CIK 1599633
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2015-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 60.60% | 41 |
| Pharmaceuticals & Biotechnology | 5.31% | 4 |
| Technology Hardware & Equipment | 4.48% | 2 |
| Software & IT Services | 3.57% | 2 |
| Tobacco | 3.07% | 2 |
| Electrical Equipment & Components | 3.05% | 1 |
| Banks | 2.95% | 3 |
| Machinery | 2.81% | 1 |
| Diversified Telecommunication Services | 2.62% | 2 |
| Hotels, Restaurants & Leisure | 2.35% | 2 |
| Insurance | 1.83% | 1 |
| Entertainment | 1.75% | 1 |
| Food Products | 1.43% | 2 |
| Textiles, Apparel & Luxury Goods | 0.98% | 1 |
| Automobiles & Components | 0.66% | 1 |
| Beverages | 0.64% | 1 |
| Metals & Mining | 0.61% | 1 |
| Commercial Services & Supplies | 0.56% | 1 |
| Aerospace & Defense | 0.43% | 1 |
| Utilities | 0.32% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | IEMG | ISHARES INC | Unclassified | 5.35% |
| 2 | ACWI | ISHARES TR | Unclassified | 5.11% |
| 3 | EFA | ISHARES TR | Unclassified | 5.03% |
| 4 | DGS | WISDOMTREE TR | Unclassified | 3.80% |
| 5 | GE | GENERAL ELECTRIC CO | Information Technology | 3.05% |
| 6 | AGZ | ISHARES TR | Unclassified | 3.01% |
| 7 | ETN | Eaton Corp plc | Industrials | 2.81% |
| 8 | XLV | SELECT SECTOR SPDR TR | Unclassified | 2.76% |
| 9 | AAPL | Apple Inc. | Information Technology | 2.54% |
| 10 | IVV | ISHARES TR | Unclassified | 2.41% |
31/71 names classified · sector 40.0% of weight · industry 39.4% · mkt cap 40.0%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 40.0% of the book is sector-classified (unclassified names shown, never dropped).
Only 38% of book weight classified — the grid is NOT representative of the whole book.
Classified: 38.4% of book weight (29/66 names) · unclassified 61.6%: , IEMG, ACWI, EFA, DGS, AGZ, XLV, IVV, IJH, VGSH +27 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | IEMGISHARES INC | 50,724 | $2M | 5.4% | HOLD |
| 2 | ACWIISHARES TR | 34,143 | $2M | 5.1% | ADD 4% |
| 3 | EFAISHARES TR | 31,967 | $2M | 5.0% | ADD 3% |
| 4 | DGSWISDOMTREE TR | 40,446 | $1M | 3.8% | HOLD |
| 5 | GEGENERAL ELECTRIC CO | 36,592 | $1M | 3.1% | TRIM −10% |
| 6 | AGZISHARES TR | 9,940 | $1M | 3.0% | HOLD |
| 7 | ETNEATON CORP PLC | 20,152 | $1M | 2.8% | ADD 96% |
| 8 | XLVSELECT SECTOR SPDR TR | 14,334 | $1M | 2.8% | HOLD |
| 9 | AAPLAPPLE INC | 9,003 | $949,000 | 2.5% | ADD 2% |
| 10 | IVVISHARES TR | 4,399 | $901,000 | 2.4% | HOLD |
| 11 | IJHISHARES TR | 6,388 | $890,000 | 2.4% | HOLD |
| 12 | BMYBRISTOL-MYERS SQUIBB CO | 12,569 | $866,000 | 2.3% | HOLD |
| 13 | VGSHVANGUARD SHORT-TERM TREASURY ETF | 13,858 | $842,000 | 2.3% | HOLD |
| 14 | SHYISHARES TR | 9,902 | $835,000 | 2.2% | HOLD |
| 15 | PIMCO ETF TR | 16,365 | $829,000 | 2.2% | HOLD |
| 16 | GOOGALPHABET INC | 1,025 | $778,000 | 2.1% | NEW |
| 17 | SBUXSTARBUCKS CORP | 12,214 | $733,000 | 2.0% | TRIM −7% |
| 18 | CSCOCISCO SYS INC | 26,658 | $725,000 | 1.9% | ADD 3% |
| 19 | GUNRFLEXSHARES TR | 31,648 | $704,000 | 1.9% | ADD 2% |
| 20 | MOALTRIA GROUP INC | 11,933 | $695,000 | 1.9% | ADD 116% |
| 21 | TRVTRAVELERS COMPANIES INC | 6,062 | $685,000 | 1.8% | HOLD |
| 22 | WFCWELLS FARGO CO NEW | 12,451 | $678,000 | 1.8% | ADD 5% |
| 23 | TAT&T INC | 19,506 | $671,000 | 1.8% | ADD 3% |
| 24 | DISDISNEY WALT CO | 6,214 | $653,000 | 1.7% | TRIM −6% |
| 25 | IEUSISHARES TR | 14,027 | $635,000 | 1.7% | HOLD |
| 26 | AAXJISHARES TR | 11,070 | $591,000 | 1.6% | HOLD |
| 27 | SCZISHARES TR | 11,742 | $587,000 | 1.6% | HOLD |
| 28 | EEMVISHARES INC | 11,468 | $558,000 | 1.5% | ADD 8% |
| 29 | GOOGLALPHABET INC | 711 | $554,000 | 1.5% | NEW |
| 30 | STPZPIMCO ETF TR | 10,532 | $541,000 | 1.4% | HOLD |
| 31 | GILDGILEAD SCIENCES INC | 5,236 | $531,000 | 1.4% | ADD 4% |
| 32 | PMPHILIP MORRIS INTL INC | 5,115 | $450,000 | 1.2% | TRIM −30% |
| 33 | ASHRDBX ETF TR XTRACK HRVST CSI | 13,215 | $370,000 | 1.0% | ADD 8% |
| 34 | EPOLISHARES TR | 20,291 | $367,000 | 1.0% | ADD 9% |
| 35 | UAAUNDER ARMOUR INC | 4,518 | $365,000 | 1.0% | HOLD |
| 36 | ABBVABBVIE INC | 6,091 | $361,000 | 1.0% | TRIM −24% |
| 37 | VANECK VECTORS VIETNAM ETF | 24,430 | $361,000 | 1.0% | HOLD |
| 38 | AGGISHARES TR | 3,292 | $356,000 | 1.0% | TRIM −40% |
| 39 | VZVERIZON COMMUNICATIONS INC | 6,547 | $306,000 | 0.8% | TRIM −38% |
| 40 | BWZSPDR SERIES TRUST | 9,984 | $297,000 | 0.8% | ADD 2% |
| 41 | MDLZMONDELEZ INTL INC | 6,090 | $273,000 | 0.7% | HOLD |
| 42 | ALLERGAN PLC | 837 | $262,000 | 0.7% | NEW |
| 43 | KHCKRAFT HEINZ CO | 3,580 | $260,000 | 0.7% | HOLD |
| 44 | GMGENERAL MTRS CO | 7,214 | $245,000 | 0.7% | NEW |
| 45 | WHOLE FOODS MKT INC | 7,223 | $242,000 | 0.6% | TRIM −26% |
| 46 | LDURPIMCO ETF TR | 2,395 | $239,000 | 0.6% | HOLD |
| 47 | PEPPEPSICO INC | 2,382 | $238,000 | 0.6% | NEW |
| 48 | XLKSELECT SECTOR SPDR TR | 5,548 | $238,000 | 0.6% | HOLD |
| 49 | KYNKAYNE ANDERSON ENERGY INFRST | 13,344 | $231,000 | 0.6% | NEW |
| 50 | XLISELECT SECTOR SPDR TR | 4,361 | $231,000 | 0.6% | HOLD |
| 51 | AAALCOA INC | 23,085 | $228,000 | 0.6% | HOLD |
| 52 | HYGISHARES TR | 2,782 | $224,000 | 0.6% | ADD 98% |
| 53 | JNJJOHNSON & JOHNSON | 2,170 | $223,000 | 0.6% | TRIM −32% |
| 54 | JPMJPMORGAN CHASE & CO | 3,244 | $215,000 | 0.6% | TRIM −22% |
| 55 | EMBISHARES TR | 2,003 | $212,000 | 0.6% | ADD 2% |
| 56 | BRK.BBERKSHIRE HATHAWAY INC DEL | 1,589 | $210,000 | 0.6% | TRIM −38% |
| 57 | FTSLFIRST TR EXCHANGE-TRADED FD | 4,465 | $209,000 | 0.6% | NEW |
| 58 | ACNACCENTURE PLC IRELAND | 1,992 | $209,000 | 0.6% | TRIM −29% |
| 59 | AXPAMERICAN EXPRESS CO | 2,973 | $207,000 | 0.6% | TRIM −45% |
| 60 | IBNDSPDR SER TR | 6,683 | $206,000 | 0.6% | ADD 2% |
| 61 | Glaxosmithkline PLC ADRF | 4,991 | $202,000 | 0.5% | NEW |
| 62 | CIBRFIRST TR EXCHANGE-TRADED FD | 10,029 | $178,000 | 0.5% | TRIM −12% |
| 63 | LMTLOCKHEED MARTIN CORP | 740 | $161,000 | 0.4% | TRIM −27% |
| 64 | RAYTHEON CO | 1,253 | $157,000 | 0.4% | TRIM −54% |
| 65 | JRSNUVEEN REAL ESTATE INCOME FD | 14,681 | $156,000 | 0.4% | TRIM −22% |
| 66 | LVSLAS VEGAS SANDS CORP | 3,253 | $143,000 | 0.4% | TRIM −17% |
| 67 | KMIKINDER MORGAN INC DEL | 7,887 | $118,000 | 0.3% | TRIM −68% |
| 68 | VNQVANGUARD INDEX FDS | 1,327 | $106,000 | 0.3% | TRIM −23% |
| 69 | IYLDISHARES TR | 4,436 | $104,000 | 0.3% | TRIM −20% |
| 70 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 9,324 | $101,000 | 0.3% | TRIM −21% |
| 71 | XCHYXCALAMOS CONV & HIGH INCOME F | 9,256 | $98,000 | 0.3% | TRIM −17% |
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