MIRAE ASSET SECURITIES (USA) INC.

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CIK 890203

13F portfolio (2026-Q1)

$2.1B

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

Top 5

52.2%

Top 10

70.1%

Effective N

13.6

HHI

0.073

This quarter

49 new · 0 exit →

By sector

Unclassified71.6%

Information Technology14.1%

Industrials3.4%

Consumer Discretionary3.2%

Financials2.6%

Communication Services2.3%

Materials1.0%

Consumer Staples1.0%

Other0.9%

By market cap

Unknown74.4%

Mega (>$200B)16.6%

Large ($10–200B)8.6%

Mid ($2–10B)0.3%

Small ($300M–2B)0.1%

By region

Other71.6%

North America25.6%

Asia-Pacific2.9%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	71.59%	49
Semiconductors & Semiconductor Equipment	8.36%	6
Software	3.74%	4
Commercial Services & Supplies	1.61%	4
Capital Markets	1.56%	3
Hotels, Restaurants & Leisure	1.46%	2
Software & IT Services	1.36%	2
Technology Hardware & Equipment	1.25%	3
Machinery	1.07%	3
Specialty Retail	1.02%	4
Media & Entertainment	0.91%	1
Beverages	0.87%	2
Oil, Gas & Consumable Fuels	0.85%	3
Transportation Infrastructure	0.82%	1
Chemicals	0.81%	2
Aerospace & Defense	0.72%	1
Automobiles & Components	0.67%	2
Communications Equipment	0.46%	1
Electrical Equipment & Components	0.30%	1
Metals & Mining	0.22%	1
Banks	0.19%	1
Tobacco	0.08%	1
Health Care Equipment & Supplies	0.06%	1
Equity Real Estate Investment Trusts (REITs)	0.03%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	15.57%
2	QQQ	INVESCO QQQ TR	Unclassified	14.17%
3	IWM	ISHARES TR	Unclassified	11.90%
4	XOP	SPDR SERIES TRUST	Unclassified	5.58%
5	XLI	SELECT SECTOR SPDR TR	Unclassified	4.97%
6	XRT	SPDR SERIES TRUST	Unclassified	4.94%
7	DIA	SPDR DOW JONES INDL AVERAGE	Unclassified	4.38%
8	AVGO	Broadcom Inc.	Information Technology	3.74%
9	MDY	SPDR S&P MIDCAP 400 ETF TR	Unclassified	2.43%
10	TSM	Taiwan Semiconductor Manufacturing Co Ltd	Information Technology	2.41%

50/99 names classified · sector 28.4% of weight · industry 28.4% · mkt cap 25.6%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 8 quarters

Information TechnologyMSFT, AVGO, AAPL, NVDA, TSM · other

FinancialsMSTR, IREN, V, BMNR, AXP · other

Consumer DiscretionaryAMZN, TSLA, MCD, HD, HLT · other

IndustrialsBA, BABA, UBER, MMM, FDX · other

Communication ServicesGOOGL, META, GOOG, NFLX, TMUS · other

Health CarePFE, LLY, MRK, JNJ, ABT · other

MaterialsNKE, LIN, PG, ALB, CDE · other

EnergyXOM, OXY, CVX, BP, COP · other

Consumer StaplesPEP, KO, MDLZ, PM, MO · other

UtilitiesNEE, SO, CEG, AEP, EXC · other

Real EstateAMT, VICI

UnclassifiedQQQ, SPY, XLI, IWM, XBI · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 28.4% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 25% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (46 classified)MIRAE ASSET SECURITIES (USA) INC. centroid (Large Growth)

Information TechnologyConsumer DiscretionaryIndustrialsFinancialsCommunication ServicesMaterialsConsumer StaplesEnergyHealth CareReal Estate

Style box summary for MIRAE ASSET SECURITIES (USA) INC.: centroid Large Growth. Heaviest cells: Large Growth 14.9%, Large Core 4.2%, Large Value 3.1%.

Classified: 25.3% of book weight (46/98 names) · unclassified 74.7%: SPY, QQQ, IWM, XOP, XLI, XRT, DIA, MDY, TSM, XHB +42 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 99 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	SPYSTATE STR SPDR S&P 500 ETF T	506,807	$330M	15.6%	ADD 33%
2	QQQINVESCO QQQ TR	519,624	$300M	14.2%	HOLD
3	IWMISHARES TR	1,015,994	$252M	11.9%	TRIM −6%
4	XOPSPDR SERIES TRUST	650,000	$118M	5.6%	HOLD
5	XLISELECT SECTOR SPDR TR	650,000	$105M	5.0%	HOLD
6	XRTSPDR SERIES TRUST	1,300,000	$105M	4.9%	HOLD
7	DIASPDR DOW JONES INDL AVERAGE	200,000	$93M	4.4%	HOLD
8	AVGOBROADCOM INC	255,558	$79M	3.7%	ADD 15%
9	MDYSPDR S&P MIDCAP 400 ETF TR	83,318	$51M	2.4%	TRIM −25%
10	TSMTAIWAN SEMICONDUCTOR MFG LTD	150,814	$51M	2.4%	ADD 50%
11	XHBSPDR SERIES TRUST	500,000	$49M	2.3%	HOLD
12	XLPSELECT SECTOR SPDR TR	350,000	$29M	1.4%	HOLD
13	MSFTMICROSOFT CORP	75,485	$28M	1.3%	HOLD
14	ORCLORACLE CORP	160,355	$24M	1.1%	ADD 44%
15	GSGOLDMAN SACHS GROUP INC	25,130	$21M	1.0%	ADD 100%
16	NFLXNETFLIX INC	200,316	$19M	0.9%	NEW
17	PLTRPALANTIR TECHNOLOGIES INC	125,171	$18M	0.9%	ADD 25%
18	CATCATERPILLAR INC	25,056	$18M	0.8%	HOLD
19	BKNGBOOKING HOLDINGS INC	4,109	$17M	0.8%	NEW
20	MUMICRON TECHNOLOGY INC	50,276	$17M	0.8%	TRIM −33%
21	MCDMCDONALDS CORP	50,465	$16M	0.7%	ADD 43%
22	PEPPEPSICO INC	100,547	$16M	0.7%	NEW
23	HLTHILTON WORLDWIDE HLDGS INC	50,107	$15M	0.7%	NEW
24	LMTLOCKHEED MARTIN CORP	25,053	$15M	0.7%	HOLD
25	NVDANVIDIA CORPORATION	85,185	$15M	0.7%	TRIM −51%
26	GOOGLALPHABET INC	50,149	$14M	0.7%	TRIM −75%
27	GOOGALPHABET INC	50,110	$14M	0.7%	TRIM −33%
28	NKENIKE INC	250,220	$13M	0.6%	ADD 25%
29	XBISPDR SERIES TRUST	100,000	$13M	0.6%	HOLD
30	USOUNITED STS OIL FD LP	100,081	$13M	0.6%	NEW
31	MAMASTERCARD INCORPORATED	25,135	$13M	0.6%	NEW
32	EWYISHARES INC MSCI STH KOR ETF	100,192	$12M	0.6%	ADD 150%
33	IBMINTERNATIONAL BUSINESS MACHS	50,109	$12M	0.6%	NEW
34	BLKBLACKROCK INC	12,027	$12M	0.5%	NEW
35	CVXCHEVRON CORP NEW	55,511	$11M	0.5%	NEW
36	TTTRANE TECHNOLOGIES PLC	25,130	$10M	0.5%	NEW
37	AMDADVANCED MICRO DEVICES INC	50,029	$10M	0.5%	TRIM −62%
38	QCOMQUALCOMM INC	75,167	$10M	0.5%	ADD 50%
39	BABAALIBABA GROUP HLDG LTD	75,398	$9M	0.4%	TRIM −57%
40	TSLATESLA INC	25,250	$9M	0.4%	TRIM −50%
41	CRMSALESFORCE INC	50,109	$9M	0.4%	HOLD
42	GDXVANECK ETF TRUST GOLD MINERS ETF	100,212	$9M	0.4%	NEW
43	TGTTARGET CORP	73,198	$9M	0.4%	HOLD
44	HDHOME DEPOT INC	25,074	$8M	0.4%	ADD 25%
45	DASHDOORDASH INC	50,188	$8M	0.4%	NEW
46	GEGE AEROSPACE	22,048	$6M	0.3%	TRIM −56%
47	GMUBGOLDMAN SACHS ETF TR	100,000	$5M	0.2%	NEW
48	MCHPMICROCHIP TECHNOLOGY INC.	75,281	$5M	0.2%	NEW
49	LCIDLUCID GROUP INC	495,386	$5M	0.2%	NEW
50	CDECOEUR MNG INC	250,936	$5M	0.2%	NEW
51	PYPLPAYPAL HLDGS INC	100,373	$5M	0.2%	NEW
52	SHWSHERWIN WILLIAMS CO	12,527	$4M	0.2%	HOLD
53	PGPROCTER AND GAMBLE CO	27,647	$4M	0.2%	HOLD
54	SOFISoFi Technologies, Ince	250,932	$4M	0.2%	NEW
55	CSCOCISCO SYS INC	50,272	$4M	0.2%	TRIM −50%
56	EWZISHARES INC MSCI BRAZIL ETF	100,185	$4M	0.2%	NEW
57	SNXXINVESTMENT MANAGERS SER TR I	105,000	$4M	0.2%	NEW
58	GCALGOLDMAN SACHS ETF TR	75,000	$4M	0.2%	NEW
59	JCIJOHNSON CONTROLS INTERNATION	28,559	$4M	0.2%	ADD 35%
60	OXYOCCIDENTAL PETE CORP	55,917	$4M	0.2%	TRIM −44%
61	KOCOCA COLA CO	37,586	$3M	0.1%	HOLD
62	EQTEQT CORP	43,624	$3M	0.1%	NEW
63	KLARKLARNA GROUP PLC	199,182	$3M	0.1%	NEW
64	PMPHILIP MORRIS INTL INC	10,034	$2M	0.1%	ADD 223%
65	LITXINVESTMENT MANAGERS SER TR I	45,000	$1M	0.1%	NEW
66	SERVSERVE ROBOTICS INC	147,826	$1M	0.1%	NEW
67	AIPOTIDAL TRUST II	48,534	$1M	0.1%	ADD 329%
68	WRBYWARBY PARKER INC	55,316	$1M	0.1%	NEW
69	ASTXINVESTMENT MANAGERS SER TR	30,000	$1M	0.1%	NEW
70	MULLGRANITESHARES ETF TR	10,000	$1M	0.1%	NEW
71	NEBXINVESTMENT MANAGERS SER TR I	30,000	$966,000	0.0%	NEW
72	CHGXEA SERIES TRUST	35,863	$961,817	0.0%	ADD 162%
73	TOVEA SERIES TRUST	30,185	$825,116	0.0%	ADD 202%
74	VOLTTEMA ETF TRUST	21,294	$729,107	0.0%	NEW
75	DSPYTEMA ETF TRUST	12,277	$700,380	0.0%	NEW
76	VICIVICI PPTYS INC	25,057	$684,557	0.0%	NEW
77	TCVEA SERIES TRUST	23,363	$647,940	0.0%	NEW
78	NBILGRANITESHARES ETF TR	60,000	$621,600	0.0%	NEW
79	QQWZPACER FDS TR	23,435	$616,549	0.0%	ADD 9%
80	BEEXTIDAL TRUST III	24,743	$599,523	0.0%	ADD 8%
81	SBHSALLY BEAUTY HLDGS INC	40,350	$558,848	0.0%	NEW
82	GRNYTidal TR Fundstrat Granny Shots US LC ETF	21,479	$512,704	0.0%	ADD 154%
83	APLXINVESTMENT MANAGERS SER TR I	45,000	$491,850	0.0%	NEW
84	QFRDPACER FDS TR	20,693	$476,901	0.0%	NEW
85	LOGOTIDAL TRUST III	24,734	$469,493	0.0%	TRIM −14%
86	IREZINVESTMENT MANAGERS SER TR I	15,000	$451,350	0.0%	NEW
87	IONLGRANITESHARES ETF TR	40,000	$432,000	0.0%	NEW
88	LENSEA SERIES TRUST	9,396	$430,621	0.0%	TRIM −7%
89	THRVTHRIVE SERIES TRUST	17,589	$430,033	0.0%	NEW
90	INVESTMENT MANAGERS SER TR I	40,000	$423,600	0.0%	NEW
91	CEGXINVESTMENT MANAGERS SER TR I	25,000	$394,500	0.0%	NEW
92	AGGAEA SERIES TRUST	15,398	$386,995	0.0%	ADD 40%
93	MCVTMILLER INVT TR	14,900	$371,183	0.0%	NEW
94	AAOXINVESTMENT MANAGERS SER TR I	20,000	$359,800	0.0%	NEW
95	CRDUINVESTMENT MANAGERS SER TR I	20,000	$302,200	0.0%	NEW
96	GABFGABELLI ETFS TRUST	5,662	$235,652	0.0%	NEW
97	COZXINVESTMENT MANAGERS SER TR I	20,000	$173,200	0.0%	NEW
98	GRANITESHARES ETF TR	60,000	$172,200	0.0%	NEW
99	OWLBLUE OWL CAPITAL INC	12,711	$116,051	0.0%	NEW

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

SPYSTATE STR SPDR S&P 500 ETF T

—

254K

422K

382K

507K

$330M

QQQINVESCO QQQ TR

672K

466K

412K

418K

521K

520K

$300M

IWMISHARES TR

256K

574K

702K

640K

1.1M

1.0M

$252M

XOPSPDR SERIES TRUST

650K

$118M

XLISELECT SECTOR SPDR TR

650K

$105M

XRTSPDR SERIES TRUST

1.3M

$105M

DIASPDR DOW JONES INDL AVERAGE

200K

$93M

AVGOBROADCOM INC

125K

100K

150K

221K

256K

$79M

MDYSPDR S&P MIDCAP 400 ETF TR

—

55K

111K

83K

$51M

TSMTAIWAN SEMICONDUCTOR MFG LTD

101K

151K

75K

252K

100K

151K

$51M

XHBSPDR SERIES TRUST

250K

500K

$49M

XLPSELECT SECTOR SPDR TR

350K

$29M

MSFTMICROSOFT CORP

384K

161K

60K

25K

75K

$28M

ORCLORACLE CORP

—

111K

160K

$24M

GSGOLDMAN SACHS GROUP INC

—

13K

25K

$21M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆MIRAE ASSET SECURITIES (USA) INC.