SMITH CAPITAL MANAGEMENT INC /AR/ADV

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CIK 747559

13F portfolio (2020-Q3)

$163M

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2020-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2020-Q3)

Holdings

Top 5

38.1%

Top 10

54.7%

Effective N

22.4

HHI

0.045

This quarter

3 new · 0 exit →

By sector

Unclassified88.5%

Information Technology3.1%

Communication Services2.6%

Consumer Discretionary2.5%

Financials1.5%

Health Care0.8%

Energy0.3%

Industrials0.2%

Other0.4%

By market cap

Unknown89.0%

Mega (>$200B)7.0%

Micro (<$300M)1.8%

Large ($10–200B)1.5%

Mid ($2–10B)0.5%

Small ($300M–2B)0.3%

By region

Other88.5%

North America11.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	88.96%	56
Technology Hardware & Equipment	2.66%	2
Specialty Retail	2.23%	4
Media & Entertainment	1.89%	2
Banks	1.02%	3
Pharmaceuticals & Biotechnology	0.83%	4
Software	0.46%	1
Diversified Telecommunication Services	0.45%	2
Software & IT Services	0.30%	2
Automobiles & Components	0.29%	2
Oil, Gas & Consumable Fuels	0.25%	2
Chemicals	0.23%	1
Machinery	0.20%	1
Beverages	0.19%	1
Marine	0.02%	1
Semiconductors & Semiconductor Equipment	0.02%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	VTI	VANGUARD INDEX FDS	Unclassified	11.53%
2	IVV	ISHARES TR	Unclassified	10.96%
3	SPY	STATE STR SPDR S&P 500 ETF T	Unclassified	6.72%
4	NEAR	ISHARES U S ETF TR	Unclassified	4.63%
5	FTSM	FIRST TR EXCHANGE-TRADED FD	Unclassified	4.21%
6	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	4.19%
7	VXF	VANGUARD INDEX FDS	Unclassified	3.60%
8	FTCS	FIRST TR EXCHANGE-TRADED FD	Unclassified	3.54%
9	AGG	ISHARES TR	Unclassified	2.70%
10	LMBS	FIRST TR EXCHANGE-TRADED FD	Unclassified	2.57%

30/85 names classified · sector 11.5% of weight · industry 11.0% · mkt cap 11.0%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 8 quarters

Information TechnologyAAPL, MSFT, IBM, ADP, MVIS

Communication ServicesCABO, T, META, VZ, GTN · other

FinancialsOZK, HOMB, BAC, RF, BRK.B · other

Consumer DiscretionaryWMT, AMZN, HD, F, TSLA · other

Health CarePFE, JNJ, ABT, ABBV, AORT

EnergyXOM, NOA, CVX

Materials

IndustrialsITW, NAT, RTX

Consumer Staples

UnclassifiedVTI, IVV, SPY, NEAR, FTSM · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 11.5% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2020-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 11% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (26 classified)SMITH CAPITAL MANAGEMENT INC /AR/ADV centroid (Large Core)

Information TechnologyCommunication ServicesConsumer DiscretionaryFinancialsHealth CareMaterialsIndustrialsConsumer StaplesEnergy

Style box summary for SMITH CAPITAL MANAGEMENT INC /AR/ADV: centroid Large Core. Heaviest cells: Large Growth 4.9%, Large Value 2.4%, Small Value 1.9%.

Classified: 10.9% of book weight (26/82 names) · unclassified 89.1%: VTI, IVV, SPY, NEAR, FTSM, VEA, VXF, FTCS, AGG, LMBS +46 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 85 positions (2020-Q3) · largest first · Δ vs 2020-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	VTIVANGUARD INDEX FDS	110,271	$19M	11.5%	HOLD
2	IVVISHARES TR	53,119	$18M	11.0%	HOLD
3	SPYSTATE STR SPDR S&P 500 ETF T	32,658	$11M	6.7%	TRIM −2%
4	NEARISHARES U S ETF TR	150,584	$8M	4.6%	HOLD
5	FTSMFIRST TR EXCHANGE-TRADED FD	114,265	$7M	4.2%	ADD 7%
6	VEAVANGUARD TAX-MANAGED FDS	166,998	$7M	4.2%	HOLD
7	VXFVANGUARD INDEX FDS	45,143	$6M	3.6%	HOLD
8	FTCSFIRST TR EXCHANGE-TRADED FD	91,053	$6M	3.5%	HOLD
9	AGGISHARES TR	37,240	$4M	2.7%	ADD 4%
10	LMBSFIRST TR EXCHANGE-TRADED FD	81,116	$4M	2.6%	HOLD
11	AAPLAPPLE INC	33,514	$4M	2.4%	ADD 213%
12	USMVISHARES TR	58,546	$4M	2.3%	HOLD
13	QUALISHARES TR	32,898	$3M	2.1%	ADD 12%
14	VWOVANGUARD INTL EQUITY INDEX F	75,051	$3M	2.0%	ADD 3%
15	CABOCABLE ONE INC	1,509	$3M	1.7%	HOLD
16	IEFAISHARES TR	40,011	$2M	1.5%	ADD 6%
17	FMBFirst Trust Managed Municipal ETF	41,840	$2M	1.4%	ADD 7%
18	QQQINVESCO QQQ TR	8,189	$2M	1.4%	HOLD
19	WMTWALMART INC	15,999	$2M	1.4%	ADD 2%
20	VXUSVANGUARD STAR FDS	42,677	$2M	1.4%	ADD 3%
21	FVDFIRST TR EXCHANGE-TRADED FD	68,581	$2M	1.3%	HOLD
22	IWFISHARES TR	9,547	$2M	1.3%	ADD 6%
23	SUBISHARES TR	18,820	$2M	1.2%	ADD 8%
24	MINTPIMCO ETF TR	19,723	$2M	1.2%	TRIM −6%
25	MUBISHARES TR	16,555	$2M	1.2%	ADD 9%
26	IJHISHARES TR	9,524	$2M	1.1%	HOLD
27	BNDVANGUARD BD INDEX FDS	19,622	$2M	1.1%	HOLD
28	IVEISHARES TR	13,442	$2M	0.9%	ADD 6%
29	IWMISHARES TR	10,071	$2M	0.9%	HOLD
30	IWDISHARES TR	11,061	$1M	0.8%	HOLD
31	FPEFirst Trust Preferred Secs & Inc ETF	64,843	$1M	0.8%	HOLD
32	IEMGISHARES INC	22,143	$1M	0.7%	ADD 3%
33	INVESCO EXCH TRD SLF IDX FD	52,922	$1M	0.7%	ADD 95%
34	INVESCO EXCH TRD SLF IDX FD	49,153	$1M	0.7%	ADD 157%
35	IWSISHARES TR	11,723	$948,000	0.6%	TRIM −3%
36	FLOTISHARES TR	18,536	$940,000	0.6%	TRIM −8%
37	TIPISHARES TR	6,650	$841,000	0.5%	HOLD
38	IWPISHARES TR	4,751	$821,000	0.5%	HOLD
39	HOMBHOME BANCSHARES INC	52,597	$797,000	0.5%	HOLD
40	FTSLFIRST TR EXCHANGE-TRADED FD	17,253	$794,000	0.5%	TRIM −6%
41	OZKBANK OZK LITTLE ROCK ARK	35,570	$758,000	0.5%	TRIM −5%
42	ITOTISHARES TR	9,932	$750,000	0.5%	HOLD
43	MSFTMICROSOFT CORP	3,534	$743,000	0.5%	HOLD
44	IVWISHARES TR	3,141	$726,000	0.4%	TRIM −3%
45	IJRISHARES TR	10,283	$722,000	0.4%	ADD 10%
46	AMZNAMAZON COM INC	211	$664,000	0.4%	HOLD
47	GLDSPDR GOLD TR	3,595	$637,000	0.4%	HOLD
48	IWBISHARES TR	3,370	$631,000	0.4%	HOLD
49	XLKSELECT SECTOR SPDR TR	5,328	$622,000	0.4%	ADD 16%
50	BACBANK AMERICA CORP	25,714	$619,000	0.4%	HOLD
51	INVESCO EXCH TRD SLF IDX FD	25,195	$535,000	0.3%	HOLD
52	HDHOME DEPOT INC	1,776	$493,000	0.3%	HOLD
53	SDYSPDR SER TR	5,232	$483,000	0.3%	TRIM −34%
54	PFEPFIZER INC	12,756	$468,000	0.3%	TRIM −4%
55	SPIBSPDR SERIES TRUST	12,726	$468,000	0.3%	TRIM −18%
56	OEFISHARES TR	2,960	$461,000	0.3%	HOLD
57	IBMINTERNATIONAL BUSINESS MACHS	3,720	$453,000	0.3%	HOLD
58	BSVVANGUARD BD INDEX FDS	5,325	$442,000	0.3%	HOLD
59	TAT&T INC	14,928	$426,000	0.3%	TRIM −4%
60	JNJJOHNSON & JOHNSON	2,786	$415,000	0.3%	HOLD
61	PGPROCTER AND GAMBLE CO	2,647	$368,000	0.2%	HOLD
62	FPXFIRST TR EXCHANGE-TRADED FD	3,708	$358,000	0.2%	HOLD
63	SPYGSPDR SERIES TRUST STATE STREET SPD	6,760	$339,000	0.2%	HOLD
64	ITWILLINOIS TOOL WKS INC	1,716	$332,000	0.2%	TRIM −3%
65	VZVERIZON COMMUNICATIONS INC	5,132	$305,000	0.2%	TRIM −30%
66	KOCOCA COLA CO	6,111	$302,000	0.2%	HOLD
67	TSLATESLA INC	685	$294,000	0.2%	NEW
68	GOOGLALPHABET INC	183	$268,000	0.2%	HOLD
69	ABTABBOTT LABS	2,391	$260,000	0.2%	HOLD
70	GTNGRAY MEDIA INC	17,400	$240,000	0.1%	HOLD
71	RFREGIONS FINANCIAL CORP NEW	20,634	$238,000	0.1%	HOLD
72	LOWLOWES COS INC	1,385	$230,000	0.1%	NEW
73	MTUMISHARES TR	1,538	$227,000	0.1%	HOLD
74	IWNISHARES TR	2,254	$224,000	0.1%	TRIM −4%
75	RDVYFIRST TR EXCHANGE TRADED FD	6,752	$221,000	0.1%	HOLD
76	LQDISHARES TR	1,625	$219,000	0.1%	HOLD
77	METAMETA PLATFORMS INC	832	$218,000	0.1%	TRIM −70%
78	ABBVABBVIE INC	2,445	$214,000	0.1%	HOLD
79	NOANORTH AMERN CONSTR GROUP LTD	32,340	$211,000	0.1%	HOLD
80	BANCORPSOUTH BK TUPELO MISS	10,850	$210,000	0.1%	HOLD
81	VGTVANGUARD WORLD FD	660	$206,000	0.1%	NEW
82	XOMEXXON MOBIL CORP	5,854	$201,000	0.1%	TRIM −8%
83	FFORD MTR CO	25,975	$173,000	0.1%	HOLD
84	NATNORDIC AMERICAN TANKERS LIMI	11,499	$40,000	0.0%	HOLD
85	MVISMICROVISION INC DEL	18,376	$36,000	0.0%	HOLD

☆SMITH CAPITAL MANAGEMENT INC /AR/ADV