CIK 890203
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DROZEN, ALEKSANDRA ANNA | CHIEF COMPLIANCE OFFICER | 2022-12 | <5% ·◆ |
| RYU, JAEHONG | PRESIDENT | 2017-03 | <5% ·◆ |
| HANUKA, DANIEL MORRIS | PRINCIPAL FINANCIAL OFFICER & CFO | 2018-09 | <5% |
| NOVELLO, GERARD | PRINCIPAL OPERATIONS OFFICER | 2021-06 | <5% |
| MIRAE ASSET SECURITIES HOLDINGS (USA) INC.entity | OWNER | 2018-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
