273,821	$3M	—	ADD 14%
27	INTEGRITY ALLIANCE, LLC.	268,902268,902	$3M	—	TRIM -19%
28	Richmond Brothers, Inc.	258,405258,405	$3M	—	ADD 7%
29	Baird Financial Group, Inc.	252,913252,913	$3M	—	ADD 3%
30	AE Wealth Management LLC	251,106251,106	$3M	—	ADD 83%
31	Retirement Planning Group, LLC	246,738246,738	$3M	—	TRIM -14%
32	Private Advisor Group, LLC	239,681239,681	$3M	—	—
33	Illumine Investment Management, LLC	227,556227,556	$3M	—	—
34	Vestmark Advisory Solutions, Inc.	225,267225,267	$2M	—	TRIM -9%
35	BlackRock, Inc.	221,191221,191	$2M	—	TRIM -86%
36	ELEVATION POINT WEALTH PARTNERS, LLC	219,535219,535	$2M	—	TRIM -11%
37	AMERIPRISE FINANCIAL INC	205,507205,507	$2M	—	TRIM -8%
38	MOSAIC FAMILY WEALTH PARTNERS, LLC	201,355201,355	$2M	—	TRIM -10%
39	Marks Group Wealth Management, Inc	190,195190,195	$2M	—	TRIM -3%
40	PRINCIPAL SECURITIES, INC.	188,994188,994	$2M	—	ADD 11%
41	Cambridge Investment Research Advisors, Inc.	187,367187,367	$2M	—	ADD 21%
42	WEDBUSH SECURITIES INC	185,392185,392	$2M	—	TRIM -3%
43	CARY STREET PARTNERS FINANCIAL LLC	179,382179,382	$2M	—	ADD 11%
44	PNC FINANCIAL SERVICES GROUP, INC.	173,578173,578	$2M	—	TRIM -12%
45	Tennessee Valley Asset Management Partners	171,680171,680	$2M	—	ADD 13%
46	Significant Wealth Partners LLC	158,176158,176	$2M	—	NEW
47	COMMONWEALTH EQUITY SERVICES, LLC	157,393157,393	$2M	—	TRIM -7%
48	Smith Asset Management Co., LLC	138,980138,980	$2M	—	ADD 13%
49	FLYNN ZITO CAPITAL MANAGEMENT, LLC	137,946137,946	$2M	—	TRIM -3%
50	Kestra Advisory Services, LLC	134,337134,337	$1M	—	TRIM -11%
51	Keating Financial Advisory Services, Inc.	121,132121,132	$1M	—	ADD 3%
52	Founders Financial Alliance, LLC	119,934119,934	$1M	—	ADD 3%
53	Steward Partners Investment Advisory, LLC	110,841110,841	$1M	—	TRIM -6%
54	Z3 Capital Partners, LLC	108,656108,656	$1M	—	TRIM -5%
55	Mutual Advisors, LLC	107,787107,787	$1M	—	ADD 13%
56	Dynamic Advisor Solutions LLC	98,67798,677	$1M	—	ADD 17%
57	READYSTATE ASSET MANAGEMENT LP	91,53191,531	$1M	—	NEW
58	PMG Family Office LLC	88,93888,938	$980,097	—	ADD 40%
59	Thrivent Financial for Lutherans	88,67788,677	$977,000	—	ADD 15%
60	Ausdal Financial Partners, Inc.	84,08784,087	$926,790	—	ADD 367%
61	PFG Investments, LLC	80,69380,693	$889,238	—	—
62	Kovack Advisors, Inc.	72,50972,509	$799,818	—	ADD 6%
63	UMB Bank, n.a.	70,03870,038	$771,819	—	—
64	Focus Financial Network, Inc.	69,29969,299	$763,672	—	—
65	Prime Capital Investment Advisors, LLC	68,99968,999	$760,369	—	TRIM -84%
66	MERCER GLOBAL ADVISORS INC /ADV	68,17868,178	$751,321	—	TRIM -16%
67	CHOREO, LLC	65,66465,664	$723,617	—	ADD 15%
68	JANE STREET GROUP, LLC	60,20060,200	$663,404	—	TRIM -84%
69	Sigma Planning Corp	60,03060,030	$661,531	—	TRIM -14%
70	Western Wealth Management, LLC	58,89358,893	$649,003	—	TRIM -3%
71	Geneos Wealth Management Inc.	58,67658,676	$646,613	—	—
72	Noble Wealth Management PBC	54,40054,400	$599,488	—	TRIM -59%
73	Equitable Holdings, Inc.	46,52746,527	$599,268	—	ADD 46%
74	Parisi Gray Wealth Management	51,00451,004	$562,068	—	ADD 13%
75	Mallini Complete Financial Planning LLC	50,41850,418	$555,607	—	ADD 8%
76	Strategic Financial Concepts, LLC	50,16450,164	$552,810	—	NEW
77	Almanack Investment Partners, LLC.	49,45549,455	$544,997	—	TRIM -54%
78	PRIVATE TRUST CO NA	48,96848,968	$539,631	—	ADD 15%
79	Patriot Financial Group Insurance Agency, LLC	48,30648,306	$532,330	—	ADD 102%
80	Sovran Advisors, LLC	46,12646,126	$527,224	—	TRIM -17%
81	OPPENHEIMER & CO INC	47,41247,412	$522,480	—	ADD 4%
82	Fiduciary Alliance LLC	45,22045,220	$513,247	—	—
83	New England Private Wealth Advisors LLC	43,32743,327	$477,464	—	NEW
84	CAPTRUST FINANCIAL ADVISORS	42,85742,857	$472,284	—	—
85	Brookstone Capital Management	42,59942,599	$469,444	—	TRIM -9%
86	Capital CS Group, LLC	38,42038,420	$423,391	—	ADD 39%
87	Kera Capital Partners, Inc.	38,19738,197	$420,928	—	TRIM -89%
88	Jacobi Capital Management LLC	38,10838,108	$419,945	—	—
89	Capital Analysts, LLC	37,36737,367	$412,000	—	ADD 4%
90	Mariner, LLC	32,94232,942	$363,024	—	NEW
91	Apollon Wealth Management, LLC	32,80732,807	$361,534	—	ADD 4%
92	Bank of New York Mellon Corp	31,50731,507	$347,207	—	—
93	Discipline Wealth Solutions, LLC	30,41830,418	$335,206	—	TRIM -33%
94	Merit Financial Group, LLC	29,74229,742	$327,754	—	ADD 2%
95	DAVENPORT & Co LLC	29,47429,474	$324,803	—	ADD 7%
96	NBC SECURITIES, INC.	29,43829,438	$324,406	—	ADD 36%
97	FIFTH THIRD BANCORP	28,47528,475	$313,794	—	NEW
98	Perennial Investment Advisors, LLC	28,29328,293	$311,790	—	ADD 16%
99	Rockefeller Capital Management L.P.	28,18628,186	$310,621	—	ADD 19%
100	Compound Planning, Inc.	27,59127,591	$304,049	—	—

Rows rank by the value each filer reported — 13F filers price their own positions, so a holder with fewer shares can rank just above one with more.

Holder trends· top 15 holders · shares held over 6 quarters

green added · red trimmed

Holder

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

MORGAN STANLEY

6.7M

6.9M

7.3M

8.2M

7.0M

8.1M

$90M

LPL Financial LLC

1.7M

1.9M

2.1M

2.4M

2.6M

2.5M

$28M

VERUS CAPITAL PARTNERS, LLC

1.1M

1.6M

1.9M

2.3M

2.5M

$27M

Estate Planners Group, LLC

—

2.3M

2.4M

$26M

UBS Group AG

1.2M

1.5M

1.6M

1.7M

1.9M

$21M

RIVERNORTH CAPITAL MANAGEMENT, LLC

—

812K

1.9M

$21M

ENVESTNET ASSET MANAGEMENT INC

352K

428K

731K

797K

1.5M

$16M

Invesco Ltd.

—

1.3M

1.5M

$16M

Logan Stone Capital, LLC

—

990K

1.3M

$14M

Cetera Investment Advisers

416K

607K

679K

1.2M

1.3M

$14M

COHEN & STEERS, INC.

387K

347K

337K

772K

1.2M

$13M

ROYAL BANK OF CANADA

601K

618K

1.3M

761K

982K

1.1M

$13M

OSAIC HOLDINGS, INC.

603K

748K

771K

952K

953K

1.1M

$12M

Thomas J. Herzfeld Advisors, Inc.

—

927K

1.0M

$11M

CreativeOne Wealth, LLC

597K

683K

741K

820K

899K

947K

$10M

Institutional footprint by quarter

Holder count only — too few computable %-of-shares-outstanding quarters for a % pane. Line breaks are quarters with no 13F record, never interpolated.

Quarter	Holders	Shares held	% shares out	Value held
2026-Q1	199	44,406,570	—	$489M
2025-Q4	196	42,918,040	—	$553M
2025-Q3	185	32,187,016	—	$481M
2025-Q2	174	28,856,036	—	$429M
2025-Q1	173	27,497,725	—	$428M
2024-Q4	171	24,017,889	—

Short interest has its own tab now — open SI →

GOF☆

Institutional ownership· 13F filers holding GOF · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

Institutional ownership· 13F filers holding GOF · 2026-Q1 methodology → sources →

Top holders

Holder trends· top 15 holders · shares held over 6 quarters

Institutional footprint by quarter

GOF